| Filing Name | Filing Date | District Court | Exchange | Ticker |
|---|---|---|---|---|
| KuCoin | 04/03/2020 | S.D. New York | N/A | N/A |
| Liberty Oilfield Services, Inc. | 04/03/2020 | D. Colorado | New York SE | LBRT |
| Quantstamp, Inc. | 04/03/2020 | S.D. New York | N/A | N/A |
| Status Research & Development GmbH | 04/03/2020 | S.D. New York | N/A | N/A |
| Tron Foundation | 04/03/2020 | S.D. New York | N/A | N/A |
| EQM Midstream Partners, LP | 04/02/2020 | D. Delaware | New York SE | EQM |
| Golden Star Resources Ltd. | 04/01/2020 | C.D. California | New York SE | GSS |
| Legg Mason, Inc. | 04/01/2020 | D. Delaware | New York SE | LM |
| Mesa Air Group Incorporated | 04/01/2020 | D. Arizona | NASDAQ | MESA |
| VMware, Inc. | 03/31/2020 | N.D. California | New York SE | VMW |
| HF Foods Group Inc. | 03/29/2020 | C.D. California | NASDAQ | HFFG |
| Business First Bancshares, Inc. | 03/27/2020 | D. Delaware | NASDAQ | BFST |
| Hanmi Financial Corporation | 03/26/2020 | C.D. California | NASDAQ | HAFC |
| Pope Resources | 03/26/2020 | D. Delaware | NASDAQ | POPE |
| Anaptysbio, Inc. | 03/25/2020 | S.D. California | NASDAQ | ANAB |
| The Kraft Heinz Company | 03/25/2020 | N.D. Indiana | NASDAQ | KHC |
| DouYu International Holdings Limited : American Depositary Shares | 03/24/2020 | C.D. California | NASDAQ | DOYU |
| Cincinnati Bell Inc. | 03/23/2020 | D. Delaware | New York SE | CBB |
| Exela Technologies Inc | 03/23/2020 | N.D. Texas | NASDAQ | XELA |
| RTI Surgical Holdings, Inc. | 03/23/2020 | N.D. Illinois | NASDAQ | RTIX |