Securities Class Action Clearinghouse: Case Page

Case Status: DISMISSED
—On or around 06/28/2019 (Stipulation and order of dismissal (voluntary dismissal))
Current/Last Presiding Judge:
Hon. John Z. Lee

Filing Date: September 29, 2018

Goldstone Financial Group, L.L.C. is an investment advisory services firm in the United States.

The Complaint alleges that Defendants sold unregistered securities. This action is brought on behalf of the customers of Defendants who were sold securities in 1st Global Capital.

This case was voluntarily dismissed on February 5, 2019.

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Case Page

Goldstone Financial Group, L.L.C. : 1st Global Capital Notes

Case Summary

Goldstone Financial Group, L.L.C. : 1st Global Capital Notes Securities Litigation

Case Summary

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