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LEAD, NDISPO |
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Cause: 15:78 Securities Exchange Act |
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Plaintiff |
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Adam Skaggs |
represented by |
Kip Brian Shuman |
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Plaintiff |
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William A. Poppo |
represented by |
Albert Y. Chang |
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Consol Plaintiff |
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John S. Burke |
represented by |
Jeffrey Allen Berens |
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Consol Plaintiff |
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Marilyn A. Ides |
represented by |
Kip Brian Shuman |
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Consol Plaintiff |
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Jennifer Ross |
represented by |
Kip Brian Shuman |
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Defendant |
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Level 3 Communications, Inc. |
represented by |
Lon Angelo Licata |
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Defendant |
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Kevin J. O'Hara |
represented by |
Lon Angelo Licata |
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Defendant |
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James Q. Crowe |
represented by |
Lon Angelo Licata |
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Defendant |
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Sunit S. Patel |
represented by |
Lon Angelo Licata |
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Defendant |
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Eric J. Mortensen |
represented by |
Lon Angelo Licata |
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Defendant |
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Walter Scott, Jr. |
represented by |
Brian Neil Hoffman |
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Defendant |
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Charles Buddy C. Miller, |
represented by |
Brian Neil Hoffman |
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Interested Party |
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Carl Kiefer, Sr. |
represented by |
David P. Hersh |
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Interested Party |
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Carl Kiefer, Jr. |
represented by |
David P. Hersh |
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Interested Party |
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represented by |
Kip Brian Shuman |
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Interested Party |
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Dennis Elko |
represented by |
Kip Brian Shuman |
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Interested Party |
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Douglas B. Nedry |
represented by |
Kip Brian Shuman |
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Date Filed |
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Docket Text |
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Class Action COMPLAINT for Violations of the Federal
Securities Laws and Jury Demand against Level 3 Communications, Inc., Kevin
J. O'Hara, James Q. Crowe, Sunit S. Patel ( Filing fee $ 350, Receipt Number |
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MEMORANDUM RETURNING CASE for reassignment by Senior
District Judge Miller. (sah, ) (Entered: |
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LETTER REASSIGNING CASE. Case reassigned to Judge Philip
A. Brimmer for all further proceedings. Judge Walker D. Miller no longer
assigned to the case. (sah, ) (Entered: |
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ORDER REFERRING CASE to Magistrate Judge Craig B. Shaffer
by Judge Philip A. Brimmer on |
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SUMMONS Returned Executed by Adam Skaggs. Level 3
Communications, Inc. served on |
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NOTICE OF CASE ASSOCIATION by Plaintiff Adam Skaggs
(Glenn, Rusty) (Entered: |
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STIPULATED MOTION For Extension of Time to Respond to the 1
Complaint by Plaintiff Adam Skaggs. (Attachments: # 1
Proposed Order (PDF Only))(Glenn, Rusty) (Modified on |
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WAIVER OF SERVICE Returned Executed by Adam Skaggs. James
Q. Crowe waiver sent on |
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WAIVER OF SERVICE Returned Executed by Adam Skaggs. Sunit
S. Patel waiver sent on |
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WAIVER OF SERVICE Returned Executed by Adam Skaggs. Kevin
J. O'Hara waiver sent on |
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WAIVER OF SERVICE Returned Executed by Adam Skaggs. Eric
J. Mortensen waiver sent on |
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ORDER 09-cv-00200- |
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MINUTE ORDER granting in part 7
Stipulated Motion for Extension of Time to Respond to the Complaints.
Defendants in the consolidated actions have up to and including |
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14 |
Utility Setting/Resetting Deadlines/Hearings: Level 3
Communications, Inc. answer due |
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MINUTE ORDER Status Conference set for |
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NOTICE of Entry of Appearance by Steven M. Kaufmann on
behalf of all defendants (Kaufmann, Steven) (Entered: |
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NOTICE of Entry of Appearance by Brian Neil Hoffman on
behalf of all defendants (Hoffman, Brian) (Entered: |
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NOTICE of Entry of Appearance by Rusty Evan Glenn on
behalf of Adam Skaggs, Marilyn A. Ides (Glenn, Rusty) (Entered: |
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Joint MOTION For Extension of Time , Set Briefing
Schedule, and Vacate Status Conference by Defendants Eric J. Mortensen,
Level 3 Communications, Inc., Kevin J. O'Hara, James Q. Crowe, Sunit S.
