US
District Court Civil Docket as of
Retrieved from the court on
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Cause: 15:78m(a) Securities Exchange Act |
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Plaintiff |
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Alfred Fait |
represented by |
Samuel Howard Rudman |
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Plaintiff |
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Alfred Fait |
represented by |
Samuel Howard Rudman |
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Plaintiff |
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Howard M. Rensin |
represented by |
David Avi Rosenfeld |
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Defendant |
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Regions Financial Corporation |
represented by |
David Bruce Tulchin |
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Defendant |
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Regions Financing Trust III |
represented by |
David Bruce Tulchin |
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Defendant |
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C. Dowd Ritter |
represented by |
David Bruce Tulchin |
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Defendant |
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Samuel W. Bartholomew, Jr. |
represented by |
David Bruce Tulchin |
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Defendant |
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George W. Bryan |
represented by |
David Bruce Tulchin |
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Defendant |
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David J. Cooper |
represented by |
David Bruce Tulchin |
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Defendant |
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Earnest W. Deavenport |
represented by |
David Bruce Tulchin |
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Defendant |
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Don DeFosset |
represented by |
David Bruce Tulchin |
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Defendant |
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James R. Malone |
represented by |
David Bruce Tulchin |
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Defendant |
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Susan W. Matlock |
represented by |
David Bruce Tulchin |
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Defendant |
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Charles D. McCrary |
represented by |
David Bruce Tulchin |
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Defendant |
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Claude B. Nielsen |
represented by |
David Bruce Tulchin |
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Defendant |
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Jorge M. Perez |
represented by |
David Bruce Tulchin |
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Defendant |
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Lee J. Styslinger, III |
represented by |
David Bruce Tulchin |
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Defendant |
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Spence L. Wilson |
represented by |
David Bruce Tulchin |
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Defendant |
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John R. Roberts |
represented by |
David Bruce Tulchin |
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Defendant |
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UBS Securities LLC |
represented by |
Bradley Jay Butwin |
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Defendant |
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Citigroup Global Markets, Inc. |
represented by |
Bradley Jay Butwin |
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Defendant |
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Merrill Lynch, Pierce, Fenner & Smith Incorporated |
represented by |
Bradley Jay Butwin |
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Defendant |
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Wachovia Capital Markets, LLC |
represented by |
Bradley Jay Butwin |
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Defendant |
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Morgan Stanley & Co. Incorporated |
represented by |
Bradley Jay Butwin |
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Defendant |
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Morgan Keagan & Company, Inc. |
represented by |
Bradley Jay Butwin |
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Defendant |
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Ernst & Young LLP |
represented by |
Justin Bishop Grewell |
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Movant |
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Trustee Howard M. Rensin |
represented by |
David Avi Rosenfeld |
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Date Filed |
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Docket Text |
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COMPLAINT against Regions Financial Corporation, Regions
Financing Trust III, C. Dowd Ritter, Samuel W. Bartholomew, Jr, George W.
Bryan, David J. Cooper, Earnest W. Deavenport, Don DeFosset, James R. Malone,
Susan W. Matlock, Charles D. McCrary, Claude B. Nielsen, Jorge M. Perez, Lee
J. Styslinger, III, Spence L. Wilson, John R. Roberts, UBS Securities LLC,
Citigroup Global Markets, Inc., Merrill Lynch, Pierce, Fenner & Smith
Incorporated, Wachovia Capital Markets, LLC, Morgan Stanley & Co.
Incorporated, Morgan Keagan & Company, Inc., Ernst & Young LLP.
(Filing Fee $ 350.00, Receipt Number 683116)Document filed by Alfred Fait(Individually), Alfred Fait(on behalf of all others
similarly situated).(ama) (ama). (Entered: |
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SUMMONS ISSUED as to Regions Financial Corporation,
Regions Financing Trust III, C. Dowd Ritter, Samuel W. Bartholomew, Jr,
George W. Bryan, David J. Cooper, Earnest W. Deavenport, Don DeFosset, James
R. Malone, Susan W. Matlock, Charles D. McCrary, Claude B. Nielsen, Jorge M.
Perez, Lee J. Styslinger, III, Spence L. Wilson, John R. Roberts, UBS
Securities LLC, Citigroup Global Markets, Inc., Merrill Lynch, Pierce, Fenner
& Smith Incorporated, Wachovia Capital Markets, LLC, Morgan Stanley &
Co. Incorporated, Morgan Keagan & Company, Inc., Ernst & Young LLP.
