SEC Advisory Committee Recommends Reconsidering Swing Pricing
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09/22/2023
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Pensions & Investments
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Courtney Degen
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Mass. Judge Tosses Desktop Metal Securities Suit For Good
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09/21/2023
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Law360 - Securities
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Katryna Perera
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NJ Judge Tosses Proposed Cannabis REIT Investor Suit
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09/20/2023
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Law360 - Securities
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Faith Williams
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Southwest Flies From Investors' Safety Lapse Suit, For Now
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09/20/2023
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Law360 - Securities
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Henrik Nilsson
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Home Point Cuts $5M Deal With Investors Jilted After IPO
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09/18/2023
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Law360 - Securities
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Carolyn Muyskens
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Regional Bank Hit with Banking Crisis-Related Securities Suit
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09/13/2023
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The D&O Diary
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Kevin LaCroix
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Cardinal Health, Investors Get Final OK For $109M Settlement
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09/13/2023
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Law360 - Securities
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Emilie Ruscoe
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Alexion Inks $125M Deal in Investors' Suit Over Sales Tactics
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09/13/2023
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Law360 - Securities
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Henrik Nilsson
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Former US SEC Chair Calls for Companies to Disclose China Risk
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09/12/2023
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Reuters
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Carolina Mandl
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Why Newly Proposed PCAOB Standards Could Impact ESG
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09/12/2023
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Corporate Secretary
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Malorie Medellin and Sarah Fortt
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Federal Judge Approves $1 Billion Wells Fargo Settlement
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09/11/2023
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Winston-Salem Journal
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Richard Craver
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$173M Exelon, ComEd Investor Deal Gets OK With Fee Delay
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09/07/2023
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Law360 - Securities
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Lauraann Wood
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As U.S. Securities Regulator FINRA Faces Constitutional Challenge, Bill Barr Calls for Defanging It
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09/07/2023
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Reuters
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Alison Frankel
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SEC Approves New Funding Model for Consolidated Audit Trail
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09/06/2023
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Pensions & Investments
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Brian Croce
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ESG-Related Suit Against Unilever Based on Ben & Jerry's Board's Resolution Dismissed
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09/06/2023
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The D&O Diary
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Kevin LaCroix
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What to Watch in the World of D&O [2023]
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09/04/2023
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The D&O Diary
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Kevin LaCroix
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Unilever Beats Shareholder Case over Ben & Jerry's Israel Boycott
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08/29/2023
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Reuters
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Jody Godoy and Jonathan Stempel
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First Bitcoin ETF Could Be Coming Soon as Court Rules in Favor of Grayscale over SEC
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08/29/2023
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CNBC
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MacKenzie Sigalos and Tanaya Macheel
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Riot Blockchain Pump-And-Dump Suit Tossed for Good
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08/28/2023
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Law360 - Securities
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Katryna Perera
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LA Media Company Settles First SEC Enforcement Case over NFTs
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08/28/2023
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Reuters
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Jonathan Stempel
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Biden Administration Unveils New Crypto Tax Reporting Rules
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08/25/2023
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Reuters
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Hannah Lang
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Exxon To Face Trimmed Suit Over Permian Basin Claims
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08/24/2023
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Law360 - Securities
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Gina Kim
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Chinese Fintech Co. Again Escapes Inflated Revenue Suit
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08/24/2023
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Law360 - Securities
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Elliot Weld
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EU Adopts Mandatory ESG Reporting Requirements
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08/22/2023
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The D&O Diary
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Kevin LaCroix
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SPACs Seek Overseas Targets As Domestic Options Shrink
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08/18/2023
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Law360 - Securities
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Tom Zanki
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Allstate to Pay $90 Mln in Shareholder Settlement
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08/16/2023
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Reuters
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Jonathan Stempel
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Crypto Industry Steps up Arguments that Supreme Court Doctrine Bars SEC Enforcement
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08/16/2023
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Reuters
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Alison Frankel
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Industry Groups Urge SEC to Extend AI Proposal Comment Period
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08/16/2023
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Pensions & Investments
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Brian Croce
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Coinbase Wins Approval to Offer Crypto Futures in the US
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08/16/2023
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CNN Business
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Allison Morrow
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Goldman Sachs Appellate Ruling is Boon for Securities Class Action Defendants
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08/14/2023
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Reuters
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Alison Frankel
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