COVID-19 is an infectious disease that was first identified in late 2019 and eventually caused a global pandemic. The Clearinghouse is tracking and highlighting cases involving (1) misrepresentation or failure to disclose risks associated with COVID-19; (2) statements about how COVID-19 is impacting the business operations of the company; (3) false statements about COVID-19; or (4) how companies are looking to address demand for products as a result of COVID-19. The earliest case captured under the COVID-19 trend was filed on March 12, 2020.
Filing Name | Filing Date | District Court | Exchange | Ticker | Sector |
---|---|---|---|---|---|
Hasbro, Inc. | 11/13/2024 | S.D. New York | NASDAQ | HAS | Consumer Cyclical |
ZoomInfo Technologies, Inc. | 09/04/2024 | W.D. Washington | NASDAQ | ZI | Technology |
Methode Electronics, Inc. | 08/26/2024 | N.D. Illinois | New York SE | MEI | Technology |
Extreme Networks, Inc. | 08/13/2024 | N.D. California | NASDAQ | EXTR | Technology |
CAE Inc. | 07/16/2024 | S.D. New York | New York SE | CAE | Capital Goods |
Walgreens Boots Alliance, Inc. | 07/12/2024 | N.D. Illinois | NASDAQ | WBA | Consumer Non-Cyclical |
CVS Health Corporation | 07/12/2024 | S.D. New York | New York SE | CVS | Services |
Gritstone bio, Inc. | 06/07/2024 | N.D. California | NASDAQ | GRTS | Healthcare |
Humana Inc. | 06/03/2024 | D. Delaware | New York SE | HUM | Financial |
QuidelOrtho Corporation | 04/12/2024 | S.D. New York | NASDAQ | QDEL | Healthcare |
Nextdoor Holdings, Inc. | 02/28/2024 | N.D. California | New York SE | KIND | Technology |
Fox Factory Holding Corp. | 02/20/2024 | N.D. Georgia | NASDAQ | FOXF | Consumer Cyclical |
Dick's Sporting Goods, Inc. | 02/16/2024 | W.D. Pennsylvania | New York SE | DKS | Services |
Amplitude, Inc. | 02/14/2024 | N.D. California | NASDAQ | AMPL | Technology |
BioNTech SE : American Depositary Shares | 01/12/2024 | S.D. New York | NASDAQ | BNTX | Healthcare |
Tandem Diabetes Care, Inc. | 09/08/2023 | S.D. California | NASDAQ | TNDM | Healthcare |
AeroVironment, Inc. | 08/30/2023 | E.D. Virginia | NASDAQ | AVAV | Capital Goods |
Syneos Health, Inc. | 07/27/2023 | S.D. New York | NASDAQ | SYNH | Healthcare |
Danaher Corporation | 07/17/2023 | D. District Columbia | New York SE | DHR | Healthcare |
The Walt Disney Company | 05/12/2023 | C.D. California | New York SE | DIS | Services |
Icahn Enterprises L.P. : Depositary Units | 05/11/2023 | S.D. Florida | NASDAQ | IEP | Financial |
Target Corporation | 03/29/2023 | D. Minnesota | New York SE | TGT | Services |
Stanley Black & Decker, Inc. | 03/24/2023 | D. Connecticut | New York SE | SWK | Consumer Cyclical |
Catalent, Inc. | 02/24/2023 | D. New Jersey | New York SE | CTLT | Healthcare |
Invivyd, Inc. | 01/31/2023 | D. Massachusetts | NASDAQ | IVVD | Healthcare |
National Vision Holdings, Inc. | 01/27/2023 | N.D. Georgia | NASDAQ | EYE | Services |
Veru Inc. | 12/05/2022 | S.D. Florida | NASDAQ | VERU | Healthcare |
Torrid Holdings Inc. | 11/16/2022 | C.D. California | New York SE | CURV | Consumer Cyclical |
Rent the Runway, Inc. | 11/14/2022 | E.D. New York | NASDAQ | RENT | Consumer Cyclical |
Eiger BioPharmaceuticals, Inc. | 11/08/2022 | N.D. California | NASDAQ | EIGR | Healthcare |
FIGS, Inc. | 11/01/2022 | C.D. California | New York SE | FIGS | Consumer Cyclical |
Fulgent Genetics, Inc. | 09/20/2022 | C.D. California | NASDAQ | FLGT | Healthcare |
Humanigen, Inc. | 08/26/2022 | D. New Jersey | NASDAQ | HGEN | Healthcare |
Ampio Pharmaceuticals, Inc. | 08/17/2022 | D. Colorado | New York SE | AMPE | Healthcare |
Co-Diagnostics, Inc. | 08/16/2022 | S.D. New York | NASDAQ | CODX | Healthcare |
LifeStance Health Group, Inc. | 08/10/2022 | S.D. New York | NASDAQ | LFST | Healthcare |
Molecular Partners AG : American Depositary Shares | 07/12/2022 | S.D. New York | NASDAQ | MOLN | Healthcare |
Yext, Inc. | 06/17/2022 | S.D. New York | New York SE | YEXT | Technology |
Allianz Global Investors U.S. LLC : Structured Alpha Mutual Funds | 05/24/2022 | S.D. California | N/A | N/A | Financial |
Oscar Health, Inc. | 05/12/2022 | S.D. New York | New York SE | OSCR | Financial |
Everbridge, Inc. | 04/04/2022 | C.D. California | NASDAQ | EVBG | Technology |
Butterfly Network, Inc. | 02/16/2022 | D. New Jersey | New York SE | BFLY | Healthcare |
Telos Corporation | 02/07/2022 | E.D. Virginia | NASDAQ | TLS | Technology |
NRx Pharmaceuticals, Inc. | 01/18/2022 | D. Delaware | NASDAQ | NRXP | Healthcare |
Talis Biomedical Corporation | 01/07/2022 | N.D. California | NASDAQ | TLIS | Healthcare |
Bright Health Group, Inc. | 01/06/2022 | E.D. New York | New York SE | BHG | Financial |
DocuSign, Inc. | 12/22/2021 | N.D. California | NASDAQ | DOCU | Technology |
Chegg, Inc. | 12/22/2021 | N.D. California | New York SE | CHGG | Services |
Citrix Systems, Inc. | 11/19/2021 | S.D. Florida | NASDAQ | CTXS | Technology |
Peloton Interactive, Inc. | 11/18/2021 | S.D. New York | NASDAQ | PTON | Consumer Cyclical |
Novavax, Inc. | 11/12/2021 | D. Maryland | NASDAQ | NVAX | Healthcare |
ON24, Inc. | 11/03/2021 | N.D. California | New York SE | ONTF | Technology |
The Honest Company, Inc. | 09/15/2021 | C.D. California | NASDAQ | HNST | Consumer Non-Cyclical |
Ocugen, Inc. | 06/17/2021 | E.D. Pennsylvania | NASDAQ | OCGN | Healthcare |
Verus International, Inc | 04/23/2021 | D. Maryland | OTC-BB | VRUS | Consumer Non-Cyclical |
Emergent BioSolutions Inc. | 04/19/2021 | D. Maryland | New York SE | EBS | Healthcare |
CytoDyn Inc. | 03/17/2021 | W.D. Washington | OTC-BB | CYDY | Healthcare |
bluebird bio, Inc. | 02/12/2021 | D. Massachusetts | NASDAQ | BLUE | Healthcare |
Tyson Foods, Inc. | 02/02/2021 | E.D. New York | New York SE | TSN | Consumer Non-Cyclical |
Astrazeneca PLC : American Depositary Shares | 01/26/2021 | S.D. New York | NASDAQ | AZN | Healthcare |
Allianz Global Investors U.S. LLC : Alpha Funds | 01/21/2021 | S.D. New York | N/A | N/A | Financial |
Lizhi Inc. : American Depositary Shares | 01/20/2021 | E.D. New York | NASDAQ | LIZI | Technology |
Decision Diagnostics Corp. | 01/15/2021 | C.D. California | OTC-BB | DECN | Healthcare |
Sona Nanotech Inc. | 12/17/2020 | C.D. California | OTC-BB | SNANF | Healthcare |
K12, Inc. | 11/19/2020 | E.D. Virginia | New York SE | LRN | Services |
Royal Caribbean Cruises LTD | 10/07/2020 | S.D. Florida | New York SE | RCL | Services |
Vaxart, Inc. | 08/24/2020 | N.D. California | NASDAQ | VXRT | Healthcare |
Velocity Financial, Inc. | 07/29/2020 | C.D. California | New York SE | VEL | Financial |
ProShares Ultra Bloomberg Crude Oil | 07/28/2020 | S.D. New York | New York SE | UCO | Financial |
The GEO Group, Inc. | 07/07/2020 | S.D. Florida | New York SE | GEO | Financial |
United States Oil Fund, LP | 06/19/2020 | S.D. New York | New York SE | USO | Financial |
Chembio Diagnostics, Inc. | 06/18/2020 | E.D. New York | NASDAQ | CEMI | Healthcare |
Co-Diagnostics, Inc. | 06/15/2020 | D. Utah | NASDAQ | CODX | Healthcare |
Carnival Corporation | 05/27/2020 | S.D. Florida | New York SE | CCL | Transportation |
Sorrento Therapeutics, Inc. | 05/26/2020 | S.D. California | NASDAQ | SRNE | Healthcare |
Elanco Animal Health Incorporated | 05/20/2020 | S.D. Indiana | New York SE | ELAN | Healthcare |
SCWorx Corp. | 04/29/2020 | S.D. New York | NASDAQ | WORX | Services |
Phoenix Tree Holdings Limited : American Depositary Shares | 04/24/2020 | S.D. New York | New York SE | DNK | Services |
Norwegian Cruise Lines | 03/12/2020 | S.D. Florida | New York SE | NCLH | Services |
Inovio Pharmaceuticals, Inc. | 03/12/2020 | E.D. Pennsylvania | NASDAQ | INO | Healthcare |
Article Title | Date | Source | Author |
---|---|---|---|
Extreme Networks Hit with COVID-Related Securities Suit | 08/14/2024 | The D&O Diary | Kevin LaCroix |
A New COVID-Related Securities Suit for the New Year | 01/14/2024 | The D&O Diary | Kevin LaCroix |
Insulin Pump Maker Wins Toss of Investor Suit for Now | 05/01/2024 | Law360 - Securities | Katryna Perera |
Danaher Hit with COVID-Related Securities Suit Filing | 07/19/2023 | The D&O Diary | Kevin LaCroix |
Icahn Enterprises Beats Investor Suit over Dividend Program | 09/16/2024 | Law360 - Securities | Staff Reporter |
Target Downs Investor Suit over Inventory Glut for Good | 11/18/2024 | Law360 - Securities | Katryna Perera |
Biotech Co. Escapes Stock-Drop Suit over Omicron Vax Hype | 09/18/2024 | Law360 - Securities | Brian Dowling |
Labor Supply Disruption Contributes to Recently Filed Securities Suit | 02/08/2023 | The D&O Diary | Kevin LaCroix |
Optical Co. Beats Investor Suit over Pandemic Staffing Levels | 04/01/2024 | Law360 - Securities | Katryna Perera |
Drug Development Company Hit With COVID-Related Securities Suit | 12/06/2022 | The D&O Diary | Kevin LaCroix |
Rent The Runway, Gwyneth Paltrow Can't Escape Investor Suit | 09/25/2024 | Law360 - Securities | Katryna Perera |
