| Filing Name | Filing Date | District Court | Exchange | Ticker |
|---|---|---|---|---|
| MOCON, Inc. | 05/18/2017 | D. Minnesota | NASDAQ | MOCO |
| Tangoe, Inc. | 05/18/2017 | D. Connecticut | OTC-BB | TNGO |
| TRC Companies, Inc. | 05/18/2017 | D. Connecticut | New York SE | TRR |
| Neurotrope, Inc. | 05/17/2017 | S.D. New York | NASDAQ | NTRP |
| Dick's Sporting Goods, Inc. | 05/16/2017 | S.D. New York | New York SE | DKS |
| Jive Software, Inc. | 05/16/2017 | N.D. California | NASDAQ | JIVE |
| Sajan, Inc. | 05/16/2017 | W.D. Wisconsin | NASDAQ | SAJA |
| Snap, Inc. | 05/16/2017 | C.D. California | New York SE | SNAP |
| United Technologies Corporation | 05/12/2017 | S.D. New York | New York SE | UTX |
| AdvancePierre Foods Holdings, Inc. | 05/12/2017 | S.D. Ohio | New York SE | APFH |
| Akari Therapeutics, Plc | 05/12/2017 | S.D. New York | NASDAQ | AKTX |
| Intra-Cellular Therapies, Inc. | 05/12/2017 | E.D. New York | NASDAQ | ITCI |
| Baker Hughes Incorporated | 05/10/2017 | S.D. Texas | New York SE | BHI |
| Barrick Gold Corporation | 05/10/2017 | S.D. New York | New York SE | ABX |
| Celadon Group, Inc. | 05/10/2017 | D. New Jersey | New York SE | CGI |
| Rackspace Hosting, Inc. | 05/10/2017 | S.D. New York | New York SE | RAX |
| UCP, Inc. | 05/10/2017 | N.D. California | New York SE | UCP |
| Hongli Clean Energy Technologies Corp. | 05/08/2017 | D. New Jersey | OTC-BB | CETC |
| Puma Biotechnology, Inc. | 05/08/2017 | C.D. California | NASDAQ | PBYI |
| Innocoll Holdings plc | 05/07/2017 | E.D. Pennsylvania | NASDAQ | INNL |