| Title | Date | Source | Author |
|---|---|---|---|
| Bulk Of TD Bank Investors' Fraud Claims Survive Bid To Toss | 12/07/2018 | Law 360 - Securities | Jeannie O'Sullivan |
| Akorn CEO to Retire after Drugmaker Fails to Salvage Fresenius Merger Deal | 12/07/2018 | Reuters | Tamara Mathias |
| Clayton Says SEC to Focus on Rules for Financial Professionals, Proxy Process | 12/06/2018 | Market Watch | Francine McKenna |
| With the Economy Uncertain, Tech Unicorns' Rush Toward I.P.O. | 12/06/2018 | The New York Times | Erin Griffith and Mike Isaac |
| D&O Insurance: No Coverage for Alleged Misconduct Not Undertaken in an Insured Capacity | 12/05/2018 | The D&O Diary | Kevin LaCroix |
| Can California's New Boardroom Diversity Law withstand Courtroom Backlash? | 12/02/2018 | San Jose Mercury News | Martha Groves |
| Justice Department Vows to Pursue Individual Executives in Corporate Crime Cases | 11/30/2018 | Insurance Journal | Tom Schoenberg |
| EU Watchdogs Propose No-deal Brexit Waivers for Derivatives | 11/29/2018 | Reuters | Huw Jones |
| Investors Get First OK On $23M Deal With Cobalt Underwriters | 11/29/2018 | Law 360 - Securities | Dean Seal |
| Yelp Gets Partial Toss Of Investor Suit Over Biz Retention | 11/28/2018 | Law360 - Securities | Dean Seal |
| Delaware Law and Mandatory Shareholder Claim Arbitration Provisions | 11/28/2018 | D&O Diary | Kevin LaCroix |
| Cases that Make One Wonder about the Intent of Enforcement | 11/28/2018 | Compliance Week | Tom Fox |
| SEC's Clayton Needs to See Key Upgrades in Cryptocurrency Markets before Approving a Bitcoin ETF | 11/27/2018 | CNBC | Kate Rooney |
| Three Reasons Why The ICO Market Is Cooling Down, But Crypto And Blockchain Are Here To Stay | 11/27/2018 | Forbes | Sherman Lee |
| SEC Whistleblower Program Has Record-Breaking Year | 11/20/2018 | The D&O Diary | Kevin LaCroix |
| Bitcoin-Rigging Criminal Probe Focused on Tie to Tether | 11/20/2018 | Bloomberg | Matt Robinson and Tom Schoenberg |
| Societe Generale to Pay $1.4 Billion to Settle Cases in the U.S. | 11/19/2018 | Reuters | Katanga Johnson, Karen Freifeld, and Inti Landauro |
| In Bigger Crackdown of Crypto Abuses, SEC Goes after Unregistered Coin Offerings | 11/16/2018 | CNBC | Kate Rooney |
| Medtronic Unit Agrees To $54.5M Deal In Investor Fraud Suit | 11/16/2018 | Law360 - Securities | Jack Newsham |
| Utah Rare Coin Dealer Accused of Running Multimillion-Dollar Ponzi Scheme | 11/16/2018 | Deseret News | Pat Reavy |