US
District Court Civil Docket as of 05/02/2011
Retrieved from the court on November 10, 2011
Southern District of New York (
CIVIL DOCKET FOR CASE #:
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Cause:
15:78m(a) Securities Exchange Act |
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Plaintiff
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Marshall
Freidus
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represented by |
Samuel
Howard Rudman |
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Plaintiff
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Edward
P. Zemprelli
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represented by |
Samuel
Howard Rudman |
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Movant
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Harold
H. Powell Trust
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represented by |
David
Lloyd Wales |
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Movant
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Claude
Emery
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represented by |
David
Lloyd Wales |
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Movant
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Silliman
Group
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represented by |
Jonathan
K. Levine |
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Movant
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Belmont
Holdings Corp
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represented by |
Deborah
R Gross |
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Movant
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Martin
S Ettin
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represented by |
James
Clayton Kelly |
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Movant
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Continental
Trust
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represented by |
David
A.P. Brower |
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Movant
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represented by |
David
A.P. Brower |
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Defendant
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represented by |
Mitchell
A. Lowenthal |
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Defendant
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represented by |
Mitchell
A. Lowenthal |
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Defendant
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Fred
S. Hubbell
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Defendant
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Ing
Financial Markets LLC |
represented by |
Mitchell
A. Lowenthal |
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Defendant
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represented by |
Adam
Selim Hakki |
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Defendant
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Citigroup
Global Markets Inc.
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represented by |
Adam
Selim Hakki |
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Defendant
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Merrill
Lynch, Pierce, Fenner & Smith Incorporated |
represented by |
Adam
Selim Hakki |
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Defendant
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Wachovia
Capital Markets, LLC |
represented by |
Adam
Selim Hakki |
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Defendant
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Morgan
Stanley & Co. Incorporated |
represented by |
Adam
Selim Hakki |
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Defendant
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Banc
of |
represented by |
Adam
Selim Hakki |
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Defendant
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represented by |
Adam
Selim Hakki |
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Defendant
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Credit
Suisse Securities ( |
represented by |
Adam
Selim Hakki |
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Defendant
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HSBC
Securities ( |
represented by |
Adam
Selim Hakki |
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Defendant
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J.P.
Morgan Securities Inc. |
represented by |
Adam
Selim Hakki |
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Defendant
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represented by |
Adam
Selim Hakki |
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Defendant
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A.G.
Edwards & Sons, Inc. |
represented by |
Adam
Selim Hakki |
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Defendant
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Wachovia
Corporation
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Defendant
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Ernst
& Young LLP
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Defendant
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H.J.
Blaisse
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represented by |
Mitchell
A. Lowenthal |
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Defendant
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Eric
F. Boyer De La Giroday |
represented by |
Mitchell
A. Lowenthal |
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Defendant
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Paul
M. Frentop
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represented by |
Mitchell
A. Lowenthal |
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Defendant
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Cornelis
Petrus Leenaars
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Defendant
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Cornelis
Maas |
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Defendant
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Ton
Regtuijt
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Defendant
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Alexander
H.G. Rinnooy |
represented by |
Mitchell
A. Lowenthal |
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Defendant
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Anton
Herman Josias Risseeuw |
represented by |
Mitchell
A. Lowenthal |
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Defendant
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Aandelen
Stichting Ing
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represented by |
Mitchell
A. Lowenthal |
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Defendant
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Johannes
Van Barneveld
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represented by |
Mitchell
A. Lowenthal |
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Defendant
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Jan
J.M. Veraart
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represented by |
Mitchell
A. Lowenthal |
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Defendant
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Hans
K. Verkoren
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represented by |
Mitchell
A. Lowenthal |
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Defendant
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Stitching
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represented by |
Mitchell
A. Lowenthal |
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Defendant
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Eli
P. Leenaars
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represented by |
Mitchell
A. Lowenthal |
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Defendant
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Tom
Regtuijt
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represented by |
Mitchell
A. Lowenthal |
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Defendant
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Michel
J. Tilmant
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represented by |
Mitchell
A. Lowenthal |
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Defendant
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Cees |
represented by |
Mitchell
A. Lowenthal |
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Defendant
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Ing
Groep N.V.