(ama) (Entered: |
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Magistrate Judge Frank Maas is so designated. (ama)
(Entered: |
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Case Designated ECF. (ama) (Entered: |
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NOTICE OF CASE REASSIGNMENT due to a Judge's Recusal to
Judge Lewis A. Kaplan. Judge Richard M. Berman is no longer assigned to the
case. (rdz) (Entered: |
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ORDER FOR INITIAL PRETRIAL CONFERENCE: Initial Conference
set for |
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STIPULATION AND ORDER: The time for plaintiff, or the
individual or entity appointed lead plaintiff in accordance with 15 U.S.C.
section 78u-4(a)(3), to file any consolidated amended complaint in this
action is extended through and including sixty (60) days after entry of the
order appointing lead plaintiff and approving of selection of lead counsel.
The time for defendants to answer, move or otherwise respond to a
consolidated amended complaint is extended through and including sixty (60)
days after the service and filing of a consolidated amended complaint by lead
plaintiff in this action. (Signed by Judge Lewis A. Kaplan on |
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NOTICE OF APPEARANCE by Bradley Jay Butwin on behalf of UBS Securities LLC, Citigroup Global Markets, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Wachovia Capital Markets, LLC, Morgan Stanley & Co. Incorporated, Morgan Keagan & Company, Inc. (Butwin, Bradley) (Entered: 05/05/2009) |
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RULE 7.1 CORPORATE DISCLOSURE STATEMENT.
Document filed by UBS Securities LLC, Citigroup Global Markets, Inc., Merrill
Lynch, Pierce, Fenner & Smith Incorporated, Wachovia Capital Markets,
LLC, Morgan Stanley & Co. Incorporated, Morgan Keagan & Company, Inc..(Butwin, Bradley) (Entered: |
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NOTICE OF APPEARANCE by William Joseph Sushon on behalf of UBS Securities LLC, Citigroup Global Markets, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Wachovia Capital Markets, LLC, Morgan Stanley & Co. Incorporated, Morgan Keagan & Company, Inc. (Sushon, William) (Entered: 05/05/2009) |
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NOTICE OF APPEARANCE by Mark Scott Germann on behalf of UBS Securities LLC, Citigroup Global Markets, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Wachovia Capital Markets, LLC, Morgan Stanley & Co. Incorporated, Morgan Keagan & Company, Inc. (Germann, Mark) (Entered: 05/05/2009) |
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NOTICE OF APPEARANCE by Jonathan Rosenberg on behalf of UBS Securities LLC, Citigroup Global Markets, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Wachovia Capital Markets, LLC, Morgan Stanley & Co. Incorporated, Morgan Keagan & Company, Inc. (Rosenberg, Jonathan) (Entered: 05/05/2009) |
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NOTICE of Substitution of Attorney. Old Attorney: Bradley
J. Butwin, Jonathan Rosenberg, William J. Sushon, Mark S. Germann, New
Attorney: Scott A. Edelman, Douglas W. Henkin, Address: Milbank, |
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DECLARATION of /Douglas W. Henkin in Support re: 10
Notice of Substitution of Attorney,,. Document filed
by UBS Securities LLC, Citigroup Global Markets, Inc., Merrill Lynch, Pierce,
Fenner & Smith Incorporated, Wachovia Capital Markets, LLC, Morgan
Stanley & Co. Incorporated, Morgan Keagan & Company, Inc.. (Henkin, Douglas) (Entered: |
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NOTICE OF APPEARANCE by Claire Elizabeth Hunter on behalf of Regions Financial Corporation, Regions Financing Trust III, C. Dowd Ritter, Samuel W. Bartholomew, Jr, George W. Bryan, David J. Cooper, Earnest W. Deavenport, Don DeFosset, James R. Malone, Susan W. Matlock, Charles D. McCrary, Claude B. Nielsen, Jorge M. Perez, Lee J. Styslinger, III, Spence L. Wilson, John R. Roberts (Hunter, Claire) (Entered: 05/29/2009) |
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RULE 7.1 CORPORATE DISCLOSURE STATEMENT.
No Corporate Parent. Document filed by Regions Financial Corporation.(Hunter,
Claire) (Entered: |
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RULE 7.1 CORPORATE DISCLOSURE STATEMENT.
Identifying Regions Financial Corporation as Corporate Parent. Document filed
by Regions Financing Trust III.(Hunter, Claire) (Entered: |
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NOTICE OF APPEARANCE by William J. Snipes on behalf of Regions Financial Corporation, Regions Financing Trust III, C. Dowd Ritter, Samuel W. Bartholomew, Jr, George W. Bryan, David J. Cooper, Earnest W. Deavenport, Don DeFosset, James R. Malone, Susan W. Matlock, Charles D. McCrary, Claude B. Nielsen, Jorge M. Perez, Lee J. Styslinger, III, Spence L. Wilson, John R. Roberts (Snipes, William) (Entered: 05/29/2009) |
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Minute Entry for proceedings held before Judge Lewis A.
