| Filing Name | Filing Date | District Court | Exchange | Ticker |
|---|---|---|---|---|
| Fleming Companies, Inc. : 10 5/8% Fixed Rate and Floating Rate Senior Notes due December 15, 2001 | 04/04/1996 | W.D. Oklahoma | W.D. Oklahoma | W.D. Oklahoma |
| Charles Schwab & Co., Inc. | 02/17/1999 | E.D. Louisiana | E.D. Louisiana | E.D. Louisiana |
| BHP Copper, Inc. : Magma Copper Company | 06/13/1996 | D. Arizona | D. Arizona | D. Arizona |
| Peak International Limited : Peak TrENDS | 06/29/1999 | S.D. New York | S.D. New York | S.D. New York |
| Heartland Financial USA, Inc. : Heartland High-Yield Municipal Bond Funds | 11/13/2000 | E.D. Wisconsin | E.D. Wisconsin | E.D. Wisconsin |
| Bank of America Corporation : Nations Funds Trust | 09/05/2003 | D. Maryland | D. Maryland | NCGIX |
| Alliance Capital Management Holding L.P. : Alliancebernstein Family of Funds | 10/02/2003 | D. Maryland | D. Maryland | CABDX |
| Morgan Stanley : Van Kampen and Morgan Stanley family of funds | 11/12/2003 | S.D. New York | S.D. New York | S.D. New York |
| Starwood Hotels & Resorts Worldwide, Inc. : Limited Partners of Westin Hotels Limited Partnership | 11/18/2003 | S.D. New York | S.D. New York | S.D. New York |
| New York Stock Exchange : Specialist Firms | 10/17/2003 | S.D. New York | S.D. New York | S.D. New York |
| A.G. Edwards, Inc. : Variable Annuity Insurance Products | 02/04/2005 | S.D. California | S.D. California | S.D. California |
| GS Mortgage Securities Corporation : Mortgage Pass-Through Certificates or Asset-Backed Certificates | 12/11/2008 | S.D. New York | S.D. New York | S.D. New York |
| Ambac Financial Group, Inc. | 12/24/2008 | S.D. New York | S.D. New York | S.D. New York |
| Wells Fargo Bank : Mortgage-Backed Securities | 01/29/2009 | N.D. California | N.D. California | N.D. California |
| Deutsche Bank AG | 02/24/2009 | S.D. New York | S.D. New York | S.D. New York |
| GS Mortgage Securities Corporation : GSAMP Trust 2006-S2, Series 2006-S2; GSAA Home Equity Trust 2006-3, Series 2006-3; and GSAA Home Equity Trust 2006-2, Series 2006-2 | 02/06/2009 | S.D. New York | S.D. New York | S.D. New York |
| Morgan Keegan & Company, Inc./Regions Financial Corporation : RMK Advantage Income Fund (RMA) : RMK Strategic Income Fund (RSF) : RMK High Income Fund (RMH) : RHY Multi-Sector High Income Fund (RHY) | 04/08/2010 | W.D. Tennessee | W.D. Tennessee | RHY |
| SciClone Pharmaceuticals, Inc. | 08/13/2010 | N.D. California | N.D. California | SCLN |
| Brigham Exploration Company | 11/09/2011 | W.D. Texas | W.D. Texas | BEXP |
| Bats Global Markets, Inc. : High Frequency Trading Litigation | 04/18/2014 | S.D. New York | S.D. New York | S.D. New York |