On or around 12/10/2018 (Ongoing date of last review)
Filing Date: June 15, 2016
The Complaint alleges defendants have engaged in common law fraud and fraud in connection with the purchase or sale of securities, in violation of Section 10(b) of the Securities Exchange Act of 1934 (“Exchange Act”), various subparts of Rule 10b-5 thereunder, and sections 36b-29(a)(2) and 36b-4 of the Connecticut Uniform Securities Act (“CUSA”). Defendants have also engaged in the offer and sale of unregistered securities, in violation of section 36b-29(a)(1) of CUSA.
On October 12, 2016, the Court issued an Order appointing Lead Plaintiff and Counsel. Lead Plaintiff filed an amended Complaint on November 4, 2016. Defendants filed a Motion to Dismiss the amended Complaint on December 6, 2016. On October 11, 2017, the Court issued an Order denying Defendants' Motion to Dismiss.
Company & Securities Information
Defendant: GAW Miners, LLC
Industry: Computer Hardware
Headquarters: United States
About the Company & Securities Data
"Company" information provides the industry and sector classification and headquarters state for the primary company-defendant in the litigation. In general, "Securities" information provides the ticker symbol, market, and market status for the underlying securities at issue in the litigation.
In most cases, the primary company-defendant actually issued the securities that are the subject of the litigation, and the securities information and company information relate to the same entity. In a small subset of cases, however, the primary company-defendant is not the issuer (for example, cases against third party brokers/dealers), and the securities information and company information do not relate to the same entity.
First Identified Complaint
Denis Marc Audet, et al. v. GAW Miners, LLC, et al.
COURT: D. Connecticut
DOCKET #: 16-CV-00940
JUDGE: Hon. Michael P. Shea
DATE FILED: 06/15/2016
CLASS PERIOD START: 06/01/2014
CLASS PERIOD END: 06/15/2016
PLAINTIFF FIRMS NAMED IN COMPLAINT:
Izard Nobel LLP 29 South Main Street, Suite 215, Izard Nobel LLP, CT 06107 (860) 493-6292 (860) 493-6290 ·