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Last Update: August 09, 2017

SEC Delays Decision on Chinese Buyout of Chicago Exchange
Benjamin Bain and Charlotte Chilton, Bloomberg, August 09, 2017 · Read Excerpt
Labor Dept. Seeks Delay of Consumer Protection Rule for Financial Advisers
Tara Siegel Bernard, The New York Times, August 09, 2017 · Read Excerpt
Bank of Tokyo-Mitsubishi UFJ Charged with Spoofing in Treasury Futures by CFTC
Steve Goldstein, MarketWatch, August 07, 2017 · Read Excerpt
Citigroup to Pay $130 Million to end Libor Rigging Lawsuit in U.S.
Jonathan Stempel, Reuters, August 07, 2017 · Read Excerpt
Now Trending: Cybersecurity and Climate Change Disclosure Practices
Kevin LaCroix, The D&O Diary, August 07, 2017 · Read Excerpt
Senate Votes to Confirm Slate of Three CFTC Commissioners
Sarah N. Lynch, Reuters, August 03, 2017 · Read Excerpt
Chesapeake Gets All-Clear From U.S. in Shale Accounting Probe
Joe Carroll, Bloomberg, August 03, 2017 · Read Excerpt
Regulator Fines PwC $1 Million for Faulty Merrill Lynch Audit
Francine McKenna, MarketWatch, August 03, 2017 · Read Excerpt
Fed Moves To Ease Pressure On Bank Boards
Evan Weinberger, Law360 - Securities, August 03, 2017 · Read Excerpt
Wall Street Regulators Are Set to Rewrite the Volcker Rule
Benjamin Bain and Jesse Hamilton, Bloomberg, August 01, 2017 · Read Excerpt
Ubiquiti Investors Seek OK On $6.8M Deal Ending IPO Suit
Jon Hill, Law360 - Securities, August 07, 2017 · Read Excerpt
$97.5M JC Penney Investor Settlement Gets Initial OK
Abraham Moussako, Law360 - Securities, July 24, 2017 · Read Excerpt
Dole Shareholders Garner $18.5M In Fees In Securities Case
Jeff Montgomery, Law360 - Securities, July 18, 2017 · Read Excerpt
Chipmaker To Shell Out $7.25M To Settle Stock Drop Suit
Dave Simpson, Law360 - Securities, July 11, 2017 · Read Excerpt
Bankrupt IT Co. Pays Investors $1.3M Over Faulty Reporting
Cara Mannion, Law360 - Securities, June 26, 2017 · Read Excerpt
Life Time Fitness Escapes Investor Suit Over $2.8B Buyout
Matthew Guarnaccia, Law360 - Securities, August 07, 2017 · Read Excerpt
Investor Drops Suit Against Baker Hughes Over GE Merger
Jon Hill, Law360 - Securities, August 07, 2017 · Read Excerpt
Express Scripts Wins Dismissal of Lawsuit over Anthem Ties
Jonathan Stempel, Reuters, August 02, 2017 · Read Excerpt
FBR Investor Agrees To Drop Suit Over $160M B. Riley Merger
Jon Hill, Law360 - Securities, July 12, 2017 · Read Excerpt
Chinese P2P Lender Yirendai Beats Investor Suit, For Now
Bonnie Eslinger, Law360 - Securities, June 19, 2017 · Read Excerpt