| Filing Name | Filing Date | District Court | Exchange | Ticker |
|---|---|---|---|---|
| ISIS Pharmaceuticals, Inc. | 12/28/2012 | S.D. California | NASDAQ | ISIS |
| Silvercorp Metals, Inc. | 12/28/2012 | S.D. New York | New York SE | SVM |
| CommonWealth REIT | 12/27/2012 | D. Massachusetts | New York SE | CWH |
| New Jersey Resources Corporation | 12/27/2012 | D. New Jersey | New York SE | NJR |
| Groupon, Inc. | 12/21/2012 | N.D. Illinois | NASDAQ | GRPN |
| Hemispherx Biopharma, Inc. | 12/21/2012 | E.D. Pennsylvania | New York SE | HEB |
| S.A.C. Capital Advisors, L.P. : American Depositary Receipts of Elan Corporation, plc | 12/21/2012 | S.D. New York | New York SE | ELN |
| Neptune Technologies & Bioresources Inc. | 12/19/2012 | S.D. New York | NASDAQ | NEPT |
| Qiao Xing Mobile Communication Company, Ltd. | 12/19/2012 | S.D. New York | NASDAQ | QXM |
| St. Jude Medical, Inc. | 12/07/2012 | D. Minnesota | New York SE | STJ2 |
| SandRidge Energy, Inc. | 12/05/2012 | W.D. Oklahoma | New York SE | SD |
| Zillow, Inc. | 11/29/2012 | W.D. Washington | NASDAQ | Z |
| Align Technology, Inc. | 11/28/2012 | N.D. California | NASDAQ | ALGN |
| Hewlett-Packard Company | 11/26/2012 | N.D. California | New York SE | HPQ2 |
| Hi-Crush Partners LP | 11/21/2012 | S.D. New York | New York SE | HCLP |
| Sinohub, Inc. | 11/20/2012 | S.D. New York | New York SE | SIHI |
| Abiomed, Inc. | 11/16/2012 | D. Massachusetts | NASDAQ | ABMD |
| Blyth, Inc. | 11/12/2012 | D. Connecticut | New York SE | BTH |
| Envivio, Inc. | 11/02/2012 | N.D. California | NASDAQ | ENVI |
| Tennessee Commerce Bancorp, Inc. | 11/02/2012 | M.D. Tennessee | OTC-BB | TNCC |