Raymond James & Associates, Inc. : Jay Peak Resort Securities Litigation
On or around 08/04/2016 (Court's order of dismissal)
Filing Date: May 09, 2016
The Complaint alleges defendants knowingly designed the financial structure of a fraudulent scheme for one of their customers and then implemented that scheme to cause damage in an amount not less than $71.7 million to a specific class of investors.
This case was voluntarily dismissed on July 27, 2016.
Company & Securities Information
Defendant: Raymond James & Associates, Inc.
Industry: Investment Services
Headquarters: United States
Ticker Symbol: RJF
Company Market: New York SE
Market Status: Public (Listed)
About the Company & Securities Data
"Company" information provides the industry and sector classification and headquarters state for the primary company-defendant in the litigation. In general, "Securities" information provides the ticker symbol, market, and market status for the underlying securities at issue in the litigation.
In most cases, the primary company-defendant actually issued the securities that are the subject of the litigation, and the securities information and company information relate to the same entity. In a small subset of cases, however, the primary company-defendant is not the issuer (for example, cases against third party brokers/dealers), and the securities information and company information do not relate to the same entity.
First Identified Complaint
Carlos Enrique Hiller Sanchez, et al. v. Raymond James & Associates, Inc., et al.
COURT: S.D. Florida
DOCKET #: 16-CV-21643
JUDGE: Hon. Kathleen M. Williams
DATE FILED: 05/09/2016
CLASS PERIOD START: 05/09/2016
CLASS PERIOD END: 05/09/2016
PLAINTIFF FIRMS NAMED IN COMPLAINT:
Bennett Aiello The Ingraham Building, Eighth Floor 25 Southeast Second Avenue, Bennett Aiello, FL 33131 (305) 358-9011 ·
First Identified Complaint (FIC) Filings:
Stipulation Regarding Voluntary Dismissal of Action Pursuant To Federal Rule of Civil Procedure 41
Order Dismissing Case
U.S. District Court Civil Docket
—Reference Complaint Complaint Related Data is not available
Related District Court Filings
—Related District Court Filings Data is not available