| Filing Name | Filing Date | District Court | Exchange | Ticker |
|---|---|---|---|---|
| Wells Fargo & Company | 06/28/2022 | N.D. California | New York SE | WFC |
| Inotiv, Inc. | 06/23/2022 | N.D. Indiana | NASDAQ | NOTV |
| TerraForm Labs Ptd Ltd. : Terra Tokens | 06/17/2022 | N.D. California | N/A | N/A |
| Yext, Inc. | 06/17/2022 | S.D. New York | New York SE | YEXT |
| Direxion Shares ETF Trust : Daily Gold Miners Index Bull 2X Shares and Daily Junior GoldMiners Index Bull 2X Shares | 06/16/2022 | S.D. New York | ETF | NUGT |
| Unilever PLC | 06/15/2022 | S.D. New York | New York SE | UL |
| Tupperware Brands Corporation | 06/14/2022 | S.D. New York | New York SE | TUP |
| BAM Trading Services Inc. : Cryptocurrency | 06/13/2022 | N.D. California | N/A | N/A |
| Waste Management, Inc. : Senior Notes | 06/09/2022 | S.D. New York | New York SE | WM |
| Apyx Medical Corporation | 06/06/2022 | M.D. Florida | NASDAQ | APYX |
| Digital Turbine, Inc. | 06/06/2022 | W.D. Texas | NASDAQ | APPS |
| Teladoc Health, Inc. | 06/06/2022 | S.D. New York | New York SE | TDOC |
| Verrica Pharmaceuticals, Inc. | 06/06/2022 | E.D. Pennsylvania | NASDAQ | VRCA |
| Energy Transfer LP | 06/03/2022 | S.D. New York | New York SE | ET |
| Dentsply Sirona Inc. | 06/02/2022 | S.D. Ohio | NASDAQ | XRAY |
| IonQ, Inc. | 05/31/2022 | D. Maryland | New York SE | IONQ |
| LMP Automotive Holdings, Inc. | 05/27/2022 | S.D. Florida | NASDAQ | LMPX |
| Spero Therapeutics, Inc. | 05/26/2022 | E.D. New York | NASDAQ | SPRO |
| Allianz Global Investors U.S. LLC : Structured Alpha Mutual Funds | 05/24/2022 | S.D. California | N/A | N/A |
| CareDx, Inc. | 05/23/2022 | N.D. California | NASDAQ | CDNA |
| Enservco Corporation | 05/20/2022 | D. Colorado | New York SE | ENSV |
| Okta, Inc. | 05/20/2022 | N.D. California | NASDAQ | OKTA |
| Humbl, LLC : Cryptocurrency | 05/19/2022 | S.D. California | OTC-BB | HMBL |
| Pegasystems Inc. | 05/19/2022 | E.D. Virginia | NASDAQ | PEGA |
| Resonant Inc. | 05/19/2022 | C.D. California | NASDAQ | RESN |
| Axsome Therapeutics, Inc. | 05/13/2022 | S.D. New York | NASDAQ | AXSM |
| Spirit Airlines, Inc. | 05/13/2022 | S.D. New York | New York SE | SAVE |
| Upstart, Inc. | 05/13/2022 | N.D. California | NASDAQ | UPST |
| Coinbase Global, Inc. : GYEN Tokens | 05/12/2022 | N.D. California | N/A | N/A |
| Oscar Health, Inc. | 05/12/2022 | S.D. New York | New York SE | OSCR |