| Filing Name | Filing Date | District Court | Exchange | Ticker |
|---|---|---|---|---|
| Kadmon Holdings, Inc. | 04/02/2021 | E.D. New York | NASDAQ | KDMN |
| GW Pharmaceuticals plc : American Depositary Shares | 03/26/2021 | S.D. California | NASDAQ | GWPH |
| Repro Med Systems, Inc. | 03/26/2021 | S.D. New York | NASDAQ | KRMD |
| CytoDyn Inc. | 03/17/2021 | W.D. Washington | OTC-BB | CYDY |
| BELLUS Health Inc. | 03/16/2021 | S.D. New York | NASDAQ | BLU |
| Neptune Wellness Solutions Inc. | 03/16/2021 | E.D. New York | NASDAQ | NEPT |
| Athenex, Inc. | 03/03/2021 | W.D. New York | NASDAQ | ATNX |
| Ontrak, Inc. | 03/03/2021 | C.D. California | NASDAQ | OTRK |
| Aquestive Therapeutics, Inc. | 03/01/2021 | D. New Jersey | NASDAQ | AQST |
| Immunovant, Inc. | 02/19/2021 | E.D. New York | NASDAQ | IMVT |
| Nantkwest, Inc. | 02/16/2021 | S.D. California | NASDAQ | NK |
| bluebird bio, Inc. | 02/12/2021 | D. Massachusetts | NASDAQ | BLUE |
| Neos Therapeutics, Inc. | 02/09/2021 | S.D. New York | NASDAQ | NEOS |
| iRhythm Technologies, Inc. | 02/01/2021 | N.D. California | NASDAQ | IRTC |
| Astrazeneca PLC : American Depositary Shares | 01/26/2021 | S.D. New York | NASDAQ | AZN |
| Voyager Therapeutics, Inc. | 01/22/2021 | E.D. New York | NASDAQ | VYGR |
| Decision Diagnostics Corp. | 01/15/2021 | C.D. California | OTC-BB | DECN |
| Penumbra, Inc. | 01/15/2021 | N.D. California | New York SE | PEN |
| Sunesis Pharmaceuticals, Inc. | 01/08/2021 | N.D. California | NASDAQ | SNSS |
| Tricida, Inc. | 01/06/2021 | N.D. California | NASDAQ | TCDA |
| Sona Nanotech Inc. | 12/17/2020 | C.D. California | OTC-BB | SNANF |
| Minerva Neurosciences, Inc. | 12/08/2020 | D. Massachusetts | NASDAQ | NERV |
| Boston Scientific Corporation | 12/04/2020 | D. Massachusetts | New York SE | BSX |
| Fortress Biotech, Inc. | 11/27/2020 | E.D. New York | NASDAQ | FBIO |
| Biogen Inc. | 11/13/2020 | D. Massachusetts | NASDAQ | BIIB |
| Intercept Pharmaceuticals, Inc. | 11/05/2020 | S.D. New York | NASDAQ | ICPT |
| Neovasc Inc. | 11/05/2020 | S.D. New York | NASDAQ | NVCN |
| Celsion Corporation | 10/29/2020 | D. New Jersey | NASDAQ | CLSN |
| Zosano Pharma Corporation | 10/29/2020 | N.D. California | NASDAQ | ZSAN |
| Innate Pharma S.A. : American Depositary Shares | 10/23/2020 | C.D. California | NASDAQ | IPHA |