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Last Update: September 14, 2018

SEC Orders Citigroup to Pay $12 Mln to Settle Dark Pool Probe
Diptendu Lahiri, Reuters, September 14, 2018 · Read Excerpt
SEC Takes First Action Against a Crypto Hedge Fund
Kate Rooney, CNBC.com, September 11, 2018 · Read Excerpt
FINRA Lodges First Crypto-Related Enforcement Action
Alison Noon, Law360 - Securities, September 11, 2018 · Read Excerpt
Shari Redstone Retakes Control of CBS, But Options May Be Few
Lucas Shaw, Bloomberg Businessweek, September 10, 2018 · Read Excerpt
It'll Take Way More Than All This To Oust Elon Musk From Tesla
Aarian Marshall and Jack Stewart, Wired, September 07, 2018 · Read Excerpt
Blood-testing Company Theranos will Dissolve, Pay Creditors
Mike Snider, USA TODAY, September 05, 2018 · Read Excerpt
Sanofi to Pay More than $25 Million to Resolve Corruption Charges: SEC
Lisa Lambert, Reuters, September 04, 2018 · Read Excerpt
The Government's New Strategy to Crack Down on 'Spoofing'
Peter J. Henning, The New York Times DealBook, September 04, 2018 · Read Excerpt
Argentina Takes Emergency Steps to Shore Up Peso
Daniel Politi, The New York Times, September 03, 2018 · Read Excerpt
India Pushes Back Against 'Tech Colonization' by Internet Giants
Vindu Goel, The New York Times, August 31, 2018 · Read Excerpt
Intuitive Surgical Investors Strike $42.5M Stock-Drop Deal
Dean Seal, Law360 - Securities, September 12, 2018 · Read Excerpt
Judge OKs $480-Million Settlement with Wells Fargo Shareholders over Unauthorized-Accounts Scandal
James Rufus Koren , Los Angeles Times, September 05, 2018 · Read Excerpt
State Street, Shareholders Seek OK Of $4.9M Deal
John Petrick, Law360 - Securities, August 14, 2018 · Read Excerpt
ITG Will Pay $18M To End Suit Over 'Dark Pool' Trading
Rachel Graf, Law360 - Securities, August 09, 2018 · Read Excerpt
Amaya Investors Reach $5.8M Settlement Over Stock Drop
Dean Seal, Law360 - Securities, August 06, 2018 · Read Excerpt
Security Tech Co., Execs Can't Escape Investors' Suit
Jeannie O'Sullivan, Law360 - Securities, September 14, 2018 · Read Excerpt
Argentine RE Co. Dodges Investor Suit Over Acquisition
John Petrick, Law360 - Securities, September 11, 2018 · Read Excerpt
Global Power Beats Investor Suit Over Financial Reports
Dean Seal, Law360 - Securities, September 11, 2018 · Read Excerpt
OvaScience Can't Escape Investor IVF Treatment Suit
Dean Seal, Law360 - Securities, July 31, 2018 · Read Excerpt
Sunrun Investor Suit Booted With Last Chance For Fixes
Hayley Fowler, Law360 - Securities, July 20, 2018 · Read Excerpt