| Filing Name | Filing Date | District Court | Exchange | Ticker |
|---|---|---|---|---|
| BioMarin Pharmaceutical Inc. | 09/25/2020 | N.D. California | NASDAQ | BMRN |
| Wrap Technologies, Inc. | 09/23/2020 | C.D. California | NASDAQ | WRTC |
| Aimmune Therapeutics, Inc. | 09/21/2020 | N.D. California | NASDAQ | AIMT |
| Fluidigm Corporation | 09/21/2020 | N.D. California | NASDAQ | FLDM |
| Cardone Capital, LLC : Cardone Equity Fund V, LLC and Cardone Equity Fund VI, LLC | 09/16/2020 | C.D. California | N/A | N/A |
| Odonate Therapeutics, Inc. | 09/16/2020 | S.D. California | NASDAQ | ODT |
| Nikola Corporation | 09/15/2020 | D. Arizona | NASDAQ | NKLA |
| Colony Credit Real Estate, Inc. | 09/10/2020 | C.D. California | New York SE | CLNC |
| Lexinfintech Holdings, Ltd. | 09/09/2020 | D. Oregon | NASDAQ | LX |
| YayYo, Inc. | 09/09/2020 | C.D. California | NASDAQ | YAYO |
| Harborside, Inc. | 09/08/2020 | D. Oregon | OTC-BB | HSDEF |
| Portland General Electric Company | 09/03/2020 | D. Oregon | New York SE | POR |
| Progenity, Inc. | 08/28/2020 | S.D. California | NASDAQ | PROG |
| Fastly, Inc. | 08/27/2020 | N.D. California | New York SE | FSLY |
| Anaplan Inc. | 08/24/2020 | N.D. California | New York SE | PLAN |
| Vaxart, Inc. | 08/24/2020 | N.D. California | NASDAQ | VXRT |
| Alteryx, Inc. | 08/19/2020 | C.D. California | New York SE | AYX |
| Staar Surgical Company | 08/19/2020 | C.D. California | NASDAQ | STAA |
| Genius Brands International, Inc. | 08/18/2020 | C.D. California | NASDAQ | GNUS |
| Mei Pharma, Inc. | 08/10/2020 | S.D. California | NASDAQ | MEIP |