Calif. Judge Tosses Healthcare Apparel Co. Securities Suit | 01/18/2024 | Law360 - Securities | Katryna Perera |
Post-SPAC-Merger Company Hit with COVID-Related Securities Suit | 02/17/2022 | The D&O Diary | Kevin LaCroix |
SPAC-Related Filings - 2022 Update | 04/25/2022 | Securities Class Action Clearinghouse (SCAC) | Missy Damon |
Cybersecurity Co. Telos Beats Investor Suit Over Gov't Work | 02/03/2023 | Law360 - Securities | Katryna Perera |
Biotech Co. To Face Amended Investor Suit Over COVID Test | 05/01/2023 | Law360 - Securities | Sydney Price |
Investors Win Class Cert. against Failed COVID Test Maker | 02/12/2024 | Law360 - Securities | Emilie Ruscoe |
Dismissal Granted in Peloton COVID-Related Securities Suit | 04/04/2023 | The D&O Diary | Kevin LaCroix |
Peloton Beats Shareholder Lawsuit over Post-Pandemic Financial Forecasts | 10/01/2024 | Reuters | Jonathan Stempel |
Investors' COVID Vax Suit Against Drugmaker Tossed | 03/03/2023 | Law360 - Securities | P.J. D'Annunzio |
Emergent BioSolutions Pays $40M to Settle COVID Vax Suit | 09/13/2024 | Law360 - Securities | Staff Reporter |
AstraZeneca Beats U.S. Shareholder Lawsuit over COVID Vaccine Disclosures | 09/12/2022 | Reuters | Jonathan Stempel |
Coronavirus-Related Securities Suit Against Royal Caribbean Voluntarily Dismissed | 03/11/2021 | The D & O Diary | Kevin LaCroix |
Vaxart Investors Seek Initial OK Of $12M Deal In Fraud Suit | 08/22/2022 | Law360 - Securities | Sarah Jarvis |
First Dismissal of Coronavirus-Related Securities Class Action Lawsuit | 01/26/2021 | The D & O Diary | Kevin LaCroix |
COVID-19-Related Securities Claims Against Private Prison Company Dismissed | 09/30/2021 | The D & O Diary | Kevin LaCroix |
Prison Operator GEO Group To Pay $3M To Settle Investor Suit | 05/08/2023 | Law360 - Securities | Sydney Price |
Chembio Diagnostics Beats Securities Fraud Claims over COVID-19 Test | 02/25/2022 | Reuters | Jody Godoy |
Carnival Dodges Investor Suit Over COVID-19 Response | 05/28/2021 | Law360 - Securities | Dean Seal |
Contractor, Investors Reach $3.3M Deal In COVID Tests Suit | 02/14/2022 | Law360 - Securities | Emilie Ruscoe |
Phoenix Tree Holdings Limited Hit with Coronavirus Lawsuit | 04/28/2020 | Securities Class Action Clearinghouse (SCAC) | Leo Cho |
Here Comes the COVID-19 Litigation | 03/16/2020 | Securities Class Action Clearinghouse (SCAC) | Kristen Savelle |
Inovio Must Face Trimmed Investor Claims Over Virus Vaccine | 02/16/2021 | Law360 - Securities | Lauren Berg |
COVID-19-Related Securities Suit Against Norwegian Cruise Lines Dismissed | 04/12/2021 | The D & O Diary | Kevin LaCroix |
Inovio Inks $44M Cash, Stock Deal To End COVID-19 Vax Suit | 08/23/2022 | Law360 - Securities | Emilie Ruscoe |
Investors, Inovio Get Final OK For $44M Deal In Stock Suit | 01/18/2023 | Law360 - Securities | P.J. D'Annunzio |
Cryptocurrency is a form of digital asset, created and stored electronically in the blockchain, using encryption techniques to control the creation of monetary units and to verify the transfer of funds. A blockchain is a decentralized ledger of all transactions across a peer-to-peer network that allows participants to confirm transactions without a need for a central clearing authority. The Clearinghouse is tracking and highlighting crypto- and blockchain-related securities class actions, including actions against cryptocurrency sponsors, issuers and exchanges, actions where the underlying security at issue is a type of cryptocurrency, as well as actions against blockchain or cryptocurrency companies engaged in the sale or exchange of tokens (commonly initial coin offerings), cryptocurrency mining, cryptocurrency derivatives, or that designed blockchain-focused software. The earliest case captured under the Cryptocurrency trend was filed on June 15, 2016.
Filing Name | Filing Date | District Court | Exchange | Ticker | Sector |
---|---|---|---|---|---|
Caitlyn Jenner : $JENNER memecoin | 11/13/2024 | C.D. California | N/A | N/A | Financial |
Midnight Hub : ROOMS NFT and Digital Nomads NFT | 11/05/2024 | N.D. California | N/A | N/A | Financial |
Iris Energy Limited | 10/07/2024 | E.D. New York | NASDAQ | IREN | Financial |
Dolce & Gabbana USA Inc. : NFTs | 05/16/2024 | S.D. New York | N/A | N/A | Financial |
Hut 8 Corp. | 02/07/2024 | S.D. New York | NASDAQ | HUT | Financial |
Future FinTech Group Inc. | 01/16/2024 | D. New Jersey | NASDAQ | FTFT | Technology |
Lido DAO : LDO tokens | 12/17/2023 | N.D. California | N/A | N/A | Financial |
Binance Holdings Limited : Cryptocurrency | 10/02/2023 | S.D. Florida | N/A | N/A | Financial |
Pollen Mobile LLC : Pollen Coin | 08/09/2023 | N.D. California | N/A | N/A | Services |
Shaquille O'Neal : ASTRALs NFTs, Galaxy tokens | 05/23/2023 | S.D. Florida | N/A | N/A | Financial |
BProtocol Foundation : BNT tokens | 05/11/2023 | W.D. Texas | N/A | N/A | Technology |
Eqonex Limited | 04/20/2023 | S.D. New York | NASDAQ | EQOS | Financial |
Marathon Digital Holdings, Inc. | 03/30/2023 | D. Nevada | NASDAQ | MARA | Financial |
Signature Bank | 03/14/2023 | E.D. New York | NASDAQ | SBNY | Financial |
DraftKings Inc. : NFTs | 03/09/2023 | D. Massachusetts | N/A | N/A | Services |
Gemini Trading LLC : BlockFi Interest Accounts | 02/28/2023 | D. New Jersey | N/A | N/A | Financial |
VBit Technologies Corp. : VBit Mining Contracts | 02/13/2023 | D. Delaware | N/A | N/A | Financial |
Ryvyl Inc. | 02/01/2023 | S.D. California | NASDAQ | RYVL | Technology |
Argo Blockchain plc : American Depositary Shares | 01/26/2023 | S.D. New York | Other Foreign | ARB.L | Financial |
Digital Currency Group, Inc. : Digital Asset Loans | 01/23/2023 | D. Connecticut | N/A | N/A | Financial |
Gemini Trust Company, LLC : Gemini Interest Accounts | 12/27/2022 | S.D. New York | N/A | N/A | Financial |
Nifty Gateway, LLC : NFTs | 12/13/2022 | S.D. New York | N/A | N/A | Financial |
Singularity Future Technology Ltd. | 12/09/2022 | E.D. New York | NASDAQ | SGLY | Transportation |
Yuga Labs, Inc. : ApeCoins, NFTs | 12/08/2022 | C.D. California | N/A | N/A | Financial |
Compound DAO : COMP tokens | 12/08/2022 | N.D. California | N/A | N/A | Financial |
Iris Energy Limited | 12/07/2022 | D. New Jersey | NASDAQ | IREN | Financial |
Silvergate Capital Corporation | 12/07/2022 | S.D. California | New York SE | SI | Financial |
Core Scientific Inc. | 11/14/2022 | W.D. Texas | NASDAQ | CORZ | Technology |
Voyager Digital Holdings Inc. : Voyager Earn Program Account; Voyager Tokens | 11/09/2022 | S.D. New York | N/A | N/A | Technology |
Coinbase Global, Inc. | 08/04/2022 | D. New Jersey | NASDAQ | COIN | Technology |
Celsius Network LLC : CEL Tokens | 07/13/2022 | D. New Jersey | N/A | N/A | Financial |
Solana Labs, Inc. : Solana Tokens | 07/01/2022 | N.D. California | N/A | N/A | Financial |
TerraForm Labs Ptd Ltd. : Terra Tokens | 06/17/2022 | N.D. California | N/A | N/A | Financial |
BAM Trading Services Inc. : Cryptocurrency | 06/13/2022 | N.D. California | N/A | N/A | Financial |
Humbl, LLC : Cryptocurrency | 05/19/2022 | D. Delaware | OTC-BB | HMBL | Technology |
Coinbase Global, Inc. : GYEN Tokens | 05/12/2022 | S.D. New York | N/A | N/A | Technology |
Voyager Digital Ltd. : Voyager Earn Program Account | 04/28/2022 | S.D. Florida | N/A | N/A | Technology |
Bakkt Holdings, Inc. | 04/21/2022 | E.D. New York | New York SE | BKKT | Technology |
Stronghold Digital Mining, Inc. | 04/14/2022 | S.D. New York | NASDAQ | SDIG | Technology |
Universal Navigation Inc. : Cryptocurrency | 04/04/2022 | S.D. New York | N/A | N/A | Financial |
LGBcoin : Cryptocurrency | 04/01/2022 | M.D. Florida | N/A | N/A | Financial |
SafeMoon LLC : Cryptocurrency | 03/07/2022 | D. Utah | N/A | N/A | Financial |
BlockFi : BlockFi Interest Accounts | 03/01/2022 | D. New Jersey | N/A | N/A | Financial |
Marathon Digital Holdings, Inc. | 12/17/2021 | D. Nevada | NASDAQ | MARA | Financial |
Robinhood Markets, Inc. | 12/17/2021 | N.D. California | NASDAQ | HOOD | Financial |
Coinbase Global, Inc. | 10/08/2021 | S.D. New York | N/A | N/A | Technology |
Dfinity USA Research, LLC : Initial Coin Offering | 08/09/2021 | N.D. California | N/A | N/A | Financial |
Coinbase Global, Inc. | 07/22/2021 | N.D. California | NASDAQ | COIN | Technology |
Dapper Labs, Inc. : NFTs | 07/07/2021 | S.D. New York | N/A | N/A | Financial |
Canaan Inc. : American Depositary Shares | 04/15/2021 | S.D. New York | NASDAQ | CAN | Technology |
Ebang International Holdings Inc. | 04/08/2021 | S.D. New York | NASDAQ | EBON | Technology |
SOS Limited : American Depositary Shares | 03/30/2021 | D. New Jersey | New York SE | SOS | Technology |
MoneyGram International, Inc. | 03/01/2021 | N.D. Texas | NASDAQ | MGI | Services |
CleanSpark, Inc. | 01/20/2021 | S.D. New York | NASDAQ | CLSK | Technology |
