| |
Litigation Name
|
Exchange
|
Ticker
|
Date
|
Court
|
| 1 | PFF Bancorp, Inc. | NYSE | PFFBQ | 01/05/2009 | C.D. California |
| 2 | Fairfield Greenwich Group | PRIVATE | | 01/07/2009 | S.D. New York |
| 3 | Satyam Computer Services Ltd. | NYSE | SAY | 01/07/2009 | S.D. New York |
| 4 | Bernard L. Madoff Investment Securities : Herald USA Fund, Herald Luxemburg Fund, Primeo Select Funds and the Thema International Fund | PRIVATE | | 01/12/2009 | S.D. New York |
| 5 | The Royal Bank of Scotland Group plc | NYSE | RBS | 01/12/2009 | S.D. New York |
| 6 | Washington Mutual Bank: WaMu Mortgage Pass-Through Certificates Series 2006-AR1 Trust | OTC-BB | WAMUQ | 01/12/2009 | W.D. Washington |
| 7 | Rackable Systems Incorporated | NASDAQ | RACK | 01/16/2009 | N.D. California |
| 8 | Bank of America Corporation : Merger with Merrill Lynch | NYSE | BAC | 01/21/2009 | S.D. New York |
| 9 | Banco Santander, S.A. : Optimal Strategic US Equity Fund | PRIVATE | STD | 01/26/2009 | S.D. Florida |
| 10 | Beacon Associates Management Corporation | PRIVATE | | 01/27/2009 | S.D. New York |
| 11 | Triad Guaranty Incorporated | NASDAQ | TGIC | 01/28/2009 | M.D. North Carolina |
| 12 | Wells Fargo Bank : Mortgage-Backed Securities | NYSE | WFC | 01/29/2009 | S.D. New York |
| 13 | IBSG International Incorporated | OTC-BB | IBIN | 01/30/2009 | E.D. New York |
| 14 | UBS AG | NYSE | UBS | 01/30/2009 | S.D. New York |
| 15 | Level 3 Communications, Inc. | NASDAQ | LVLT | 02/02/2009 | D. Colorado |
| 16 | ING Groep N.V. : Perpetual Hybrid Capital Securities | NYSE | ISF | 02/03/2009 | S.D. New York |
| 17 | GS Mortgage Securities Corporation : GSAMP Trust 2006-S2, Series 2006-S2; GSAA Home Equity Trust 2006-3, Series 2006-3; and GSAA Home Equity Trust 2006-2, Series 2006-2 | NYSE | GS | 02/06/2009 | S.D. New York |
| 18 | Oppenheimer California Municipal Fund | Other | OPCAX | 02/06/2009 | N.D. California |
| 19 | Rigel Pharmaceuticals, Inc. | NASDAQ | RIGL | 02/06/2009 | N.D. California |
| 20 | Colonial BancGroup, Inc. | NYSE | CNB | 02/09/2009 | M.D. Alabama |
| 21 | Swank Energy Income Advisers LP : Cushing MLP Total Return Fund | NYSE | SRV | 02/10/2009 | N.D. Texas |
| 22 | OppenheimerFunds, Inc. : Oppenheimer Champion Income Fund | NASDAQ | OPCHX | 02/13/2009 | S.D. New York |
| 23 | Intrepid Potash, Inc. | NYSE | IPI | 02/17/2009 | D. Colorado |
| 24 | Stanford Group Company | PRIVATE | | 02/17/2009 | S.D. Texas |
| 25 | Stanford International Bank, Ltd. | PRIVATE | | 02/19/2009 | S.D. Texas |
