| Filing Name | Filing Date | District Court | Exchange | Ticker |
|---|---|---|---|---|
| Kobe Steel, Ltd. : American Depositary Receipts | 12/26/2017 | S.D. New York | OTC-BB | KBSTY |
| Monkey Capital, LLC : Initial Coin Offering | 12/19/2017 | S.D. Florida | S.D. Florida | S.D. Florida |
| Acacia Communications, Inc. | 08/14/2017 | D. Massachusetts | NASDAQ | ACIA |
| GlobalSCAPE, Inc. | 08/09/2017 | W.D. Texas | New York SE | GSB |
| Pershing Square Capital Management, L.P. : Allergan, Inc. Derivative Securities | 06/28/2017 | C.D. California | NASDAQ | AGN |
| Akari Therapeutics, Plc | 05/12/2017 | S.D. New York | NASDAQ | AKTX |
| ImmunoCellular Therapeutics, Ltd. | 05/01/2017 | C.D. California | New York SE | IMUC |
| Alliance MMA, Inc. | 04/17/2017 | D. New Jersey | NASDAQ | AMMA |
| Walter Investment Management Corp. | 03/16/2017 | E.D. Pennsylvania | New York SE | WAC |
| Kitov Pharmaceuticals Holdings Ltd. : American Depositary Receipts | 02/07/2017 | S.D. New York | NASDAQ | KTOV |
| State Street Corporation | 01/27/2017 | D. Massachusetts | New York SE | STT |
| Yahoo Inc. | 01/24/2017 | N.D. California | NASDAQ | YHOO |
| Genworth Financial Incorporated | 01/23/2017 | E.D. Virginia | New York SE | GNW |
| Gas Natural Inc. | 11/28/2016 | N.D. Ohio | New York SE | EGAS |
| Avid Technology, Inc. | 11/21/2016 | D. Massachusetts | NASDAQ | AVID |
| Northstar Asset Management Group, Inc. | 11/18/2016 | D. Maryland | New York SE | NSAM |
| Agria Corporation | 11/09/2016 | D. New Jersey | New York SE | GRO |
| Opus Bank | 10/26/2016 | C.D. California | NASDAQ | OPB |
| National Interstate Corp. | 10/07/2016 | N.D. Ohio | NASDAQ | NATL |
| Colony Capital, Inc. | 09/29/2016 | D. Maryland | New York SE | CLNY |