Patel. (Attachments: # 1
Proposed Order (PDF Only))(Kaufmann, Steven) (Entered: |
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20 |
MEMORANDUM regarding 19
Joint MOTION For Extension of Time , Set
Briefing Schedule, and Vacate Status Conference filed by Sunit S. Patel,
James Q. Crowe, Eric J. Mortensen, Kevin J. O'Hara, Level 3 Communications,
Inc. Motion referred to Magistrate Judge Craig B. Shaffer by Judge Philip A.
Brimmer on |
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MINUTE ORDER denying 19
Joint Motion to Extend Time, Set Briefing Schedule, and Vacate Status
Conference, to the extent that the parties wish to reset the |
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CORPORATE DISCLOSURE STATEMENT by Defendant Level 3
Communications, Inc... (Hoffman, Brian) (Entered: |
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NOTICE OF CASE ASSOCIATION by Consol Plaintiff Marilyn A.
Ides and Plaintiff Adam Skaggs (Glenn, Rusty) Modified on |
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NOTICE of Entry of Appearance by David P. Hersh on behalf of Carl Kiefer, Sr, Carl Kiefer, Jr (Hersh, David) (Entered: 04/03/2009) |
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NOTICE of Entry of Appearance by Seth Alan Katz on behalf of Carl Kiefer, Sr, Carl Kiefer, Jr (Katz, Seth) (Entered: 04/03/2009) |
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MOTION to Appoint Counsel by Interested Parties Carl
Kiefer, Sr, Carl Kiefer, Jr. (Attachments: # 1
Proposed Order (PDF Only) Re: Appointment of Kieffer Family as Lead Plaintiff
and Approval of Lead Counsel)(Katz, Seth) (Entered: |
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BRIEF in Support re 26 MOTION to Appoint Counsel filed by Interested Parties Carl Kiefer, Sr, Carl Kiefer, Jr. (Katz, Seth) (Entered: 04/06/2009) |
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DECLARATION of Seth A. Katz regarding MOTION to Appoint Counsel 26 by Interested Parties Carl Kiefer, Sr, Carl Kiefer, Jr. (Attachments: # 1 Exhibit A-G to Declaration of Seth A. Katz in Support of Motion of Kieffer Family for Appt. as Lead Plaintiff and Approval of Lead Counsel)(Katz, Seth) (Entered: 04/06/2009) |
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29 |
MINUTE ORDER denying without prejudice 26
Motion for Appointment as Lead Plaintiff, for failure to comply with the
provisions of D.C. |
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NOTICE of Entry of Appearance by Jeffrey Allen Berens on
behalf of William A. Poppo (Berens, Jeffrey) (Entered: |
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MOTION to Appoint Counsel and for appointment as lead
plaintiff by Interested Party William A. Poppo. (Attachments: # 1
Proposed Order (PDF Only))(Berens, Jeffrey) (Entered: |
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MOTION for Appointment AS LEAD PLAINTIFF |
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DECLARATION of Jeffrey A. Berens regarding MOTION
to Appoint Counsel and for appointment as lead plaintiff 31
by Interested Party William A. Poppo. (Attachments: # 1
Exhibit A, # 2
Exhibit B, # 3
Exhibit C, # 4
Exhibit D, # 5
Exhibit E, # 6
Exhibit F)(Berens, Jeffrey) (Entered: |
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Minute Entry for proceedings held before Magistrate Judge
Craig B. Shaffer: Status Conference held on |
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NOTICE of Entry of Appearance by Rusty Evan Glenn on
behalf of Southeastern Pennsylvania Transportation Authority, Dennis Elko and
Douglas B. Nedry (Glenn, Rusty) Modified on |
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35 |
Docket Annotation re: 32 MOTION for Appointment AS
LEAD PLAINTIFF |
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MOTION to Appoint Counsel as Lead Counsel by Interested Parties Carl Kiefer, Sr, Carl Kiefer, Jr. (Attachments: # 1 Proposed Order (PDF Only) Re: Appointment of Kiefer Family as Lead Plaintiff and Approval of Lead Counsel)(Katz, Seth) (Entered: 04/07/2009) |
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CERTIFICATE OF COMPLIANCE with Local Rule 7.1A Duty to Confer re 36 MOTION to Appoint Counsel as Lead Counsel by Interested Parties Carl Kiefer, Sr, Carl Kiefer, Jr. (Katz, Seth) (Entered: 04/07/2009) |
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BRIEF in Support re 36 MOTION to Appoint Counsel as Lead Counsel filed by Interested Parties Carl Kiefer, Sr, Carl Kiefer, Jr. (Katz, Seth) (Entered: 04/07/2009) |
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DECLARATION of Seth A. Katz regarding MOTION to Appoint Counsel as Lead Counsel 36 by Interested Parties Carl Kiefer, Sr, Carl Kiefer, Jr. (Attachments: # 1 Exhibit A-G to Declaration of Seth A. Katz)(Katz, Seth) (Entered: 04/07/2009) |
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ORDER CONSOLIDATING CASES Civil Action No. 09-cv-00606- |
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MINUTE ORDER re: Motions for appointment as lead plaintiff
and approval of lead counsel in this consolidated action ( 31
, 32
, and 36
). Any responses to the motions for appointment as lead plaintiff and
approval of lead counsel shall be filed on or before |
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42 |
Docket Annotation re: 34 Notice of Entry of
Appearance. This docket entry was modified to add Elko and Nedry as filers.
