| Filing Name | Filing Date | District Court | Exchange | Ticker |
|---|---|---|---|---|
| Threshold Pharmaceuticals, Inc. | 06/20/2017 | N.D. California | NASDAQ | THLD |
| Avinger, Inc. | 06/12/2017 | N.D. California | NASDAQ | AVGR |
| CU Bancorp | 06/09/2017 | C.D. California | NASDAQ | CUNB |
| Swift Transportation Company | 05/31/2017 | D. Arizona | New York SE | SWFT |
| Nexvet Biopharma Public Limited Company | 05/30/2017 | N.D. California | NASDAQ | NVET |
| Jive Software, Inc. | 05/16/2017 | N.D. California | NASDAQ | JIVE |
| Snap, Inc. | 05/16/2017 | C.D. California | New York SE | SNAP |
| UCP, Inc. | 05/10/2017 | N.D. California | New York SE | UCP |
| Puma Biotechnology, Inc. | 05/08/2017 | C.D. California | NASDAQ | PBYI |
| Live Ventures Incorporated | 05/05/2017 | D. Nevada | NASDAQ | LIVE |
| PCM, Inc. | 05/03/2017 | C.D. California | NASDAQ | PCMI |
| Sunrun Inc. | 05/03/2017 | N.D. California | NASDAQ | RUN |
| ImmunoCellular Therapeutics, Ltd. | 05/01/2017 | C.D. California | New York SE | IMUC |
| Amyris, Inc. | 04/20/2017 | N.D. California | NASDAQ | AMRS |
| Exar Corporation | 04/18/2017 | N.D. California | New York SE | EXAR |
| Lion Biotechnologies, Inc. | 04/14/2017 | N.D. California | NASDAQ | LBIO |
| BofI Holding, Inc. | 04/03/2017 | S.D. California | NASDAQ | BOFI |
| ProNai Therapeutics, Inc. | 03/29/2017 | N.D. California | NASDAQ | DNAI |
| Inventure Foods Incorporated | 03/27/2017 | D. Arizona | NASDAQ | SNAK |
| Nimble Storage, Inc. | 03/21/2017 | N.D. California | New York SE | NMBL |