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Case Status:    SETTLED
On or around 08/13/2018 (Date of order of final judgment)

Filing Date: June 28, 2017

According to the Complaint, it is alleged that this action is based upon Defendants' illicit insider trading and frontrunning scheme that caused billions of dollars in damages to Plaintiff and other similarly situated investors (collectively, the "Class" or "Derivatives Class") who sold Allergan call options, purchased Allergan put options and/or sold Allergan equity forward contracts contemporaneously with Pershing's illegal purchase of Allergan common stock, Allergan call options and Allergan equity forward contracts during the Class Period.

On October 13, 2017, the Court appointed Lead Plaintiff and Counsel.

The parties entered into a Stipulation of Settlement on January 16, 2018. On March 19, the Court issued an Order preliminarily approving the Settlement. On August 13, the Court granted final approval of the Settlement and entered Final Judgment.


Sector: Financial
Industry: Investment Services
Headquarters: United States


Ticker Symbol: AGN
Company Market: NASDAQ
Market Status: Public (Listed)

About the Company & Securities Data

"Company" information provides the industry and sector classification and headquarters state for the primary company-defendant in the litigation. In general, "Securities" information provides the ticker symbol, market, and market status for the underlying securities at issue in the litigation.

In most cases, the primary company-defendant actually issued the securities that are the subject of the litigation, and the securities information and company information relate to the same entity. In a small subset of cases, however, the primary company-defendant is not the issuer (for example, cases against third party brokers/dealers), and the securities information and company information do not relate to the same entity.
COURT: C.D. California
DOCKET #: 17-CV-04776
JUDGE: Hon. David O. Carter
DATE FILED: 06/28/2017
CLASS PERIOD END: 04/21/2014
  1. Entwistle & Cappucci LLP
  2. Susman Godfrey L.L.P. (Los Angeles)
No Document Title Filing Date
—Reference Complaint Complaint Related Data is not available
—Related District Court Filings Data is not available