| Filing Name | Filing Date | District Court | Exchange | Ticker |
|---|---|---|---|---|
| Fairmount Santrol Holdings Inc. | 04/24/2018 | N.D. Ohio | New York SE | FMSA |
| Kobe Steel, Ltd. : American Depositary Receipts | 12/26/2017 | S.D. New York | OTC-BB | KBSTY |
| Acacia Communications, Inc. | 08/14/2017 | D. Massachusetts | NASDAQ | ACIA |
| GlobalSCAPE, Inc. | 08/09/2017 | W.D. Texas | New York SE | GSB |
| Pershing Square Capital Management, L.P. : Allergan, Inc. Derivative Securities | 06/28/2017 | C.D. California | NASDAQ | AGN |
| Avinger, Inc. | 06/12/2017 | N.D. California | NASDAQ | AVGR |
| Akari Therapeutics, Plc | 05/12/2017 | S.D. New York | NASDAQ | AKTX |
| Sunrun Inc. | 05/03/2017 | N.D. California | NASDAQ | RUN |
| ImmunoCellular Therapeutics, Ltd. | 05/01/2017 | C.D. California | New York SE | IMUC |
| Celadon Group, Inc. | 04/19/2017 | S.D. New York | New York SE | CGI |
| Alliance MMA, Inc. | 04/17/2017 | D. New Jersey | NASDAQ | AMMA |
| Lion Biotechnologies, Inc. | 04/14/2017 | N.D. California | NASDAQ | LBIO |
| Wins Finance Holdings, Inc. | 04/04/2017 | C.D. California | NASDAQ | WINS |
| JBS S.A. : American Depositary Receipts | 03/22/2017 | E.D. New York | OTC-BB | JBSAY |
| Walter Investment Management Corp. | 03/16/2017 | E.D. Pennsylvania | New York SE | WAC |
| Patriot National, Inc. | 03/14/2017 | S.D. New York | New York SE | PN |
| Cemtrex, Inc. | 02/24/2017 | E.D. New York | NASDAQ | CETX |
| Global Eagle Entertainment Inc. | 02/23/2017 | C.D. California | NASDAQ | ENT |
| Kitov Pharmaceuticals Holdings Ltd. : American Depositary Receipts | 02/07/2017 | S.D. New York | NASDAQ | KTOV |
| Roadrunner Transportation Systems Inc. | 01/31/2017 | E.D. Wisconsin | New York SE | RRTS |