| Filing Name | Filing Date | District Court | Exchange | Ticker |
|---|---|---|---|---|
| SciClone Pharmaceuticals, Inc. | 08/09/2017 | N.D. California | NASDAQ | SCLN |
| ClubCorp Holdings, Inc. | 08/08/2017 | D. Nevada | New York SE | MYCC |
| Rocket Fuel Inc. | 08/04/2017 | N.D. California | NASDAQ | FUEL |
| MRV Communications, Inc. | 07/24/2017 | C.D. California | NASDAQ | MRVC |
| Apigee Corporation | 07/20/2017 | N.D. California | NASDAQ | APIC |
| Jaguar Animal Health, Inc. | 07/20/2017 | N.D. California | NASDAQ | JAGX |
| OCB Bancorp | 07/05/2017 | C.D. California | OTC-BB | OJCB |
| Rightside Group, Ltd. | 06/30/2017 | W.D. Washington | NASDAQ | NAME |
| Xactly Corporation | 06/30/2017 | N.D. California | New York SE | XTLY |
| Pershing Square Capital Management, L.P. : Allergan, Inc. Derivative Securities | 06/28/2017 | C.D. California | NASDAQ | AGN |
| Mattel, Inc. | 06/27/2017 | C.D. California | NASDAQ | MAT |
| Threshold Pharmaceuticals, Inc. | 06/20/2017 | N.D. California | NASDAQ | THLD |
| Avinger, Inc. | 06/12/2017 | N.D. California | NASDAQ | AVGR |
| CU Bancorp | 06/09/2017 | C.D. California | NASDAQ | CUNB |
| Swift Transportation Company | 05/31/2017 | D. Arizona | New York SE | SWFT |
| Nexvet Biopharma Public Limited Company | 05/30/2017 | N.D. California | NASDAQ | NVET |
| Jive Software, Inc. | 05/16/2017 | N.D. California | NASDAQ | JIVE |
| Snap, Inc. | 05/16/2017 | C.D. California | New York SE | SNAP |
| UCP, Inc. | 05/10/2017 | N.D. California | New York SE | UCP |
| Puma Biotechnology, Inc. | 05/08/2017 | C.D. California | NASDAQ | PBYI |