Kaplan: Interim Pretrial Conference held on |
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MOTION to Consolidate Cases 1:09-cv-03161, 1:09-cv-03976.,
MOTION to Appoint Howard M. Rensin, Trustee to serve as lead plaintiff(s).,
MOTION to Appoint Counsel. Document filed by Howard M. Rensin. (Attachments:
# 1
Text of Proposed Order)(Rosenfeld, David) (Entered: |
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MEMORANDUM OF LAW in Support re: 16 MOTION to Consolidate
Cases |
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DECLARATION of David A. Rosenfeld in Support re: 16 MOTION to Consolidate
Cases |
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NOTICE OF APPEARANCE by Douglas W. Henkin on behalf of UBS Securities LLC, Citigroup Global Markets, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Wachovia Capital Markets, LLC, Morgan Stanley & Co. Incorporated, Morgan Keagan & Company, Inc. (Henkin, Douglas) (Entered: 06/09/2009) |
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NOTICE OF APPEARANCE by Scott Alexander Edelman on behalf of UBS Securities LLC, Citigroup Global Markets, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Wachovia Capital Markets, LLC, Morgan Stanley & Co. Incorporated, Morgan Keagan & Company, Inc. (Edelman, Scott) (Entered: 06/09/2009) |
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NOTICE OF APPEARANCE by Mauricio Alejandro Espana on
behalf of Ernst & Young LLP (Espana, Mauricio) (Entered: |
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NOTICE of Non-Opposition re: 16 MOTION to Consolidate
Cases |
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ORDER granting (16) Motion to Consolidate Cases 09-3161
(as Lead Case) with 09-3976; granting (16) Motion to Appoint Trustee Howard
M. Rensin as Lead Plaintiff(s); granting (16) Motion to Appoint Counsel in
case 1:09-cv-03161-LAK. Plaintiff's motion to consolidate 09 Civ. 3976 with
and into 09 Civ. 3161, to appoint a lead plaintiff and to appoint lead
counsel is granted [09 Civ. 3161 docket item 16] in ail respects, save the it
is denied as moot insofar as it seeks consolidation. SO ORDERED. (Signed by
Judge Lewis A. Kaplan on |
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MOTION for |
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25 |
TRANSCRIPT of proceedings held on |
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MEMO ENDORSEMENT on re: 24
Motion for |
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Transmission to Attorney Admissions Clerk. Transmitted re:
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Order on Motion to Appear Pro Hac Vice, to the Attorney Admissions Clerk for
updating of Attorney Information. (jfe) (Entered: |
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Transmission to Attorney Admissions Clerk. Transmitted re:
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Order on Motion to Appear Pro Hac Vice, to the Attorney Admissions Clerk for
updating of Attorney Information. (jfe) (Entered: |
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CASHIERS OFFICE REMARK on 24
Motion to Appear Pro Hac Vice in the amount of $75.00, paid on |
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MOTION for Andrew J. Brown to Appear Pro Hac Vice.
Document filed by Alfred Fait(Individually), Alfred Fait(on behalf of all
others similarly situated).(mro) (Entered: |
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MOTION for Eric I. Niehaus to Appear Pro Hac Vice.
Document filed by Alfred Fait(Individually), Alfred Fait(on behalf of all
others similarly situated).(mro) (Entered: |
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MOTION for Lucas F. Olts to Appear Pro Hac Vice. Document
filed by Alfred Fait(Individually), Alfred Fait(on behalf of all others
similarly situated).(mro) (Entered: |
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MEMO ENDORSED granting 28
Motion for Eric I. Niehaus to Appear Pro Hac Vice for Alfred Fait (Individually),
Alfred Fait (on behalf of all others similarly situated). (Signed by Judge
Lewis A. Kaplan on |
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MEMO ENDORSED granting 29
Motion for Lucas F. Olts to Appear Pro Hac Vice for Alfred Fait
(Individually), Alfred Fait (on behalf of all others similarly situated).
