| Filing Name | Filing Date | District Court | Exchange | Ticker |
|---|---|---|---|---|
| Fleming Companies, Inc. : 10 5/8% Fixed Rate and Floating Rate Senior Notes due December 15, 2001 | 04/04/1996 | W.D. Oklahoma | W.D. Oklahoma | W.D. Oklahoma |
| Mafco Holdings, Inc. : Marvel Bonds secured by the stock of Marvel Entertainment Group | 07/24/1997 | S.D. New York | Privately Traded | Privately Traded |
| NationsBank Corporation : Dean Witter U.S. Government Securities Trust | 03/26/1996 | M.D. Florida | Privately Traded | Privately Traded |
| Theta Group, LLC : Membership Interests | 01/27/1997 | N.D. Illinois | Privately Traded | Privately Traded |
| Home Link Corporation | 10/21/1996 | S.D. Florida | OTC-BB | OTC-BB |
| Marafund, Ltd. : Maratech Corporation Stock | 08/01/1997 | S.D. Florida | Privately Traded | Privately Traded |
| ILM Senior Living, Inc. | 05/27/1998 | S.D. New York | Privately Traded | Privately Traded |
| Donaldson, Lufkin & Jenrette Securities Corporation : Rickel Home Centers Notes | 01/26/1996 | S.D. New York | Privately Traded | Privately Traded |
| Great Western Financial Corporation : Sierra Trust Funds | 06/18/1996 | M.D. Florida | Open-end Fund | Open-end Fund |
| Equipment Leasing Corp. of America : Fixed Term and Demand Certificates | 12/23/1997 | E.D. Pennsylvania | Privately Traded | Privately Traded |
| Gast Manufacturing Corporation | 05/22/1998 | N.D. Illinois | Privately Traded | Privately Traded |
| Charles Schwab & Co., Inc. | 02/17/1999 | E.D. Louisiana | E.D. Louisiana | E.D. Louisiana |
| Chemical Investment Services Corporation | 11/06/1996 | S.D. New York | Privately Traded | Privately Traded |
| Air Products & Chemicals Inc. : Nonstatutory Stock Options in the Long-Term Incentive Plan | 05/14/1997 | E.D. Pennsylvania | Privately Traded | Privately Traded |
| Mortgage Corporation of America : MCA Financial Corporation preferred stock "A" & "B" series, limited partnerships, 11 % Corporate Bonds and direct participation certificates, and distinct pass-through-pools of real estate interests | 07/21/1999 | E.D. Michigan | Privately Traded | Privately Traded |
| Mustang Development Corporation | 02/01/1996 | C.D. California | Privately Traded | Privately Traded |
| Northern Trust Bank of California : Wheatley Ventures, Inc. Notes of the Partnership | 08/15/1996 | N.D. California | Privately Traded | Privately Traded |
| Sigma, Inc. | 01/30/1997 | D. New Jersey | Privately Traded | Privately Traded |
| Virtual Mortgage Network, Inc. | 10/02/1998 | S.D. New York | Privately Traded | Privately Traded |
| USAA Income Properties III, Inc. | 04/13/1998 | W.D. Texas | Privately Traded | Privately Traded |