| Filing Name | Filing Date | District Court | Exchange | Ticker |
|---|---|---|---|---|
| Whitney Information Network Incorporated | 12/28/2006 | M.D. Florida | OTC-BB | RUSS |
| AtriCure, Inc. | 12/11/2006 | S.D. New York | NASDAQ | ATRC |
| Capital Group Companies, Inc. : American Funds | 12/08/2006 | C.D. California | Open-end Fund | Open-end Fund |
| Technical Olympic USA, Inc. | 12/08/2006 | S.D. Florida | New York SE | TOA |
| Pfizer Inc. | 12/06/2006 | S.D. New York | New York SE | PFE |
| WatchGuard Technologies, Inc. | 12/06/2006 | W.D. Washington | NASDAQ | WGRD |
| TOP Tankers, Inc. | 12/05/2006 | S.D. New York | NASDAQ | TOPT |
| Hansen Natural Corporation | 11/29/2006 | C.D. California | NASDAQ | HANS |
| Brantley Capital Corporation | 11/17/2006 | N.D. Ohio | NASDAQ | BBDC |
| Franklin Resources, Inc. : Franklin/Templeton Mutual Funds | 11/16/2006 | D. New Jersey | Undetermined | Undetermined |
| Bodisen Biotech, Inc. | 11/15/2006 | S.D. New York | American SE | BBC |
| Tier Technologies, Inc. | 11/09/2006 | E.D. Virginia | NASDAQ | TIER.PK |
| Pegasus Wireless Corporation | 11/07/2006 | S.D. Florida | NASDAQ | PGWC |
| Ikanos Communications, Inc. | 11/06/2006 | S.D. New York | NASDAQ | IKAN |
| Abercrombie & Kent, Inc. | 11/03/2006 | N.D. Illinois | Privately Traded | Privately Traded |
| Westland Development Company, Inc. | 11/03/2006 | D. New Mexico | D. New Mexico | D. New Mexico |
| Apollo Group Inc. | 11/02/2006 | D. Arizona | NASDAQ | APOL |
| Warner Chilcott Limited | 11/01/2006 | S.D. New York | NASDAQ | WCRX |
| Quest Software, Inc. | 10/27/2006 | C.D. California | NASDAQ | QSFT |
| Xethanol Corporation | 10/23/2006 | S.D. New York | American SE | XNL |