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Resources

 
Last Update: October 23, 2020

Goldman Makes its Bankers Pay
Andrew Ross Sorkin and Lauren Hirsch, The New York Times DealBook, October 23, 2020 · Read Excerpt
Powell Says Fed Has Made No Final Call on Digital Currency
Craig Torres, Bloomberg, October 19, 2020 · Read Excerpt
SEC Approves Changes to Ease Auditor-Independence Rules for Companies, Audit Firms
Mark Maurer, The Wall Street Journal, October 16, 2020 · Read Excerpt
Public Companies Welcome SEC Proxy Rules Survey
Brian Croce, Pensions & Investments, October 06, 2020 · Read Excerpt
Increased Award Volume Breathes New Life into SEC Whistleblower Program
Aaron Nicodemus, Compliance Week, October 06, 2020 · Read Excerpt
Palantir Grabs $21 Billion Valuation, but Debut Comes With a Hiccup
Corrie Driebusch and Maureen Farrell, The Wall Street Journal, September 30, 2020 · Read Excerpt
California Will Now Require More Diversity on Company Boards
Jeanne Sahadi, CNN Business, September 30, 2020 · Read Excerpt
Blank-Check Firms Offering IPO Alternative Are Under Regulatory Scrutiny
Dave Michaels and Alexander Osipovich, The Wall Street Journal, September 24, 2020 · Read Excerpt
Corporate Groups Cheer, Investors Cry Foul as U.S. Tightens Shareholder Rights Rules
Jessica DiNapoli, Reuters, September 23, 2020 · Read Excerpt
Wall Street-backed MEMX Launches in Challenge to NYSE and Nasdaq
John McCrank, Reuters, September 21, 2020 · Read Excerpt
Jumia Seeks OK Of $5M Deal To End Investors' Suits
Rachel O'Brien, Law360 - Securities, October 13, 2020 · Read Excerpt
Finisar's $6.8M Securities Fraud Deal Gets Initial Nod
Dorothy Atkins, Law360 - Securities, October 01, 2020 · Read Excerpt
Daimler $19M Emissions Deal Gets Initial Approval
Rachel O'Brien, Law360 - Securities, September 22, 2020 · Read Excerpt
DaVita Settles Investors' Patient-Steering Suit For $135M
Emilie Ruscoe, Law360 - Securities, September 18, 2020 · Read Excerpt
Southern Co. To Pay $87.5M To End 'Clean Coal' Investor Suit
Morgan Conley, Law360 - Securities, September 09, 2020 · Read Excerpt
Carbonite Dodges Securities Suit Over Dud Software
Brian Dowling, Law360 - Securities, October 23, 2020 · Read Excerpt
Dropbox Stockholders' Suit Over IPO Gets Tossed
Rachel O'Brien, Law360 - Securities, October 21, 2020 · Read Excerpt
Victoria's Secret Parent Beats Suit Claiming Dividend Deceit
Rachel O'Brien, Law360 - Securities, October 19, 2020 · Read Excerpt
Conagra Escapes Shareholder Suit Over $11B Pinnacle Deal
Rachel O'Brien, Law360 - Securities, October 16, 2020 · Read Excerpt
WuXi PharmaTech Dodges Securities Suit
Rachel O'Brien, Law360 - Securities, October 14, 2020 · Read Excerpt