| Filing Name | Filing Date | District Court | Exchange | Ticker |
|---|---|---|---|---|
| Security Brokerage, Inc. : AllianceBernstein and Massachusetts Financial Services (MFS) Family of Mutual Funds | 12/31/2003 | D. Maryland | ETF | ETF |
| American Physicians Capital, Inc. | 12/30/2003 | W.D. Michigan | NASDAQ | ACAP |
| Biopure Corporation | 12/30/2003 | D. Massachusetts | NASDAQ | BPUR |
| Ibis Technology Corporation | 12/29/2003 | D. Massachusetts | NASDAQ | IBIS |
| Dynacq Healthcare, Inc. | 12/24/2003 | S.D. Texas | NASDAQ | DYII |
| Security Trust Company and Capital Management Investors Holdings, Inc. : Various Mutual Funds | 12/19/2003 | D. Maryland | ETF | ETF |
| The Topaz Group, Inc. | 12/18/2003 | W.D. Washington | American SE | TPZ |
| Network Engines, Inc. | 12/17/2003 | D. Massachusetts | NASDAQ | NENG |
| Virbac Corporation | 12/16/2003 | N.D. Texas | NASDAQ | VBAC |
| Redback Networks, Inc. | 12/15/2003 | N.D. California | NASDAQ | RBAK |
| Levi Strauss & Co. : Bonds | 12/12/2003 | N.D. California | Privately Traded | Privately Traded |
| Silicon Image, Inc. | 12/11/2003 | N.D. California | NASDAQ | SIMG |
| Sun Life Financial, Inc. and Massachusetts Financial Services Co. : MFS Family of Mutual Funds | 12/11/2003 | D. Maryland | ETF | SLF |
| Career Education Corporation | 12/09/2003 | N.D. Illinois | NASDAQ | CECO |
| SonicWALL, Inc. | 12/09/2003 | N.D. California | NASDAQ | SNWL |
| Cerus Corporation | 12/08/2003 | N.D. California | NASDAQ | CERS |
| FAO, Inc. | 12/08/2003 | E.D. Pennsylvania | NASDAQ | FAOO |
| Nasdaq Stock Market, Inc. : Corinthian Colleges, Inc. | 12/08/2003 | S.D. New York | NASDAQ | COCO |
| LeapFrog Enterprises, Inc. | 12/02/2003 | N.D. California | New York SE | LF |
| Best Buy Company, Inc. | 11/20/2003 | D. Minnesota | New York SE | BBY |