US
District Court Civil Docket as of
Retrieved from the court on
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Plaintiff |
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Charles Jones |
represented by |
Adam Julien Gana |
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Plaintiff |
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Ira Horowitz |
represented by |
Adam Julien Gana |
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Plaintiff |
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Edge Partners Ltd |
represented by |
Frank L. Watson , III |
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Movant |
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RMK Investor Group |
represented by |
J. Gerard Stranch , IV |
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Defendant |
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Morgan Keegan & Company, Inc. |
represented by |
Matthew M. Curley |
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Defendant |
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Morgan Asset Management, Inc |
represented by |
Matthew M. Curley |
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Defendant |
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Regions Financial Corporation |
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Defendant |
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RMK Advantage Income Fund, Inc. |
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Defendant |
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RMK Strategic Income Fund, Inc. |
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Defendant |
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RMK High Income Fund, Inc. |
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Defendant |
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RHY Multi-Sector High Income Fund, Inc. |
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Defendant |
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Carter E. Anthony |
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Defendant |
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Allen B. Morgan, Jr. |
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Defendant |
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Joseph C. Weller |
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Defendant |
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James Stillman R. McFadden |
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Defendant |
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Archie W. Willis, III |
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Defendant |
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Mary S. Stone |
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Defendant |
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W. Randall Pittman |
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Defendant |
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J. Kenneth Alderman |
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Defendant |
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J. Thompson Weller |
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Defendant |
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James C. Kelsoe, Jr. |
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Defendant |
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David H. Tannehill |
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Defendant |
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Jack R. Blair |
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Defendant |
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Albert C. Johnson |
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Defendant |
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Charles D. Maxwell |
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Defendant |
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PricewaterhouseCoopers LLP |
represented by |
Emily Nicklin |
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Date Filed |
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Docket Text |
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COMPLAINT against All Defendants (Filing fee $ 350.00.),
filed by Charles Jones, Ira Horowitz. (Attachments: # 1
Civil Cover Sheet, # 2
joint notice of intent, # 3
order instituting proceedings, # 4
complaint - FIRA, # 5
plaintiff's certification - CHJ, # 6
plaintiff's certification - IAH, # 7
RMK - The Abuse of Structured Finance, # 8
judges' cards)(agj) (Entered: |
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Case initiation fee: PAID $ 350, receipt number M123455
(vjm) (Entered: |
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Summons Issued as to Allen B. Morgan, Jr. (jld) (Entered: |
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Summons Issued as to Morgan Asset Management, Inc. (jld)
(Entered: |
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Summons Issued as to Morgan Keegan & Company, Inc.. (jld) (Entered: |
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Summons Issued as to J. Kenneth Alderman. (jld) (Entered: |
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Summons Issued as to J. Thompson Weller. (jld) (Entered: |
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Summons Issued as to James C. Kelsoe, Jr. (jld) (Entered: |
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Summons Issued as to Joseph C. Weller. (jld) (Entered: |
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Summons Issued as to Charles D. Maxwell. (jld) (Entered: |
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Summons Issued as to Carter E. Anthony. (jld) (Entered: |
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Summons Issued as to David H. Tannehill. (jld) (Entered: |
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SUMMONS Returned Executed by Charles Jones, Ira Horowitz
as to Morgan Asset Management, Inc. (Watson, Frank) (Entered: |
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SUMMONS Returned Executed by Charles Jones, Ira Horowitz
as to Morgan Asset Management, Inc. (Watson, Frank) (Entered: |
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SUMMONS Returned Executed by Charles Jones, Ira Horowitz
as to Allen B. Morgan, Jr. (Watson, Frank) (Entered: |
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SUMMONS Returned Executed by Charles Jones, Ira Horowitz
as to Carter E. Anthony. (Watson, Frank) (Entered: |
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SUMMONS Returned Executed by Charles Jones, Ira Horowitz