(Signed by Judge Lewis A. Kaplan on |
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MEMO ENDORSED granting 27
Motion for Andrew J. Brown to Appear Pro Hac Vice for Alfred Fait
(Individually), Alfred Fait (on behalf of all others similarly situated). (Signed
by Judge Lewis A. Kaplan on |
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Transmission to Attorney Admissions Clerk. Transmitted re:
30
Order on Motion to Appear Pro Hac Vice, 32
Order on Motion to Appear Pro Hac Vice, 31
Order on Motion to Appear Pro Hac Vice, to the Attorney Admissions Clerk for
updating of Attorney Information. (jmi) (Entered: |
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CASHIERS OFFICE REMARK on 27
Motion to Appear Pro Hac Vice, 29
Motion to Appear Pro Hac Vice, 28
Motion to Appear Pro Hac Vice in the amount of $75.00, paid on |
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MEMO ENDORSEMENT re: NOTICE OF SUBSTITUTION OF COUNSEL:
That the attorneys of record for Defendants UBS Securities LLC, Citigroup
Global Markets Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated,
Wachovia Capital Markets, LLC, Morgan Stanley & Co., Incorporated, and
Morgan Keegan & Company, Inc. have changed, and that Scott A. Edelman and
Douglas W. Henkin of Milbank, Tweed, Hadley & McCloy LLP, One Chase
Manhattan Plaza, New York, New York 10005, (212) 530-5000, are to be
substituted as attorneys for such defendants in theplace of O'Melveny &
Myers LLP. 0' Melveny & Myers LLP hereby withdraws from resenting
Defendants VBS Securitics llC, Citigroup Global Markets Inc., Merrill Lynch,
Pierce, Fenner & Smith Incorporated, Wachovia Capital Markets, LLC, Morgan
Stanley & Co., Incorporated, and Morgan Keegan & Company, Inc. in
this action. The parties are requested to serve copies of all future.tiled
papers on Milbank, |
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FIRST AMENDED COMPLAINT amending 1
Complaint against Regions Financial Corporation, Regions Financing Trust III,
C. Dowd Ritter, Howard M. Rensin, Samuel W. Bartholomew, Jr, George W. Bryan,
David J. Cooper, Earnest W. Deavenport, Don DeFosset, James R. Malone, Susan
W. Matlock, Charles D. McCrary, Claude B. Nielsen, Jorge M. Perez, Lee J.
Styslinger, III, Spence L. Wilson, John R. Roberts, UBS Securities LLC,
Citigroup Global Markets, Inc., Merrill Lynch, Pierce, Fenner & Smith
Incorporated, Wachovia Capital Markets, LLC, Morgan Stanley & Co.
Incorporated, Morgan Keagan & Company, Inc., Ernst & Young
LLP.Document filed by Alfred Fait(Individually), Alfred Fait(on behalf of all
others similarly situated). Related document: 1
Complaint filed by Alfred Fait.(mbe) (ama).
(Entered: |
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MOTION to Dismiss the First Amended Complaint. Document filed by Regions Financial Corporation, Regions Financing Trust III, C. Dowd Ritter, Samuel W. Bartholomew, Jr, George W. Bryan, David J. Cooper, Earnest W. Deavenport, Don DeFosset, James R. Malone, Susan W. Matlock, Charles D. McCrary, Claude B. Nielsen, Jorge M. Perez, Lee J. Styslinger, III, Spence L. Wilson, John R. Roberts.(Hunter, Claire) (Entered: 10/27/2009) |
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MEMORANDUM OF LAW in Support re: 35
MOTION to Dismiss the First Amended Complaint..
Document filed by Regions Financial Corporation, Regions Financing Trust III,
C. Dowd Ritter, Samuel W. Bartholomew, Jr, George W. Bryan, David J. Cooper,
Earnest W. Deavenport, Don DeFosset, James R. Malone, Susan W. Matlock,
Charles D. McCrary, Claude B. Nielsen, Jorge M. Perez, Lee J. Styslinger,
III, Spence L. Wilson, John R. Roberts. (Hunter, Claire) (Entered: |
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DECLARATION of Claire E. Hunter in Support re: 35
MOTION to Dismiss the First Amended Complaint..
Document filed by Regions Financial Corporation, Regions Financing Trust III,
C. Dowd Ritter, Samuel W. Bartholomew, Jr, George W. Bryan, David J. Cooper,
Earnest W. Deavenport, Don DeFosset, James R. Malone, Susan W. Matlock,
Charles D. McCrary, Claude B. Nielsen, Jorge M. Perez, Lee J. Styslinger,
III, Spence L. Wilson, John R. Roberts. (Attachments: # 1
Exhibit A-B, # 2
Exhibit C, # 3
Exhibit D, # 4
Exhibit E-G, # 5
Exhibit H-J, # 6
Exhibit K-S, # 7
Exhibit T-Z, # 8
Exhibit AA-GG)(Hunter, Claire) (Entered: |
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AFFIDAVIT OF SERVICE. Document filed by Regions Financial
Corporation, Regions Financing Trust III, C. Dowd Ritter, Samuel W.
Bartholomew, Jr, George W. Bryan, David J. Cooper, Earnest W. Deavenport, Don
DeFosset, James R. Malone, Susan W. Matlock, Charles D. McCrary, Claude B.
Nielsen, Jorge M. Perez, Lee J. Styslinger, III, Spence L. Wilson, John R.