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represented by |
Mitchell
A. Lowenthal |
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Date
Filed |
# |
Docket
Text |
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COMPLAINT
against Citigroup Global Markets Inc., Merrill Lynch, Pierce, Fenner &
Smith Incorporated, Wachovia Capital Markets, LLC, Morgan Stanley & Co.
Incorporated, Banc of America Securities LLC, |
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SUMMONS
ISSUED as to Citigroup Global Markets Inc., Merrill Lynch, Pierce, Fenner
& Smith Incorporated, Wachovia Capital Markets, LLC, Morgan Stanley &
Co. Incorporated, Banc of America Securities LLC, |
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Magistrate
Judge Henry B. Pitman is so designated. (mbe) (Entered: |
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Case
Designated ECF. (mbe) (Entered: |
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***NOTE
TO ATTORNEY TO E- |
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MEMORANDUM:
The parties are informed that the law firm in which my husband is a partner,
Cahill Gordon & Reindel LLP, from time to time represents, inter alia, |
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MEMORANDUM,
the parities are informed that the law firm in which my husband is a partner,
Cahill Gordon & Reindel LLP, from time to time represents, inter alia, |
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ORDER
counsel shall confer and inform the Court by letter no later than 3/31 how
they propose to proceed so as to resolve these cases in a just, speedy and
inexpensive manner....Counsel shall confer and agree upon a proposed
schedule. ( Status Report due by |
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NOTICE
OF VOLUNTARY DISMISSAL Pursuant to Rule 41(a)(1)(A)(i) of the Federal Rules
of Civil Procedure, the plaintiff(s) and or their counsel(s), hereby give
notice that the above-captioned action is voluntarily dismissed, against the
defendant(s) Ernst & Young LLP. Document filed by Marshall Freidus,
Edward P. Zemprelli. (Rosenfeld, David) (Entered: |
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ORDER:
It is hereby SO ORDERED: None of the defendants in the above-captioned
actions ("Defendants") shall be required to respond to any of the
currently operative complaints in such actions. Following the entry of an
order appointing lead plaintiff and lead counsel pursuant to 15 U.S.C.
77z-1(a)(3), the lead plaintiff shall have 60 days within which to file and
serve a consolidated complaint in connection with the above-captioned
actions. From the filing and service pursuant to Paragraph 2 above of such
consolidated complaint, Defendants shall have 21 days within which to inform
the lead plaintiff by letter of perceived deficiencies in such complaint, as
directed in the Court's Order dated |
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MOTION
to Appoint Harold H. Powell Trust and Claude Emery to serve as lead
plaintiff(s)., MOTION to Appoint Counsel Wolf Haldenstein Adler Freeman
& Herz LLP and Kohn, Swift & Graf P.C. as Co-Lead Counsel.
Document filed by Harold H. Powell Trust, Claude Emery. (Attachments: # 1 Certificate of
Service)(Wales, David) (Entered: |
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MEMORANDUM
OF LAW in Support re: 7
MOTION to Appoint Harold H. Powell Trust and Claude Emery to serve as lead
plaintiff(s). MOTION to Appoint Counsel Wolf Haldenstein Adler Freeman
& Herz LLP and Kohn, Swift & Graf P.C. as Co-Lead Counsel. MOTION
to Appoint Harold H. Powell Trust and Claude Emery to serve as lead
plaintiff(s).. Document filed by Harold H. Powell Trust, Claude Emery.
(Wales, David) (Entered: |
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DECLARATION
of David L. Wales in Support re: 7 MOTION to Appoint
Harold H. Powell Trust and Claude Emery to serve as lead plaintiff(s). MOTION
to Appoint Counsel Wolf Haldenstein Adler Freeman & Herz LLP and Kohn,
Swift & Graf P.C. as Co-Lead Counsel. MOTION to Appoint Harold H.