Bit Digital, Inc. | 01/20/2021 | S.D. New York | NASDAQ | BTBT | Technology |
Triterras, Inc. | 12/21/2020 | S.D. New York | NASDAQ | TRIT | Technology |
Ideanomics, Inc. | 06/28/2020 | S.D. New York | NASDAQ | IDEX | Technology |
Binance : Cryptocurrency | 04/03/2020 | S.D. New York | N/A | N/A | Financial |
Tron Foundation | 04/03/2020 | S.D. New York | N/A | N/A | Technology |
HDR Global Trading Limited | 04/03/2020 | S.D. New York | N/A | N/A | Financial |
KuCoin : Cryptocurrency | 04/03/2020 | S.D. New York | N/A | N/A | Financial |
Bibox Group Holdings Limited | 04/03/2020 | S.D. New York | N/A | N/A | Financial |
Block.One | 04/03/2020 | S.D. New York | N/A | N/A | Technology |
BProtocol Foundation : BNT tokens | 04/03/2020 | S.D. New York | N/A | N/A | Technology |
Civic Technologies, Inc. | 04/03/2020 | S.D. New York | N/A | N/A | Technology |
KayDex Pte. Ltd. | 04/03/2020 | S.D. New York | N/A | N/A | Financial |
Quantstamp, Inc. | 04/03/2020 | S.D. New York | N/A | N/A | Technology |
Status Research & Development GmbH | 04/03/2020 | S.D. New York | N/A | N/A | Technology |
Overstock.com | 09/27/2019 | D. Utah | NASDAQ | OSTK | Services |
Elastos Foundation : Initial Coin Offering | 06/11/2019 | S.D. New York | N/A | N/A | Financial |
FLiK : Initial Coin Offering | 05/10/2019 | N.D. Georgia | N/A | N/A | Financial |
OneCoin Ltd. : Cryptocurrency | 05/07/2019 | S.D. New York | N/A | N/A | Financial |
Compcoin LLC : Initial Coin Offering | 12/31/2018 | E.D. New York | N/A | N/A | Financial |
MGT Capital Investments, Inc. | 09/28/2018 | S.D. New York | OTC-BB | MGTI | Financial |
Cloud With Me Ltd. : Initial Coin Offering | 06/19/2018 | W.D. Pennsylvania | N/A | N/A | Financial |
Latium Network, Inc. : Initial Coin Offering | 06/06/2018 | D. New Jersey | N/A | N/A | Financial |
Ripple Labs Inc. : Initial Coin Offering | 06/01/2018 | N.D. California | N/A | N/A | Financial |
Mining Max, LLC | 05/25/2018 | C.D. California | N/A | N/A | Financial |
NANO : Cryptocurrency | 04/06/2018 | N.D. California | N/A | N/A | Financial |
LongFin Corp. | 04/03/2018 | S.D. New York | NASDAQ | LFIN | Technology |
Julian Spence : DRIP Initial Coin Offering | 03/29/2018 | N.D. Illinois | N/A | N/A | Financial |
Overstock.com : Initial Coin Offering | 03/29/2018 | D. Utah | NASDAQ | OSTK | Services |
Riot Blockchain, Inc. (f/k/a Bioptix, Inc.) | 02/17/2018 | D. New Jersey | NASDAQ | RIOT | Financial |
BitConnect : Initial Coin Offering | 02/07/2018 | S.D. Florida | N/A | N/A | Financial |
Paragon Coin, Inc. : Initial Coin Offering | 01/30/2018 | N.D. California | N/A | N/A | Financial |
Xunlei Limited : American Depositary Shares | 01/18/2018 | S.D. New York | NASDAQ | XNET | Technology |
Giga Watt Inc. : Initial Coin Offering | 12/28/2017 | E.D. Washington | N/A | N/A | Financial |
ATBCOIN LLC : Initial Coin Offering | 12/21/2017 | S.D. New York | N/A | N/A | Financial |
Monkey Capital, LLC : Initial Coin Offering | 12/19/2017 | S.D. Florida | N/A | N/A | Financial |
Centra Tech, Inc. : Initial Coin Offering | 12/13/2017 | S.D. Florida | N/A | N/A | Financial |
Dynamic Ledger Solutions, Inc. : Initial Coin Offering | 11/13/2017 | N.D. California | N/A | N/A | Financial |
GAW Miners, LLC : Cryptocurrency | 06/15/2016 | D. Connecticut | N/A | N/A | Technology |
Article Title | Date | Source | Author |
---|---|---|---|
Calif. Judge Says Crypto DAOs Are Entities that Can Be Sued | 11/19/2024 | Law360 - Securities | Hailey Konnath |
Shaquille O'Neal Must Face Claims for Promoting NFTs as Securities. An FTX Portent? | 08/19/2024 | Reuters | Alison Frankel |
Shaq Reaches $11M Deal with Astrals NFT Buyers | 11/19/2024 | Law360 - Securities | Sydney Price |
Bancor Protocol Operators Beat Investor Class Action | 09/09/2024 | Law360 - Securities | Katryna Perera |
Signature Bank, Former CEO Are Sued by Shareholders for Fraud | 03/14/2023 | Reuters | Jonathan Stempel |
Underwriters Freed from Suit against Fintech Co. Ryvyl | 03/04/2024 | Law360 - Securities | Katryna Perera |
Fintech Co. Ryvyl Investors' Accounting Fraud Suit Trimmed | 10/22/2024 | Law360 - Securities | Katryna Perera |
Crypto Firms Genesis and Gemini Charged by SEC with Selling Unregistered Securities | 01/12/2023 | CNBC | Rohan Goswami |
Voyager Investors' $6.5M Deal over Crypto Marketing OK'd | 07/05/2024 | Law360 - Securities | Sydney Price |
Coinbase Must Face Shareholder Lawsuit over SEC Risks | 09/06/2024 | Reuters | Jonathan Stempel |
New Binance Class Action Likely Clears One Hurdle but Faces Plenty of Others | 06/14/2022 | Reuters | Alison Frankel |
SPAC-Related Filings - 2022 Update | 04/25/2022 | Securities Class Action Clearinghouse (SCAC) | Missy Damon |
Crypto Miner Stronghold Digital Must Face Investor Suit | 08/10/2023 | Law360 - Securities | Katryna Perera |
Robinhood Wins Dismissal of Shareholder Lawsuit over 2021 IPO | 02/10/2023 | Reuters | Jonathan Stempel |
Meme Frenzy 'No Secret' before Robinhood's IPO, Judge Says | 11/21/2023 | Law360 - Securities | Dorothy Atkins |
Crypto Security Debate Goes to Court | 05/26/2022 | The Wall Street Journal | Paul Kiernan |
Coinbase Wins Dismissal of Lawsuit Over Unregistered Securities | 02/01/2023 | Bloomberg | Chris Dolmetsch |
NBA-Tied NFT Co. to Pay $4M over Buyers' Securities Claim | 06/04/2024 | Law360 - Securities | Aislinn Keely |
$4M Settlement over NBA-Themed NFTs Gets Final OK | 10/28/2024 | Law360 - Securities | Katryna Perera |
Bitcoin Mining Operator Inks $2.1M Deal To End Investors' Suit | 10/24/2022 | Law360 - Securities | Katryna Perera |
Block & Leviton Gets $525K For Bitcoin Mining Settlement | 03/08/2023 | Law360 - Securities | Katryna Perera |
Ideanomics Defeats Investor Suit Over Electric Vehicle Biz | 03/15/2022 | Law360 - Securities | Elise Hansen |
A Sudden Wave of Crypto-Related Litigation Hits the SDN | 04/06/2020 | Securities Class Action Clearinghouse (SCAC) | Leo Cho |
Crypto Buyer's Claims Against Bibox Came Too Late | 04/19/2021 | Law360 - Securities | Elise Hansen |
Block.one Inks Deal To End Securities Suit For $27.5M | 06/14/2021 | Law360 - Securities | Elise Hansen |
Crypto Exchange Binance Wins Dismissal of U.S. Lawsuit over Digital Token Sales | 03/31/2022 | Reuters | Jonathan Stempel |
Crypto Investors' Class Settlement with Block.one Killed by N.Y. Judge | 08/16/2022 | Reuters | Alison Frankel |
Block.one's Revived $22 Mln Settlement Could Be Template for Crypto Class Actions | 01/30/2023 | Reuters | Alison Frankel |
Crypto Co. Tron, Founder Can't Shake Investor Suit over ICO | 10/23/2024 | Law360 - Securities | Katryna Perera |
Overstock.com Gets Crypto-Dividends Suit Tossed | 09/29/2020 | Law360 - Securities | Rachel O'Brien |
Judge Vacates Own Nix Of Overstock.com Case Over 'Mistake' | 01/07/2021 | Law360 - Securities | Rachel O'Brien |
Tenth Circuit Affirms Dismissal of Short Seller's Securities Suit against Overstock | 11/07/2024 | The D & O Diary | Kevin LaCroix |
Ripple ICO Suit Mostly Survives Motion To Dismiss | 02/26/2020 | Law360 - Securities | Emilie Ruscoe |
Ripple Investors' ICO Suit Trimmed Again | 10/05/2020 | Law360 - Securities | Rachel O'Brien |
Ripple Defeats Class but not Howey over Token Sales | 06/21/2024 | Law360 - Securities | Jessica Corso |
Investor Action Against Longfin Trimmed But Kept Alive | 04/12/2019 | Law360 - Securities | Reenat Sinay |
Riot Blockchain Escapes Pump-And-Dump Class Claims In NJ | 04/30/2020 | Law360 - Securities | Emilie Ruscoe |
Riot Blockchain Pump-And-Dump Suit Tossed for Good | 08/28/2023 | Law360 - Securities | Katryna Perera |
Rapper, Execs Face $12M Judgment In Pot Crypto ICO Row | 06/24/2021 | Law360 - Securities | Sarah Jarvis |
Chinese Tech Co. Beats Illegal Coin Offering Claims | 09/10/2019 | Law360 - Securities | Reenat Sinay |
Crypto Co. Inks $250K Deal With Investors Over 2017 ICO | 04/10/2020 | Law360 - Securities | Philip Rosenstein |
Crypto Co. Says It Can't Afford Recently Inked $250K Deal | 05/13/2020 | Law360 - Securities | Reenat Sinay |
Tezos Seeks To Settle Coin Offering Suit For $25M | 03/23/2020 | Law360 - Securities | Reenat Sinay |
Conn. Judge Grants Retrial Over Cryptomining Ponzi Scheme | 06/06/2022 | Law360 - Securities | Clarice Silber |
Special purpose acquisition companies or “SPACs” are an increasingly popular way for private companies to become publicly traded without undergoing a traditional initial public offering. SPACs are companies with no commercial operations that are formed strictly to raise capital through an IPO for the purpose of acquiring one or more unspecified businesses or assets. If a business combination with an identified target is consummated (referred to as the “de-SPAC transaction”), the SPAC and the target business will combine into a publicly traded company. The earliest case captured under the SPACs trend was filed on January 30, 2019.
