| Filing Name | Filing Date | District Court | Exchange | Ticker |
|---|---|---|---|---|
| Natural Health Trends Corp. | 01/08/2019 | C.D. California | NASDAQ | NHTC |
| Nova Lifestyle, Inc. | 12/28/2018 | C.D. California | NASDAQ | NVFY |
| YogaWorks, Inc. | 12/27/2018 | C.D. California | NASDAQ | YOGA |
| NVIDIA Corporation | 12/21/2018 | N.D. California | NASDAQ | NVDA |
| iPass, Inc. | 12/12/2018 | N.D. California | NASDAQ | IPAS |
| Pacific Biosciences of California, Inc | 12/11/2018 | N.D. California | NASDAQ | PACB |
| Tesla, Inc. : 5.3% Senior Notes due 2025 | 12/04/2018 | N.D. California | NASDAQ | TSLA |
| Electro Scientific Industries, Inc. | 11/29/2018 | D. Oregon | NASDAQ | ESIO |
| Edison International | 11/16/2018 | C.D. California | New York SE | EIX |
| Hortonworks, Inc. | 11/15/2018 | N.D. California | NASDAQ | HDP |
| Pandora Media, Inc. | 11/12/2018 | N.D. California | New York SE | P |
| Align Technology, Inc. | 11/05/2018 | N.D. California | NASDAQ | ALGN |
| Costco Wholesale Corporation | 11/05/2018 | W.D. Washington | NASDAQ | COST |
| Fitbit, Inc. | 11/01/2018 | N.D. California | New York SE | FIT |
| Nektar Therapeutics | 10/30/2018 | N.D. California | NASDAQ | NKTR |
| Corium International, Inc. | 10/29/2018 | N.D. California | NASDAQ | CORI |
| McKesson Corporation | 10/25/2018 | N.D. California | New York SE | MCK |
| Alphabet, Inc. | 10/11/2018 | N.D. California | NASDAQ | GOOG |
| Stitch Fix, Inc. | 10/11/2018 | N.D. California | NASDAQ | SFIX |
| Huazhu Group Ltd. | 10/08/2018 | C.D. California | NASDAQ | HTHT |