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Case Status:    DISMISSED    
On or around 06/28/2019 (Other)

Filing Date: September 29, 2018

The Complaint alleges that Defendants sold unregistered securities. This action is brought on behalf of the customers of Defendants who were sold securities in 1st Global Capital.

This case was voluntarily dismissed on February 5, 2019.

COMPANY INFORMATION:

Sector: Financial
Industry: Investment Services
Headquarters:

SECURITIES INFORMATION:

Ticker Symbol:
Company Market:
Market Status:

About the Company & Securities Data


"Company" information provides the industry and sector classification and headquarters state for the primary company-defendant in the litigation. In general, "Securities" information provides the ticker symbol, market, and market status for the underlying securities at issue in the litigation.

In most cases, the primary company-defendant actually issued the securities that are the subject of the litigation, and the securities information and company information relate to the same entity. In a small subset of cases, however, the primary company-defendant is not the issuer (for example, cases against third party brokers/dealers), and the securities information and company information do not relate to the same entity.
COURT: N.D. Illinois
DOCKET #: 18-CV-06643
JUDGE: Hon. John Z. Lee
DATE FILED: 09/29/2018
CLASS PERIOD START: 09/29/2015
CLASS PERIOD END: 09/29/2018
PLAINTIFF FIRMS NAMED IN COMPLAINT:
  1. Birndorf and Birndorf, P.C.
  2. The Law Offices of Howard Prossnitz
No Document Title Filing Date
—Reference Complaint Complaint Related Data is not available
—Related District Court Filings Data is not available