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Resources

 
Last Update: November 14, 2019

The SEC's Enforcement Division Reports Elevated Enforcement Action and Monetary Recovery Levels
Kevin LaCroix, The D & O Diary, November 14, 2019 · Read Excerpt
Shareholders, Proxy Advisers Roiled by SEC
Hazel Bradford, Pensions & Investments, November 11, 2019 · Read Excerpt
What, if Anything, Should Be Done to Rein in Big Tech?
Steve Lohr, The New York Times DealBook, November 11, 2019 · Read Excerpt
How the SEC is Making Life Easier for Corporate America
Katanga Johnson, Reuters, November 06, 2019 · Read Excerpt
Delaware Supreme Court: What is a Securities Claim?
Kevin LaCroix, The D & O Diary, November 05, 2019 · Read Excerpt
Supreme Court to Hear Challenge to SEC Disgorgement
Hazel Bradford, Pensions & Investments, November 04, 2019 · Read Excerpt
Trump Administration Scaling Back Rules Meant to Stop Corporate Inversions
Jim Tankersley, The New York Times DealBook, October 31, 2019 · Read Excerpt
SEC to Vote on Changes to Shareholder Proposal Process
Hazel Bradford, Pensions & Investments, October 30, 2019 · Read Excerpt
Connecticut State Court Knocks Out Post-Cyan Securities Act Liability Action
Kevin LaCroix, The D & O Diary, October 28, 2019 · Read Excerpt
Racketeering Law Makes Its Return to Wall Street
Peter J. Henning, The New York Times DealBook, October 24, 2019 · Read Excerpt
Opioid Co. Inks $1.6M Deal To End Suit Over FDA Rejection
Kevin Stawicki, Law360 - Securities, November 12, 2019 · Read Excerpt
Auto Parts Co. Inks $3.3M Deal With Investors In IPO Suit
Reenat Sinay, Law360 - Securities, November 12, 2019 · Read Excerpt
Investors Reach $20M Deal With Banc Of Calif., Drop Ex-CEO
Dean Seal, Law360 - Securities, October 31, 2019 · Read Excerpt
Liquid Holdings Reaches $4M Settlement Over IPO Claims
Ryan Boysen, Law360 - Securities, October 30, 2019 · Read Excerpt
$16.7M AbbVie Inversion Settlement Gets Final Approval
Yvonne Juris, Law360 - Securities, October 25, 2019 · Read Excerpt
Galena Again Beats Investors' 'Shotgun' Opioid Claims Suit
Bill Wichert, Law360 - Securities, November 13, 2019 · Read Excerpt
Cancer Pharma Co. Dodges Investor Stock-Drop Suit
Reenat Sinay, Law360 - Securities, November 13, 2019 · Read Excerpt
LendingClub Gets Investors' Hidden-Fee Suit Tossed
Reenat Sinay, Law360 - Securities, November 05, 2019 · Read Excerpt
McKesson Can't Ditch Generic Drug Price-Fixing Fraud Suit
Reenat Sinay, Law360 - Securities, October 30, 2019 · Read Excerpt
Invisalign Maker Exits Shareholder Suit Over Expiring Patents
Reenat Sinay, Law360 - Securities, October 30, 2019 · Read Excerpt