Roberts. (Hunter, Claire) (Entered: |
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MOTION to Dismiss. Document filed by Ernst & Young
LLP.(Parzen, Stanley) (Entered: |
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MEMORANDUM OF LAW in Support re: 39
MOTION to Dismiss.. Document filed by Ernst &
Young LLP. (Parzen, Stanley) (Entered: |
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DECLARATION of J. Bishop Grewell in Support re: 39
MOTION to Dismiss.. Document filed by Ernst &
Young LLP. (Attachments: # 1
Exhibit 1 Part 1, # 2
Exhibit 1 Part 2, # 3
Exhibit 2, # 4
Exhibit 3 Part 1, # 5
Exhibit 3 Part 2, # 6
Exhibit 4)(Parzen, Stanley) (Entered: |
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JOINDER to join re: 36
Memorandum of Law in Support of Motion, 35
MOTION to Dismiss the First Amended Complaint. Joinder of the
Underwriter Defendants to the Regions Parties' Motion to Dismiss the First
Amended Complaint and the Memorandum in Support Thereof. Document filed
by UBS Securities LLC, Citigroup Global Markets, Inc., Merrill Lynch, Pierce,
Fenner & Smith Incorporated, Wachovia Capital Markets, LLC, Morgan
Stanley & Co. Incorporated, Morgan Keagan & Company, Inc..(Henkin, Douglas) (Entered: |
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CERTIFICATE OF SERVICE. Document filed by UBS Securities
LLC, Citigroup Global Markets, Inc., Merrill Lynch, Pierce, Fenner &
Smith Incorporated, Wachovia Capital Markets, LLC, Morgan Stanley & Co.
Incorporated, Morgan Keagan & Company, Inc..
(Henkin, Douglas) (Entered: |
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CORRECTED 1RST AMENDED COMPLAINT amending 34
Amended Complaint, against Regions Financial Corporation, Regions Financing
Trust III, C. Dowd Ritter, Samuel W. Bartholomew, Jr, George W. Bryan, David
J. Cooper, Earnest W. Deavenport, Don DeFosset, James R. Malone, Susan W.
Matlock, Charles D. McCrary, Claude B. Nielsen, Jorge M. Perez, Lee J.
Styslinger, III, Spence L. Wilson, John R. Roberts, UBS Securities LLC,
Citigroup Global Markets, Inc., Merrill Lynch, Pierce, Fenner & Smith
Incorporated, Wachovia Capital Markets, LLC, Morgan Stanley & Co.
Incorporated, Ernst & Young LLP.Document filed by Alfred
Fait(Individually), Howard M. Rensin, Alfred Fait(on behalf of all others similarly
situated). Related document: 34
Amended Complaint,,, filed by Alfred Fait.(ama) (Entered: |
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ENDORSED LETTER addressed to Judge Lewis A. Kaplan from
Douglas W. Henkin dated 11/6/2009 re: Requesting that the Your Honor so order
this letter to permit the clerk's office to correct the docket so that our
addresses are listed as set forth in this letter. ENDORSEMENT: SO ORDERED.
(Signed by Judge Lewis A. Kaplan on |
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ENDORSED LETTER addressed to Judge Lewis A. Kaplan from
Eric I. Niehaus dated |
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MEMORANDUM OF LAW in Opposition re: 35
MOTION to Dismiss the First Amended Complaint., 39
MOTION to Dismiss.. Document filed by Howard M. Rensin. (Brown, Andrew)
(Entered: |
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NOTICE OF APPEARANCE by David Bruce Tulchin on behalf of Regions Financial Corporation, Regions Financing Trust III, C. Dowd Ritter, Samuel W. Bartholomew, Jr, George W. Bryan, David J. Cooper, Earnest W. Deavenport, Don DeFosset, James R. Malone, Susan W. Matlock, Charles D. McCrary, Claude B. Nielsen, Jorge M. Perez, Lee J. Styslinger, III, Spence L. Wilson, John R. Roberts (Tulchin, David) (Entered: 12/22/2009) |
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REPLY MEMORANDUM OF LAW in Support re: 35
MOTION to Dismiss the First Amended Complaint..
Document filed by Regions Financial Corporation, Regions Financing Trust III,
C. Dowd Ritter, Samuel W. Bartholomew, Jr, George W. Bryan, David J. Cooper,
Earnest W. Deavenport, Don DeFosset, James R. Malone, Susan W. Matlock,
Charles D. McCrary, Claude B. Nielsen, Jorge M. Perez, Lee J. Styslinger,
III, Spence L. Wilson, John R. Roberts. (Hunter, Claire) (Entered: |
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JOINDER to join re: 49
Reply Memorandum of Law in Support of Motion,.
Document filed by UBS Securities LLC, Citigroup Global Markets, Inc., Merrill
Lynch, Pierce, Fenner & Smith Incorporated, Wachovia Capital Markets,
LLC, Morgan Stanley & Co. Incorporated, Morgan Keagan & Company, Inc..(Henkin, Douglas) (Entered: |
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CERTIFICATE OF SERVICE. Document filed by UBS Securities
LLC, Citigroup Global Markets, Inc., Merrill Lynch, Pierce, Fenner &
Smith Incorporated, Wachovia Capital Markets, LLC, Morgan Stanley & Co.
