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Resources

 
Last Update: January 21, 2021

Biden Designates Allison Herren Lee as SEC Acting Chair
Brian Croce, Pensions & Investments, January 21, 2021 · Read Excerpt
Biden Taps Veteran Financial Regulators To Lead SEC, CFPB
Barbara Sprunt, NPR, January 18, 2021 · Read Excerpt
Acting Enforcement Head Marc Berger to Depart SEC
Aaron Nicodemus, Compliance Week, January 12, 2021 · Read Excerpt
Whistle-Blowing Soars to Record With Americans Working From Home
Matt Robinson and Benjamin Bain, Bloomberg, January 12, 2021 · Read Excerpt
NYSE Reverses Again With Plan to Delist China Telecom Firms
Lananh Nguyen and Saleha Mohsin, Bloomberg, January 07, 2021 · Read Excerpt
2020 SPAC Boom Lifted Wall Street's Biggest Banks
Amrith Ramkumar, The Wall Street Journal, January 05, 2021 · Read Excerpt
NYSE to Delist Chinese Telco Giants on U.S. Executive Order
Max Zimmerman and Gregor Stuart Hunter, Bloomberg, December 31, 2020 · Read Excerpt
Roisman to Lead SEC Transition as Clayton Departs
Kyle Brasseur, Compliance Week, December 28, 2020 · Read Excerpt
FinCEN Proposes BSA Reporting Rule for Cryptocurrency Transactions
Aaron Nicodemus, Compliance Week, December 21, 2020 · Read Excerpt
Coinbase, a Top Cryptocurrency Company, Files for Initial Public Offering
Nathaniel Popper, The New York Times, December 17, 2020 · Read Excerpt
Willis Towers Watson To Settle Merger Claims For $90M
Emilie Ruscoe, Law360 - Securities, January 19, 2021 · Read Excerpt
Berkshire-Owned Aerospace Co. Settles Investor Suit for $21M
Rachel O'Brien, Law360 - Securities, January 08, 2021 · Read Excerpt
Zinc Recycler Inks $14.75M Deal To End Investor Suit
Elise Hansen, Law360 - Securities, January 06, 2021 · Read Excerpt
Health Insurance Co. Settles Investors' Scam Suit For $11M
Carolina Bolado, Law360 - Securities, December 03, 2020 · Read Excerpt
Judge Gives Initial OK To Correvio Pharma $1.75M Class Deal
Rachel O'Brien, Law360 - Securities, November 20, 2020 · Read Excerpt
Acadia's 'Quality Care' Claim For Jury To Decide, Judge Says
Emilie Ruscoe, Law360 - Securities, January 21, 2021 · Read Excerpt
Realogy Escapes Class Claims Of Misleading Investors
Bill Wichert, Law360 - Securities, January 21, 2021 · Read Excerpt
Hemp Biotech Biz Beats Investor Suit Over SEC Probe
Sarah Jarvis, Law360 - Securities, January 19, 2021 · Read Excerpt
Baxter Dodges Investor Suit Over Forex Accounting, For Now
Dean Seal, Law360 - Securities, January 12, 2021 · Read Excerpt
MetLife Escapes Investors' Annuity Reserve Fraud Claims
Emilie Ruscoe, Law360 - Securities, January 12, 2021 · Read Excerpt