as to Charles D. Maxwell. (Watson, Frank) (Entered: |
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SUMMONS Returned Executed by Charles Jones, Ira Horowitz
as to David H. Tannehill. (Watson, Frank) (Entered: |
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SUMMONS Returned Executed by Charles Jones, Ira Horowitz
as to J. Kenneth Alderman. (Watson, Frank) (Entered: |
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SUMMONS Returned Executed by Charles Jones, Ira Horowitz
as to J. Thompson Weller. (Watson, Frank) (Entered: |
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SUMMONS Returned Executed by Charles Jones, Ira Horowitz
as to James C. Kelsoe, Jr. (Watson, Frank) (Entered: |
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SUMMONS Returned Executed by Charles Jones, Ira Horowitz
as to Joseph C. Weller. (Watson, Frank) (Entered: |
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MOTION for Leave to Appear Pro Hac Vice for Attorneys
Jeffrey R. Sonn, Scott L. Adkins and Adam J. Gana (proposed order submitted)
by Ira Horowitz, Charles Jones. (Watson, Frank) (Entered: |
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MOTION to Appoint Counsel Plaintiffs Charles Jones, Ira
Horowitz', and Edge Partners Ltd Motion for Appointment as Lead Plaintiffs
(proposed order submitted) by All Plaintiffs. (Attachments: # 1
Memo in Support of Plaintiffs Motion for Appointment as Lead Plaintiff and in
Opposition to TAL Groups Motion for Appointment as Lead Plaintiff, # 2
Exhibit A - Certifications of Plaintiffs Charles Jones, Edge Partners Ltd and
Ira Horowitz, # 3
Exhibit B - Certification of Plaintiff C. Fred Daniels, Trustee Ad Litem, # 4
Exhibit C - Law Firm Resume of Napoli Bern Ripka, LLP, # 5
Exhibit D - Law Firm Resume of Sonn & Erez, PLC, # 6
Exhibit E - Declaration of Frank L. Watson, III)(Watson, Frank) (Entered: |
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25 |
DEFICIENCY NOTICE: Pursuant to Rule 5 of the Federal Rules
of Civil Procedure, document 23
MOTION for Leave to Appear Pro Hac Vice for Attorneys Jeffrey R. Sonn,
Scott L. Adkins and Adam J. Gana (proposed order submitted) filed by
Charles Jones, Ira Horowitz has been filed. However, the following deficiency
has been found: Please note that motion pro hac vices are submitted directly
and only through the ECF policies and procedures(From the main webpage, you
will click on 'Case Information' then in the drop down area click on ECF
policies and procedures, then proceed to page 9 for instructions). (Motion
will be termed from pending motion list). Thanks and if you have questions
please call me at 901-495-1505.. The filer has one
business day to correct the deficiency. (jml) (Entered: |
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NOTICE of Appearance by Matthew M. Curley on behalf of Morgan Asset Management, Inc, Morgan Keegan & Company, Inc. (Curley, Matthew) (Entered: 04/28/2010) |
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Corporate Disclosure Statement by Morgan Asset Management,
Inc, Morgan Keegan & Company, Inc. identifying Corporate Parent MK
Holding, Inc. for Morgan Asset Management, Inc; Corporate Parent Regions
Financial Corporation for Morgan Keegan & Company, Inc... (Curley,
Matthew) (Entered: |
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NOTICE of Appearance by Michael L. Dagley on behalf of Morgan Asset Management, Inc, Morgan Keegan & Company, Inc. (Dagley, Michael) (Entered: 04/28/2010) |
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NOTICE of Appearance by W. Brantley Phillips, Jr on behalf
of Morgan Asset Management, Inc, Morgan Keegan & Company, Inc. (Phillips,
W.) (Entered: |
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Summons Issued as to RHY Multi-Sector High Income Fund, Inc.. (vjm) (Entered: |
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Summons Issued as to RMK Advantage Income Fund, Inc.. (vjm) (Entered: |
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Summons Issued as to RMK Strategic Income Fund, Inc.. (vjm) (Entered: |
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Summons Issued as to Regions Financial Corporation. (vjm)
(Entered: |
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MOTION for Leave to Appear Pro Hac Vice. (Attachments: # 1
Exhibit Declartion of Jeffrey R. Sonn, Esq., # 2
Exhibit Declartion of Scott L. Adkins, Esq., # 3
Exhibit Declaration of Adam J. Gana, Esq., # 4
Receipt #M123728)(jld) (Entered: |
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NOTICE of Appearance by Leo Maurice Bearman, Jr on behalf
of PricewaterhouseCoopers LLP (Bearman, Leo) (Entered: |
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NOTICE of Appearance by Eugene J. Podesta, Jr on behalf of
PricewaterhouseCoopers LLP (Podesta, |
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ORDER granting 36
Motion for Leave to Appear Pro Hac Vice. Signed by Judge Samuel H. Mays, Jr
on |
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Summons Issued as to James Stillman R. McFadden. (jld)
(Entered: |
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Summons Issued as to W. Randall Pittman. (jld) (Entered: |
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Summons Issued as to Jack R. Blair. (jld) (Entered: |
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Summons Issued as to Albert C. Johnson. (jld) (Entered: |
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Summons Issued as to Mary S. Stone. (jld) (Entered: |
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Summons Issued as to PricewaterhouseCoopers LLP. (jld)
(Entered: |
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NOTICE of Appearance by Emily Nicklin on behalf of
PricewaterhouseCoopers LLP (Nicklin, Emily) (Entered: |
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NOTICE of Appearance by Kristopher S. Ritter on behalf of
PricewaterhouseCoopers LLP (Ritter, Kristopher) (Entered: |
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NOTICE of Appearance by Timothy A. Duffy on behalf of
PricewaterhouseCoopers LLP (Duffy, Timothy) (Entered: |
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SUMMONS Returned Executed by Edge Partners Ltd, Charles
Jones, Ira Horowitz as to Regions Financial
Corporation. (Watson, Frank) (Entered: |
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SUMMONS Returned Executed by Edge Partners Ltd, Charles
Jones, Ira Horowitz as to PricewaterhouseCoopers
LLP. (Watson, Frank) (Entered: |
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SUMMONS Returned Executed by Edge Partners Ltd, Charles
Jones, Ira Horowitz as to RMK Strategic Income Fund, Inc..
