US
District Court Civil Docket as of 10/13/2011
Retrieved from the court on November 10, 2011
CIVIL DOCKET FOR CASE #: 1:09-cv-00071-NCT -PTS
|
|
|
|
Plaintiff
|
|
|
|
JAMES
L. PHILLIPS
|
represented by |
LESLIE
BRUCE MCDANIEL |
|
|
|
|
|
Plaintiff
|
|
|
|
|
represented by |
BRIAN
O'MARA |
|
|
|
|
|
|
|
|
|
Defendant
|
|
|
|
TRIAD
GUARANTY INC.
|
represented by |
RICHARD
A. ROSEN |
|
|
|
|
|
Defendant
|
|
|
|
MARK
K. TONNESEN
|
represented by |
RICHARD
A. ROSEN |
|
|
|
|
|
Defendant
|
|
|
|
KENNETH
W. JONES
|
represented by |
RICHARD
A. ROSEN |
|
|
|
|
|
Date
Filed |
# |
Docket
Text |
|
|
COMPLAINT
against all defendants (Filing fee $350.00, receipt number
04180000000000560437) filed by James L Phillips. (MCDANIEL, LESLIE) (Entered:
|
|
|
|
Summons
Issued as to TRIAD GUARANTY INC., MARK K. TONNESEN, KENNETH W. JONES.
(Attachments: # 1
Additional Summons, # 2
Additional Summons) (Lloyd, Donna) (Entered: |
|
|
|
Notice
of Right to Consent. Counsel shall serve the attached form on all parties.
(Lloyd, Donna) (Entered: |
|
|
|
|
CASE
REFERRED to Standing Order 30. (Lloyd, Donna) (Entered: |
|
|
|
CASE
REFERRED to Mediation pursuant to Local Rule 83.9b of the Rules of Practice
and Procedure of this Court. Please go to our website form directory for a
list of mediators which must be served on all parties. (Lloyd, Donna)
(Entered: |
|
|
Consent
MOTION for Extension of Time to File Answer or Otherwise Plead by TRIAD
GUARANTY INC. and by KENNETH W. JONES. Responses due by |
|
|
|
|
ORDER
granting 4 Motion
for Extension of Time to Answer for TRIAD GUARANTY INC. and KENNETH W. JONES.
Answer due by |
|
|
NOTICE
of Appearance by attorney WILLIAM K. DAVIS on behalf of Defendants TRIAD
GUARANTY INC., MARK K. TONNESEN, KENNETH W. JONES (DAVIS, WILLIAM) (Entered:
03/30/2009) |
|
|
|
NOTICE
of Appearance by attorney DANIEL |
|
|
|
Corporate
Disclosure Statement by TRIAD GUARANTY INC. (DAVIS, WILLIAM) (Entered: |
|
|
|
Consent
MOTION for Extension of Time to File Answer, MOTION for Extension of Time to
File Complaint by TRIAD GUARANTY INC., MARK K. TONNESEN, KENNETH W.
JONES. Responses due by |
|
|
|
Notice
of Motion and Motion for Appointment as Lead Plaintiff and Approval of Lead
Plaintiff's Choice of Counsel; filed by Western Pennsylvania Electrical
Employees Pension Fund. Responses due by |
|
|
|
MEMORANDUM
of Law in Support of 9
MOTION for Appointment as Lead Plaintiff and Approval of Lead Plaintiff's
Choice of Counsel; filed by Western Pennsylvania Electrical Employees Pension
Fund. (MCDANIEL, LESLIE) Modified on |
|
|
|
AFFIDAVIT
of L. Bruce McDaniel in Support of 9 MOTION for Appointment
as Lead Plaintiff and Approval of Lead Plaintiff's Choice of Counsel; filed
by Western Pennsylvania Electrical Employees Pension Fund. Replies due by |
|
|
|
NOTICE
of Appearance by attorney RICHARD A. ROSEN on behalf of Defendants TRIAD
GUARANTY INC., MARK K. TONNESEN, KENNETH W. JONES. (ROSEN, RICHARD) (Entered:
|
|
|
|
|
***Motions
Referred: 8
Consent MOTION for Extension of Time to File Answer MOTION for Extension of
Time to File Complaint, 9 MOTION to Appoint Lead
Plaintiff MOTION to Appoint Counsel to |
|
|
NOTICE
OF WITHDRAWAL |
|
|
|
INITIAL
SCHEDULING ORDER signed by |
|
|
|
ORDER
signed by |
|
|
|
ECF 30
Day Notice as to Attorneys PAUL J. GELLER, JACK REISE, BRIAN O. O'MARA. (Law,
Trina) (Entered: |
|
|
|
MOTION
for Extension of Time to File Amended Complaint CORRECTED by |
|
|
|
|
***Motions
Referred: 18
MOTION for Extension of Time to File Amended Complaint CORRECTED to |
|
|
ORDER
signed by |
|
|
|
AMENDED
COMPLAINT against defendant TRIAD GUARANTY INC., MARK K. TONNESEN, KENNETH W.
