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Case Status:    DISMISSED    
On or around 11/17/1999 (Other)

Filing Date: October 02, 1998

According to the docket posted, on November 17, 1999, the Court entered the certified copy of the Mandate from the Second Circuit Court of Appeals. The appeal was dismissed. The plaintiffs had previously filed a Notice of Appeal after the Court entered the Memorandum and Order on June 15, 1999, signed by U.S. District Judge Richard Owen, granting the defendants’ motion to dismiss the action. The action was dismissed with costs and disbursement to the defendants.

The Complaint alleges that defendants violated Section 12(a)(1) of the Securities Act of 1933, 15 U.S.C. 771, by the solicitation and sale of unregistered securities of VMN. In addition, a state law claim for negligent misrepresentation is asserted.


Sector: Financial
Industry: S&Ls/Savings Banks
Headquarters: United States


Ticker Symbol:
Company Market: Privately Traded
Market Status: Privately Held

About the Company & Securities Data

"Company" information provides the industry and sector classification and headquarters state for the primary company-defendant in the litigation. In general, "Securities" information provides the ticker symbol, market, and market status for the underlying securities at issue in the litigation.

In most cases, the primary company-defendant actually issued the securities that are the subject of the litigation, and the securities information and company information relate to the same entity. In a small subset of cases, however, the primary company-defendant is not the issuer (for example, cases against third party brokers/dealers), and the securities information and company information do not relate to the same entity.
COURT: S.D. New York
DOCKET #: 98-CV-06977
JUDGE: Hon. Richard Owen
DATE FILED: 10/02/1998
  1. Lovell Stewart Halebian LLP (former New York)
    500 Fifth Avenue, Lovell Stewart Halebian LLP (former New York), NY 10110
    212.608.1900 212.719.4677 ·
  2. Roy L. Jacobs
    350 Fifth Avenue Suite 3000 , Roy L. Jacobs, NY 10118
  3. Wechsler, Harwood, Halebian & Feffer, LLP
    488 Madison Avenue, Wechsler, Harwood, Halebian & Feffer, LLP, NY
    212.935.7400 10022 ·
No Document Title Filing Date