Text only entry - no document attached. (gmssl, ) (Entered: |
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RESPONSE to Motion re 31
MOTION to Appoint Counsel and for appointment as lead plaintiff, 32
MOTION for Appointment AS LEAD PLAINTIFF |
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RESPONSE to Motion re 31
MOTION to Appoint Counsel and for appointment as lead plaintiff, 32
MOTION for Appointment AS LEAD PLAINTIFF |
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RESPONSE to Motion re 31
MOTION to Appoint Counsel and for appointment as lead plaintiff, 36
MOTION to Appoint Counsel as Lead Counsel filed by Interested Parties
Southeastern Pennsylvania Transportation Authority, Dennis Elko, Douglas B. Nedry. (Attachments: # 1
Exhibit, # 2
Exhibit)(Glenn, Rusty) (Entered: |
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REPLY to Response to Motion re 31
MOTION to Appoint Counsel and for appointment as lead plaintiff filed
by Interested Party William A. Poppo. (Attachments: # 1
Exhibit 1, # 2
Exhibit 2, # 3
Exhibit 3)(Berens, Jeffrey) (Entered: |
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48 |
Docket Annotation re: 47 Reply to Response to
Motion. Counsel used the incorrect event and has been asked to re-file this
document as a Response to Motion. Text only entry - no document attached.
(ebs, ) (Entered: |
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RESPONSE to Motion re 32
MOTION for Appointment AS LEAD PLAINTIFF |
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REPLY to Response to Motion re 36 MOTION to Appoint Counsel as Lead Counsel, 26 MOTION to Appoint Counsel as Lead Plaintiff and Approval of Selection of Lead Counsel filed by Interested Parties Carl Kiefer, Sr, Carl Kiefer, Jr. (Katz, Seth) (Entered: 04/17/2009) |
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REPLY to Response to Motion re 32
MOTION to Appoint Counsel filed by Interested Parties Southeastern
Pennsylvania Transportation Authority, Dennis Elko, Douglas
B. Nedry. (Glenn, Rusty) Modified on |
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DECLARATION of Michael Goldberg regarding Reply to
Response to Motion, 51
by Interested Parties Southeastern Pennsylvania Transportation Authority,
Dennis Elko, Douglas B. Nedry. (Attachments: # 1
Exhibit, # 2
Exhibit)(Glenn, Rusty) (Entered: |
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REPLY to Response to Motion re 31
MOTION to Appoint Counsel and for appointment as lead plaintiff filed
by Interested Party William A. Poppo. (Berens, Jeffrey) (Entered: |
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ORDER APPOINTING LEAD PLAINTIFF Granting in part 31 William A. Poppo's Motion for Appointment as Lead Plaintiff and Approval of Lead Counsel. The motion is granted to the extent that it requests appointment of Mr. Poppo as lead plaintiff. The Court defers ruling on the portion of the motion requesting approval of lead counsel selected by Mr. Poppo. Denying 32 Level 3 Plaintiffs Group's Motion for Appointment as Lead Plaintiff and Approval of Lead Counsel. Denying 36 Kiefer Family's Motion for Appointment as Lead Plaintiff and Approval of Lead Counsel. Mr. Poppo shall submit briefing to the Court on or before 5/11/09 addressing selection and approval of counsel in this action, consistent with this Order, by Judge Philip A. Brimmer on 5/4/09.(ebs, ) (Entered: 05/04/2009) |
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RESPONSE to 54
Order on Motion to Appoint Counsel,,,, Order on
Motion for Appointment,,,,,,, by Plaintiff William A. Poppo. (Attachments: # 1
Exhibit A, # 2
Exhibit B, # 3
Exhibit C, # 4
Exhibit D, # 5
Exhibit E, # 6
Exhibit F, # 7
Exhibit G, # 8
Exhibit H)(Berens, Jeffrey) (Entered: |
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NOTICE of Entry of Appearance by Trig Randall Smith on
behalf of William A. Poppo, John S. Burke (Smith, Trig) (Entered: |
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MOTION for Reconsideration re 54
Order on Motion to Appoint Counsel,,,, Order on Motion for Appointment,,,,,,,
by Interested Parties Southeastern Pennsylvania Transportation Authority,
Dennis Elko, Douglas B. Nedry. (Shuman, Kip) (Entered: |
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MINUTE ORDER re: 31
