| Filing Name | Filing Date | District Court | Exchange | Ticker |
|---|---|---|---|---|
| Argo Blockchain plc : American Depositary Shares | 01/26/2023 | E.D. New York | Other Foreign | ARB.L |
| Sotera Health Company | 01/24/2023 | N.D. Ohio | NASDAQ | SHC |
| Digital Currency Group, Inc. : Digital Asset Loans | 01/23/2023 | D. Connecticut | N/A | N/A |
| Fate Therapeutics, Inc. | 01/20/2023 | S.D. California | NASDAQ | FATE |
| Reliant Life Shares, LLC | 01/20/2023 | C.D. California | N/A | N/A |
| Y-mAbs Therapeutics, Inc. | 01/18/2023 | S.D. New York | NASDAQ | YMAB |
| International Business Machines Corporation (IBM) | 01/13/2023 | S.D. New York | New York SE | IBM |
| Ess Tech Inc. | 01/12/2023 | D. Oregon | New York SE | GWH |
| Southwest Airlines Co. | 01/12/2023 | S.D. Texas | New York SE | LUV |
| Enovix Corp. | 01/06/2023 | N.D. California | NASDAQ | ENVX |
| BioLineRx Ltd. : American Depositary Shares | 01/05/2023 | D. New Jersey | NASDAQ | BLRX |
| National Realty Investment Advisors LLC : NRIA Partners Portfolio Fund I LLC membership units | 01/05/2023 | D. New Jersey | N/A | N/A |
| Avaya Holdings Corp. | 01/03/2023 | M.D. North Carolina | New York SE | AVYA |
| Gaotu Techedu Inc. : American Depository Shares | 12/30/2022 | E.D. New York | New York SE | GOTU |
| Gemini Trust Company, LLC : Gemini Interest Accounts | 12/27/2022 | S.D. New York | N/A | N/A |
| Tattooed Chef, Inc. | 12/23/2022 | C.D. California | NASDAQ | TTCF |
| Daktronics, Inc. | 12/21/2022 | S.D. New York | NASDAQ | DAKT |
| Gaia, Inc. | 12/20/2022 | D. Colorado | NASDAQ | GAIA |
| Sunlight Financial Holdings Inc. | 12/16/2022 | S.D. New York | New York SE | SUNL |
| Nifty Gateway, LLC : NFTs | 12/13/2022 | S.D. New York | N/A | N/A |
| Citrix Systems, Inc. | 12/12/2022 | S.D. Florida | NASDAQ | CTXS |
| Twist Bioscience Corporation | 12/12/2022 | N.D. California | NASDAQ | TWST |
| Singularity Future Technology Ltd. | 12/09/2022 | E.D. New York | NASDAQ | SGLY |
| Affirm Holdings, Inc. | 12/08/2022 | N.D. California | NASDAQ | AFRM |
| Compound DAO : COMP tokens | 12/08/2022 | N.D. California | N/A | N/A |
| F45 Training Holdings, Inc. | 12/08/2022 | W.D. Texas | New York SE | FXLV |
| Yuga Labs, Inc. : ApeCoins, NFTs | 12/08/2022 | C.D. California | N/A | N/A |
| Iris Energy Limited | 12/07/2022 | D. New Jersey | NASDAQ | IREN |
| NewAge, Inc. | 12/07/2022 | D. Colorado | OTC-BB | NBEVQ |
| Silvergate Capital Corporation | 12/07/2022 | S.D. California | New York SE | SI |