| Filing Name | Filing Date | District Court | Exchange | Ticker |
|---|---|---|---|---|
| Colony Capital, Inc. | 09/29/2016 | D. Maryland | New York SE | CLNY |
| Misonix, Inc. | 09/19/2016 | E.D. New York | NASDAQ | MSON |
| Code Rebel Corporation | 05/10/2016 | S.D. New York | NASDAQ | CDRB |
| DS Healthcare Group Inc. | 03/29/2016 | S.D. Florida | NASDAQ | DSKX |
| PTC Inc. | 03/07/2016 | D. Massachusetts | NASDAQ | PTC |
| Hortonworks, Inc. | 02/29/2016 | N.D. California | NASDAQ | HDP |
| Affymetrix, Inc. | 02/24/2016 | N.D. California | NASDAQ | AFFX |
| Third Avenue Management LLC : Third Avenue Focused Credit Fund | 01/27/2016 | S.D. New York | NASDAQ | TFCIX |
| Dole Food Company, Inc. | 12/09/2015 | D. Delaware | New York SE | DOLE |
| Clovis Oncology, Inc. | 11/19/2015 | D. Colorado | NASDAQ | CLVS |
| New Source Energy Partners L.P. : 11% Series A Cumulative Convertible Preferred Units | 11/13/2015 | S.D. New York | New York SE | NSLP-A |
| Amicus Therapeutics, Inc. | 10/07/2015 | D. New Jersey | NASDAQ | FOLD |
| Rentech Nitrogen Partners, LP | 10/06/2015 | N.D. California | New York SE | RNF |
| Fifth Street Finance Corp. | 10/01/2015 | S.D. New York | NASDAQ | FSC |
| Caesarstone Sdot-Yam, LTD. | 08/25/2015 | S.D. New York | NASDAQ | CSTE |
| Broadcom Corporation | 08/14/2015 | C.D. California | NASDAQ | BRCM |
| China Finance Online Co. Limited : American Depository Shares | 06/05/2015 | S.D. New York | NASDAQ | JRJC |
| IsoRay, Inc. | 05/22/2015 | E.D. Washington | New York SE | ISR |
| Ampio Pharmaceuticals, Inc. | 05/08/2015 | C.D. California | New York SE | AMPE |
| Rubicon Technology, Inc. | 04/30/2015 | N.D. Illinois | NASDAQ | RBCN |