With Eyes on FTX Bankruptcy, U.S. Regulator Seeks More Due Diligence Authority
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01/26/2023
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Reuters
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Chris Prentice
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Wall Street Trades in Asset-Backed Securities Face SEC Scrutiny for Conflicts
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01/25/2023
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Bloomberg
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Lydia Beyoud and Dan Wilchins
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Commissioner Peirce Calls for SEC Rule on Cryptocurrency
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01/24/2023
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Pensions & Investments
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Courtney Degen
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Appeals Court Gives Companies Two New Reasons to Resist Settling M&A Class Actions
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01/24/2023
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Reuters
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Alison Frankel
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Activision Shuts Down Another Investor 'Frat Boy' Culture Suit
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01/24/2023
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Law360 - Securities
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Katryna Perera
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9th Circ. OKs Finjan's $44M Sale Tag Over Investor Objections
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01/20/2023
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Law360 - Securities
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Jessica Corso
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Investors, Inovio Get Final OK For $44M Deal In Stock Suit
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01/18/2023
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Law360 - Securities
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P.J. D'Annunzio
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Robinhood Must Face Customers' Lawsuit Alleging It Hid Trading Costs
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01/18/2023
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Reuters
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Jonathan Stempel
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SEC Ramped up Cryptocurrency Enforcement in 2022, Report Shows
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01/18/2023
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Pensions & Investments
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Courtney Degen
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Elon Musk Goes to Trial Over His 2018 Plan to Take Tesla Private
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01/17/2023
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The New York Times
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Peter Eavis and Kalley Huang
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SPAC-Related Securities Suit Dismissals Could Be Significant for Other Cases
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01/16/2023
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The D&O Diary
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Kevin LaCroix
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SEC Names New Director of Corporation Finance
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01/13/2023
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Pensions & Investments
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Brian Croce
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Will Del. Court's Ruling Mean a SPAC Lawsuit Gold Rush?
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01/12/2023
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The D&O Diary
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Kevin LaCroix
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Crypto Firms Genesis and Gemini Charged by SEC with Selling Unregistered Securities
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01/12/2023
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CNBC
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Rohan Goswami
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Lucid Defeats Investor Suit Over $11B SPAC Merger, For Now
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01/11/2023
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Law360 - Securities
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Hailey Konnath
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'Threadbare' Pleadings Doom DraftKings Investor Lawsuit
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01/10/2023
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Law360 - Securities
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Ivan Moreno
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Powell Says Fed Will Not Be a Climate Policymaker'
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01/10/2023
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The New York Times
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Jeanna Smialek
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SPAC Liquidations and D&O Insurance
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01/08/2023
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The D&O Diary
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Kevin LaCroix
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U.S. VC Funding Cools from 2021 Record as Investors Keep Their Powder Dry
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01/06/2023
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Reuters
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Krystal Hu
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Cannabis Co. Can't Toss Investors' Stock Drop Suit
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01/06/2023
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Law360 - Securities
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Mike Curley
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SEC Looks to Propose, Finalize Dozens of Rules in 2023
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01/05/2023
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Pensions & Investments
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Brian Croce
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SEC's Insider Trading Reform Gets Rare Unanimous Backing
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12/16/2022
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Corporate Secretary
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Ben Maiden
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PCAOB Gains Access to Inspect Chinese Audit Firms for First Time
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12/15/2022
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Pensions & Investments
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Courtney Degen
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Dismissal Motion Ruling Patterns Emerge in COVID-19-Related Securities Suits
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12/14/2022
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The D&O Diary
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Kevin LaCroix
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U.S. Supreme Court to Hear Dispute over Slack's Direct Stock Listing
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12/13/2022
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Reuters
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Jody Godoy
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Allergan Snags Win In Investor Class Action Over Implants
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12/12/2022
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Law360 - Securities
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Hailey Konnath
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U.S. Supreme Court Agrees to Hear Coinbase Arbitration Dispute
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12/09/2022
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Reuters
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Nate Raymond
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U.S. SEC Issues New Guidance on Disclosing Crypto Risks
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12/08/2022
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Reuters
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Chris Prentice
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Claims That Zillow Misled Investors Move Forward
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12/08/2022
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Law360 - Securities
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Brent Godwin
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SolarWinds Investors Seek Initial OK Of $26M Breach Deal
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12/08/2022
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Law360 - Securities
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Katryna Perera
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