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Case Status:    ONGOING    
On or around 11/04/2016 (Ongoing date of last review)

Filing Date: June 15, 2016

The Complaint alleges defendants have engaged in common law fraud and fraud in connection with the purchase or sale of securities, in violation of Section 10(b) of the Securities Exchange Act of 1934 (“Exchange Act”), various subparts of Rule 10b-5 thereunder, and sections 36b-29(a)(2) and 36b-4 of the Connecticut Uniform Securities Act (“CUSA”). Defendants have also engaged in the offer and sale of unregistered securities, in violation of section 36b-29(a)(1) of CUSA.

On October 12, 2016, the Court issued an Order appointing Lead Plaintiff and Counsel.

An amended complaint was filed on November 4, 2016.

COMPANY INFORMATION:

Sector:
Industry:
Headquarters: United States

SECURITIES INFORMATION:

Ticker Symbol:
Company Market:
Market Status:

About the Company & Securities Data


"Company" information provides the industry and sector classification and headquarters state for the primary company-defendant in the litigation. In general, "Securities" information provides the ticker symbol, market, and market status for the underlying securities at issue in the litigation.

In most cases, the primary company-defendant actually issued the securities that are the subject of the litigation, and the securities information and company information relate to the same entity. In a small subset of cases, however, the primary company-defendant is not the issuer (for example, cases against third party brokers/dealers), and the securities information and company information do not relate to the same entity.
COURT: D. Connecticut
DOCKET #: 16-CV-00940
JUDGE: Hon. Michael P. Shea
DATE FILED: 06/15/2016
CLASS PERIOD START: 06/01/2014
CLASS PERIOD END: 06/15/2016
PLAINTIFF FIRMS NAMED IN COMPLAINT:
  1. Izard Nobel LLP
    29 South Main Street, Suite 215, Izard Nobel LLP, CT 06107
    (860) 493-6292 (860) 493-6290 ·
  2. Susman Godfrey L.L.P. (Los Angeles)
    1901 Avenue of the Stars, Suite 950, Susman Godfrey L.L.P. (Los Angeles), CA 90067-6029
    310.789.3100 310.789.3100 ·
No Document Title Filing Date
COURT: D. Connecticut
DOCKET #: 16-CV-00940
JUDGE: Hon. Michael P. Shea
DATE FILED: 11/04/2016
CLASS PERIOD START: 06/01/2014
CLASS PERIOD END: 06/15/2016
PLAINTIFF FIRMS NAMED IN COMPLAINT:
  1. Izard, Kindall & Raabe, LLP
    29 South Main Street , Izard, Kindall & Raabe, LLP , CT 06107
    860-493-6292 860-493-6290 ·
  2. Susman Godfrey L.L.P. (Los Angeles)
    1901 Avenue of the Stars, Suite 950, Susman Godfrey L.L.P. (Los Angeles), CA 90067-6029
    310.789.3100 310.789.3100 ·
No Document Title Filing Date