Filing Name | Filing Date | District Court | Exchange | Ticker | Sector |
---|---|---|---|---|---|
WM Technology, Inc. | 10/17/2024 | C.D. California | NASDAQ | MAPS | Technology |
iLearningEngines, Inc. | 10/07/2024 | D. Maryland | NASDAQ | AILE | Technology |
Cross River Bank | 09/27/2024 | D. New Jersey | New York SE | SUNL | Financial |
SeaStar Medical Holding Corporation | 07/05/2024 | D. Colorado | NASDAQ | ICU | Healthcare |
VinFast Auto Ltd. | 04/12/2024 | E.D. New York | NASDAQ | VFS | Consumer Cyclical |
Evolv Technologies Holdings, Inc. | 03/25/2024 | D. Massachusetts | NASDAQ | EVLV | Capital Goods |
The Lion Electric Company | 03/22/2024 | S.D. New York | New York SE | LEV | Consumer Cyclical |
Nextdoor Holdings, Inc. | 02/28/2024 | N.D. California | New York SE | KIND | Technology |
Brooge Energy Limited | 02/05/2024 | C.D. California | NASDAQ | BROG | Energy |
Microvast Holdings, Inc. | 12/05/2023 | S.D. Texas | NASDAQ | MVST | Capital Goods |
Fisker Inc. | 11/27/2023 | C.D. California | New York SE | FSR | Consumer Cyclical |
SC Health Corporation | 11/09/2023 | C.D. California | New York SE | SCPE | Healthcare |
Li-Cycle Holdings Corp. | 11/08/2023 | S.D. New York | New York SE | LICY | Services |
Holley Inc. | 11/06/2023 | W.D. Kentucky | New York SE | HLLY | Consumer Cyclical |
Archer Aviation, Inc. | 09/21/2023 | N.D. California | New York SE | ACHR | Capital Goods |
Origin Materials, Inc. | 08/25/2023 | E.D. California | NASDAQ | ORGN | Basic Materials |
MSP Recovery, Inc. f/k/a Lionheart Acquisition Corp. II | 08/23/2023 | S.D. Florida | NASDAQ | LIFW | Technology |
Eos Energy Enterprises, Inc. | 08/01/2023 | D. New Jersey | NASDAQ | EOSE | Capital Goods |
Proterra Inc. | 07/14/2023 | N.D. California | NASDAQ | PTRA | Consumer Cyclical |
Hub Cyber Security Ltd. | 07/06/2023 | S.D. New York | NASDAQ | HUBC | Technology |
Electric Last Mile Solutions, Inc. | 06/14/2023 | D. Delaware | NASDAQ | ELMS | Consumer Cyclical |
Luminar Technologies, Inc. | 05/26/2023 | M.D. Florida | NASDAQ | LAZR | Consumer Cyclical |
Stem, Inc. | 05/12/2023 | N.D. California | New York SE | STEM | Technology |
Eqonex Limited | 04/20/2023 | S.D. New York | NASDAQ | EQOS | Financial |
BurgerFi International, Inc. | 04/06/2023 | S.D. Florida | NASDAQ | BFI | Services |
Volta, Inc. | 02/21/2023 | S.D. New York | New York SE | VLTA | Services |
Terran Orbital, Inc. | 02/17/2023 | S.D. New York | New York SE | LLAP | Capital Goods |
Inspirato Incorporated | 02/16/2023 | D. Colorado | NASDAQ | ISPO | Services |
Enovix Corp. | 01/06/2023 | N.D. California | NASDAQ | ENVX | Capital Goods |
Tattooed Chef, Inc. | 12/23/2022 | C.D. California | NASDAQ | TTCF | Consumer Non-Cyclical |
Sunlight Financial Holdings Inc. | 12/16/2022 | S.D. New York | New York SE | SUNL | Financial |
Bird Global, Inc. | 11/17/2022 | C.D. California | New York SE | BRDS | Transportation |
Vintage Wine Estates, Inc. | 11/14/2022 | D. Nevada | NASDAQ | VWE | Consumer Non-Cyclical |
Core Scientific Inc. | 11/14/2022 | W.D. Texas | NASDAQ | CORZ | Technology |
Polished.com Inc. f/k/a 1847 Goedeker Inc. | 10/31/2022 | E.D. New York | New York SE | POL | Consumer Cyclical |
Opendoor Technologies Inc. | 10/07/2022 | D. Arizona | NASDAQ | OPEN | Services |
Sema4 Holdings Corp. | 09/07/2022 | D. Connecticut | NASDAQ | SMFR | Services |
Latch, Inc. | 08/31/2022 | S.D. New York | NASDAQ | LTCH | Technology |
Lottery.com, Inc. | 08/19/2022 | S.D. New York | NASDAQ | LTRY | Services |
IonQ, Inc. | 05/31/2022 | D. Maryland | New York SE | IONQ | Technology |
Arqit Quantum Inc. | 05/06/2022 | E.D. New York | NASDAQ | ARQQ | Technology |
IronNet, Inc. | 04/22/2022 | E.D. Virginia | New York SE | IRNT | Technology |
Bakkt Holdings, Inc. | 04/21/2022 | E.D. New York | New York SE | BKKT | Technology |
Li-Cycle Holdings Corp. | 04/19/2022 | E.D. New York | New York SE | LICY | Services |
Lilium N.V. | 04/18/2022 | S.D. Florida | NASDAQ | LILM | Capital Goods |
Playstudios, Inc. | 04/05/2022 | D. Nevada | NASDAQ | MYPS | Technology |
Embark Technology, Inc. | 04/01/2022 | N.D. California | NASDAQ | EMBK | Technology |
Lucid Group, Inc. | 04/01/2022 | N.D. California | NASDAQ | LCID | Consumer Cyclical |
Volta Inc. | 03/30/2022 | N.D. California | New York SE | VLTA | Technology |
Vertiv Holdings Co | 03/24/2022 | S.D. New York | New York SE | VRT | Technology |
Cano Health, Inc. | 03/18/2022 | S.D. Florida | New York SE | CANO | Healthcare |
Grab Holdings Limited | 03/16/2022 | S.D. New York | NASDAQ | GRAB | Financial |
MP Materials Corp. | 02/22/2022 | D. Nevada | New York SE | MP | Basic Materials |
Butterfly Network, Inc. | 02/16/2022 | D. New Jersey | New York SE | BFLY | Healthcare |
Astra Space Inc. | 02/09/2022 | N.D. California | NASDAQ | ASTR | Capital Goods |
Electric Last Mile Solutions, Inc. | 02/03/2022 | D. New Jersey | NASDAQ | ELMS | Consumer Cyclical |
Clarivate Plc | 01/24/2022 | E.D. New York | New York SE | CLVT | Technology |
Talkspace, Inc. | 01/07/2022 | S.D. New York | New York SE | TALK | Healthcare |
Faraday Future Intelligent Electric Inc. | 12/23/2021 | C.D. California | NASDAQ | FFIE | Consumer Cyclical |
Arrival SA | 12/22/2021 | E.D. New York | NASDAQ | ARVL | Consumer Cyclical |
Desktop Metal, Inc. | 12/21/2021 | D. Massachusetts | New York SE | DM | Technology |
Redwire Corporation | 12/17/2021 | M.D. Florida | New York SE | RDW | Capital Goods |
Paysafe Limited | 12/10/2021 | S.D. New York | New York SE | PSFE | Services |
Organogenesis Holdings Inc. | 12/10/2021 | E.D. New York | NASDAQ | ORGO | Healthcare |
Ginkgo Bioworks Holdings, Inc. | 11/18/2021 | N.D. California | New York SE | DNA | Healthcare |
Owlet, Inc. | 11/17/2021 | C.D. California | New York SE | OWLT | Healthcare |
TMC the metals company Inc. | 10/28/2021 | E.D. New York | NASDAQ | TMC | Basic Materials |
Lightning eMotors, Inc. | 10/15/2021 | D. Colorado | New York SE | ZEV | Consumer Cyclical |
Hyzon Motors Inc. | 09/30/2021 | W.D. New York | NASDAQ | HYZN | Consumer Cyclical |
AppHarvest, Inc. | 09/24/2021 | S.D. New York | NASDAQ | APPH | Consumer Non-Cyclical |
Katapult Holdings, Inc. | 08/27/2021 | S.D. New York | NASDAQ | KPLT | Technology |
View, Inc. | 08/18/2021 | N.D. California | NASDAQ | VIEW | Capital Goods |
ATI Physical Therapy, Inc. | 08/16/2021 | N.D. Illinois | New York SE | ATIP | Healthcare |
Bowl America, Inc. | 08/04/2021 | D. Maryland | New York SE | BWL-A | Services |
AdaptHealth Corp. | 07/29/2021 | E.D. Pennsylvania | NASDAQ | AHCO | Healthcare |
Stable Road Acquisition Corp. | 07/15/2021 | C.D. California | NASDAQ | SRAC | Financial |
CarLotz, Inc. | 07/08/2021 | S.D. New York | NASDAQ | LOTZ | Services |
Draftkings Inc. | 07/02/2021 | S.D. New York | NASDAQ | DKNG | Services |
Virgin Galactic Holdings, Inc. | 05/28/2021 | E.D. New York | New York SE | SPCE | Capital Goods |
Danimer Scientific, Inc. | 05/14/2021 | E.D. New York | New York SE | DNMR | Basic Materials |
Purecycle Technologies, Inc. | 05/11/2021 | M.D. Florida | NASDAQ | PCT | Basic Materials |
Skillz Inc. | 05/07/2021 | N.D. California | New York SE | SKLZ | Technology |
Churchill Capital Corporation IV | 04/18/2021 | N.D. California | New York SE | CCIV | Financial |
Romeo Power Inc. | 04/16/2021 | S.D. New York | New York SE | RMO | Consumer Cyclical |
Canoo Inc. | 04/02/2021 | C.D. California | NASDAQ | GOEV | Consumer Cyclical |
Lordstown Motors Corp. | 03/18/2021 | N.D. Ohio | NASDAQ | RIDE | Consumer Cyclical |
XL Fleet Corp. | 03/08/2021 | S.D. New York | New York SE | XL | Consumer Cyclical |
Velodyne Lidar, Inc. | 03/02/2021 | N.D. California | NASDAQ | VLDR | Technology |
MultiPlan Corporation | 02/24/2021 | S.D. New York | New York SE | MPLN | Financial |
Immunovant, Inc. | 02/19/2021 | E.D. New York | NASDAQ | IMVT | Healthcare |
Clover Health Investments, Corp. | 02/05/2021 | M.D. Tennessee | NASDAQ | CLOV | Financial |
QuantumScape Corporation | 01/05/2021 | N.D. California | New York SE | QS | Consumer Cyclical |