Powell Trust and Claude Emery to serve as lead plaintiff(s).. Document filed
by Harold H. Powell Trust, Claude Emery. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F, # 7 Exhibit G, # 8 Exhibit H, # 9 Exhibit I)(Wales,
David) (Entered: |
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MOTION
to Consolidate Cases 09-cv-1049, 09-cv-1284. 09-cv-1410, 09-cv-1820,
09-cv-2667, 09-cv-3066., MOTION to Appoint Joseph Silliman, Antonio Filpo,
and Jason Kahan to serve as lead plaintiff(s)., MOTION to Appoint Counsel.
Document filed by Silliman Group. (Attachments: # 1 Text of Proposed
Order)(Levine, Jonathan) (Entered: |
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MEMORANDUM
OF LAW in Support re: 10
MOTION to Consolidate Cases 09-cv-1049, 09-cv-1284. 09-cv-1410, 09-cv-1820,
09-cv-2667, 09-cv-3066. MOTION to Appoint Joseph Silliman, Antonio Filpo, and
Jason Kahan to serve as lead plaintiff(s). MOTION to Appoint Counsel. MOTION
to Appoint Joseph Silliman, Antonio Filpo, and Jason Kahan to serve as lead
plaintiff(s).. Document filed by Silliman Group. (Levine, Jonathan) (Entered:
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DECLARATION
of Jonathan K. Levine in Support re: 10 MOTION to
Consolidate Cases 09-cv-1049, 09-cv-1284. 09-cv-1410, 09-cv-1820, 09-cv-2667,
09-cv-3066. MOTION to Appoint Joseph Silliman, Antonio Filpo, and Jason Kahan
to serve as lead plaintiff(s). MOTION to Appoint Counsel. MOTION to Appoint
Joseph Silliman, Antonio Filpo, and Jason Kahan to serve as lead
plaintiff(s).. Document filed by Silliman Group. (Levine, Jonathan) (Entered:
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MOTION
to Appoint Belmont Holdings Corp. and Marshall Freidus to serve as lead
plaintiff(s)., MOTION to Appoint Counsel. Document filed by Belmont Holdings
Corp, Marshall Freidus. (Attachments: # 1 Exhibit
A)(Rudman, Samuel) (Entered: |
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MEMORANDUM
OF LAW in Support re: 13
MOTION to Appoint Belmont Holdings Corp. and Marshall Freidus to serve as
lead plaintiff(s). MOTION to Appoint Counsel.. Document filed by Marshall
Freidus, Belmont Holdings Corp. (Rudman, Samuel) (Entered: |
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DECLARATION
of Samuel H. Rudman in Support re: 13 MOTION to
Appoint Belmont Holdings Corp. and Marshall Freidus to serve as lead
plaintiff(s). MOTION to Appoint Counsel.. Document filed by Marshall Freidus,
Belmont Holdings Corp. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit
E)(Rudman, Samuel) (Entered: 04/06/2009) |
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MOTION
to Appoint Martin S. Ettin to serve as lead plaintiff(s). Document filed by
Martin S Ettin. (Attachments: # 1 Text of Proposed
Order)(Kelly, James) (Entered: |
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MEMORANDUM
OF LAW in Support re: 16
MOTION to Appoint Martin S. Ettin to serve as lead plaintiff(s).. Document
filed by Martin S Ettin. (Kelly, James) (Entered: |
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DECLARATION
of Russell D. Paul in Support re: 16 MOTION to
Appoint Martin S. Ettin to serve as lead plaintiff(s).. Document filed by
Martin S Ettin. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D)(Kelly,
James) (Entered: |
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CERTIFICATE
OF SERVICE. Document filed by Martin S Ettin. (Kelly, James) (Entered: |
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MOTION
to Appoint Continental Trust and San Diego Fidelity Trust to serve as lead
plaintiff(s)., MOTION to Appoint Counsel Brower Piven as Lead Counsel.
