Trinity Capital Corporation (“Trinity” or the “Company”) is a bank holding company for Los Alamos National Bank.

This action stems from a proposed transaction announced on November 1, 2018 (the “Proposed Transaction”), pursuant to which Trinity will be acquired by Enterprise Financial Services, Inc.

On November 1, 2018, Trinity’s Board of Directors caused the Company to enter into an agreement and plan of merger (the “Merger Agreement”) with Enterprise. Pursuant to the terms of the Merger Agreement, shareholders of
Trinity will receive $1.84 in cash and 0.1972 Enterprise common shares for each share of Trinity they own.

On December 21, 2018, Defendants filed a Form S-4 Registration Statement (the “Registration Statement”) with the United States Securities and Exchange Commission (the “SEC”) in connection with the Proposed Transaction. The Complaint alleges that the Registration Statement, which scheduled a stockholder vote on the Proposed Transaction for February 5, 2019, omits material information with respect to the Proposed Transaction, which renders the Registration Statement false and misleading.

This case was voluntarily dismissed on April 10, 2019.