| |
Litigation Name
|
Exchange
|
Ticker
|
Date
|
Court
|
| 1 | Salomon Smith Barney Inc. : Guided Portfolio Management Account | NYSE | C | 01/02/2003 | D. District Columbia |
| 2 | Robertson Stephens, Inc. : Corvis Corporation | NASDAQ | CORV | 01/27/2003 | S.D. New York |
| 3 | Salomon Smith Barney, Inc./Citigroup : Rhythms NetConnections Inc. | NASDAQ | RTHMQ.PK | 01/28/2003 | S.D. New York |
| 4 | Credit Suisse First Boston Corporation : Various Technology Companies' Securities | NYSE | CSR | 02/28/2003 | S.D. Florida |
| 5 | Credit Suisse First Boston Corp. : Atmel Corporation | NASDAQ | ATML | 03/04/2003 | D. Massachusetts |
| 6 | Robertson Stephens, Inc. : Sycamore Networks, Inc. | NASDAQ | SCMR | 04/03/2003 | N.D. California |
| 7 | Robertson Stephens, Inc. : Redback Networks, Inc. | NASDAQ | RBAK | 04/04/2003 | N.D. California |
| 8 | Credit Suisse First Boston Corp. : Lantronix, Inc. | NASDAQ | LTRX | 04/09/2003 | S.D. New York |
| 9 | Merrill Lynch & Co., Inc. : DoubleClick Inc. | NASDAQ | DCLK | 04/25/2003 | S.D. New York |
| 10 | Credit Suisse First Boston Corporation : Synopsys, Inc. | NASDAQ | SNPS | 05/13/2003 | D. Massachusetts |
| 11 | Lehman Brothers Holdings, Inc. : Razorfish, Inc. | NASDAQ | RAZF | 05/14/2003 | D. Massachusetts |
| 12 | Lehman Brothers, Inc. : RealNetworks, Inc. | NASDAQ | RNWK | 05/15/2003 | S.D. New York |
| 13 | Goldman Sachs & Co. : Exodus Communications, Inc. | NASDAQ | EXDQE | 05/19/2003 | S.D. New York |
| 14 | Credit Suisse First Boston Corp. : Winstar Communications, Inc. | NASDAQ | WCIIQ | 05/21/2003 | D. Massachusetts |
| 15 | Credit Suisse First Boston Corp. : NewPower Holdings, Inc. | NYSE | NPW | 05/23/2003 | S.D. New York |
| 16 | Merrill Lynch & Co., Inc. : Tyco International Ltd. | NYSE | TYC | 06/04/2003 | S.D. New York |
| 17 | Morgan Stanley Dean Witter & Co. : Atmel Corporation | NASDAQ | ATML | 06/05/2003 | S.D. New York |
| 18 | UBS Warburg LLC : Interspeed Common Stock | NASDAQ | | 06/12/2003 | S.D. New York |
| 19 | Credit Suisse First Boston Corp. : Various Securities of the Technology Group | NYSE | CSR | 06/16/2003 | N.D. California |
| 20 | Morgan Stanley & Co., Inc. | NYSE | MWD | 07/18/2003 | D. Nevada |
