Filing Name | Filing Date | District Court | Exchange | Ticker |
---|---|---|---|---|
Lincoln National Corporation | 04/23/2024 | E.D. Pennsylvania | New York SE | LNC |
Barclays PLC : Exchange Traded Notes | 03/12/2024 | S.D. New York | New York SE | BCS |
Hut 8 Corp. | 02/07/2024 | S.D. New York | NASDAQ | HUT |
New York Community Bancorp, Inc. | 02/06/2024 | E.D. New York | New York SE | NYCB |
B. Riley Financial, Inc. | 01/24/2024 | C.D. California | NASDAQ | RILY |
Automatic Data Processing, Inc. : American Century Investments' Mutual Funds | 01/16/2024 | M.D. Florida | N/A | N/A |
TruCrowd, Inc. | 12/27/2023 | E.D. California | N/A | N/A |
Focus Financial Partners, Inc. | 12/26/2023 | D. Delaware | NASDAQ | FOCS |
Lido DAO : LDO tokens | 12/17/2023 | N.D. California | N/A | N/A |
Blue Ridge Bankshares, Inc. | 12/05/2023 | E.D. New York | New York SE | BRBS |
James River Group Holdings, Ltd. | 11/13/2023 | S.D. New York | NASDAQ | JRVR |
Barclays PLC : American Depositary Receipts | 11/01/2023 | C.D. California | New York SE | BCS |
Credit Suisse Group AG : AT1 Bonds | 10/20/2023 | S.D. New York | N/A | N/A |
Binance Holdings Limited : Cryptocurrency | 10/02/2023 | S.D. Florida | N/A | N/A |
PacWest Bancorp | 09/11/2023 | C.D. California | NASDAQ | PACW |
Discover Financial Services | 09/01/2023 | N.D. Illinois | New York SE | DFS |
Comerica Incorporated | 08/21/2023 | C.D. California | New York SE | CMA |
KeyCorp | 08/04/2023 | N.D. Ohio | New York SE | KEY |
Arrow Financial Corporation | 06/23/2023 | N.D. New York | NASDAQ | AROW |
UP Fintech Holding Limited : American Depositary Shares | 06/20/2023 | S.D. New York | NASDAQ | TIGR |
TriplePoint Venture Growth BDC Corp. | 06/16/2023 | N.D. California | New York SE | TPVG |
Futu Holdings Limited : American Depositary Shares | 06/12/2023 | D. New Jersey | NASDAQ | FUTU |
Shaquille O'Neal : ASTRALs NFTs, Galaxy tokens | 05/23/2023 | S.D. Florida | N/A | N/A |
The Toronto-Dominion Bank : First Horizon Corp. Common Stock | 05/22/2023 | D. New Jersey | New York SE | FHN |
Virtu Financial, Inc. | 05/19/2023 | E.D. New York | NASDAQ | VIRT |
Icahn Enterprises L.P. : Depositary Units | 05/11/2023 | S.D. Florida | NASDAQ | IEP |
SVB Financial Group | 05/10/2023 | N.D. California | NASDAQ | SIVB |
First Republic Bank | 04/24/2023 | N.D. California | New York SE | FRC |
Eqonex Limited | 04/20/2023 | S.D. New York | NASDAQ | EQOS |
Horizon Bancorp, Inc. | 04/20/2023 | E.D. New York | NASDAQ | HBNC |