| Title | Date | Source | Author |
|---|---|---|---|
| Fixing FX: The Currency Trader's New Guide to Ethical Behavior | 05/25/2017 | Bloomberg | Lananh Nguyen and Lucy Meakin |
| Wells Fargo Fails To Escape Penalty In $1.25B Tax 'Sham' | 05/24/2017 | Law360 - Securities | Vidya Kauri |
| U.S. CFTC Seeks Bigger Budget than White House Proposal | 05/23/2017 | Reuters | Sarah N. Lynch |
| China Mobile Games Agrees To $1.5M Deal In Investor Suit | 05/23/2017 | Law360 - Securities | William Gorta |
| Citigroup Agrees to $97.4 Million Settlement in Money Laundering Inquiry | 05/22/2017 | The New York Times DealBook | Michael Corkery and Ben Protess |
| CFTC Bolsters Rules to Shield Whistleblowers From Retaliation | 05/22/2017 | Reuters | Sarah N. Lynch |
| Ukrainian Hacker Gets 2 1/2 Years for Stealing News Releases | 05/22/2017 | Bloomberg | David Voreacos |
| Cooperman Agrees to Softer Punishment in Deal With Trump's SEC | 05/18/2017 | Bloomberg | Bob Van Voris and Matt Robinson |
| Trump Rolls Back Obama DOL Rule For State Retirement Plans | 05/18/2017 | Law360 - Securities | Vin Gurrieri |
| U.S. Derivatives Regulator to get Digital Makeover, Update Rules | 05/17/2017 | Reuters | Sarah N. Lynch |
| Wall Street Regulator Detects Fewer Signals of Illegal 'Layering' | 05/17/2017 | Reuters | Sarah N. Lynch |
| SEC Reconsiders Approval of Quadruple Leveraged ETF: Sources | 05/16/2017 | Reuters | Sarah N. Lynch and Trevor Hunnicutt |
| AdvancePierre Investor Sues To Block $4.2B Tyson Deal | 05/15/2017 | Law360 - Securities | Martin O'Sullivan |
| What Happens When the Policy Doesn't Say What was Intended? | 05/15/2017 | The D&O Diary | Kevin LaCroix |
| Barclays to Pay $97 Mln to Settle SEC Allegations | 05/11/2017 | MarketWatch | Austen Hufford |
| Pharma Co. Dodges Shareholder Suit Over Failed Antibiotic | 05/10/2017 | Law360 - Securities | Martin O'Sullivan |
| EZCorp Must Face Some Of Investors' Securities Fraud Claims | 05/09/2017 | Law360 - Securities | Jon Hill |
| SEC's Piwowar Warns that 'SAFE' Investments May Not be so Safe | 05/09/2017 | Reuters | Sarah N. Lynch |
| Probe of Trump Adviser Carl Icahn's Biofuel Business Sought by Senate Dems | 05/09/2017 | USA TODAY | Kevin McCoy |
| Maurice Greenberg Loses Bid for Damages From A.I.G. Bailout | 05/09/2017 | The New York Times DealBook | Liz Moyer |