| Filing Name | Filing Date | District Court | Exchange | Ticker |
|---|---|---|---|---|
| Basin Water, Inc. | 12/27/2007 | C.D. California | NASDAQ | BWTR |
| Huntington Bancshares Incorporated | 12/19/2007 | S.D. Ohio | NASDAQ | HBAN |
| Ulta Salon, Cosmetics & Fragrances, Inc. | 12/17/2007 | N.D. Illinois | NASDAQ | ULTA |
| Unico, Inc. | 12/14/2007 | S.D. California | OTC-BB | UCOI.OB |
| Navistar International Corporation | 12/13/2007 | N.D. Illinois | New York SE | NAVZ |
| Smith & Wesson Holding Corporation | 12/13/2007 | D. Massachusetts | NASDAQ | SWHC |
| UBS AG | 12/13/2007 | S.D. New York | New York SE | UBS |
| Zumiez, Inc. | 12/10/2007 | W.D. Washington | NASDAQ | ZUMZ |
| Security Capital Assurance, Ltd. | 12/07/2007 | S.D. New York | New York SE | SCA |
| Morgan Asset Management, Inc. : Regions Morgan Keegan Select Funds | 12/06/2007 | W.D. Tennessee | Open-end Fund | N/A |
| Genesco, Inc. | 12/05/2007 | M.D. Tennessee | New York SE | GCO |
| VeriFone Holdings, Inc. | 12/04/2007 | N.D. California | New York SE | PAY |
| HomeBanc Corporation | 11/30/2007 | N.D. Georgia | Pink Sheets | HMB |
| Focus Media Holding, Ltd. | 11/27/2007 | S.D. New York | NASDAQ | FMCN |
| Leap Wireless International, Inc. | 11/27/2007 | S.D. California | NASDAQ | LEAP |
| Giant Interactive Group, Inc. | 11/26/2007 | S.D. New York | New York SE | GA |
| ACA Capital Holdings, Inc. | 11/21/2007 | S.D. New York | New York SE | ACA |
| China Expert Technology, Inc. | 11/21/2007 | S.D. New York | NASDAQ | CXTI |
| Federal Home Loan Mortgage Corporation (Freddie Mac) | 11/21/2007 | N.D. Ohio | New York SE | FRE |
| Home Solutions Of America, Inc. | 11/21/2007 | N.D. Texas | NASDAQ | HSOA |