Document filed by Continental Trust, San Diego Fidelity Trust.(Brower, David)
(Entered: |
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MEMORANDUM
OF LAW in Support re: 20
MOTION to Appoint Continental Trust and San Diego Fidelity Trust to serve as
lead plaintiff(s). MOTION to Appoint Counsel Brower Piven as Lead Counsel..
Document filed by Continental Trust, San Diego Fidelity Trust. (Brower,
David) (Entered: |
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DECLARATION
of David A.P. Brower in Support re: 20 MOTION to
Appoint Continental Trust and San Diego Fidelity Trust to serve as lead
plaintiff(s). MOTION to Appoint Counsel Brower Piven as Lead Counsel..
Document filed by Continental Trust, San Diego Fidelity Trust. (Attachments:
# 1 Exhibit A, #
2 Exhibit B, # 3 Exhibit C, # 4 Exhibit
D)(Brower, David) (Entered: |
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MOTION
for Deborah R. Gross to Appear Pro Hac Vice. Document filed by Marshall
Freidus, Edward P. Zemprelli.(dle) (Entered: |
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NOTICE
of Withdrawal of Motion re: 20 MOTION to
Appoint Continental Trust and San Diego Fidelity Trust to serve as lead
plaintiff(s). MOTION to Appoint Counsel Brower Piven as Lead Counsel..
Document filed by Continental Trust, San Diego Fidelity Trust. (Brower,
David) (Entered: |
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ORDER
GRANTING MOTION FOR ADMISSION PRO HAC VICE granting 24 Motion for
Deborah R. Gross to Appear Pro Hac Vice. (Signed by Judge Loretta A. Preska
on |
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Transmission
to Attorney Admissions Clerk. Transmitted re: 25 Order on Motion
to Appear Pro Hac Vice, to the Attorney Admissions Clerk for updating of
Attorney Information. (mme) (Entered: |
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RESPONSE
to Motion re: 20
MOTION to Appoint Continental Trust and San Diego Fidelity Trust to serve as
lead plaintiff(s). MOTION to Appoint Counsel Brower Piven as Lead Counsel.,
7 MOTION to
Appoint Harold H. Powell Trust and Claude Emery to serve as lead
plaintiff(s). MOTION to Appoint Counsel Wolf Haldenstein Adler Freeman
& Herz LLP and Kohn, Swift & Graf P.C. as Co-Lead Counsel. MOTION
to Appoint Harold H. Powell Trust and Claude Emery to serve as lead
plaintiff(s)., 10
MOTION to Consolidate Cases 09-cv-1049, 09-cv-1284. 09-cv-1410, 09-cv-1820,
09-cv-2667, 09-cv-3066. MOTION to Appoint Joseph Silliman, Antonio Filpo, and
Jason Kahan to serve as lead plaintiff(s). MOTION to Appoint Counsel. MOTION
to Appoint Joseph Silliman, Antonio Filpo, and Jason Kahan to serve as lead
plaintiff(s)., 16
MOTION to Appoint Martin S. Ettin to serve as lead plaintiff(s)., 13 MOTION to
Appoint Belmont Holdings Corp. and Marshall Freidus to serve as lead
plaintiff(s). MOTION to Appoint Counsel.. Document filed by Martin S Ettin.