Incorporated, Morgan Keagan & Company, Inc..
(Henkin, Douglas) (Entered: |
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REPLY MEMORANDUM OF LAW in Support re: 39
MOTION to Dismiss.. Document filed by Ernst &
Young LLP. (Tharp, John) (Entered: |
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ENDORSED LETTER addressed to Judge Lewis A. Kaplan from
William J. Snipes dated 2/25/10 re: counsel requests that Claire Hunter be
withdrawn as counsel for the named defendants: Regions Financial Corporation,
Regions Financing Trust III, C. Dowd Ritter, Samuel W. Bartholomew, Jr.,
George W. Bryan, David J. Cooper, Earnest W. Deavenport, Jr., Don DeFosset,
James R. Malone, Susan W. Matlock, Charles D. McCrary, Claude B. Nielson,
Jorge M. Perez, Lee J. Styslinger, III, Spence L. Wilson, and John R.
Roberts. ENDORSEMENT: Granted. (Signed by Judge Lewis A. Kaplan on |
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NOTICE of Firm Name Change. Document filed by Howard M.
Rensin. (Brown, Andrew) (Entered: |
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MEMORANDUM OPINION; #98931 Defendants motions to dismiss
the amended complaint [DI 35, 39] are granted. (Signed by Judge Lewis A.
Kaplan on |
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Transmission to Judgments and Orders Clerk. Transmitted
re: 55
Memorandum & Opinion, to the Judgments and Orders Clerk. (pl) (Entered: |
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ORDER: For the reasons stated in the Court's May 10, 2010
Memorandum Opinion [DI 55], all claims against defendants Merrill Lynch,
Pierce, Fenner & Smith Incorporated, UBS Securities LLC, Citigroup Global
Markets Inc., Wachovia Capital Markets, LLC, Morgan Stanley & Co.,
Incorporated, and Morgan Keegan & Company, Inc., which joined in the
Regions Defendants' Motion to Dismiss the Amended Complaint [DI 35, 42], are
dismissed. SO ORDERED. (Signed by Judge Lewis A. Kaplan on |
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CLERK'S JUDGMENT That for the reasons stated in the
Court's Memorandum Opinion and Order dated May 10, 2010 and May 11, 2010, the
Regions Defendants' motion to dismiss the amended complaint is granted; and
all claims against defendants Merrill Lynch, Pierce, Fenner & Smith Incorporated,
UBS Securities LLC, Citigroup Global Markets Inc., Wachovia Capital Markets,
LLC, Morgan Stanley & Co., Incorporated, and Morgan Keegan & Company,
Inc., which joined in the Regions Defendants' motion to dismiss the amended
complaint, are dismissed also. (Signed by Clerk of Court Ruby Krajick on |
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AMENDED JUDGMENT amending ( |
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NOTICE OF APPEAL from 57
Clerk's Judgment,, 56
Order, Add and Terminate Parties,, 55
Memorandum & Opinion, 58
Amended Judgment,,,. Document filed by Howard M. Rensin, Howard M. Rensin.
Filing fee $ 455.00, receipt number E 905984. (nd) (Entered: |
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Transmission of Notice of Appeal to the District Judge re:
59
Notice of Appeal,. (nd) (Entered: |
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Transmission of Notice of Appeal and Certified Copy of
Docket Sheet to |
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Appeal Record Sent to USCA (Electronic File). Certified
Indexed record on Appeal Electronic Files for 42
Joinder,, filed by Wachovia Capital Markets, LLC, Merrill Lynch, Pierce,
Fenner & Smith Incorporated, UBS Securities LLC, Morgan Stanley & Co.
Incorporated, Citigroup Global Markets, Inc., Morgan Keagan & Company,
Inc., 41
Declaration in Support of Motion, filed by Ernst & Young LLP, 54
Notice (Other) filed by Howard M. Rensin, 57
Clerk's Judgment,, 11
Declaration in Support, filed by Wachovia Capital Markets, LLC, Merrill
Lynch, Pierce, Fenner & Smith Incorporated, UBS Securities LLC, Morgan
Stanley & Co. Incorporated, Citigroup Global Markets, Inc., Morgan Keagan
& Company, Inc., 5
Notice of Appearance, filed by Wachovia Capital Markets, LLC, Merrill Lynch,
Pierce, Fenner & Smith Incorporated, UBS Securities LLC, Morgan Stanley
& Co. Incorporated, Citigroup Global Markets, Inc., Morgan Keagan &
Company, Inc., 50
Joinder, filed by Wachovia Capital Markets, LLC, Merrill Lynch, Pierce,
Fenner & Smith Incorporated, UBS Securities LLC, Morgan Stanley & Co.
