| Filing Name | Filing Date | District Court | Exchange | Ticker |
|---|---|---|---|---|
| Charlotte Russe Holding, Inc. | 12/17/2004 | S.D. California | NASDAQ | CHIC |
| Conexant Systems, Inc. | 12/16/2004 | D. New Jersey | NASDAQ | CNXT |
| OSI Pharmaceuticals, Inc. | 12/16/2004 | E.D. New York | NASDAQ | OSIP |
| Pfizer, Inc. | 12/15/2004 | S.D. New York | New York SE | PFE |
| Royal Group Technologies, Ltd. | 12/14/2004 | S.D. New York | New York SE | RYG |
| Vimpel-Communications (a/k/a Vympel Communicatii) : American Deposit Receipts (ADR's) | 12/10/2004 | S.D. New York | New York SE | VIP |
| Praecis Pharmaceuticals, Inc. | 12/09/2004 | D. Massachusetts | NASDAQ | PRCS |
| Supportsoft, Inc. | 12/09/2004 | N.D. California | NASDAQ | SPRT |
| American Stock Exchange, AMEX Specialist Firms and Ameritrade : Options listed at the American Stock Exchange | 12/03/2004 | S.D. New York | American SE | OPTIONS |
| GeoPharma, Inc. | 12/02/2004 | S.D. New York | NASDAQ | GORX |
| Anchor Glass Container Corporation | 11/24/2004 | M.D. Florida | NASDAQ | AGCC |
| Sears Roebuck & Co. | 11/24/2004 | N.D. Illinois | New York SE | S |
| Sirva, Inc. | 11/19/2004 | N.D. Illinois | New York SE | SIR |
| UTStarcom, Inc. | 11/17/2004 | N.D. California | NASDAQ | UTSI |
| XOMA, Ltd. | 11/16/2004 | N.D. California | NASDAQ | XOMA |
| H&R Block Financial Advisors, Inc. : Enron Corporate Bonds | 11/15/2004 | N.D. California | Undetermined | Undetermined |
| IMPAX Laboratories, Inc. | 11/12/2004 | N.D. California | NASDAQ | IPXL |
| RS Investment Trust and RS Investment Management LLP : RS Growth and Value Funds | 11/12/2004 | D. Maryland | ETF | RSDGX |
| Aspen Technology, Inc. | 11/09/2004 | D. Massachusetts | NASDAQ | AZPNE |
| MedQuist, Inc. | 11/08/2004 | D. New Jersey | NASDAQ | MEDQ |