| Filing Name | Filing Date | District Court | Exchange | Ticker |
|---|---|---|---|---|
| Berry Corporation | 11/20/2020 | N.D. Texas | NASDAQ | BRY |
| JOYY Inc. | 11/20/2020 | C.D. California | NASDAQ | YY |
| K12, Inc. | 11/19/2020 | E.D. Virginia | New York SE | LRN |
| Alibaba Group Holding Limited | 11/13/2020 | S.D. New York | New York SE | BABA |
| Biogen Inc. | 11/13/2020 | C.D. California | NASDAQ | BIIB |
| Interface, Inc. | 11/12/2020 | E.D. New York | NASDAQ | TILE |
| HP Inc. | 11/05/2020 | N.D. California | New York SE | HPQ |
| Intercept Pharmaceuticals, Inc. | 11/05/2020 | S.D. New York | NASDAQ | ICPT |
| Neovasc Inc. | 11/05/2020 | S.D. New York | NASDAQ | NVCN |
| Citigroup Inc. | 10/30/2020 | S.D. New York | New York SE | C |
| Raytheon Technologies Corporation | 10/30/2020 | D. Arizona | New York SE | RTX |
| Wells Fargo & Company | 10/30/2020 | N.D. California | New York SE | WFC |
| Celsion Corporation | 10/29/2020 | D. New Jersey | NASDAQ | CLSN |
| Zosano Pharma Corporation | 10/29/2020 | N.D. California | NASDAQ | ZSAN |
| Bayerische Motoren Werke Aktiengesellschaft : American Depositary Shares | 10/27/2020 | D. New Jersey | OTC-BB | BMWYY |
| First American Financial Corp. | 10/25/2020 | C.D. California | New York SE | FAF |
| JPMorgan Chase & Co. | 10/24/2020 | E.D. New York | New York SE | JPM |
| Innate Pharma S.A. : American Depositary Shares | 10/23/2020 | C.D. California | NASDAQ | IPHA |
| Las Vegas Sands Corp. | 10/22/2020 | D. Nevada | New York SE | LVS |
| Sunworks, Inc. | 10/22/2020 | E.D. California | NASDAQ | SUNW |