Triterras, Inc. | 12/21/2020 | S.D. New York | NASDAQ | TRIT | Technology |
Sunworks, Inc. | 10/22/2020 | E.D. California | NASDAQ | SUNW | Energy |
Nikola Corporation | 09/15/2020 | D. Arizona | NASDAQ | NKLA | Consumer Cyclical |
Churchill Capital Corp III | 08/11/2020 | S.D. New York | New York SE | CCXX | Financial |
Akazoo S.A. | 04/24/2020 | E.D. New York | NASDAQ | SONG | Services |
HF Foods Group Inc. | 03/29/2020 | C.D. California | NASDAQ | HFFG | Consumer Non-Cyclical |
Exela Technologies Inc | 03/23/2020 | N.D. Texas | NASDAQ | XELA | Technology |
Boxwood Merger Corp. | 11/22/2019 | D. Delaware | NASDAQ | BWMCU | Financial |
Waitr Holdings Inc | 09/26/2019 | W.D. Louisiana | NASDAQ | WTRH | Services |
Chardan Healthcare Acquisition Corp. | 09/25/2019 | D. Delaware | New York SE | CHAC | Conglomerates |
Greenland Acquisition Corporation | 09/19/2019 | D. Delaware | NASDAQ | GLACU | Conglomerates |
SAExploration Holdings, Inc. | 08/18/2019 | S.D. Texas | NASDAQ | SAEX | Energy |
Black Ridge Acquisition Corp. | 06/17/2019 | D. Delaware | NASDAQ | BRACU | Conglomerates |
Alta Mesa Resources, Inc. | 01/30/2019 | S.D. Texas | NASDAQ | AMR | Conglomerates |
Article Title | Date | Source | Author |
---|---|---|---|
EV Company Hit with SPAC-Related Securities Suit | 11/28/2023 | The D&O Diary | Kevin LaCroix |
Electric Aircraft Co. Investor Drops Flight Test Suit | 10/24/2023 | Law360 - Securities | Emilie Ruscoe |
Self-Driving Tech Co. Beats Investor Suit over Chip Pic Gaffe | 06/03/2024 | Law360 - Securities | Emilie Ruscoe |
Lithium Battery Maker Enovix Escapes Investor Suit | 01/31/2024 | Law360 - Securities | Katryna Perera |
SPAC-Merged Real Estate Platform Hit with Securities Suit | 10/10/2022 | The D&O Diary | Kevin LaCroix |
Real Estate Tech Co. Opendoor Beats Investor Suit, for Now | 02/29/2024 | Law360 - Securities | Katryna Perera |
Health Tech Co. Beats Investor Data Platform Fraud Claim | 08/02/2024 | Law360 - Securities | Emilie Ruscoe |
Online Lottery Company Hit with First SPAC-Related Securities Suit Filing Since May | 08/21/2022 | The D&O Diary | Kevin LaCroix |
Lottery.com Beats Investor Suit over Pre-IPO Disclosures | 02/07/2024 | Law360 - Securities | Sydney Price |
Electric Jet Co. Grounds Investor Suit over SPAC Disclosures | 08/27/2024 | Law360 - Securities | Emilie Ruscoe |
Two More Post-SPAC-Merger Companies Hit with Securities Suits | 04/07/2022 | The D&O Diary | Kevin LaCroix |
Investors Ink $2.5M Deal with Troubled Autonomous Truck Co. | 05/18/2023 | Law360 - Securities | Emilie Ruscoe |
EV Charging Co., Execs Largely Escape Investor Suit | 01/29/2024 | Law360 - Securities | Katryna Perera |
EV Charging Co. Defeats Investor Suit over Merger Statements | 10/21/2024 | Law360 - Securities | Hailey Konnath |
Can Economic Inflation Really Lead to D&O Claims? Yup. Here's How. | 03/27/2022 | The D&O Diary | Kevin LaCroix |
Food Delivery App Can't Beat Investor Suit over SPAC Deal | 03/14/2024 | Law360 - Securities | Katryna Perera |
Post-SPAC-Merger Company Hit with COVID-Related Securities Suit | 02/17/2022 | The D&O Diary | Kevin LaCroix |
NJ Judge Grants Initial OK of $2.7M EV Maker Investor Deal | 04/03/2024 | Law360 - Securities | Madeline Lyskawa |
First SPAC-Related Securities Suit of the New Year Filed | 01/12/2022 | The D&O Diary | Kevin LaCroix |
SPAC-Related Filings - 2022 Update | 04/25/2022 | Securities Class Action Clearinghouse (SCAC) | Missy Damon |
Judge OKs $8.5M Talkspace Settlement with SPAC Investors | 11/01/2023 | Law360 - Securities | Kaitlin Gebby |
And Again: Another Post-SPAC Merger EV Company Hit with Securities Suit | 12/27/2021 | The D&O Diary | Kevin LaCroix |
Court Denies in Part Motion to Dismiss SPAC-Related Securities Suit Against EV Company | 10/25/2022 | The D&O Diary | Kevin LaCroix |
Electric Vehicle Co. Faraday Inks $7.5M Shareholder Deal | 10/06/2023 | Law360 - Securities | Henrik Nilsson |
Faraday Future's $7.5M Shareholder Deal Gets Initial OK | 11/08/2023 | Law360 - Securities | Emilie Ruscoe |
Mass. Judge Tosses Desktop Metal Securities Suit for Good | 09/21/2023 | Law360 - Securities | Katryna Perera |
1st Circ. Scraps Securities Fraud Case against 3D Printing Co. | 10/29/2024 | Law360 - Securities | Brian Dowling |
Colo. Judge Unplugs Vague EV-Maker Investor Suit | 03/27/2024 | Law360 - Securities | Daniel Ducassi |
'Smart' Glass Maker Slips Investor Suit Over Post-SPAC Woes | 05/22/2023 | Law360 - Securities | Emilie Ruscoe |
'Smart' Glass Maker View Escapes SPAC Merger Suit for Good | 04/10/2024 | Law360 - Securities | Katryna Perera |
ATI to Pay $31M in SPAC Merger Litigation Settlement | 09/24/2024 | Law360 - Securities | Lauraann Wood |
$2.2M Bowling Co. Investor Settlement Gets Initial Green Light | 09/03/2024 | Law360 - Securities | Sydney Price |
AdaptHealth, Ex-CEO Cut $51M Deal to End Investor Fight | 02/28/2024 | Law360 - Securities | Dorothy Atkins |
U.S. SEC Charges Blank Check Firm Stable Road, Space Startup Momentus with Misleading Claims | 07/13/2021 | Reuters | Chris Prentice |
'Threadbare' Pleadings Doom DraftKings Investor Lawsuit | 01/10/2023 | Law360 - Securities | Ivan Moreno |
SPAC-Related Securities Suit Dismissals Could Be Significant for Other Cases | 01/16/2023 | The D&O Diary | Kevin LaCroix |
SPAC Related Filings on the Rise | 06/07/2021 | Securities Class Action Clearinghouse (SCAC) | Leo Cho |
PureCycle Shareholder Suit Too Vague To Continue, For Now | 08/04/2022 | Law360 - Securities | Sarah Jarvis |
Mobile Gaming Co. Beats Investor Suit Over Post-SPAC Woes | 07/07/2022 | Law360 - Securities | Katryna Perera |
Game Over For Skillz Investors' Suit Over Post-SPAC Woes | 03/02/2023 | Law360 - Securities | Emilie Ruscoe |
Lucid Defeats Investor Suit Over $11B SPAC Merger, For Now | 01/11/2023 | Law360 - Securities | Hailey Konnath |
Tracking Two Emerging Securities Litigation Trends: SPACs and Supply Chain Disruption | 04/18/2021 | The D & O Diary | Kevin LaCroix |
EV Battery Co. Hit with $207M Default Loss for Lack of Attys | 09/20/2024 | Law360 - Securities | Katryna Perera |
SPAC-Related Securities Suit Partially Survives Dismissal Motion | 07/12/2022 | The D&O Diary | Kevin LaCroix |
Velodyne Investors Seek OK on $27.5M Deal over CEO Ouster | 03/13/2024 | Law360 - Securities | Gina Kim |
SPAC-Related Securities Suit Dismissal Motion Substantially Denied | 01/18/2022 | The D&O Diary | Kevin LaCroix |
QuantumScape Shareholders Seek Initial OK for $47.5M Deal | 06/12/2024 | Law360 - Securities | Katryna Perera |
Judge OKs $47.5M QuantumScape Shareholder Deal | 07/19/2024 | Law360 - Securities | Sydney Price |
SCAC Now Tracking Cases Involving SPACs | 11/30/2020 | Securities Class Action Clearinghouse (SCAC) | Kristen Savelle and Leo Cho |
Blank-Check Firms Offering IPO Alternative Are Under Regulatory Scrutiny | 09/24/2020 | The Wall Street Journal | Dave Michaels and Alexander Osipovich |
The SPAC Shareholder Class Action Boom is Coming | 11/30/2020 | Reuters | Alison Frankel |
Akazoo SPAC-Related Litigation Partially Settled for $35 Million | 04/26/2021 | The D & O Diary | Kevin LaCroix |
Seismic Data Co. To Pay $3.5M To Exit Investors' Fraud Suit | 02/09/2021 | Law360 - Securities | Morgan Conley |
Recreational cannabis-based products were first made legal in Washington and Colorado in December 2012 and are currently legal in several U.S. states. Cannabis-based products were legalized in Canada in October 2018. Securities litigation involving cannabis companies has risen in light of the growing number of companies in the sector, regulatory uncertainties, and overall market volatility in the legal cannabis industry. The Clearinghouse is tracking and highlighting securities class action lawsuits filed against U.S. and Canadian companies involved in financing, farming, distributing, or selling cannabis and cannabidiol products. The earliest case captured under the Cannabis trend was filed on April 23, 2014.
