| Filing Name | Filing Date | District Court | Exchange | Ticker |
|---|---|---|---|---|
| Celsion Corporation | 10/29/2020 | D. New Jersey | NASDAQ | CLSN |
| Bayerische Motoren Werke Aktiengesellschaft : American Depositary Shares | 10/27/2020 | D. New Jersey | OTC-BB | BMWYY |
| Aurora Cannabis Inc. | 10/02/2020 | D. New Jersey | New York SE | ACB |
| Montage Resources Corporation | 09/30/2020 | D. Delaware | New York SE | MR |
| Immunomedics, Inc. | 09/29/2020 | D. Delaware | NASDAQ | IMMU |
| Seacoast Commerce Banc Holdings | 09/28/2020 | D. Delaware | OTC-BB | SCBH |
| Garrison Capital Inc. | 09/24/2020 | D. Delaware | NASDAQ | GARS |
| Rosetta Stone Inc. | 09/24/2020 | D. Delaware | New York SE | RST |
| Akcea Therapeutics, Inc. | 09/23/2020 | D. Delaware | NASDAQ | AKCA |
| Dime Community Bancshares, Inc. | 09/23/2020 | D. Delaware | NASDAQ | DCOM |
| Teva Pharmaceutical Industries Limited : American Depositary Shares | 09/23/2020 | E.D. Pennsylvania | New York SE | TEVA |
| Livongo Health, Inc. | 09/10/2020 | D. Delaware | NASDAQ | LVGO |
| Spring Bank Pharmaceuticals, Inc. | 09/08/2020 | D. Delaware | NASDAQ | SBPH |
| Pfenex Inc. | 09/04/2020 | D. Delaware | New York SE | PFNX |
| Varian Medical Systems, Inc. | 09/03/2020 | D. Delaware | New York SE | VAR |
| CNX Midstream Partners LP | 09/02/2020 | D. Delaware | New York SE | CNXM |
| Neonode Inc. | 09/02/2020 | D. Delaware | NASDAQ | NEON |
| On Deck Capital, Inc. | 09/01/2020 | D. Delaware | New York SE | ONDK |
| Otelco Inc. | 09/01/2020 | D. Delaware | NASDAQ | OTEL |
| Principia Biopharma Inc. | 09/01/2020 | D. Delaware | NASDAQ | PRNB |