| Filing Name | Filing Date | District Court | Exchange | Ticker |
|---|---|---|---|---|
| Platinum Pari-Mutuel Holdings Inc. | 03/03/2017 | D. New Jersey | OTC-BB | PPMH |
| Colony Capital, Inc. | 09/29/2016 | D. Maryland | New York SE | CLNY |
| Misonix, Inc. | 09/19/2016 | E.D. New York | NASDAQ | MSON |
| Krispy Kreme Doughnuts Inc. | 06/13/2016 | M.D. North Carolina | New York SE | KKD |
| Tangoe, Inc. | 05/24/2016 | D. Connecticut | NASDAQ | TNGO |
| Hatteras Financial Corp. | 05/11/2016 | M.D. North Carolina | New York SE | HTS |
| Code Rebel Corporation | 05/10/2016 | S.D. New York | NASDAQ | CDRB |
| DS Healthcare Group Inc. | 03/29/2016 | S.D. Florida | NASDAQ | DSKX |
| PTC Inc. | 03/07/2016 | D. Massachusetts | NASDAQ | PTC |
| CommunityOne Bancorp | 02/29/2016 | W.D. North Carolina | NASDAQ | COB |
| Hortonworks, Inc. | 02/29/2016 | N.D. California | NASDAQ | HDP |
| Affymetrix, Inc. | 02/24/2016 | N.D. California | NASDAQ | AFFX |
| Third Avenue Management LLC : Third Avenue Focused Credit Fund | 01/27/2016 | S.D. New York | NASDAQ | TFCIX |
| Cnova N.V. | 01/20/2016 | S.D. New York | NASDAQ | CNV |
| Natural Health Trends Corp. | 01/12/2016 | C.D. California | NASDAQ | NHTC |
| KaloBios Pharmaceuticals, Inc. | 12/18/2015 | N.D. California | NASDAQ | KBIO |
| Dole Food Company, Inc. | 12/09/2015 | D. Delaware | New York SE | DOLE |
| Clovis Oncology, Inc. | 11/19/2015 | D. Colorado | NASDAQ | CLVS |
| New Source Energy Partners L.P. : 11% Series A Cumulative Convertible Preferred Units | 11/13/2015 | S.D. New York | New York SE | NSLP-A |
| Straight Path Communications Inc. | 11/13/2015 | D. New Jersey | New York SE | STRP |