| Filing Name | Filing Date | District Court | Exchange | Ticker |
|---|---|---|---|---|
| Fibrocell Science, Inc. | 10/23/2019 | D. Delaware | NASDAQ | FCSC |
| Infosys Limited : American Depositary Shares | 10/23/2019 | E.D. New York | New York SE | INFY |
| Zynerba Pharmaceuticals, Inc. | 10/23/2019 | E.D. Pennsylvania | NASDAQ | ZYNE |
| Pareteum Corporation | 10/22/2019 | E.D. New York | NASDAQ | TEUM |
| Dova Pharmaceuticals, Inc. | 10/18/2019 | D. Delaware | NASDAQ | DOVA |
| United Community Financial Corp. | 10/18/2019 | D. Delaware | NASDAQ | UCFC |
| ADTRAN, Inc. | 10/17/2019 | N.D. Alabama | NASDAQ | ADTN |
| Domo Inc | 10/17/2019 | D. Utah | NASDAQ | DOMO |
| Pivotal Software, Inc. | 10/17/2019 | D. Delaware | New York SE | PVTL |
| Avon Products, Inc. | 10/15/2019 | D. Delaware | New York SE | AVP |
| Empire Resorts, Inc. | 10/15/2019 | D. Delaware | NASDAQ | NYNY |
| SemGroup Corporation | 10/15/2019 | D. Delaware | New York SE | SEMG |
| Vivint Solar, Inc. | 10/11/2019 | E.D. New York | New York SE | VSLR |
| Organovo Holdings, Inc. | 10/10/2019 | D. Delaware | NASDAQ | ONVO |
| Third Coast Midstream, LLC | 10/10/2019 | S.D. New York | New York SE | AMID |
| Ecology and Environment, Inc. | 10/08/2019 | S.D. New York | NASDAQ | EEI |
| SRC Energy Inc. | 10/08/2019 | D. Delaware | New York SE | SRCI |
| The Chemours Company | 10/08/2019 | D. Delaware | New York SE | CC |
| Ruhnn Holding Limited : American Depositary Shares | 10/07/2019 | E.D. New York | NASDAQ | RUHN |
| Sonim Technologies, Inc. | 10/07/2019 | N.D. California | NASDAQ | SONM |