Lead Plaintiff William A. Poppo's Motion for Approval of Lead Plaintiff's
Selection of Lead and Liaison Counsel. Pursuant to 15 U.S.C. § 78u-4(a)(3)(B)(v), lead plaintiff William A. Poppos selection of
lead and liaison counsel is approved. Coughlin Stoia Geller Rudman &
Robbins LLP and Johnson Bottini, LLP shall serve as co-lead counsel and Dyer
& Berens LLP shall serve as liaison counsel in this consolidated action,
by Judge Philip A. Brimmer on |
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59 |
MINUTE ORDER setting telephonic Status Conference for |
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NOTICE of Entry of Appearance by Julie A. Kearns on behalf
of William A. Poppo, John S. Burke ( |
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COURTROOM MINUTES - Minute Entry for proceedings held
before Magistrate Judge Craig B. Shaffer. Status Conference held on |
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ORDER denying 57
Southeastern |
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MINUTE ORDER re: 61 Order. ORDERED that the
lead plaintiff shall file an amended complaint no later than |
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NOTICE of Entry of Appearance by Laurie L. Largent on
behalf of William A. Poppo, John S. Burke (Largent, Laurie) (Entered: |
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NOTICE of Entry of Appearance by Kristin A. Martinez on
behalf of William A. Poppo, John S. Burke ( |
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NOTICE of Entry of Appearance by Henry Rosen on behalf of
William A. Poppo, John S. Burke (Rosen, Henry) (Entered: |
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TRANSCRIPT of Telephonic Status Conference held on NOTICE - REDACTION OF TRANSCRIPTS: Within seven
calendar days of this filing, each party shall inform the Court, by filing a
Notice of Intent to Redact, of the party's intent to redact personal
identifiers from the electronic transcript of the court proceeding. If a
Notice of Intent to Redact is not filed within the allotted time, this
transcript will be made electronically available after 90 days. Please see
the Notice of Electronic Availability of Transcripts document at
www.cod.uscourts.gov. Transcript may only be viewed at the court public terminal
or purchased through the Court Reporter/Transcriber prior to the 90 day
deadline for electronic posting on PACER. Release of Transcript Restriction
set for |
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AMENDED COMPLAINT CONSOLIDATED CLASS ACTION COMPLAINT
FOR VIOLATIONS OF THE FEDERAL SECURITIES |
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USCA ORDER Denying Petition for Writ of Mandamus filed by
Southeastern Pennsylvania Transportation Authority, Dennis Eldo and Douglas
B. Nedrey. USCA case no. 09-1242. (bjrsl, ) (Entered: |
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Unopposed MOTION for Leave to File Excess Pages Motion
for Leave to File a Combined Motion and Brief to Dismiss in Excess of 15
Pages by Defendants Eric J. Mortensen, Walter Scott, Jr, Charles Buddy C.
Miller, |
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NOTICE of Entry of Appearance by Albert Y. Chang on behalf
of William A. Poppo (Attachments: # 1
Certificate of Service)(Chang, Albert) (Entered: |
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NOTICE of Entry of Appearance by Francis A. Bottini, Jr on
behalf of William A. Poppo (Attachments: # 1
Certificate of Service)(Bottini, Francis) (Entered: |
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73 |
MINUTE ORDER: It is ORDERED that defendants' Unopposed
Motion for Leave to File a Combined Motion and Brief to Dismiss in Excess of
15 Pages 70
is GRANTED. The page limitation applicable to defendants' joint motion to
dismiss shall be twenty pages, excluding pages devoted to a cover page, table
of contents, table of authorities, signature block, and certificate of
service. By Judge Philip A. Brimmer on 7/28/09.TEXT ONLY ENTRY - NO DOCUMENT
ATTACHED (pabsec) (Entered: |
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MOTION to Dismiss Defendants' Combined Motion and Brief
to Dismiss Plaintiff's Consolidated Complaint by Defendants Eric J.
