| Filing Name | Filing Date | District Court | Exchange | Ticker |
|---|---|---|---|---|
| Bayerische Motoren Werke Aktiengesellschaft : American Depositary Shares | 10/27/2020 | D. New Jersey | OTC-BB | BMWYY |
| First American Financial Corp. | 10/25/2020 | C.D. California | New York SE | FAF |
| JPMorgan Chase & Co. | 10/24/2020 | E.D. New York | New York SE | JPM |
| Innate Pharma S.A. : American Depositary Shares | 10/23/2020 | C.D. California | NASDAQ | IPHA |
| Las Vegas Sands Corp. | 10/22/2020 | D. Nevada | New York SE | LVS |
| Sunworks, Inc. | 10/22/2020 | E.D. California | NASDAQ | SUNW |
| Evolus, Inc. | 10/16/2020 | S.D. New York | NASDAQ | EOLS |
| Reata Pharmaceuticals, Inc. | 10/15/2020 | E.D. Texas | NASDAQ | RETA |
| Proteostasis Therapeutics, Inc. | 10/14/2020 | S.D. New York | NASDAQ | PTI |
| Turquoise Hill Resources Ltd. | 10/14/2020 | S.D. New York | New York SE | TRQ |
| Loop Industries, Inc. | 10/13/2020 | S.D. New York | NASDAQ | LOOP |
| Mesoblast Limited : American Depositary Shares | 10/08/2020 | S.D. New York | NASDAQ | MESO |
| Royal Caribbean Cruises LTD | 10/07/2020 | S.D. Florida | New York SE | RCL |
| Precigen, Inc. | 10/05/2020 | N.D. California | New York SE | XON |
| Aurora Cannabis Inc. | 10/02/2020 | D. New Jersey | New York SE | ACB |
| Credit Acceptance Corporation | 10/02/2020 | E.D. Michigan | NASDAQ | CACC |
| Montage Resources Corporation | 09/30/2020 | D. Delaware | New York SE | MR |
| Immunomedics, Inc. | 09/29/2020 | D. Delaware | NASDAQ | IMMU |
| Pintec Technology Holdings Limited : American Depositary Shares | 09/29/2020 | S.D. New York | NASDAQ | PT |
| Tactile Systems Technology, Inc. | 09/29/2020 | D. Minnesota | NASDAQ | TCMD |