JONES, filed by WESTERN PENNSYLVANIA ELECTRICAL EMPLOYEES PENSION FUND.
(Attachments: # 1
Exhibit A)(REISE, JACK) (Entered: |
|
|
|
NOTICE
of Appearance by attorney ROBYN TARNOFSKY on behalf of Defendants TRIAD
GUARANTY INC., MARK K. TONNESEN, KENNETH W. JONES. (TARNOFSKY, ROBYN)
(Entered: |
|
|
|
MOTION
for Leave to File Excess Pages /Defendants' Unopposed Motion for Leave to
File Brief That Exceeds 20 Pages in Support of Motion to Dismiss by TRIAD
GUARANTY INC., MARK K. TONNESEN, KENNETH W. JONES. (Attachments: # 1 Text of Proposed
Order)(TARNOFSKY, ROBYN) (Entered: |
|
|
|
|
***Motions
Referred: 22
MOTION for Leave to File Excess Pages /Defendants' Unopposed Motion for
Leave to File Brief That Exceeds 20 Pages in Support of Motion to Dismiss
to |
|
|
ORDER
signed by |
|
|
|
MOTION
to Dismiss Rule 12(b)(6) by TRIAD GUARANTY INC., MARK K. TONNESEN,
KENNETH W. JONES. (Attachments: # 1 Text of Proposed
Order)(ROSEN, RICHARD) (Entered: |
|
|
|
DECLARATION
of Robyn F. Tarnofsky filed by Defendants TRIAD GUARANTY INC., MARK K.
TONNESEN, KENNETH W. JONES re 24 MOTION to Dismiss
Rule 12(b)(6) filed by TRIAD GUARANTY INC., MARK K. TONNESEN, KENNETH
W. JONES. (Attachments: # 1 Exhibit 1 Jones
Form 4, # 2
Exhibit 2 Tonnesen Forms 4, # 3 Exhibit 3 Foster
Form 4, # 4
Exhibit 4 Ratliff Form 4s, # 5 Exhibit 5 Triad
2006 Form 10-K, # 6
Exhibit 6 Triad 3Q 2006 Form 10-Q, # 7 Exhibit 7 Triad 1Q
2007 Form 10-Q, # 8
Exhibit 8 Triad 2Q 2007 Form 10-Q, # 9 Exhibit 9 Triad 3Q
2007 Form 10-Q, # 10
Exhibit 10 Stock Price Charts for Triad's Competitors, # 11 Exhibit 11 I11.
Admin. Code tit. 50 Sec 202.50, # 12 Exhibit 12
Mortgage Guar. Ins. Model Act Sec 12, # 13 Exhibit 13 Stock
Price Chart for Triad, # 14 Exhibit 14 Triad
Apr. 3, 2008 8-K, # 15
Exhibit 15 Bear Stearns Report, # 16 Exhibit 16 Fitch
Report, # 17
Exhibit 17 Triad Oct. 24, 2007 Form 8-K, # 18 Exhibit 18 Triad
Feb. 13, 2008 Form 8-K, # 19 Exhibit 19 Triad
2007 Form 10-K)(TARNOFSKY, ROBYN) (Entered: 08/21/2009) |
|
|
|
BRIEF re
24 MOTION to
Dismiss Rule 12(b)(6) by Defendants TRIAD GUARANTY INC., MARK K.
