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Resources

 
Last Update: September 22, 2023

SEC Advisory Committee Recommends Reconsidering Swing Pricing
Courtney Degen, Pensions & Investments, September 22, 2023 · Read Excerpt
Regional Bank Hit with Banking Crisis-Related Securities Suit
Kevin LaCroix, The D&O Diary, September 13, 2023 · Read Excerpt
Why Newly Proposed PCAOB Standards Could Impact ESG
Malorie Medellin and Sarah Fortt, Corporate Secretary, September 12, 2023 · Read Excerpt
Former US SEC Chair Calls for Companies to Disclose China Risk
Carolina Mandl, Reuters, September 12, 2023 · Read Excerpt
As U.S. Securities Regulator FINRA Faces Constitutional Challenge, Bill Barr Calls for Defanging It
Alison Frankel, Reuters, September 07, 2023 · Read Excerpt
SEC Approves New Funding Model for Consolidated Audit Trail
Brian Croce, Pensions & Investments, September 06, 2023 · Read Excerpt
What to Watch in the World of D&O [2023]
Kevin LaCroix, The D&O Diary, September 04, 2023 · Read Excerpt
First Bitcoin ETF Could Be Coming Soon as Court Rules in Favor of Grayscale over SEC
MacKenzie Sigalos and Tanaya Macheel, CNBC, August 29, 2023 · Read Excerpt
LA Media Company Settles First SEC Enforcement Case over NFTs
Jonathan Stempel, Reuters, August 28, 2023 · Read Excerpt
Biden Administration Unveils New Crypto Tax Reporting Rules
Hannah Lang, Reuters, August 25, 2023 · Read Excerpt
Home Point Cuts $5M Deal With Investors Jilted After IPO
Carolyn Muyskens, Law360 - Securities, September 18, 2023 · Read Excerpt
Alexion Inks $125M Deal in Investors' Suit Over Sales Tactics
Henrik Nilsson, Law360 - Securities, September 13, 2023 · Read Excerpt
Cardinal Health, Investors Get Final OK For $109M Settlement
Emilie Ruscoe, Law360 - Securities, September 13, 2023 · Read Excerpt
Federal Judge Approves $1 Billion Wells Fargo Settlement
Richard Craver, Winston-Salem Journal, September 11, 2023 · Read Excerpt
$173M Exelon, ComEd Investor Deal Gets OK With Fee Delay
Lauraann Wood, Law360 - Securities, September 07, 2023 · Read Excerpt
Mass. Judge Tosses Desktop Metal Securities Suit For Good
Katryna Perera, Law360 - Securities, September 21, 2023 · Read Excerpt
Southwest Flies From Investors' Safety Lapse Suit, For Now
Henrik Nilsson, Law360 - Securities, September 20, 2023 · Read Excerpt
NJ Judge Tosses Proposed Cannabis REIT Investor Suit
Faith Williams, Law360 - Securities, September 20, 2023 · Read Excerpt
ESG-Related Suit Against Unilever Based on Ben & Jerry's Board's Resolution Dismissed
Kevin LaCroix, The D&O Diary, September 06, 2023 · Read Excerpt
Unilever Beats Shareholder Case over Ben & Jerry's Israel Boycott
Jody Godoy and Jonathan Stempel, Reuters, August 29, 2023 · Read Excerpt