| Filing Name | Filing Date | District Court | Exchange | Ticker |
|---|---|---|---|---|
| Arris International PLC | 12/06/2018 | N.D. Georgia | NASDAQ | ARRS |
| Namaste Technologies Inc. | 10/06/2018 | S.D. New York | OTC-BB | NXTTF |
| Qurate Retail, Inc. | 09/06/2018 | D. Colorado | NASDAQ | QRTEA |
| Lannett Company, Inc. | 08/24/2018 | E.D. Pennsylvania | New York SE | LCI |
| Akers Biosciences, Inc. | 06/13/2018 | D. New Jersey | NASDAQ | AKER |
| Latium Network, Inc. : Initial Coin Offering | 06/06/2018 | D. New Jersey | D. New Jersey | D. New Jersey |
| PPG Industries, Inc. | 05/20/2018 | C.D. California | New York SE | PPG |
| Fairmount Santrol Holdings Inc. | 04/24/2018 | N.D. Ohio | New York SE | FMSA |
| IZEA, Inc. | 04/04/2018 | C.D. California | NASDAQ | IZEA |
| Truecar, Inc. | 03/30/2018 | C.D. California | NASDAQ | TRUE |
| Akorn, Inc. | 03/08/2018 | N.D. Illinois | NASDAQ | AKRX |
| Quantum Corporation | 02/13/2018 | N.D. California | New York SE | QTM |
| Kobe Steel, Ltd. : American Depositary Receipts | 12/26/2017 | S.D. New York | OTC-BB | KBSTY |
| Acacia Communications, Inc. | 08/14/2017 | D. Massachusetts | NASDAQ | ACIA |
| GlobalSCAPE, Inc. | 08/09/2017 | W.D. Texas | New York SE | GSB |
| Pershing Square Capital Management, L.P. : Allergan, Inc. Derivative Securities | 06/28/2017 | C.D. California | NASDAQ | AGN |
| Avinger, Inc. | 06/12/2017 | N.D. California | NASDAQ | AVGR |
| Akari Therapeutics, Plc | 05/12/2017 | S.D. New York | NASDAQ | AKTX |
| Sunrun Inc. | 05/03/2017 | N.D. California | NASDAQ | RUN |
| ImmunoCellular Therapeutics, Ltd. | 05/01/2017 | C.D. California | New York SE | IMUC |