TONNESEN, KENNETH W. JONES filed by TRIAD GUARANTY INC., MARK K. TONNESEN,
KENNETH W. JONES. (Attachments: # 1 Appendix A)(ROSEN,
RICHARD) (Entered: |
|
|
|
|
Set
Response Deadline re 24
MOTION to Dismiss Rule 12(b)(6): Responses due by |
|
|
RESPONSE
in Opposition re 24
MOTION to Dismiss Rule 12(b)(6) filed by WESTERN PENNSYLVANIA
ELECTRICAL EMPLOYEES PENSION FUND. (REISE, JACK) (Entered: |
|
|
|
|
Set
Reply Deadline re 24
MOTION to Dismiss Rule 12(b)(6): Replies due by |
|
|
MOTION
for Leave to File Excess Pages by TRIAD GUARANTY INC., MARK K. TONNESEN,
KENNETH W. JONES. Responses due by |
|
|
|
|
***Motions
Referred: 28
MOTION for Leave to File Excess Pages to |
|
|
ORDER
signed by |
|
|
|
REPLY to
Response to 24
MOTION to Dismiss Rule 12(b)(6) filed by TRIAD GUARANTY INC., MARK K.
TONNESEN, KENNETH W. JONES. (ROSEN, RICHARD) (Entered: |
|
|
|
DECLARATION
of Robyn F. Tarnofsky re 24 MOTION to Dismiss
Rule 12(b)(6) / Reply Declaration of Robyn F. Tarnofsky in Further
Support of Defendants' Motion to Dismiss filed by TRIAD GUARANTY INC.,
MARK K. TONNESEN, KENNETH W. JONES. (Attachments: # 1 Exhibit
A)(TARNOFSKY, ROBYN) (Entered: |
|
|
|
MOTION
for Oral Argument 24
MOTION to Dismiss Rule 12(b)(6) by TRIAD GUARANTY INC., MARK K.
TONNESEN, KENNETH W. JONES. Responses due by 12/14/2009. (Attachments: # 1 Text of Proposed
Order)(ROSEN, RICHARD) (Entered: 11/19/2009) |
|
|
11/20/2009 |
|
***Motions
Referred: 32
MOTION for Oral Argument 24 MOTION to Dismiss
Rule 12(b)(6), 24
MOTION to Dismiss Rule 12(b)(6) to |
|
01/28/2010 |
NOTICE of
Subsequently Decided Authority by KENNETH W. JONES, MARK K. TONNESEN,
TRIAD GUARANTY INC. (ROSEN, RICHARD) (Entered: 01/28/2010) |
|
|
03/12/2010 |
NOTICE of
Subsequently Decided Authority by KENNETH W. JONES, MARK K. TONNESEN,
TRIAD GUARANTY INC. (ROSEN, RICHARD) (Entered: 03/12/2010) |
|
|
03/24/2010 |
NOTICE
of Subsequently Decided Authority by KENNETH W. JONES, MARK K. TONNESEN, TRIAD
GUARANTY INC. (ROSEN, RICHARD) (Entered: 03/24/2010) |
|
|
03/25/2010 |
NOTICE
of Firm Name Change by WESTERN PENNSYLVANIA ELECTRICAL EMPLOYEES PENSION
FUND. (REISE, JACK) (Entered: 03/25/2010) |
|
|
04/07/2010 |
NOTICE
of Initial Pretrial Conference Hearing: Initial Pretrial Conference Hearing
set for 8/30/2010 02:30 PM in Greensboro Courtroom #1A before |
|
|
04/07/2010 |
AMENDED
NOTICE of Hearing: Oral Argument Hearing on all pending motions set for
8/30/2010 02:30 PM in Greensboro Courtroom #1A before |
|
|
06/09/2010 |
Notice
to Parties RE: SO30. Responses due by 7/9/2010 (Winchester, Robin) (Entered:
06/10/2010) |
|
|
07/22/2010 |
|
Case
Reassigned to JUDGE N. C. TILLEY, JR. UNASSIGNED no longer assigned to the
case. (Powell, Gloria) (Entered: 07/22/2010) |
|
08/16/2010 |
NOTICE
by KENNETH W. JONES, MARK K. TONNESEN, TRIAD GUARANTY INC. / Notice of
Subsequently Decided Authority (ROSEN, RICHARD) (Entered: 08/16/2010) |
|
|
08/17/2010 |
NOTICE
of Appearance by attorney MICHAEL L. GREENWALD on behalf of Plaintiff WESTERN
PENNSYLVANIA ELECTRICAL EMPLOYEES PENSION FUND (GREENWALD, MICHAEL) (Entered:
08/17/2010) |
|
|
08/17/2010 |
NOTICE
of Appearance by attorney JACK REISE on behalf of Plaintiff WESTERN
PENNSYLVANIA ELECTRICAL EMPLOYEES PENSION FUND (REISE, JACK) (Entered:
08/17/2010) |
|
|
08/17/2010 |
NOTICE
OF SUBSEQUENTLY DECIDED AUTHORITY re 27 Response in
Opposition by WESTERN PENNSYLVANIA ELECTRICAL EMPLOYEES PENSION FUND.
