| Filing Name | Filing Date | District Court | Exchange | Ticker |
|---|---|---|---|---|
| Champignon Brands Inc. | 04/10/2021 | C.D. California | OTC-BB | SHRMF |
| 3D Systems Corp. | 04/09/2021 | E.D. New York | New York SE | DDD |
| Amdocs Limited | 04/09/2021 | C.D. California | NASDAQ | DOX |
| Ebang International Holdings Inc. | 04/08/2021 | S.D. New York | NASDAQ | EBON |
| FLIR Systems, Inc. | 04/08/2021 | C.D. California | NASDAQ | FLIR |
| Cubic Corporation | 04/07/2021 | S.D. California | New York SE | CUB |
| Canoo Inc. | 04/02/2021 | C.D. California | NASDAQ | GOEV |
| Kadmon Holdings, Inc. | 04/02/2021 | E.D. New York | NASDAQ | KDMN |
| NIC, Inc. | 03/30/2021 | D. Delaware | NASDAQ | EGOV |
| SOS Limited : American Depositary Shares | 03/30/2021 | D. New Jersey | New York SE | SOS |
| CoreLogic, Inc. | 03/29/2021 | C.D. California | New York SE | CLGX |
| GW Pharmaceuticals plc : American Depositary Shares | 03/26/2021 | S.D. California | NASDAQ | GWPH |
| Repro Med Systems, Inc. | 03/26/2021 | S.D. New York | NASDAQ | KRMD |
| Vroom, Inc. | 03/22/2021 | S.D. New York | NASDAQ | VRM |
| Change Healthcare Inc. | 03/19/2021 | N.D. California | NASDAQ | CHNG |
| Root, Inc. | 03/19/2021 | S.D. Ohio | NASDAQ | ROOT |
| Lordstown Motors Corp. | 03/18/2021 | N.D. Ohio | NASDAQ | RIDE |
| CytoDyn Inc. | 03/17/2021 | W.D. Washington | OTC-BB | CYDY |
| BELLUS Health Inc. | 03/16/2021 | S.D. New York | NASDAQ | BLU |
| Neptune Wellness Solutions Inc. | 03/16/2021 | E.D. New York | NASDAQ | NEPT |
| Sequential Brands Group, Inc. | 03/16/2021 | C.D. California | NASDAQ | SQBG |
| Boston Private Financial Holdings, Inc. | 03/15/2021 | N.D. California | NASDAQ | BPFH |
| MDC Partners Inc. | 03/11/2021 | C.D. California | NASDAQ | MDCA |
| Plug Power Inc. | 03/08/2021 | S.D. New York | NASDAQ | PLUG |
| Workhorse Group, Inc. | 03/08/2021 | C.D. California | NASDAQ | WKHS |
| XL Fleet Corp. | 03/08/2021 | S.D. New York | New York SE | XL |
| Leidos Holdings, Inc. | 03/04/2021 | S.D. New York | New York SE | LDOS |
| Range Resources Corporation | 03/04/2021 | W.D. Pennsylvania | New York SE | RRC |
| Athenex, Inc. | 03/03/2021 | W.D. New York | NASDAQ | ATNX |
| Ontrak, Inc. | 03/03/2021 | C.D. California | NASDAQ | OTRK |