| Filing Name | Filing Date | District Court | Exchange | Ticker |
|---|---|---|---|---|
| Aquestive Therapeutics, Inc. | 03/01/2021 | D. New Jersey | NASDAQ | AQST |
| MoneyGram International, Inc. | 03/01/2021 | C.D. California | NASDAQ | MGI |
| AgEagle Aerial Systems, Inc. | 02/26/2021 | C.D. California | New York SE | UAVS |
| Infinity Q Capital Management, LLC : IQDAX and IQDNX shares | 02/26/2021 | E.D. New York | NASDAQ | IQDAX |
| RealtyShares, Inc. : Debt Securities | 02/26/2021 | D. Massachusetts | N/A | N/A |
| Nelson Partners, LLC : NP Skyloft, DST | 02/25/2021 | C.D. California | N/A | N/A |
| MultiPlan Corporation | 02/24/2021 | S.D. New York | New York SE | MPLN |
| Sportsman's Warehouse Holdings, Inc. | 02/24/2021 | N.D. California | NASDAQ | SPWH |
| Waddell & Reed Financial, Inc. | 02/24/2021 | N.D. California | New York SE | WDR |
| Apache Corporation | 02/23/2021 | S.D. Texas | NASDAQ | APA |
| Ebix, Inc. | 02/22/2021 | S.D. New York | NASDAQ | EBIX |
| Immunovant, Inc. | 02/19/2021 | E.D. New York | NASDAQ | IMVT |
| EHang Holdings Limited : American Depositary Shares | 02/17/2021 | S.D. New York | NASDAQ | EH |
| FuboTV Inc. | 02/17/2021 | S.D. New York | New York SE | FUBO |
| Jianpu Technology Inc. : American Depositary Shares | 02/17/2021 | S.D. New York | New York SE | JT |
| MML Investors Services, LLC : GME shares | 02/16/2021 | D. Massachusetts | New York SE | GME |
| Nantkwest, Inc. | 02/16/2021 | S.D. California | NASDAQ | NK |
| bluebird bio, Inc. | 02/12/2021 | D. Massachusetts | NASDAQ | BLUE |
| Neos Therapeutics, Inc. | 02/09/2021 | S.D. New York | NASDAQ | NEOS |
| GigCapital3, Inc. | 02/08/2021 | N.D. California | New York SE | GIK |
| Clover Health Investments, Corp. | 02/05/2021 | M.D. Tennessee | NASDAQ | CLOV |
| Tyson Foods, Inc. | 02/02/2021 | E.D. New York | New York SE | TSN |
| iRhythm Technologies, Inc. | 02/01/2021 | N.D. California | NASDAQ | IRTC |
| S&P Global Inc. | 02/01/2021 | N.D. California | New York SE | SPGI |
| Aerojet Rocketdyne Holdings, Inc. | 01/29/2021 | C.D. California | New York SE | AJRD |
| Robinhood Financial, LLC | 01/29/2021 | M.D. Florida | N/A | N/A |
| Exxon Mobil Corporation | 01/28/2021 | N.D. Texas | New York SE | XOM |
| NTN Buzztime, Inc. | 01/28/2021 | S.D. California | New York SE | NTN |
| Astrazeneca PLC : American Depositary Shares | 01/26/2021 | S.D. New York | NASDAQ | AZN |
| Voyager Therapeutics, Inc. | 01/22/2021 | E.D. New York | NASDAQ | VYGR |