Incorporated, Citigroup Global Markets, Inc., Morgan Keagan & Company,
Inc., 38
Affidavit of Service Other, filed by Claude B. Nielsen, Regions Financing
Trust III, George W. Bryan, Susan W. Matlock, James R. Malone, Regions
Financial Corporation, John R. Roberts, Charles D. McCrary, Spence L. Wilson,
Jorge M. Perez, Earnest W. Deavenport, C. Dowd Ritter, Lee J. Styslinger,
III, David J. Cooper, Samuel W. Bartholomew, Jr., Don DeFosset, 59
Notice of Appeal, filed by Howard M. Rensin, 43
Certificate of Service Other, filed by Merrill Lynch, Pierce, Fenner &
Smith Incorporated, Citigroup Global Markets, Inc., Wachovia Capital Markets,
LLC, Morgan Stanley & Co. Incorporated, Morgan Keagan & Company,
Inc., UBS Securities LLC, 56
Order, Add and Terminate Parties,,,, 9
Notice of Appearance, filed by Merrill Lynch, Pierce, Fenner & Smith
Incorporated, Citigroup Global Markets, Inc., Wachovia Capital Markets, LLC,
Morgan Stanley & Co. Incorporated, Morgan Keagan & Company, Inc., UBS
Securities LLC, 26
Order on Motion to Appear Pro Hac Vice, 1
Complaint,, filed by Alfred Fait, 22
Notice (Other), Notice (Other) filed by Howard M. Rensin, 10
Notice of Substitution of Attorney,, filed by Merrill Lynch, Pierce, Fenner
& Smith Incorporated, Citigroup Global Markets, Inc., Wachovia Capital
Markets, LLC, Morgan Stanley & Co. Incorporated, Morgan Keagan &
Company, Inc., UBS Securities LLC, 7
Notice of Appearance, filed by Merrill Lynch, Pierce, Fenner & Smith
Incorporated, Citigroup Global Markets, Inc., Wachovia Capital Markets, LLC,
Morgan Stanley & Co. Incorporated, Morgan Keagan & Company, Inc., UBS
Securities LLC, 6
Rule 7.1 Corporate Disclosure Statement, filed by Merrill Lynch, Pierce,
Fenner & Smith Incorporated, Citigroup Global Markets, Inc., Wachovia
Capital Markets, LLC, Morgan Stanley & Co. Incorporated, Morgan Keagan
& Company, Inc., UBS Securities LLC, 18
Declaration in Support of Motion, filed by Howard M. Rensin, 47
Memorandum of Law in Opposition to Motion filed by Howard M. Rensin, 33
Memo Endorsement, Add and Terminate Attorneys,,,,,,,,,, 13
Rule 7.1 Corporate Disclosure Statement filed by Regions Financial
Corporation, 3
Order for Initial Pretrial Conference, 52
Reply Memorandum of Law in Support of Motion filed by Ernst & Young LLP, 51
Certificate of Service Other, filed by Merrill Lynch, Pierce, Fenner &
Smith Incorporated, Citigroup Global Markets, Inc., Wachovia Capital Markets,
LLC, Morgan Stanley & Co. Incorporated, Morgan Keagan & Company,
Inc., UBS Securities LLC, 19
Notice of Appearance, filed by Merrill Lynch, Pierce, Fenner & Smith
Incorporated, Citigroup Global Markets, Inc., Wachovia Capital Markets, LLC,
Morgan Stanley & Co. Incorporated, Morgan Keagan & Company, Inc., UBS
Securities LLC, 31
Order on Motion to Appear Pro Hac Vice, 27
MOTION for Andrew J. Brown to Appear Pro Hac Vice. filed
by Alfred Fait, 24
MOTION for Stanley J. Parzen, John J. Tharp Jr. and J. Bishop Grewell to
Appear Pro Hac Vice. filed by Ernst & Young LLP, 2
Notice of Case Assignment/Reassignment, 37
Declaration in Support of Motion,, filed by Claude B. Nielsen, Regions
Financing Trust III, George W. Bryan, Susan W. Matlock, Regions Financial
Corporation, James R. Malone, John R. Roberts, Charles D. McCrary, Spence L.
Wilson, Jorge M. Perez, Earnest W. Deavenport, C. Dowd Ritter, Lee J.
Styslinger, III, David J. Cooper, Samuel W. Bartholomew, Jr., Don DeFosset, 14
Rule 7.1 Corporate Disclosure Statement filed by Regions Financing Trust III,
36
Memorandum of Law in Support of Motion, filed by Claude B. Nielsen, Regions
Financing Trust III, George W. Bryan, Susan W. Matlock, Regions Financial
Corporation, James R. Malone, John R. Roberts, Charles D. McCrary, Spence L.
Wilson, Jorge M. Perez, Earnest W. Deavenport, C. Dowd Ritter, Lee J.
