Resources

 
Last Update: February 16, 2018

S.E.C. Blocks Chinese Takeover of Chicago Stock Exchange
Emily Flitter, The New York Times, February 15, 2018 · Read Excerpt
Gibraltar Aims To Become First To Legislate On ICOs
Joanne Faulkner, Law360 - Securities, February 12, 2018 · Read Excerpt
Deutsche Bank, Trader Settle U.S. SEC Charges over Bond Prices
Jonathan Stempel, Reuters, February 12, 2018 · Read Excerpt
Trump Administration Proposes Fees for Futures Industry
Gabriel T. Rubin, The Wall Street Journal, February 12, 2018 · Read Excerpt
2 Mitsubishi Banks To Settle Libor Rigging Suit For $30M
RJ Vogt, Law360 - Securities, February 09, 2018 · Read Excerpt
Credit Suisse Fined $5 Million for Hong Kong Regulatory Breaches
Benjamin Robertson, Bloomberg, February 08, 2018 · Read Excerpt
SEC Chief 'Not Anxious' To Deter Post-IPO Class Actions
Tom Zanki, Law360 - Securities, February 06, 2018 · Read Excerpt
A Multitude of Cryptocurrency Developments
Kevin LaCroix, The D&O Diary, February 05, 2018 · Read Excerpt
U.S. Regulators to Back More Oversight of Virtual Currencies
Michelle Price and Pete Schroeder, Reuters, February 05, 2018 · Read Excerpt
Regulators Allege AriseBank Initial Coin Offering was a Crypto Scam
Kevin McCoy, USA TODAY, January 30, 2018 · Read Excerpt
Insulet Agrees To Pay $19.5M To End Investor Suit
Jon Hill, Law360 - Securities, February 09, 2018 · Read Excerpt
Aveo Agrees To $18M Deal To End Cancer Drug Investor Suit
Jon Hill, Law360 - Securities, February 02, 2018 · Read Excerpt
Renal Clinics Will Pay $4M To Settle Investors' Fraud Claims
Dunstan Prial, Law360 - Securities, January 31, 2018 · Read Excerpt
Opus Bank Cuts $17M Deal To End Suit Over Risky Loans
Dorothy Atkins, Law360 - Securities, January 30, 2018 · Read Excerpt
Avid's $1.3M Deal With Investors Over Stock Drop Gets OK
Jon Hill, Law360 - Securities, January 16, 2018 · Read Excerpt
Lion Biotech Gets Some Claims Trimmed In Investor Dispute
Dean Seal, Law360 - Securities, February 16, 2018 · Read Excerpt
Insmed Beats Stock-Drop Suit Over Lung Disease Drug
Jeannie O'Sullivan, Law360 - Securities, February 16, 2018 · Read Excerpt
TreeHouse Foods Can't Ditch Investors' Suit Over $3.5B Buys
Bonnie Eslinger, Law360 - Securities, February 12, 2018 · Read Excerpt
Berkshire Aerospace Unit Denied Exit From Investor Suit
Shayna Posses, Law360 - Securities, January 25, 2018 · Read Excerpt
Oil Co. Escapes Securities Suit Claiming Knowledge Of Fraud
Dunstan Prial, Law360 - Securities, January 11, 2018 · Read Excerpt