(Paul, Russell) (Entered: |
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RESPONSE
to Motion re: 20
MOTION to Appoint Continental Trust and San Diego Fidelity Trust to serve as
lead plaintiff(s). MOTION to Appoint Counsel Brower Piven as Lead Counsel.,
7 MOTION to
Appoint Harold H. Powell Trust and Claude Emery to serve as lead
plaintiff(s). MOTION to Appoint Counsel Wolf Haldenstein Adler Freeman
& Herz LLP and Kohn, Swift & Graf P.C. as Co-Lead Counsel. MOTION
to Appoint Harold H. Powell Trust and Claude Emery to serve as lead
plaintiff(s)., 10
MOTION to Consolidate Cases 09-cv-1049, 09-cv-1284. 09-cv-1410, 09-cv-1820,
09-cv-2667, 09-cv-3066. MOTION to Appoint Joseph Silliman, Antonio Filpo, and
Jason Kahan to serve as lead plaintiff(s). MOTION to Appoint Counsel. MOTION
to Appoint Joseph Silliman, Antonio Filpo, and Jason Kahan to serve as lead
plaintiff(s)., 16
MOTION to Appoint Martin S. Ettin to serve as lead plaintiff(s)., 13 MOTION to
Appoint Belmont Holdings Corp. and Marshall Freidus to serve as lead
plaintiff(s). MOTION to Appoint Counsel.. Document filed by Silliman Group.
(Levine, Jonathan) (Entered: |
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STIPULATION
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RESPONSE
to Motion re: 20
MOTION to Appoint Continental Trust and San Diego Fidelity Trust to serve as
lead plaintiff(s). MOTION to Appoint Counsel Brower Piven as Lead Counsel.,
7 MOTION to
Appoint Harold H. Powell Trust and Claude Emery to serve as lead
plaintiff(s). MOTION to Appoint Counsel Wolf Haldenstein Adler Freeman
& Herz LLP and Kohn, Swift & Graf P.C. as Co-Lead Counsel. MOTION
to Appoint Harold H. Powell Trust and Claude Emery to serve as lead
plaintiff(s)., 10
MOTION to Consolidate Cases 09-cv-1049, 09-cv-1284. 09-cv-1410, 09-cv-1820,
09-cv-2667, 09-cv-3066. MOTION to Appoint Joseph Silliman, Antonio Filpo, and
Jason Kahan to serve as lead plaintiff(s). MOTION to Appoint Counsel. MOTION
to Appoint Joseph Silliman, Antonio Filpo, and Jason Kahan to serve as lead
plaintiff(s)., 16
MOTION to Appoint Martin S. Ettin to serve as lead plaintiff(s)., 13 MOTION to Appoint
Belmont Holdings Corp. and Marshall Freidus to serve as lead plaintiff(s).
MOTION to Appoint Counsel.. Document filed by Harold H. Powell Trust, Claude
Emery. (Wales, David) (Entered: |
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NOTICE
OF APPEARANCE by David Avi Rosenfeld on behalf of Marshall Freidus, Edward P.
Zemprelli (Rosenfeld, David) (Entered: |
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MEMORANDUM
OF LAW in Opposition re: 20 MOTION to
Appoint Continental Trust and San Diego Fidelity Trust to serve as lead
plaintiff(s). MOTION to Appoint Counsel Brower Piven as Lead Counsel.,
10 MOTION to
Consolidate Cases 09-cv-1049, 09-cv-1284. 09-cv-1410, 09-cv-1820, 09-cv-2667,
09-cv-3066. MOTION to Appoint Joseph Silliman, Antonio Filpo, and Jason Kahan
to serve as lead plaintiff(s). MOTION to Appoint Counsel. MOTION to Appoint
Joseph Silliman, Antonio Filpo, and Jason Kahan to serve as lead
plaintiff(s)., 16
MOTION to Appoint Martin S. Ettin to serve as lead plaintiff(s).. Document
filed by Marshall Freidus, Belmont Holdings Corp. (Rosenfeld, David)
(Entered: |
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CASHIERS
OFFICE REMARK on 24
Motion to Appear Pro Hac Vice in the amount of $25.00, paid on |
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ORDER
CONSOLIDATING THE ACTIONS, APPOINTING LEAD PLAINTIFF |
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ORDER,
counsel shall confer with respect to the information requested by Plaintiffs
and shall inform the Court by letter no later than 6/12 of how they propose
to proceed. ( Status Report/letter due by |
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MOTION
for Eric I. Niehaus to Appear Pro Hac Vice. Document filed by Marshall
