| Filing Name | Filing Date | District Court | Exchange | Ticker |
|---|---|---|---|---|
| Decision Diagnostics Corp. | 01/15/2021 | C.D. California | OTC-BB | DECN |
| Nielsen Holdings PLC | 01/15/2021 | C.D. California | New York SE | NLSN |
| Penumbra, Inc. | 01/15/2021 | N.D. California | New York SE | PEN |
| Xilinx, Inc. | 01/15/2021 | N.D. California | NASDAQ | XLNX |
| Zagg Inc | 01/14/2021 | S.D. New York | NASDAQ | ZAGG |
| GTT Communications, Inc. | 01/12/2021 | C.D. California | New York SE | GTT |
| Sunesis Pharmaceuticals, Inc. | 01/08/2021 | N.D. California | NASDAQ | SNSS |
| Slack Technologies, Inc. | 01/07/2021 | N.D. California | New York SE | WORK |
| Tricida, Inc. | 01/06/2021 | N.D. California | NASDAQ | TCDA |
| QuantumScape Corporation | 01/05/2021 | N.D. California | New York SE | QS |
| SolarWinds Corporation | 01/04/2021 | W.D. Texas | New York SE | SWI |
| CD Projekt S.A. : American Depositary Shares | 12/24/2020 | C.D. California | OTC-BB | OTGLY |
| Robinhood Financial LLC | 12/23/2020 | N.D. California | N/A | N/A |
| ACM Research, Inc. | 12/21/2020 | N.D. California | NASDAQ | ACMR |
| Restaurant Brands International Inc. | 12/21/2020 | S.D. New York | New York SE | QSR |
| Triterras, Inc. | 12/21/2020 | S.D. New York | NASDAQ | TRIT |
| GoodRx Holdings, Inc. | 12/18/2020 | C.D. California | NASDAQ | GDRX |
| Sona Nanotech Inc. | 12/17/2020 | C.D. California | OTC-BB | SNANF |
| Foundation Building Materials, Inc. | 12/14/2020 | C.D. California | New York SE | FBM |
| Kandi Technologies Group, Inc. | 12/11/2020 | E.D. New York | NASDAQ | KNDI |