Carlyle Capital Corp. - Securities Class Action

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Copyright (c) 2001
Stanford Law School

Carlyle Capital Corp. Summary: Two related class actions have been commenced in the United States District Court for the District of Columbia on behalf of certain purchasers of the Defendant’s Class B shares and restricted depositary shares. The class period took place during the period from June 19, 2007 through March 17, 2008. On March 17, 2008, the Royal Court of Guernsey entered a "winding up" order directing that the Defendant be liquidated.

Both complaints in against the Defendant allege violations of the Exchange Act.

The Complaints allege that, throughout the Class Period, the defendants made material misrepresentations and failed to disclose material adverse facts about the Company's true financial condition, business and prospects. Specifically, the Complaints allege that, inter alia, defendants caused the Company to disseminate financial statements that were not fairly presented and failed to make complete and timely disclosures concerning certain actions taken by the Defendant’s officers and directors which resulted in the Company's eventual entry into "winding up" proceedings.

INDUSTRY CLASSIFICATION:
SIC Code:
Sector: Financial
Industry: Misc. Financial Services

COMPANY/ISSUER NAME:	Carlyle Capital Corp.
COMPANY/ISSUER TICKER:
COMPANY WEBSITE:	http://www.carlylecapitalcorp.com/

FIRST IDENTIFIED COMPLAINT IN THE DATABASE

E.L. Phelps, et al. v. Carlyle Capital Corp., et al.

COURT: D. District Columbia	DOCKET NUMBER: 11-CV-01142
JUDGE NAME: Hon. Amy Berman Jackson
DATE FILED: 06/21/2011	SOURCE:
CLASS PERIOD START: 06/19/2007	CLASS PERIOD END: 03/17/2008
TYPE OF COMPLAINT: Complaint (Unamended and Unconsolidated)
PLAINTIFF FIRMS NAMED IN COMPLAINT:
Cuneo Gilbert & LaDuca, LLP (DC) 507 C Street NE , Washington, DC, DC, 20002 (voice) 202.789.3960, (fax) 202-789-1813 , Greenfield & Goodman, LLC 250 Hudson Street-8 Floor, New York, NY, 10013 (voice) (917) 495-4446, (fax) , _____________________________________________ TOTAL NUMBER OF PLAINTIFF FIRMS: 2

DOCUMENTS FOR THE FIRST IDENTIFIED COMPLAINT
Complaint
Type: Complaint		Date on the document: 06/21/2011
Notice Of Designation Of Related Civil Cases Pending In This Or Any Other United States Court
Type: Notice		Date on the document: 06/21/2011
U.S. District Court Civil Docket
Type: Docket		Date on the document: 06/21/2011

OTHER DOCUMENTS

Case Name and/or Number:
Type:		Date on the document:

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