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Case Status:    ONGOING    
On or around 05/19/2020 (Date of last review)

Filing Date: October 02, 2019

According to the Complaint, Capital One operates as the bank holding company for the Capital One Bank (USA), National Association and Capital One, National Association, which provides various financial products and services in the United States, the United Kingdom, and Canada.

According to the Complaint, Defendants throughout the Class Period made false and/or misleading statements and/or failed to disclose that: (1) the Company did not maintain robust information security protections, and its protection did not shield personal information against security breaches; (2) such deficiencies heightened the Company’s exposure to a cyber-attack; and (3) as a result, Capital One’s public statements were materially false and misleading at all relevant times. When the true details entered the market, the lawsuit claims that investors suffered damages.

On November 20, 2019, this case was transferred to the Eastern District of Virginia under Docket 19-MD-02915. On December 18, the Court issued an Order appointing Lead Plaintiff and Counsel. Lead Plaintiff filed an amended Complaint on January 17, 2020.

COMPANY INFORMATION:

Sector: Financial
Industry: Consumer Financial Services
Headquarters: United States

SECURITIES INFORMATION:

Ticker Symbol: COF
Company Market: New York SE
Market Status: Public (Listed)

About the Company & Securities Data


"Company" information provides the industry and sector classification and headquarters state for the primary company-defendant in the litigation. In general, "Securities" information provides the ticker symbol, market, and market status for the underlying securities at issue in the litigation.

In most cases, the primary company-defendant actually issued the securities that are the subject of the litigation, and the securities information and company information relate to the same entity. In a small subset of cases, however, the primary company-defendant is not the issuer (for example, cases against third party brokers/dealers), and the securities information and company information do not relate to the same entity.
COURT: E.D. New York
DOCKET #: 19-CV-05594
JUDGE: Hon. Carol Bagley Amon
DATE FILED: 10/02/2019
CLASS PERIOD START: 02/02/2018
CLASS PERIOD END: 06/29/2019
PLAINTIFF FIRMS NAMED IN COMPLAINT:
  1. The Rosen Law Firm, P.A. (NY)
No Document Title Filing Date
COURT: E.D. Virginia
DOCKET #: 19-MD-02915
JUDGE: Hon. Carol Bagley Amon
DATE FILED: 01/17/2020
CLASS PERIOD START: 07/23/2015
CLASS PERIOD END: 07/29/2019
PLAINTIFF FIRMS NAMED IN COMPLAINT:
  1. The Law Firm of Carlton F. Bennett, P.L.L.C.
  2. The Rosen Law Firm, P.A. (NY)
No Document Title Filing Date
—Related District Court Filings Data is not available