(Attachments: # 1
Exhibit A, # 2
Exhibit B, # 3
Exhibit C, # 4
Exhibit D, # 5
Exhibit E, # 6
Exhibit F, # 7
Exhibit G, # 8
Exhibit H, # 9
Exhibit I)(GREENWALD, MICHAEL) Modified docket text on 8/18/2010. (Daniel, J)
(Entered: 08/17/2010) |
|
|
08/20/2010 |
NOTICE of
Appearance by attorney STEPHEN R. ASTLEY on behalf of Plaintiff WESTERN
PENNSYLVANIA ELECTRICAL EMPLOYEES PENSION FUND (ASTLEY, STEPHEN) (Entered:
08/20/2010) |
|
|
08/25/2010 |
NOTICE
by KENNETH W. JONES, MARK K. TONNESEN, TRIAD GUARANTY INC. / Notice of
Subsequently Decided Authority (ROSEN, RICHARD) (Entered: 08/25/2010) |
|
|
08/30/2010 |
|
Minute
Entry for proceedings held before |
|
09/17/2010 |
NOTICE
by KENNETH W. JONES, MARK K. TONNESEN, TRIAD GUARANTY INC. / Notice of
Subsequently Decided Authority (ROSEN, RICHARD) (Entered: 09/17/2010) |
|
|
11/12/2010 |
NOTICE
by KENNETH W. JONES, MARK K. TONNESEN, TRIAD GUARANTY INC. /Notice of
Subsequently Decided Authority (ROSEN, RICHARD) (Entered: 11/12/2010) |
|
|
01/19/2011 |
NOTICE
by KENNETH W. JONES, MARK K. TONNESEN, TRIAD GUARANTY INC. / Notice of
Subsequently Decided Authority (ROSEN, RICHARD) (Entered: 01/19/2011) |
|
|
04/13/2011 |
NOTICE
by KENNETH W. JONES, MARK K. TONNESEN, TRIAD GUARANTY INC. / Notice of
Subsequently Decided Authority (ROSEN, RICHARD) (Entered: 04/13/2011) |
|
|
05/05/2011 |
NOTICE
by KENNETH W. JONES, MARK K. TONNESEN, TRIAD GUARANTY INC. / Notice of
Subsequently Decided Authority (ROSEN, RICHARD) (Entered: 05/05/2011) |
|
|
|
NOTICE
by KENNETH W. JONES, MARK K. TONNESEN, TRIAD GUARANTY INC. / Notice of
Subsequently Decided Authority (ROSEN, RICHARD) (Entered: |
|
|
|
NOTICE
by KENNETH W. JONES, MARK K. TONNESEN, TRIAD GUARANTY INC. / Notice of
Subsequently Decided Authority (ROSEN, RICHARD) (Entered: |
Note: Links in this docket
are stored in the PACER system (Public Access to Court Electronic
Records). PACER is a service of United States Judiciary. To view and
retrieve the linked documents from PACER, you must be a registered user. To
register, fill out one of the registration forms available on the PACER site. The United
States Congress has given the Judicial Conference of the