| Filing Name | Filing Date | District Court | Exchange | Ticker |
|---|---|---|---|---|
| Net 1 UEPS Technologies Inc. | 12/30/2013 | S.D. New York | NASDAQ | UEPS |
| Angie's List, Inc. | 12/23/2013 | S.D. Indiana | NASDAQ | ANGI |
| Tri-Tech Holding, Inc. | 12/20/2013 | S.D. New York | NASDAQ | TRIT |
| Teva Pharmaceutical Industries Limited | 12/18/2013 | S.D. New York | New York SE | TEVA |
| Electronic Arts, Inc. | 12/17/2013 | N.D. California | NASDAQ | EA |
| Insys Therapeutics Incorporated | 12/16/2013 | D. Arizona | NASDAQ | INSY |
| Turquoise Hill Resources Ltd. | 12/13/2013 | S.D. New York | New York SE | TRQ |
| International Business Machines Corporation | 12/12/2013 | S.D. New York | New York SE | IBM |
| OSI Systems Inc. | 12/12/2013 | C.D. California | NASDAQ | OSIS |
| Sanofi : Contingent Value Rights (CVRs) | 12/11/2013 | S.D. New York | NASDAQ | GCVRZ |
| The Western Union Company | 12/10/2013 | D. Colorado | New York SE | WU |
| Star Scientific Inc. | 12/04/2013 | D. Delaware | NASDAQ | STSI |
| Queen City Investment Fund II, LLC : Membership Interests | 12/03/2013 | S.D. Ohio | Privately Traded | Privately Traded |
| Lumber Liquidators Holdings, Inc. | 11/26/2013 | E.D. Virginia | New York SE | LL |
| Violin Memory, Inc. | 11/26/2013 | N.D. California | New York SE | VMEM |
| PVR Partners, L.P. | 11/25/2013 | E.D. Pennsylvania | New York SE | PVR |
| PhotoMedex, Inc. | 11/22/2013 | E.D. Pennsylvania | NASDAQ | PHMD |
| Tremor Video, Inc. | 11/22/2013 | S.D. New York | New York SE | TRMR |
| DFC Global Corp. | 11/20/2013 | E.D. Pennsylvania | NASDAQ | DLLR |
| Hertz Global Holdings, Inc. | 11/20/2013 | D. New Jersey | New York SE | HTZ |