Filing Name | Filing Date | District Court | Exchange | Ticker | Sector |
---|---|---|---|---|---|
WM Technology, Inc. | 10/17/2024 | C.D. California | NASDAQ | MAPS | Technology |
TruCrowd, Inc. | 12/27/2023 | E.D. California | N/A | N/A | Financial |
Canopy Growth Corporation | 05/23/2023 | S.D. New York | NASDAQ | CGC | Healthcare |
NewAge, Inc. | 12/07/2022 | D. Colorado | OTC-BB | NBEVQ | Consumer Non-Cyclical |
Innovative Industrial Properties, Inc. | 04/25/2022 | D. New Jersey | New York SE | IIPR | Financial |
Instadose Pharma Corp. | 12/30/2021 | E.D. Virginia | OTC-BB | INSD | Healthcare |
GW Pharmaceuticals, PLC : American Depositary Shares | 05/27/2021 | S.D. California | NASDAQ | GWPH | Healthcare |
Verus International, Inc | 04/23/2021 | D. Maryland | OTC-BB | VRUS | Consumer Non-Cyclical |
Neptune Wellness Solutions Inc. | 03/16/2021 | E.D. New York | NASDAQ | NEPT | Healthcare |
Aurora Cannabis Inc. | 10/02/2020 | D. New Jersey | New York SE | ACB | Healthcare |
Harborside, Inc. | 09/08/2020 | D. Oregon | OTC-BB | HSDEF | Healthcare |
iAnthus Capital Holdings, Inc. | 04/15/2020 | S.D. New York | OTC-BB | ITHUF | Healthcare |
Cronos Group Inc. | 03/11/2020 | E.D. New York | NASDAQ | CRON | Healthcare |
Tilray, Inc. | 03/06/2020 | S.D. New York | NASDAQ | TLRY | Healthcare |
PharmaCielo Ltd. | 03/06/2020 | C.D. California | OTC-BB | PCLOF | Healthcare |
Trulieve Cannabis Corp. | 12/30/2019 | N.D. Florida | OTC-BB | TCNNF | Healthcare |
HEXO Corp. | 11/26/2019 | S.D. New York | New York SE | HEXO | Healthcare |
Aurora Cannabis Inc. | 11/21/2019 | D. New Jersey | New York SE | ACB | Healthcare |
Canopy Growth Corporation | 11/20/2019 | D. New Jersey | New York SE | CGC | Healthcare |
Zynerba Pharmaceuticals, Inc. | 10/23/2019 | E.D. Pennsylvania | NASDAQ | ZYNE | Healthcare |
Sundial Growers Inc. | 09/25/2019 | S.D. New York | NASDAQ | SNDL | Healthcare |
Greenlane Holdings, Inc. | 09/11/2019 | S.D. Florida | NASDAQ | GNLN | Consumer Non-Cyclical |
Curaleaf Holdings, Inc. | 08/05/2019 | E.D. New York | OTC-BB | CURLF | Healthcare |
CannTrust Holdings Inc. | 07/10/2019 | S.D. New York | New York SE | CTST | Healthcare |
Pyxus International, Inc. | 06/07/2019 | E.D. North Carolina | New York SE | PYX | Consumer Non-Cyclical |
KushCo Holdings, Inc. | 04/30/2019 | C.D. California | OTC-BB | KSHB | Basic Materials |
22nd Century Group, Inc. | 01/21/2019 | W.D. New York | New York SE | XXII | Healthcare |
Liberty Health Sciences Inc. | 01/07/2019 | S.D. New York | OTC-BB | LHSIF | Healthcare |
Aphria Inc. | 12/05/2018 | S.D. New York | New York SE | APHA | Healthcare |
India Globalization Capital, Inc. | 11/02/2018 | D. Maryland | New York SE | IGC | Healthcare |
Namaste Technologies Inc. | 10/06/2018 | S.D. New York | OTC-BB | NXTTF | Services |
Cronos Group, Inc. | 09/04/2018 | S.D. New York | NASDAQ | CRON | Healthcare |
CV Sciences, Inc. | 08/24/2018 | D. Nevada | OTC-BB | CVSI | Healthcare |
Paragon Coin, Inc. : Initial Coin Offering | 01/30/2018 | N.D. California | N/A | N/A | Financial |
Eco Science Solutions, Inc. | 05/24/2017 | D. New Jersey | OTC-BB | ESSI | Technology |
FusionPharm, Inc. | 02/17/2017 | D. Colorado | OTC-BB | FSPM | Basic Materials |
GW Pharmaceuticals PLC | 01/21/2016 | S.D. New York | NASDAQ | GWPH | Healthcare |
Medbox, Inc. | 01/21/2015 | C.D. California | OTC-BB | MDBX | Healthcare |
CannaVEST Corp. | 04/23/2014 | S.D. New York | OTC-BB | CANV | Healthcare |
GrowLife Inc. | 04/18/2014 | C.D. California | OTCQB | PHOT | Conglomerates |
Article Title | Date | Source | Author |
---|---|---|---|
Cannabis Co. Gets Investor Fraud Suit Thrown Out | 07/19/2024 | Law360 - Securities | Mike Curley |
NJ Judge Tosses Proposed Cannabis REIT Investor Suit | 09/20/2023 | Law360 - Securities | Faith Williams |
GW Pharma Investors Ink $7.75M Deal In Suit Over Jazz Sale | 03/21/2023 | Law360 - Securities | Bonnie Eslinger |
Health Co. Inks $4M Deal To End Suit Over Hemp Co. Buyout | 12/07/2022 | Law360 - Securities | Emilie Ruscoe |
Investors Settle With Health Co. For $4M In Hemp Merger Suit | 03/17/2023 | Law360 - Securities | Mike Curley |
Pot Co. IAnthus Dodges Investor Suit, For Now | 08/31/2021 | Law360 - Securities | Sarah Jarvis |
Pot Co. Investors Get Judge's Green Light After Past Setbacks | 09/29/2022 | Law360 - Securities | Sarah Jarvis |
Pot Co. Inks $2.9M Deal To End Investors' Stock Drop Suit | 03/22/2023 | Law360 - Securities | Mike Curley |
Canadian Cannabis Co. Gets Grouped Investor Suit Tossed | 11/20/2023 | Law360 - Securities | Mike Curley |
Pot Co. Investors Get Another Shot at Securities Suit | 12/04/2024 | Law360 - Securities | Mike Curley |
Court Tosses Investor Suit Against Cannabis Firm, For Now | 04/19/2021 | Law360 - Securities | Sarah Jarvis |
Cannabis Producer Tilray Wins Dismissal of Shareholder Lawsuit in New York | 09/27/2021 | Reuters | Jonathan Stempel |
Canadian Pot Co. Permanently Dodges 'Vague' Investor Suit | 12/08/2021 | Law360 - Securities | Katryna Perera |
Cannabis Co. Trulieve Escapes Investors' Moldy Pot Suit | 01/04/2022 | Law360 - Securities | Hannah Albarazi |
Cannabis Co. Hexo Beats Investor Suit | 03/09/2021 | Law360 - Securities | Sarah Jarvis |
Aurora Sheds Investor Suit Over Canadian Pot Market Claims | 07/07/2021 | Law360 - Securities | Emilie Ruscoe |
Aurora Cannabis Gets First Nod for $8M Investor Suit Deal | 10/15/2024 | Law360 - Securities | Ryan Harroff |
Canopy Didn't Mean To Mislead Investors, Judge Says | 05/10/2021 | Law360 - Securities | Sarah Jarvis |
Pot Co. Canopy Growth Settles Investor Suit For $13M | 02/07/2022 | Law360 - Securities | Sarah Jarvis |
$4.3M In Atty Fees Awarded In Pot Co. Canopy's $13M Deal | 06/09/2022 | Law360 - Securities | Katryna Perera |
CBD Co. Zynerba, Investors Aim To Settle Drug Trial Claims | 03/09/2021 | Law360 - Securities | Emilie Ruscoe |
CBD Co. Zynerba, Investors Seek OK For $4M Settlement Deal | 05/03/2021 | Law360 - Securities | Emilie Ruscoe |
Philly Judge OKs Investors' $4M CBD Study Settlement Deal | 05/14/2021 | Law360 - Securities | Emilie Ruscoe |
Cannabis Co. Investors Want $7M Deal To End IPO Suit | 12/06/2021 | Law360 - Securities | Sarah Jarvis |
Curaleaf Beats Investors' Stock-Drop Suit Over CBD Legality | 02/16/2021 | Law360 - Securities | Sarah Jarvis |
Hemp Biotech Biz Beats Investor Suit Over SEC Probe | 01/19/2021 | Law360 - Securities | Sarah Jarvis |
Cannabis Co. Can't Toss Investors' Stock Drop Suit | 01/06/2023 | Law360 - Securities | Mike Curley |
Cannabis Co. Inks $3M Investor Deal to End SEC Probe Suit | 04/26/2023 | Law360 - Securities | Emilie Ruscoe |
Judge Says Pot Co. Accused Of Hiding SEC Probe Can Settle | 06/16/2023 | Law360 - Securities | Collin Krabbe |
Judge Signs Off on Pot Investors' $3M Stock Drop Deal | 10/24/2023 | Law360 - Securities | Jonathan Capriel |
Canadian Pot Co. Can't Slip Suit Over $144M 'Sham' Asset Buy | 10/02/2020 | Law360 - Securities | Jack Queen |
Judge Vacates Pot Co. Investors' Class Certification, For Now | 05/10/2022 | Law360 - Securities | Katryna Perera |
CBD Co. Will Pay $1M To End Investors' Energy Drink Suit | 10/21/2021 | Law360 - Securities | Katryna Perera |
Pot Co. That Partied With Snoop Settles Investor Suit For $5M | 07/29/2019 | Law360 - Securities | Emilie Ruscoe |
Rapper, Execs Face $12M Judgment In Pot Crypto ICO Row | 06/24/2021 | Law360 - Securities | Sarah Jarvis |
Artificial Intelligence-related filings are those in which the company at issue (1) develops AI models, (2) manufactures products used in AI infrastructure, or (3) uses AI models for business purposes; and in addition the allegations are related to AI, or misrepresentations or failures to disclose risks associated with the use of AI. AI-related filings include those with allegations related to machine learning and autonomous driving, among others. The earliest case captured under the Artificial Intelligence trend was filed on March 24, 2020.
