| Title | Date | Source | Author |
|---|---|---|---|
| Biden Designates Allison Herren Lee as SEC Acting Chair | 01/21/2021 | Pensions & Investments | Brian Croce |
| Acadia's 'Quality Care' Claim For Jury To Decide, Judge Says | 01/21/2021 | Law360 - Securities | Emilie Ruscoe |
| Realogy Escapes Class Claims Of Misleading Investors | 01/21/2021 | Law360 - Securities | Bill Wichert |
| Hemp Biotech Biz Beats Investor Suit Over SEC Probe | 01/19/2021 | Law360 - Securities | Sarah Jarvis |
| Willis Towers Watson To Settle Merger Claims For $90M | 01/19/2021 | Law360 - Securities | Emilie Ruscoe |
| Biden Taps Veteran Financial Regulators To Lead SEC, CFPB | 01/18/2021 | NPR | Barbara Sprunt |
| Baxter Dodges Investor Suit Over Forex Accounting, For Now | 01/12/2021 | Law360 - Securities | Dean Seal |
| Acting Enforcement Head Marc Berger to Depart SEC | 01/12/2021 | Compliance Week | Aaron Nicodemus |
| Whistle-Blowing Soars to Record With Americans Working From Home | 01/12/2021 | Bloomberg | Matt Robinson and Benjamin Bain |
| MetLife Escapes Investors' Annuity Reserve Fraud Claims | 01/12/2021 | Law360 - Securities | Emilie Ruscoe |
| Berkshire-Owned Aerospace Co. Settles Investor Suit for $21M | 01/08/2021 | Law360 - Securities | Rachel O'Brien |
| NYSE Reverses Again With Plan to Delist China Telecom Firms | 01/07/2021 | Bloomberg | Lananh Nguyen and Saleha Mohsin |
| Judge Vacates Own Nix Of Overstock.com Case Over 'Mistake' | 01/07/2021 | Law360 - Securities | Rachel O'Brien |
| Zinc Recycler Inks $14.75M Deal To End Investor Suit | 01/06/2021 | Law360 - Securities | Elise Hansen |
| Vape Co. Greenlane Beats Securities Suits Over $110M IPO | 01/06/2021 | Law360 - Securities | Dorothy Atkins |
| Nielsen Investors' GDPR Suit Mostly Survives Dismissal Bid | 01/05/2021 | Law360 - Securities | Emilie Ruscoe |
| 2020 SPAC Boom Lifted Wall Street's Biggest Banks | 01/05/2021 | The Wall Street Journal | Amrith Ramkumar |
| Nissan Exec Freed From Investors' Pay Scandal Suit | 01/04/2021 | Law360 - Securities | Rachel O'Brien |
| NYSE to Delist Chinese Telco Giants on U.S. Executive Order | 12/31/2020 | Bloomberg | Max Zimmerman and Gregor Stuart Hunter |
| Roisman to Lead SEC Transition as Clayton Departs | 12/28/2020 | Compliance Week | Kyle Brasseur |