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Funko, Inc.

Case Summary

Funko, Inc. Securities Litigation

Case Summary

Case Status:    ONGOING    
On or around 06/29/2018 (Ongoing date of last review)

Filing Date: February 07, 2018

According to the Complaint, Funko is a pop culture consumer products company engaged in selling a broad range of pop culture consumer products, featuring characters from a range of media and entertainment content, including movies, TV shows, video games, music and sports. Its products combine its proprietary brands and designs into properties it licenses from content providers.

This is a class action on behalf of persons and/or entities who purchased or otherwise acquired Funko, Inc. Class A Common Stock (“common stock”) pursuant to its initial public offering and/or traceable to the Company’s Registration Statement (the “IPO” or the “Offering”) and its November 3, 2017, prospectus filed on Form 424B4 with the SEC in connection with its IPO (the “Prospectus”).

The Complaint alleges that the Registration Statement and Prospectus contained materially misleading statements and/or omitted material information in violation of Sections 11, 12 and 15 of the Securities Act of 1933.

On March 27, 2018, the Court issued an Order remanding this case to State Court. This case is remanded to the Superior Court of Washington in and for King County.

A related case continues in the District Court under Docket 18-CV-00812.

Company & Securities Information

Defendant: Funko, Inc.

COMPANY INFORMATION:

Sector: Consumer Cyclical
Industry: Apparel/Accessories
Headquarters: United States

SECURITIES INFORMATION:

Ticker Symbol: FNKO
Company Market: NASDAQ
Market Status: Public (Listed)

About the Company & Securities Data


"Company" information provides the industry and sector classification and headquarters state for the primary company-defendant in the litigation. In general, "Securities" information provides the ticker symbol, market, and market status for the underlying securities at issue in the litigation.

In most cases, the primary company-defendant actually issued the securities that are the subject of the litigation, and the securities information and company information relate to the same entity. In a small subset of cases, however, the primary company-defendant is not the issuer (for example, cases against third party brokers/dealers), and the securities information and company information do not relate to the same entity.

First Identified Complaint

Robert Lowinger, et al. v. Funko, Inc., et al.

COURT: W.D. Washington
DOCKET #: 18-CV-00201
JUDGE: Hon. James P. Donohue
DATE FILED: 02/07/2018
CLASS PERIOD START: 11/02/2017
CLASS PERIOD END: 02/07/2018
PLAINTIFF FIRMS NAMED IN COMPLAINT:
  1. Keller Rohrback LLP (Seattle)
    1201 Third Avenue, Suite 3200, Keller Rohrback LLP (Seattle), WA 98101-3052
    800.776.6044 206.623.3384 · investor@kellerrohrback.com
  2. Stull, Stull & Brody (New York)
    6 East 45th Street, Stull, Stull & Brody (New York), NY 10017
    310.209.2468 310.209.2087 · SSBNY@aol.com
First Identified Complaint (FIC) Filings:
No Document Title Filing Date
1 Complaint for Violations of Sections 11, 12 and 15 of the Securities Act of 1933 02/07/2018
2 Notice of Removal 02/07/2018
3 U.S. District Court Civil Docket 03/27/2018
4 Order to Remand 03/27/2018

Reference Complaint

Satyanarayana Kanugonda, et al. v. Funko, Inc., et al.

COURT: W.D. Washington
DOCKET #: 18-CV-00812
JUDGE: Hon. James P. Donohue
DATE FILED: 06/04/2018
CLASS PERIOD START: 11/01/2017
CLASS PERIOD END: 06/04/2018
PLAINTIFF FIRMS NAMED IN COMPLAINT:
  1. Hall & George PLLC
    1001 Fourth Avenue, Suite 3900, Hall & George PLLC, WA 98154
    206.292.5900 206.292.5901 ·
  2. The Rosen Law Firm, P.A. (New York)
    350 Fifth Avenue, Suite 5508, The Rosen Law Firm, P.A. (New York), NY 10118
    212.686.1060 212.202.3827 · lrosen@rosenlegal.com
Reference Complaint (REF) Filings:
No Document Title Filing Date
1 Class Action Complaint for Violation of the Federal Securities Laws 06/04/2018
2 U.S. District Court Civil Docket 06/04/2018
 
 

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