Freidus, Edward P. Zemprelli.(dle) (Entered: |
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MOTION
for Lucas F. Olts to Appear Pro Hac Vice. Document filed by Marshall Freidus,
Edward P. Zemprelli.(dle) (Entered: |
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MOTION
for Andrew J. Brown to Appear Pro Hac Vice. Document filed by Marshall
Freidus, Edward P. Zemprelli.(dle) (Entered: |
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JOINT
MEMORANDUM OF LAW in Opposition re: 33 Order, Set
Deadlines/Hearings,, / IN RESPONSE TO THE COURT'S |
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NOTICE
OF APPEARANCE by Stuart Jay Baskin on behalf of Citigroup Global Markets
Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Wachovia
Capital Markets, LLC, Morgan Stanley & Co. Incorporated, Banc of America
Securities LLC, |
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NOTICE
OF APPEARANCE by Adam Selim Hakki on behalf of Citigroup Global Markets Inc.,
Merrill Lynch, Pierce, Fenner & Smith Incorporated, Wachovia Capital
Markets, LLC, Morgan Stanley & Co. Incorporated, Banc of America
Securities LLC, |
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NOTICE
OF APPEARANCE by Herbert Scott Washer on behalf of Citigroup Global Markets
Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Wachovia
Capital Markets, LLC, Morgan Stanley & Co. Incorporated, Banc of America
Securities LLC, |
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RULE 7.1
CORPORATE DISCLOSURE STATEMENT. Identifying Wells Fargo & Company as
Corporate Parent. Document filed by A.G. Edwards & Sons, Inc..(Hakki,
Adam) (Entered: |
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RULE 7.1
CORPORATE DISCLOSURE STATEMENT. Identifying Royal Bank of Scotland Group plc,
Fortis S.A./N.V. and Fortis N.V., and Banco Santander, S.A. as Corporate
Parent. Document filed by |
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RULE 7.1
CORPORATE DISCLOSURE STATEMENT. Identifying Bank of America Corporation as
Corporate Parent. Document filed by Banc of America Securities LLC.(Hakki,
Adam) (Entered: |
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RULE 7.1
CORPORATE DISCLOSURE STATEMENT. Identifying Citigroup Inc. as Corporate
Parent. Document filed by Citigroup Global Markets Inc..(Hakki, Adam)
(Entered: |
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RULE 7.1
CORPORATE DISCLOSURE STATEMENT. Identifying Credit Suisse Group AG as
Corporate Parent. Document filed by Credit Suisse Securities (USA)
LLC.(Hakki, Adam) (Entered: |
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RULE 7.1
CORPORATE DISCLOSURE STATEMENT. Identifying HSBC Holdings plc. as Corporate
Parent. Document filed by HSBC Securities (USA) Inc..(Hakki, Adam) (Entered: |
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RULE 7.1
CORPORATE DISCLOSURE STATEMENT. Identifying JPMorgan Chase & Co. as
Corporate Parent. Document filed by J.P. Morgan Securities Inc..(Hakki, Adam)
(Entered: |
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RULE 7.1
CORPORATE DISCLOSURE STATEMENT. Identifying Banc of America Corporation as
Corporate Parent. Document filed by Merrill Lynch, Pierce, Fenner & Smith
Incorporated.(Hakki, Adam) (Entered: |
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RULE 7.1
CORPORATE DISCLOSURE STATEMENT. Identifying Morgan Stanley as Corporate
Parent. Document filed by Morgan Stanley & Co. Incorporated.(Hakki, Adam)
(Entered: |
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RULE 7.1
CORPORATE DISCLOSURE STATEMENT. Identifying Royal Bank of |
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RULE 7.1
CORPORATE DISCLOSURE STATEMENT. Identifying |
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RULE 7.1
CORPORATE DISCLOSURE STATEMENT. Identifying Wells Fargo & Company as
Corporate Parent. Document filed by Wachovia Capital Markets, LLC.(Hakki,
Adam) (Entered: |
