|
With Eyes on FTX Bankruptcy, U.S. Regulator Seeks More Due Diligence Authority
|
01/26/2023
|
Reuters
|
Chris Prentice
|
|
Wall Street Trades in Asset-Backed Securities Face SEC Scrutiny for Conflicts
|
01/25/2023
|
Bloomberg
|
Lydia Beyoud and Dan Wilchins
|
|
Commissioner Peirce Calls for SEC Rule on Cryptocurrency
|
01/24/2023
|
Pensions & Investments
|
Courtney Degen
|
|
Appeals Court Gives Companies Two New Reasons to Resist Settling M&A Class Actions
|
01/24/2023
|
Reuters
|
Alison Frankel
|
|
Activision Shuts Down Another Investor 'Frat Boy' Culture Suit
|
01/24/2023
|
Law360 - Securities
|
Katryna Perera
|
|
9th Circ. OKs Finjan's $44M Sale Tag Over Investor Objections
|
01/20/2023
|
Law360 - Securities
|
Jessica Corso
|
|
Investors, Inovio Get Final OK For $44M Deal In Stock Suit
|
01/18/2023
|
Law360 - Securities
|
P.J. D'Annunzio
|
|
Robinhood Must Face Customers' Lawsuit Alleging It Hid Trading Costs
|
01/18/2023
|
Reuters
|
Jonathan Stempel
|
|
SEC Ramped up Cryptocurrency Enforcement in 2022, Report Shows
|
01/18/2023
|
Pensions & Investments
|
Courtney Degen
|
|
Elon Musk Goes to Trial Over His 2018 Plan to Take Tesla Private
|
01/17/2023
|
The New York Times
|
Peter Eavis and Kalley Huang
|
|
SPAC-Related Securities Suit Dismissals Could Be Significant for Other Cases
|
01/16/2023
|
The D&O Diary
|
Kevin LaCroix
|
|
SEC Names New Director of Corporation Finance
|
01/13/2023
|
Pensions & Investments
|
Brian Croce
|
|
Will Del. Court's Ruling Mean a SPAC Lawsuit Gold Rush?
|
01/12/2023
|
The D&O Diary
|
Kevin LaCroix
|
|
Crypto Firms Genesis and Gemini Charged by SEC with Selling Unregistered Securities
|
01/12/2023
|
CNBC
|
Rohan Goswami
|
|
Lucid Defeats Investor Suit Over $11B SPAC Merger, For Now
|
01/11/2023
|
Law360 - Securities
|
Hailey Konnath
|
|
'Threadbare' Pleadings Doom DraftKings Investor Lawsuit
|
01/10/2023
|
Law360 - Securities
|
Ivan Moreno
|
|
Powell Says Fed Will Not Be a Climate Policymaker'
|
01/10/2023
|
The New York Times
|
Jeanna Smialek
|
|
SPAC Liquidations and D&O Insurance
|
01/08/2023
|
The D&O Diary
|
Kevin LaCroix
|
|
U.S. VC Funding Cools from 2021 Record as Investors Keep Their Powder Dry
|
01/06/2023
|
Reuters
|
Krystal Hu
|
|
Cannabis Co. Can't Toss Investors' Stock Drop Suit
|
01/06/2023
|
Law360 - Securities
|
Mike Curley
|
|
SEC Looks to Propose, Finalize Dozens of Rules in 2023
|
01/05/2023
|
Pensions & Investments
|
Brian Croce
|
|
SEC's Insider Trading Reform Gets Rare Unanimous Backing
|
12/16/2022
|
Corporate Secretary
|
Ben Maiden
|
|
PCAOB Gains Access to Inspect Chinese Audit Firms for First Time
|
12/15/2022
|
Pensions & Investments
|
Courtney Degen
|
|
Dismissal Motion Ruling Patterns Emerge in COVID-19-Related Securities Suits
|
12/14/2022
|
The D&O Diary
|
Kevin LaCroix
|
|
U.S. Supreme Court to Hear Dispute over Slack's Direct Stock Listing
|
12/13/2022
|
Reuters
|
Jody Godoy
|
|
Allergan Snags Win In Investor Class Action Over Implants
|
12/12/2022
|
Law360 - Securities
|
Hailey Konnath
|
|
U.S. Supreme Court Agrees to Hear Coinbase Arbitration Dispute
|
12/09/2022
|
Reuters
|
Nate Raymond
|
|
U.S. SEC Issues New Guidance on Disclosing Crypto Risks
|
12/08/2022
|
Reuters
|
Chris Prentice
|
|
Claims That Zillow Misled Investors Move Forward
|
12/08/2022
|
Law360 - Securities
|
Brent Godwin
|
|
SolarWinds Investors Seek Initial OK Of $26M Breach Deal
|
12/08/2022
|
Law360 - Securities
|
Katryna Perera
|