Mortensen, Walter Scott, Jr, Charles Buddy C. Miller, |
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DECLARATION of Brian Hoffman in Support of Defendants'
Combined Motion and Brief to Dismiss Plaintiff's Consolidated Complaint 74
(additional exhibits K-O will be submitted in the next filing) by
Defendants Eric J. Mortensen, Walter Scott, Jr, Charles Buddy C. Miller, |
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Exhibits in Support of Declaration of Brian Hoffman In
Support of Defendants' Combined Motion and Brief To Dismiss Plaintiff's
Consolidated Complaint (continuation from previous filing) 75
by Defendants Eric J. Mortensen, Walter Scott, Jr, Charles Buddy C. Miller, |
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MOTION for Order to grant Defendants' Motion Requesting
Judicial Notice by Defendants Eric J. Mortensen, Walter Scott, Jr,
Charles Buddy C. Miller, |
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WAIVER OF SERVICE Returned Executed by William A. Poppo.
Charles Buddy C. Miller, |
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WAIVER OF SERVICE Returned Executed by William A. Poppo.
Walter Scott, Jr waiver sent on |
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Unopposed MOTION for Extension of Time to File
Response/Reply as to 74
MOTION to Dismiss Defendants' Combined Motion and Brief to Dismiss
Plaintiff's Consolidated Complaint, 77
MOTION for Order to grant Defendants' Motion Requesting Judicial Notice,
Unopposed MOTION for Leave to File Excess Pages by Plaintiff William A.
Poppo. (Attachments: # 1
Proposed Order (PDF Only))(Largent, Laurie) (Entered: |
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81 |
MINUTE ORDER granting 80
lead plaintiff's motion for extension of time and for excess pages. Plaintiff
may have up to and including August 28, 2009 to file responses to defendants'
motion to dismiss 74
and defendants' request for judicial notice 77
. Plaintiff is granted leave to file a response to defendant's motion to
dismiss not to exceed 20 pages, excluding pages devoted to a cover page,
table of contents, table of authorities, signature block and certificate of
service. By Judge Philip A. Brimmer on 8/17/09.TEXT ONLY ENTRY - NO DOCUMENT
ATTACHED (pabsec) (Entered: |
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BRIEF in Opposition to 74
MOTION to Dismiss Defendants' Combined Motion and Brief to Dismiss
Plaintiff's Consolidated Complaint filed by Plaintiff William A. Poppo.
(Attachments: # 1
Appendix Unpublished Cases)(Rosen, Henry) (Entered: |
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BRIEF in Opposition to 77
MOTION for Order to grant Defendants' Motion Requesting Judicial Notice
filed by Plaintiff William A. Poppo. (Attachments: # 1
Appendix Unpublished Case)(Rosen, Henry) (Entered: |
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Unopposed MOTION for Extension of Time to File
Response/Reply as to 74
MOTION to Dismiss Defendants' Combined Motion and Brief to Dismiss
Plaintiff's Consolidated Complaint, 77
MOTION for Order to grant Defendants' Motion Requesting Judicial Notice,
Unopposed MOTION for Leave to File Excess Pages by Defendants Eric J.
Mortensen, Walter Scott, Jr, Charles Buddy C. Miller, |
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85 |
MINUTE ORDER granting 84
Motion for Extension of Time and Additional Pages for Replies. Defendants may
have up to and including |
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REPLY to Response to 74
MOTION to Dismiss Defendants' Combined Motion and Brief to Dismiss
Plaintiff's Consolidated Complaint Reply in Support of Defendants'
Combined Motion and Brief to Dismiss Plaintiff's Consolidated Complaint
filed by Defendants Eric J. Mortensen, Walter Scott, Jr, Charles Buddy C.
Miller, |
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REPLY to Response to 77
MOTION for Order to grant Defendants' Motion Requesting Judicial Notice
Reply in Support of Defendants' Motion Requesting Judicial Notice
filed by Defendants Eric J. Mortensen, Walter Scott, Jr, Charles Buddy C.
Miller, |