| Filing Name | Filing Date | District Court | Exchange | Ticker |
|---|---|---|---|---|
| Colony Credit Real Estate, Inc. | 09/10/2020 | C.D. California | New York SE | CLNC |
| Livongo Health, Inc. | 09/10/2020 | D. Delaware | NASDAQ | LVGO |
| Lexinfintech Holdings, Ltd. | 09/09/2020 | D. Oregon | NASDAQ | LX |
| YayYo, Inc. | 09/09/2020 | C.D. California | NASDAQ | YAYO |
| Harborside, Inc. | 09/08/2020 | D. Oregon | OTC-BB | HSDEF |
| Momenta Pharmaceuticals, Inc. | 09/08/2020 | S.D. New York | NASDAQ | MNTA |
| Spring Bank Pharmaceuticals, Inc. | 09/08/2020 | D. Delaware | NASDAQ | SBPH |
| Coty Inc. | 09/04/2020 | S.D. New York | New York SE | COTY |
| Pfenex Inc. | 09/04/2020 | D. Delaware | New York SE | PFNX |
| Fennec Pharmaceuticals Inc. | 09/03/2020 | M.D. North Carolina | NASDAQ | FENC |
| HDFC Bank Limited : American Depositary Shares | 09/03/2020 | E.D. New York | New York SE | HDB |
| Portland General Electric Company | 09/03/2020 | D. Oregon | New York SE | POR |
| Varian Medical Systems, Inc. | 09/03/2020 | D. Delaware | New York SE | VAR |
| CNX Midstream Partners LP | 09/02/2020 | D. Delaware | New York SE | CNXM |
| Neonode Inc. | 09/02/2020 | D. Delaware | NASDAQ | NEON |
| On Deck Capital, Inc. | 09/01/2020 | D. Delaware | New York SE | ONDK |
| Otelco Inc. | 09/01/2020 | D. Delaware | NASDAQ | OTEL |
| Principia Biopharma Inc. | 09/01/2020 | D. Delaware | NASDAQ | PRNB |
| Ultra Petroleum Corp. | 09/01/2020 | D. Colorado | NASDAQ | UPL |
| Progenity, Inc. | 08/28/2020 | S.D. California | NASDAQ | PROG |