| Filing Name | Filing Date | District Court | Exchange | Ticker |
|---|---|---|---|---|
| Applied Micro Circuits Corporation | 12/29/2016 | N.D. California | NASDAQ | AMCC |
| PayPal Holdings, Inc. | 12/28/2016 | N.D. California | NASDAQ | PYPL |
| Rent-A-Center, Inc. | 12/23/2016 | E.D. Texas | NASDAQ | RCII |
| Universal Health Services, Inc. | 12/23/2016 | C.D. California | New York SE | UHS |
| Synutra International, Inc. | 12/22/2016 | D. Delaware | NASDAQ | SYUT |
| Cardinal Financial Corporation | 12/20/2016 | E.D. Virginia | NASDAQ | CFNL |
| Abeona Therapeutics, Inc. (f/k/a Plasmatech Biopharmaceuticals, Inc.) | 12/16/2016 | S.D. New York | NASDAQ | ABEO |
| Bats Global Markets, Inc. | 12/16/2016 | D. Kansas | NASDAQ | BATS |
| Dakota Plains Holdings, Inc. | 12/16/2016 | S.D. New York | OTC-BB | DAKP |
| Illumina, Inc. | 12/16/2016 | S.D. California | NASDAQ | ILMN |
| LifeLock Incorporated | 12/16/2016 | D. Arizona | New York SE | LOCK |
| Brocade Communications Systems Inc. | 12/15/2016 | N.D. California | NASDAQ | BRCD |
| New Oriental Education and Technology Group Inc. : American Depositary Shares | 12/15/2016 | D. New Jersey | New York SE | EDU |
| Rio Tinto plc | 12/12/2016 | S.D. New York | New York SE | RIO |
| Inteliquent, Inc. | 12/09/2016 | N.D. Illinois | NASDAQ | IQNT |
| Monaker Group, Inc. (f/k/a Next 1 Interactive, Inc.) | 12/09/2016 | S.D. Florida | OTC-BB | MKGI |
| Macrocure Ltd. | 12/06/2016 | S.D. New York | NASDAQ | MCUR |
| TubeMogul, Inc. | 12/06/2016 | N.D. California | NASDAQ | TUBE |
| B/E Aerospace, Inc. | 12/05/2016 | S.D. Florida | NASDAQ | BEAV |
| Southwestern Energy Company | 12/05/2016 | S.D. Texas | New York SE | SWNC |