Styslinger, III, David J. Cooper, Samuel W. Bartholomew, Jr., Don DeFosset, 48
Notice of Appearance, filed by Claude B. Nielsen, Regions Financing Trust
III, George W. Bryan, Susan W. Matlock, Regions Financial Corporation, James
R. Malone, John R. Roberts, Charles D. McCrary, Spence L. Wilson, Jorge M.
Perez, Earnest W. Deavenport, C. Dowd Ritter, Lee J. Styslinger, III, David
J. Cooper, Samuel W. Bartholomew, Jr., Don DeFosset, 23
Order on Motion to Consolidate Cases, Order on Motion to Appoint Lead
Plaintiff(s), Order on Motion to Appoint Counsel,, Order on Motion to Appoint
Lead Plaintiff(s),,, Order on Motion to Appoint Lead Plaintiff(s), 21
Notice of Appearance filed by Ernst & Young LLP, 15
Notice of Appearance, filed by Claude B. Nielsen, Regions Financing Trust
III, George W. Bryan, Susan W. Matlock, Regions Financial Corporation, James
R. Malone, John R. Roberts, Charles D. McCrary, Spence L. Wilson, Jorge M.
Perez, Earnest W. Deavenport, C. Dowd Ritter, Lee J. Styslinger, III, David
J. Cooper, Samuel W. Bartholomew, Jr., Don DeFosset, 30
Order on Motion to Appear Pro Hac Vice, 53
Endorsed Letter,, 32
Order on Motion to Appear Pro Hac Vice, 45
Endorsed Letter, 29
MOTION for Lucas F. Olts to Appear Pro Hac Vice. filed
by Alfred Fait, 35
MOTION to Dismiss the First Amended Complaint. filed by Claude B.
Nielsen, Regions Financing Trust III, George W. Bryan, Susan W. Matlock,
Regions Financial Corporation, James R. Malone, John R. Roberts, Charles D.
McCrary, Spence L. Wilson, Jorge M. Perez, Earnest W. Deavenport, C. Dowd
Ritter, Lee J. Styslinger, III, David J. Cooper, Samuel W. Bartholomew, Jr.,
Don DeFosset, 44
Amended Complaint,,, filed by Alfred Fait, Howard M. Rensin, 28
MOTION for Eric I. Niehaus to Appear Pro Hac Vice. filed by Alfred Fait, 20
Notice of Appearance, filed by Merrill Lynch, Pierce, Fenner & Smith
Incorporated, Citigroup Global Markets, Inc., Wachovia Capital Markets, LLC,
Morgan Stanley & Co. Incorporated, Morgan Keagan & Company, Inc., UBS
Securities LLC, 17
Memorandum of Law in Support of Motion, filed by Howard M. Rensin, 49
Reply Memorandum of Law in Support of Motion, filed by Claude B. Nielsen,
Regions Financing Trust III, George W. Bryan, Susan W. Matlock, Regions
Financial Corporation, James R. Malone, John R. Roberts, Charles D. McCrary,
Spence L. Wilson, Jorge M. Perez, Earnest W. Deavenport, C. Dowd Ritter, Lee
J. Styslinger, III, David J. Cooper, Samuel W. Bartholomew, Jr., Don
DeFosset, 16
MOTION to Consolidate Cases 1:09-cv-03161, 1:09-cv-03976. MOTION to Appoint
Howard M. Rensin, Trustee to serve as lead plaintiff(s). MOTION to Appoint
Counsel. MOTION to Appoint Howard M. Rensin, Trustee to serve as lead
plaintiff(s). filed by Howard M. Rensin, 4
Stipulation and Order, Set Deadlines/Hearings,,,, 39
MOTION to Dismiss. filed by Ernst & Young LLP, 46
Endorsed Letter, 34
Amended Complaint,,, filed by Alfred Fait, 58
Amended Judgment,,, 40
Memorandum of Law in Support of Motion filed by Ernst & Young LLP, 8
Notice of Appearance, filed by Merrill Lynch, Pierce, Fenner & Smith
Incorporated, Citigroup Global Markets, Inc., Wachovia Capital Markets, LLC,
Morgan Stanley & Co. Incorporated, Morgan Keagan & Company, Inc., UBS
Securities LLC, 12
Notice of Appearance, filed by Claude B. Nielsen, Regions Financing Trust
III, George W. Bryan, Susan W. Matlock, Regions Financial Corporation, James
R. Malone, John R. Roberts, Charles D. McCrary, Spence L. Wilson, Jorge M.
Perez, Earnest W. Deavenport, C. Dowd Ritter, Lee J. Styslinger, III, David
J. Cooper, Samuel W. Bartholomew, Jr., Don DeFosset were transmitted to the
U.S. Court of Appeals. (nd) (Entered: |
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