| Filing Name | Filing Date | District Court | Exchange | Ticker |
|---|---|---|---|---|
| Allianz Global Investors U.S. LLC : Alpha Funds | 01/21/2021 | S.D. New York | N/A | N/A |
| Anworth Mortgage Asset Corporation | 01/21/2021 | C.D. California | New York SE | ANH |
| TeleNav, Inc. | 01/21/2021 | N.D. California | NASDAQ | TNAV |
| 9F Inc. : American Depositary Shares | 01/20/2021 | D. New Jersey | NASDAQ | JFU |
| Bit Digital, Inc. | 01/20/2021 | S.D. New York | NASDAQ | BTBT |
| CleanSpark, Inc. | 01/20/2021 | S.D. New York | NASDAQ | CLSK |
| Inphi Corporation | 01/20/2021 | N.D. California | NASDAQ | IPHI |
| Lizhi Inc. : American Depositary Shares | 01/20/2021 | E.D. New York | NASDAQ | LIZI |
| Walmart Inc. | 01/20/2021 | D. Delaware | New York SE | WMT |
| Decision Diagnostics Corp. | 01/15/2021 | C.D. California | OTC-BB | DECN |
| Nielsen Holdings PLC | 01/15/2021 | C.D. California | New York SE | NLSN |
| Penumbra, Inc. | 01/15/2021 | N.D. California | New York SE | PEN |
| Xilinx, Inc. | 01/15/2021 | N.D. California | NASDAQ | XLNX |
| Zagg Inc | 01/14/2021 | S.D. New York | NASDAQ | ZAGG |
| GTT Communications, Inc. | 01/12/2021 | C.D. California | New York SE | GTT |
| Sunesis Pharmaceuticals, Inc. | 01/08/2021 | N.D. California | NASDAQ | SNSS |
| Slack Technologies, Inc. | 01/07/2021 | N.D. California | New York SE | WORK |
| Tricida, Inc. | 01/06/2021 | N.D. California | NASDAQ | TCDA |
| QuantumScape Corporation | 01/05/2021 | N.D. California | New York SE | QS |
| SolarWinds Corporation | 01/04/2021 | W.D. Texas | New York SE | SWI |