| Filing Name | Filing Date | District Court | Exchange | Ticker |
|---|---|---|---|---|
| AquaVenture Holdings Limited | 02/04/2020 | D. Delaware | New York SE | WAAS |
| Primo Water Corporation | 02/03/2020 | D. Delaware | NASDAQ | PRMW |
| Tallgrass Energy, LP | 01/31/2020 | D. Delaware | New York SE | TGE |
| Beyond Meat, Inc. | 01/30/2020 | C.D. California | NASDAQ | BYND |
| Gardner Denver Holdings, Inc. | 01/30/2020 | D. Delaware | New York SE | GDI |
| Westpac Banking Corporation : American Depositary Shares | 01/30/2020 | D. Oregon | New York SE | WBK |
| Craft Brew Alliance, Inc. | 01/29/2020 | D. Delaware | NASDAQ | BREW |
| Dermira, Inc | 01/27/2020 | D. Delaware | NASDAQ | DERM |
| LogMeIn, Inc. | 01/24/2020 | D. Delaware | NASDAQ | LOGM |
| Opera Limited : American Depositary Shares | 01/24/2020 | S.D. New York | NASDAQ | OPRA |
| Geron Corporation | 01/23/2020 | N.D. California | NASDAQ | GERN |
| Qudian Inc. : American Depositary Shares | 01/22/2020 | S.D. New York | New York SE | QD |
| Care.com, Inc. | 01/21/2020 | D. Delaware | New York SE | CRCM |
| Central European Media Enterprises Ltd. | 01/21/2020 | D. Delaware | NASDAQ | CETV |
| AK Steel Holding Corporation | 01/17/2020 | D. Delaware | New York SE | AKS |
| RealtyShares, Inc. : Debt Securities | 01/17/2020 | D. Massachusetts | D. Massachusetts | D. Massachusetts |
| Diplomat Pharmacy, Inc. | 01/16/2020 | D. Delaware | New York SE | DPLO |
| Portola Pharmaceuticals, Inc. | 01/16/2020 | N.D. California | NASDAQ | PTLA |
| Ribbon Communications Inc. | 01/16/2020 | D. Delaware | NASDAQ | RBBN |
| 500.com Limited | 01/15/2020 | D. New Jersey | New York SE | WBAI |