Resources

 
Last Update: October 13, 2017

HSBC Names Insider John Flint as CEO
Stephen Morris, Stefania Spezzati, and Donal Griffin, Bloomberg, October 12, 2017 · Read Excerpt
D&O Insurance Coverage and the Rise of Appraisal Litigation
Kevin LaCroix, The D&O Diary, October 11, 2017 · Read Excerpt
Supreme Court Docket: Is the Leidos Case a Nothing Burger?
Kevin LaCroix, The D&O Diary, October 09, 2017 · Read Excerpt
Treasury Report Calls for Sweeping Changes to Financial Rules
Tiffany Hsu, The New York Times DealBook, October 06, 2017 · Read Excerpt
D&O Insurance and Insured Capacity
Kevin LaCroix, The D&O Diary, October 05, 2017 · Read Excerpt
Exclusive: SEC Forensics Unit Sought Resources, Cyber Training Ahead of 2016 Hack
Sarah N. Lynch, Reuters, October 04, 2017 · Read Excerpt
Alere to Pay More than $13 Million to Resolve SEC Probe
Nate Raymond, Reuters, September 28, 2017 · Read Excerpt
SEC Fraud Case Against Investor Lynn Tilton Dismissed
Liz Moyer, CNBC, September 27, 2017 · Read Excerpt
Though a Private Company, Uber Hit With Securities Class Action Lawsuit
Kevin LaCroix, The D&O Diary, September 26, 2017 · Read Excerpt
FINRA Orders Morgan Stanley to Pay $13 Million in Fines, Restitution
Elizabeth Dilts, Reuters, September 25, 2017 · Read Excerpt
Spectrum License Holder To Pay $9.4M To End Investor Suit
Steven Trader, Law360 - Securities, October 12, 2017 · Read Excerpt
Rocket Fuel To Pay $3.2M To End Stock-Drop Suit Over Bots
Dorothy Atkins, Law360 - Securities, October 11, 2017 · Read Excerpt
Judge OKs $28.5M Deal To End Cnova Shareholder Action
Dave Simpson, Law360 - Securities, October 11, 2017 · Read Excerpt
Drug Co., Investors Win OK For $3.4M Stock Drop Deal
Taylor Arluck, Law360 - Securities, October 04, 2017 · Read Excerpt
$30M Settlement In Investors' Suit Against Lender Wins OK
Dan Packel, Law360 - Securities, September 21, 2017 · Read Excerpt
Polaris Ditches Investor Suit Over Off-Road Vehicle Recalls
Jon Hill, Law360 - Securities, October 13, 2017 · Read Excerpt
Thoratec Investors' Heart Device Suit Revived By 9th Circ
Cara Bayles, Law360 - Securities, October 04, 2017 · Read Excerpt
Judge Shuts Door On AmEx Investors' Suit But Opens Window
Jack Newsham, Law360 - Securities, October 03, 2017 · Read Excerpt
Intuitive Surgical Can't Toss Investors' Robot Glitch Suit
Rachel Graf, Law360 - Securities, October 02, 2017 · Read Excerpt
Orbital ATK Gets Toss Of Some Claims In Investor Suit
Jon Hill, Law360 - Securities, September 27, 2017 · Read Excerpt