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SmartHeat, Inc. Summary: According to the law firm press release, the complaint charges that Heat's Chief Executive Officer sold $23 million of his shares during the Class Period, in violation of several SEC rules. This rapid sale of HEAT's stock onto the market caused its stock price to plummet.
On December 14, 2012, the Court issued an Order appointing lead plaintiff and approving the selection of lead counsel. On January 28, 2013, the lead plaintiff filed an amended complaint. On February 6, lead plaintiff filed a corrected version of the complaint.
On April 8, 2013, the lead plaintiff filed a Second Amended Complaint.
INDUSTRY CLASSIFICATION:
SIC Code: 3433
Sector: Capital Goods
Industry: Constr. - Supplies & Fixtures
| COMPANY/ISSUER NAME: | SmartHeat, Inc. |
| COMPANY/ISSUER TICKER: | HEAT |
| COMPANY WEBSITE: | http://www.smartheatinc.com |
| FIRST IDENTIFIED COMPLAINT IN THE DATABASE | |||||||||||||||||
| Steve Leshinsky, et al. v. James Jun Wang, et al. | |||||||||||||||||
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| DOCUMENTS FOR THE FIRST IDENTIFIED COMPLAINT | |||
| Complaint for Violation of the Federal Securities Laws | |||
| Type: Complaint | Date on the document: 08/31/2012 | ||
| U.S. District Court Civil Docket | |||
| Type: Docket | Date on the document: 08/31/2012 | ||
| Order Appointing Lead Plaintiff and Lead Counsel | |||
| Type: Order Appointing LP/LC | Date on the document: 12/14/2012 | ||
| REFERENCE COMPLAINT | |||||||||||||||||
| Stream SICAV, et al. v. SmartHeat, Inc., et al. | |||||||||||||||||
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| DOCUMENTS FOR THE REFERENCE COMPLAINT | |||
| First Amended Complaint for Violations of the Federal Securities Laws | |||
| Type: Complaint | Date on the document: 01/28/2013 | ||
| U.S. District Court Civil Docket | |||
| Type: Docket | Date on the document: 02/04/2013 | ||
| [Corrected] First Amended Complaint for Violations of the Federal Securities Laws | |||
| Type: Complaint | Date on the document: 02/06/2013 | ||
| Jury Trial Demanded | |||
| Type: Complaint | Date on the document: 04/08/2013 | ||
| OTHER DOCUMENTS | |||
| Case Name and/or Number: | |||
| Type: | Date on the document: | ||
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