Filing Name | Filing Date | District Court | Exchange | Ticker | Sector |
---|---|---|---|---|---|
Xiao-I Corporation : American Depositary Shares | 10/15/2024 | S.D. New York | NASDAQ | AIXI | Technology |
iLearningEngines, Inc. | 10/07/2024 | D. Maryland | NASDAQ | AILE | Technology |
GitLab Inc. | 09/04/2024 | N.D. California | NASDAQ | GTLB | Technology |
Super Micro Computer, Inc. | 08/30/2024 | N.D. California | NASDAQ | SMCI | Technology |
Sprinklr, Inc. | 08/13/2024 | S.D. New York | New York SE | CXM | Technology |
ODDITY Tech Ltd. | 07/19/2024 | S.D. New York | NASDAQ | ODD | Technology |
Vicor Corporation | 07/11/2024 | N.D. California | NASDAQ | VICR | Technology |
UiPath, Inc. | 06/20/2024 | S.D. New York | New York SE | PATH | Technology |
Direct Digital Holdings, Inc. | 05/23/2024 | S.D. Texas | NASDAQ | DRCT | Services |
Perion Network Ltd. | 04/16/2024 | S.D. New York | NASDAQ | PERI | Services |
Evolv Technologies Holdings, Inc. | 03/25/2024 | D. Massachusetts | NASDAQ | EVLV | Capital Goods |
Palo Alto Networks, Inc. | 02/26/2024 | N.D. California | NASDAQ | PANW | Technology |
Innodata Inc. | 02/21/2024 | D. New Jersey | NASDAQ | INOD | Technology |
General Motors Company | 12/08/2023 | E.D. Michigan | New York SE | GM | Consumer Cyclical |
GigaCloud Technology Inc. | 10/04/2023 | S.D. New York | NASDAQ | GCT | Technology |
UiPath, Inc. | 09/06/2023 | S.D. New York | New York SE | PATH | Technology |
Stem, Inc. | 05/12/2023 | N.D. California | New York SE | STEM | Technology |
Match Group, Inc. | 03/06/2023 | D. Delaware | NASDAQ | MTCH | Technology |
Tesla, Inc. | 02/27/2023 | N.D. California | NASDAQ | TSLA | Consumer Cyclical |
Opendoor Technologies Inc. | 10/07/2022 | D. Arizona | NASDAQ | OPEN | Services |
Sema4 Holdings Corp. | 09/07/2022 | D. Connecticut | NASDAQ | SMFR | Services |
TuSimple Holdings, Inc. | 08/31/2022 | S.D. California | NASDAQ | TSP | Technology |
Unity Software Inc. | 07/06/2022 | N.D. California | New York SE | U | Technology |
Upstart, Inc. | 05/13/2022 | S.D. Ohio | NASDAQ | UPST | Financial |
Riskified Ltd. | 05/02/2022 | S.D. New York | New York SE | RSKD | Technology |
Zillow Group, Inc. | 11/16/2021 | W.D. Washington | NASDAQ | Z | Technology |
Zymergen Inc. | 08/04/2021 | N.D. California | NASDAQ | ZY | Basic Materials |
Rekor Systems, Inc. | 06/29/2021 | D. Maryland | NASDAQ | REKR | Technology |
Aterian, Inc. | 05/13/2021 | S.D. New York | NASDAQ | ATER | Technology |
Intrusion Inc. | 04/16/2021 | E.D. Texas | NASDAQ | INTZ | Technology |
FuboTV Inc. | 02/17/2021 | S.D. New York | New York SE | FUBO | Services |
Clover Health Investments, Corp. | 02/05/2021 | M.D. Tennessee | NASDAQ | CLOV | Financial |
iRhythm Technologies, Inc. | 02/01/2021 | N.D. California | NASDAQ | IRTC | Healthcare |
First American Financial Corp. | 10/25/2020 | C.D. California | New York SE | FAF | Financial |
Qutoutiao Inc. : American Depositary Shares | 08/20/2020 | S.D. New York | NASDAQ | QTT | Services |
Akazoo S.A. | 04/24/2020 | E.D. New York | NASDAQ | SONG | Services |
Baidu, Inc. | 04/21/2020 | N.D. California | NASDAQ | BIDU | Services |
DouYu International Holdings Limited : American Depositary Shares | 03/24/2020 | S.D. New York | NASDAQ | DOYU | Services |
Article Title | Date | Source | Author |
---|---|---|---|
China-Based Company Hit with AI-Related Securities Suit | 10/16/2024 | The D & O Diary | Kevin LaCroix |
Automation Co. UiPath Beats Some Shareholder Claims | 11/06/2024 | Law360 - Securities | Katryna Perera |
SPAC-Merged Real Estate Platform Hit with Securities Suit | 10/10/2022 | The D&O Diary | Kevin LaCroix |
Real Estate Tech Co. Opendoor Beats Investor Suit, for Now | 02/29/2024 | Law360 - Securities | Katryna Perera |
Health Tech Co. Beats Investor Data Platform Fraud Claim | 08/02/2024 | Law360 - Securities | Emilie Ruscoe |
Self-Driving Truck Co. Inks $189M Deal to End Investor Suit | 08/27/2024 | Law360 - Securities | Jessica Corso |
Claims That Zillow Misled Investors Move Forward | 12/08/2022 | Law360 - Securities | Brent Godwin |
Zillow Investors Gain Class Cert. in Suit over Home-Flipping | 08/26/2024 | Law360 - Securities | Katryna Perera |
Chinese News App Beats Investor Suit Over Illicit Ad Revenue | 08/04/2023 | Law360 - Securities | Dorothy Atkins |
2nd Circ. Revives Investor Suit against Chinese News App | 10/29/2024 | Law360 - Securities | Katryna Perera |
Akazoo SPAC-Related Litigation Partially Settled for $35 Million | 04/26/2021 | The D & O Diary | Kevin LaCroix |
Tech Co. Baidu Dodges Stock Suit Over Chinese Reg Risks | 04/08/2021 | Law360 - Securities | Dean Seal |
As big data becomes increasingly important to companies, so should data security. Data breaches can grant hackers unauthorized access to customer data and significantly impact company share price and reputation. The Clearinghouse is tracking and highlighting securities class action lawsuits alleging data breaches or security vulnerabilities. The earliest case captured under the Data Breach trend was filed on July 22, 2015.