(Watson, Frank) (Entered: |
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SUMMONS Returned Executed by Edge Partners Ltd, Charles
Jones, Ira Horowitz as to RMK High Income Fund, Inc..
(Watson, Frank) (Entered: |
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SUMMONS Returned Executed by Edge Partners Ltd, Charles
Jones, Ira Horowitz as to RMK Advantage Income Fund, Inc..
(Watson, Frank) (Entered: |
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SUMMONS Returned Executed by Edge Partners Ltd, Charles
Jones, Ira Horowitz as to RHY Multi-Sector High Income Fund, Inc.. (Watson, Frank) (Entered: |
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SUMMONS Returned Executed by Edge Partners Ltd, Charles
Jones, Ira Horowitz as to Albert C. Johnson.
(Watson, Frank) (Entered: |
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SUMMONS Returned Executed by Edge Partners Ltd, Charles
Jones, Ira Horowitz as to Jack R. Blair. (Watson,
Frank) (Entered: |
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SUMMONS Returned Executed by Edge Partners Ltd, Charles
Jones, Ira Horowitz as to James Stillman R.
McFadden. (Watson, Frank) (Entered: |
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SUMMONS Returned Executed by Edge Partners Ltd, Charles
Jones, Ira Horowitz as to Mary S. Stone. (Watson,
Frank) (Entered: |
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SUMMONS Returned Executed by Edge Partners Ltd, Charles
Jones, Ira Horowitz as to W. Randall Pittman.
(Watson, Frank) (Entered: |
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MOTION for Leave to Appear Pro Hac Vice of Attorney
Marc J. Bern (proposed Order submitted) by All Plaintiffs. (Attachments:
# 1
Exhibit 1 - Declaration of Marc Bern and Certificate of Good
Standing)(Watson, Frank) (Entered: |
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59 |
DEFICIENCY NOTICE: Pursuant to Rule 5 of the Federal Rules
of Civil Procedure, document 58
MOTION for Leave to Appear Pro Hac Vice of Attorney Marc J. Bern (proposed
Order submitted) filed by Charles Jones, Edge Partners Ltd, Ira Horowitz
has been filed. However, the following deficiency has been found: Please note
that Motion Pro Hac Vices are submitted directly and only through the 'phv
email link' located under policies and procedures(From our main webpage, you
will go to Case Information, then in drop down area select ECF Policies and
Procedures----go to page 9). Motion will be termed from pending motion list.
Thanks and if you have questions please call me at 901-495-1505.. The filer has one business day to correct the
deficiency. (jml) (Entered: |
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MOTION for Leave to Appear Pro Hac Vice. (Attachments: # 1
Declaration)(jld) (Entered: |
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ORDER granting 60
Motion for Leave to Appear Pro Hac Vice as to Marc J. Bern. Signed by Judge
Samuel H. Mays, Jr on |
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MOTION to Consolidate Cases, MOTION for Appointment as
Lead Plaintiff, MOTION to Appoint Counsel , Proposed Order submitted
by RMK Investor Group. (Attachments: # 1
Memorandum of Law in Support, # 2
Affidavit Declaration of J. Gerard Stranch, IV, in Support)(Stranch, J.)
(Entered: |
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RESPONSE to Motion re ( |
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RESPONSE to Motion re 62
MOTION to Consolidate Cases MOTION for Appointment as Lead Plaintiff MOTION
to Appoint Counsel , Proposed Order submitted and in Opposition to
Competing Motions filed by RMK Investor Group. (Attachments: # 1
Declaration of Alan I. Ellman, # 2
Exhibit 1 to the Decl. of Alan I. Ellman, # 3
Exhibit 2 to the Decl. of Alan I. Ellman, # 4
Exhibit 3 to the Decl. of Alan I. Ellman, # 5
Exhibit 4 to the Decl. of Alan I. Ellman)(Stranch, J.) (Entered: |
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65 |
DEFICIENCY NOTICE: Pursuant to Rule 5 of the Federal Rules
of Civil Procedure, document 64
Response to Motion, filed by RMK Investor Group has been filed. However, the
following deficiency has been found: Please note that document should reflect
a certificate of service page. You will need to go under the notice other
category then in the drop down area select 'notice of correction' and submit
the certificate of service page only. Thanks and if you have questions pease
call me at 901-495-1505.. The filer has one business
day to correct the deficiency. (jml) (Entered: |
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Notice of Correction to 64 Response to Motion, Certificate
of Service. (Stranch, J.) (Entered: |
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REPLY to Response to Motion re ( |
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