| Filing Name | Filing Date | District Court | Exchange | Ticker |
|---|---|---|---|---|
| Commercial Consolidators Corporation | 12/31/2002 | S.D. Florida | Amex Emerging Co. | ZCC |
| Cable and Wireless plc : American Depository Receipts (ADRs) | 12/26/2002 | E.D. Virginia | New York SE | CWP |
| Motorola, Inc. : Common Stock and Debentures | 12/24/2002 | N.D. Illinois | New York SE | MOT |
| Merrill Lynch & Co., Inc. Focus Twenty Fund, Inc. | 12/23/2002 | S.D. New York | Open-end Fund | MAFOX |
| Rural Cellular Corporation | 12/23/2002 | D. Minnesota | NASDAQ | RCCC |
| Bio-Technology General Corporation (now Savient Pharmaceuticals. Inc.) | 12/20/2002 | D. New Jersey | NASDAQ | BTGC |
| Commonwealth Energy Corporation | 12/17/2002 | C.D. California | Privately Traded | N/A |
| Merrill Lynch & Co., Inc. : Homestore.com, Inc. Common Stock | 12/17/2002 | S.D. New York | NASDAQ | HOMS |
| Alliance Capital Management Holding L.P. Alliance Premier Growth Fund | 12/13/2002 | D. New Jersey | Open-end Fund | APGBX |
| American Skandia Life Assurance Corporation | 12/13/2002 | S.D. New York | Privately Traded | N/A |
| Cytyc Corporation | 12/13/2002 | D. Massachusetts | NASDAQ | CYTC |
| Merrill Lynch & Co., Inc. : LifeMinders, Inc. | 12/12/2002 | S.D. New York | NASDAQ | LFMN |
| 800America.com, Inc. | 12/10/2002 | S.D. New York | NASDAQ | ACCO |
| Spiegel, Inc. | 12/10/2002 | N.D. Illinois | NASDAQ | SPGLA |
| Tellium, Inc. | 12/10/2002 | D. New Jersey | NASDAQ | TELM |
| Cole National Corporation | 12/06/2002 | N.D. Ohio | New York SE | CNJ |
| Diversa Corporation | 12/06/2002 | S.D. New York | NASDAQ | DVSA |
| Leap Wireless International, Inc. | 12/05/2002 | S.D. California | NASDAQ | LWIN |
| Annuity and Life Re (Holdings), Ltd. | 12/04/2002 | D. Connecticut | New York SE | ANR |
| Nash Finch Company | 12/04/2002 | D. Minnesota | NASDAQ | NAFC |