Filing Name | Filing Date | District Court | Exchange | Ticker | Sector |
---|---|---|---|---|---|
PDD Holdings Inc. : American Depositary Shares | 08/13/2024 | E.D. New York | NASDAQ | PDD | Services |
CrowdStrike Holdings, Inc. | 07/30/2024 | W.D. Texas | NASDAQ | CRWD | Technology |
Comerica Incorporated | 08/21/2023 | C.D. California | New York SE | CMA | Financial |
DISH Network Corporation | 03/23/2023 | D. Colorado | NASDAQ | DISH | Services |
Block, Inc. | 10/11/2022 | S.D. New York | New York SE | SQ | Technology |
Twitter, Inc. | 09/13/2022 | C.D. California | New York SE | TWTR | Services |
Tuya Inc. : American Depositary Shares | 08/09/2022 | S.D. New York | New York SE | TUYA | Technology |
Okta, Inc. | 05/20/2022 | N.D. California | NASDAQ | OKTA | Technology |
Robinhood Markets, Inc. | 12/17/2021 | N.D. California | NASDAQ | HOOD | Financial |
360 DigiTech, Inc. | 07/13/2021 | S.D. New York | NASDAQ | QFIN | Financial |
Kanzhun Limited : American Depositary Shares | 07/12/2021 | D. New Jersey | NASDAQ | BZ | Services |
Full Truck Alliance Co. Ltd. : American Depositary Shares | 07/12/2021 | E.D. New York | New York SE | YMM | Technology |
Didi Global Inc. : American Depositary Shares | 07/06/2021 | S.D. New York | New York SE | DIDI | Technology |
Ubiquiti Inc. | 05/19/2021 | S.D. New York | New York SE | UI | Technology |
SolarWinds Corporation | 01/04/2021 | W.D. Texas | New York SE | SWI | Technology |
K12, Inc. | 11/19/2020 | E.D. Virginia | New York SE | LRN | Services |
First American Financial Corp. | 10/25/2020 | C.D. California | New York SE | FAF | Financial |
Fifth Third Bancorp | 04/07/2020 | N.D. Illinois | NASDAQ | FITB | Financial |
Zoom Video Communications, Inc. | 04/07/2020 | N.D. California | NASDAQ | ZM | Services |
Zendesk, Inc. | 10/24/2019 | N.D. California | New York SE | ZEN | Technology |
Capital One Financial Corporation | 10/02/2019 | E.D. Virginia | New York SE | COF | Financial |
FedEx Corporation | 06/26/2019 | S.D. New York | New York SE | FDX | Transportation |
Marriott International, Inc. | 12/01/2018 | D. Maryland | NASDAQ | MAR | Services |
PPDAI Group Inc. : American Depositary Shares | 11/26/2018 | E.D. New York | New York SE | PPDF | Financial |
Alphabet, Inc. | 10/11/2018 | N.D. California | NASDAQ | GOOG | Technology |
Huazhu Group Ltd. | 10/08/2018 | C.D. California | NASDAQ | HTHT | Services |
Chegg, Inc. | 09/27/2018 | N.D. California | New York SE | CHGG | Services |
Nielsen Holdings PLC | 08/08/2018 | S.D. New York | New York SE | NLSN | Services |
Facebook, Inc. | 03/20/2018 | N.D. California | NASDAQ | FB | Technology |
Intel Corporation | 01/10/2018 | N.D. California | NASDAQ | INTC | Technology |
Qudian Inc. : American Depositary Shares | 12/12/2017 | S.D. New York | New York SE | QD | Technology |
PayPal Holdings, Inc. | 12/06/2017 | N.D. California | NASDAQ | PYPL | Financial |
Equifax Inc. | 09/08/2017 | N.D. Georgia | New York SE | EFX | Financial |
Yahoo Inc. | 01/24/2017 | N.D. California | NASDAQ | YHOO | Technology |
Article Title | Date | Source | Author |
---|---|---|---|
CrowdStrike Hit with Outage-Related Securities Suit | 07/31/2024 | The D&O Diary | Kevin LaCroix |
X Gets Investors' 'Puzzling' Cybersecurity Suit Axed for Good | 03/06/2024 | Law360 - Securities | Lauren Berg |
Judge Tosses Suit Alleging IoT Co. Hid Issue of Fake Reviews | 03/06/2024 | Law360 - Securities | Sydney Price |
Cybersecurity-Related Securities Suit Allegations Against Okta Dismissed | 04/17/2023 | The D&O Diary | Kevin LaCroix |
Okta Investors Win Cert. in Cyberattack Coverup Suit | 02/05/2024 | Law360 - Securities | Emilie Ruscoe |
Okta, Investors Reach $60M Deal in Cyberattack Coverup Suit | 06/12/2024 | Law360 - Securities | Katryna Perera |
Robinhood Wins Dismissal of Shareholder Lawsuit over 2021 IPO | 02/10/2023 | Reuters | Jonathan Stempel |
Meme Frenzy 'No Secret' before Robinhood's IPO, Judge Says | 11/21/2023 | Law360 - Securities | Dorothy Atkins |
Fintech Co. Slips Investor Suit Over China Data Law, For Now | 07/28/2022 | Law360 - Securities | Katryna Perera |
Recruiting App Investor Seeks Green Light For $2.25M Deal | 11/08/2022 | Law360 - Securities | Sarah Jarvis |
Chinese Tech Stocks Roiled by Worsening Crackdown | 07/08/2021 | CNN Business | Laura He |
U.S. SEC Says Chinese IPO Hopefuls Must Provide Additional Risk Disclosures | 07/30/2021 | Reuters | Echo Wang, Scott Murdoch, and Kane Wu |
SEC Chief Warns Clock Is Ticking' on Delisting Chinese Stocks | 08/24/2021 | Bloomberg | Robert Schmidt and Benjamin Bain |
With Didi Leaving Wall Street, Trading Edges Closer to Beijing's Thumb | 12/13/2021 | The New York Times | Lananh Nguyen and Matt Phillips |
Didi Says It Will Proceed With Delisting From NYSE | 05/23/2022 | The Wall Street Journal | Shen Lu |
Dismissal Motion Largely Denied in the SolarWinds Cybersecurity-Related Securities Suit | 04/03/2022 | The D&O Diary | Kevin LaCroix |
SolarWinds Nears $26M Investor Deal As SEC Eyes Action | 11/03/2022 | Law360 - Securities | Dave Simpson |
SolarWinds Investors Seek Initial OK Of $26M Breach Deal | 12/08/2022 | Law360 - Securities | Katryna Perera |
SolarWinds and the SEC Lawsuit | 11/21/2023 | Reuters | John Bandler |
Fifth Third Nabs Exit From Investors' Investigation Fraud Suit | 04/27/2021 | Law360 - Securities | Lauraann Wood |
Zoom to Pay Investors $150M in Suit over Encryption Claims | 10/17/2023 | Law360 - Securities | Hailey Konnath |
Zendesk Escapes Securities Claims Over 2016 Data Breach | 11/10/2020 | Law360 - Securities | Dean Seal |
Ninth Circuit Affirms Zendesk Data Breach Securities Suit Dismissal | 03/07/2022 | The D&O Diary | Kevin LaCroix |
FedEx Beats Investors' Cyberattack Suit For Good | 02/04/2021 | Law360 - Securities | Sarah Jarvis |
FedEx NotPetya Cyberattack Securities Suit Dismissed | 02/08/2021 | The D & O Diary | Kevin LaCroix |
Marriott Can't Duck Hotel Guests' Data Breach Claims | 02/21/2020 | Law360 - Securities | Ben Kochman |
Marriott Beats Shareholder's Data Breach Suit | 06/14/2021 | Law360 - Securities | Joyce Hanson |
Fourth Circuit Affirms Dismissal of Marriott Data Breach-Related Securities Suit | 04/26/2022 | The D&O Diary | Kevin LaCroix |
Chinese Lender, Investors Reach $9M Deal Over IPO Claims | 06/14/2021 | Law360 - Securities | Sarah Jarvis |
Google Sued For Not Telling Investors About March Data Leak | 10/15/2018 | Law360 - Securities | Allison Grande |
Google Parent Ditches Investors' Data Leak Suit, For Now | 02/05/2020 | Law360 - Securities | Hailey Konnath |
Ninth Circuit in Part Reverses Dismissal of the Google+ User Data Securities Lawsuit | 06/17/2021 | The D & O Diary | Kevin LaCroix |
U.S. Supreme Court Spurns Google Bid to Avoid Shareholder Lawsuit | 03/07/2022 | Reuters | Lawrence Hurley |
Alphabet to Pay Shareholders $350M over Google+ Privacy Lapses | 02/07/2024 | Compliance Week | Jeff Dale |
$350M Google Privacy Settlement Receives Initial Approval | 04/09/2024 | Law360 - Securities | Katryna Perera |
Nielsen Investors' GDPR Suit Mostly Survives Dismissal Bid | 01/05/2021 | Law360 - Securities | Emilie Ruscoe |
Nielsen, Investors Ink $73M Deal In Suit Tied To EU Data Rule | 03/16/2022 | Law360 - Securities | Sarah Jarvis |
Nielsen Holdings Settles GDPR-Related Securities Suit | 05/10/2022 | The D&O Diary | Kevin LaCroix |
Meta Shareholder Lawsuit over User Privacy Revived by Appeals Court | 10/18/2023 | Reuters | Jody Godoy |
Supreme Court Will Take up Meta's Bid to End Lawsuit over Cambridge Analytica Privacy Scandal | 06/10/2024 | AP | Staff |
Supreme Court Dismisses Facebook Class-Action Lawsuit Appeal | 11/22/2024 | UPI | Simon Druker |
Yet Another Data Breach-Related Securities Suit Filed | 12/13/2017 | The D&O Diary | Kevin LaCroix |
Qudian, Investors Strike $8.5M IPO Suit Settlement Deal | 11/16/2020 | Law360 - Securities | Emilie Ruscoe |
PayPal Again Defeats Stock-Drop Suit Over Data Breach | 09/19/2019 | Law360 - Securities | Reenat Sinay |
Equifax Can't Lose Investors, Consumers' Data Breach Claims | 01/28/2019 | Law 360 - Securities | Allison Grande |
Equifax Data Breach-Related Securities Suit Settled for $149 Million | 02/17/2020 | The D & O Diary | Kevin LaCroix |
Equifax Investor Suits Get Early OKs For $149M, $33M Deals | 02/25/2020 | Law360 - Securities | Dave Simpson |
Equifax Investors' Attys Will Earn $29.6M Fee In Stock Suit | 07/02/2020 | Law360 - Securities | Emilie Ruscoe |
Yahoo Settles Data Breach-Related Securities Suit for $80 million | 03/05/2018 | The D&O Diary | Kevin LaCroix |
Yahoo Gets Green Light On $80M Investor Data Breach Deal | 05/10/2018 | Law360 - Securities | Hayley Fowler |
In 2023, a series of banks failed in rapid succession, beginning with Silvergate Bank on March 8, 2023. Share prices of other banks declined.
Filing Name | Filing Date | District Court | Exchange | Ticker | Sector |
---|---|---|---|---|---|
Credit Suisse Group AG : AT1 Bonds | 10/20/2023 | S.D. New York | N/A | N/A | Financial |
PacWest Bancorp | 09/11/2023 | C.D. California | NASDAQ | PACW | Financial |
KeyCorp | 08/04/2023 | N.D. Ohio | New York SE | KEY | Financial |
SVB Financial Group | 05/10/2023 | N.D. California | NASDAQ | SIVB | Financial |
First Republic Bank | 04/24/2023 | N.D. California | New York SE | FRC | Financial |
Signature Bank | 03/14/2023 | E.D. New York | NASDAQ | SBNY | Financial |
SVB Financial Group | 03/13/2023 | N.D. California | NASDAQ | SIVB | Financial |
Credit Suisse Group AG : American Depositary Shares | 03/08/2023 | S.D. New York | New York SE | CS | Financial |
Silvergate Capital Corporation | 12/07/2022 | S.D. California | New York SE | SI | Financial |
Article Title | Date | Source | Author |
---|---|---|---|
Regional Bank Hit with Banking Crisis-Related Securities Suit | 09/13/2023 | The D&O Diary | Kevin LaCroix |
First Republic Bank Hit with Banking Crisis-Related Securities Suit | 04/25/2023 | The D&O Diary | Kevin LaCroix |
Signature Bank, Former CEO Are Sued by Shareholders for Fraud | 03/14/2023 | Reuters | Jonathan Stempel |
Credit Suisse Can't Ditch Investor Fraud Suit, but PwC Can | 09/23/2024 | Law360 - Securities | Jon Hill |