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Resources

 
Last Update: December 03, 2021

China to Close Loophole Used by Tech Firms for Foreign IPOs
John Liu, David Morris, and Edwin Chan, Bloomberg, November 30, 2021 · Read Excerpt
SEC Guidance Opens the Door for More ESG Proxy Proposals
Brian Croce, Pensions & Investments, November 29, 2021 · Read Excerpt
PCAOB's New Board Approves 2022 Budget
Michael Cohn, Accounting Today, November 23, 2021 · Read Excerpt
Record-Setting Year for SEC Whistleblower Program
Kevin LaCroix, The D & O Diary, November 23, 2021 · Read Excerpt
SEC Enforcement Actions Total 697 for Fiscal Year, Fewer than Previous Year
Brian Croce, Pensions & Investments, November 19, 2021 · Read Excerpt
SEC Moves to Reverse Trump-Era Rule Chided by Activist Funds
Benjamin Bain, Bloomberg, November 17, 2021 · Read Excerpt
Pressure's on 9th Circuit to Revisit 'Direct Listing' in Slack Decision
Alison Frankel, Reuters, November 16, 2021 · Read Excerpt
First-Ever Chinese Collective Investor Action Results in $385 Million Damages Verdict
Kevin LaCroix, The D & O Diary, November 15, 2021 · Read Excerpt
DeFi is Creating a Two-Tiered Market where Insiders Reap Rewards and Retail Investors get Burned, Warns SEC's Crenshaw
Declan Harty, Fortune, November 09, 2021 · Read Excerpt
SEC OKs Rule to Implement Law that Delists Certain Foreign Companies
Brian Croce, Pensions & Investments, November 08, 2021 · Read Excerpt
Lighting Co. Investors Seek $15.7M Deal In Stock-Drop Suit
Sarah Jarvis, Law360 - Securities, December 03, 2021 · Read Excerpt
Performance Sports Investors Score $13M Deal In Fraud Suit
Rachel Scharf, Law360 - Securities, December 02, 2021 · Read Excerpt
Mattel, Investors Cut $98M Deal To End Tax Misstatement Row
Craig Clough, Law360 - Securities, November 24, 2021 · Read Excerpt
Navient To Pay $42.5M To End Investor Suits In Del., NJ
Bill Wichert, Law360 - Securities, November 17, 2021 · Read Excerpt
Medical Device Co. To Pay $10M To End Suit Over Stock Drop
Katryna Perera, Law360 - Securities, November 16, 2021 · Read Excerpt
Judge Tosses Investors' Suit Against Chinese Electric Car Co.
Katryna Perera, Law360 - Securities, October 26, 2021 · Read Excerpt
Bayer Will Have To Face Investor Suit Over Roundup Litigation
Katryna Perera, Law360 - Securities, October 20, 2021 · Read Excerpt
COVID-19-Related Securities Claims Against Private Prison Company Dismissed
Kevin LaCroix, The D & O Diary, September 30, 2021 · Read Excerpt
Cannabis Producer Tilray Wins Dismissal of Shareholder Lawsuit in New York
Jonathan Stempel, Reuters, September 27, 2021 · Read Excerpt
HP Beats Investor Suit Over Printing Supplies Revenue Drop
Dave Simpson, Law360 - Securities, September 16, 2021 · Read Excerpt