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MOTION
for Giovanni P. Prezioso to Appear Pro Hac Vice. Document filed by Ing Groep
N.V.Filed In Associated Cases: |
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MOTION
for Antonio Pozos to Appear Pro Hac Vice. Document filed by Ing Groep
N.V.Filed In Associated Cases: |
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ORDER
GRANTING MOTION FOR ADMISSION PRO HAC VICE 34 Motion for Eric
I. Niehau to Appear Pro Hac Vice. The motion is GRANTED in all respects,
subject to payment of the requisite fees. (Signed by Judge Loretta A. Preska
on |
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ORDER
GRANTING MOTION FOR ADMISSION PRO HAC VICE 35 Motion for Lucas
F. Olts to Appear Pro Hac Vice. The motion is GRANTED in all respects,
subject to payment of the requisite fees. (Signed by Judge Loretta A. Preska
on |
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ORDER
GRANTING MOTION FOR ADMISSION PRO HAC VICE 36 Motion for
Andrew J. Brown to Appear Pro Hac Vice. The motion is GRANTED in all
respects, subject to payment of the requisite fees. (Signed by Judge Loretta
A. Preska on |
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Transmission
to Attorney Admissions Clerk. Transmitted re: 55 Order on Motion
to Appear Pro Hac Vice, 56 Order on Motion
to Appear Pro Hac Vice, 57 Order on Motion
to Appear Pro Hac Vice, to the Attorney Admissions Clerk for updating of
Attorney Information. (tro) (Entered: |
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RULE 7.1
CORPORATE DISCLOSURE STATEMENT. Document filed by |
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RULE 7.1
CORPORATE DISCLOSURE STATEMENT. Document filed by Ing Financial Markets LLC.(Lowenthal,
Mitchell) (Entered: |
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RULE 7.1
CORPORATE DISCLOSURE STATEMENT. Document filed by |
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06/18/2009 |
NOTICE
OF APPEARANCE by Mitchell A. Lowenthal on behalf of |
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06/18/2009 |
CERTIFICATE
OF SERVICE of Richard V. Conza of Defendants' Joint Memorandum in Response to
the Court's June 5, 2009 Order and in Opposition to Recusal on June 12, 2009.
Service was made by E-mail. Document filed by |
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06/22/2009 |
JOINT
BRIEF (Reply) IN FURTHER SUPPORT OF PLAINTIFFS JOINT RESPONSE TO MEMORANDA
RE CAHILL GORDON & REINDEL LLP |
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06/22/2009 |
BRIEF (Declaration
of David A. Rosenfeld IN SUPPORT OF PLAINTIFFS REPLY BRIEF IN FURTHER SUPPORT
OF PLAINTIFFS JOINT RESPONSE TO MEMORANDA RE CAHILL GORDON & REINDEL LLP.
Document filed by Marshall Freidus, Edward P. Zemprelli, Claude Emery.
(Attachments: # 1
Errata A, # 2
Errata B, # 3
Exhibit C, # 4
Exhibit D, # 5
Errata E, # 6
Exhibit F, # 7
Exhibit G, # 8
Exhibit H)(Rosenfeld, David) (Entered: 06/22/2009) |
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06/24/2009 |
ORDER
granting (54) Motion for Antonio M. Pozos to Appear Pro Hac Vice for |
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06/24/2009 |
ORDER
granting (53) Motion for Giovanni P. Prezioso to Appear Pro Hac Vice for |
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06/24/2009 |
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Transmission
to Attorney Admissions Clerk. Transmitted re: ( |
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06/29/2009 |
REPLY
MEMORANDUM OF LAW re: 37
Memorandum of Law in Opposition,, 63 Brief, /Defendants'
Joint Supplemental Memorandum in Opposition to Recusal and in Response to Plaintiffs'
Brief Filed June 22, 2009, dated June 29, 2009. Document filed by
Citigroup Global Markets Inc., Merrill Lynch, Pierce, Fenner & Smith
Incorporated, Wachovia Capital Markets, LLC, Morgan Stanley & Co.
Incorporated, Banc of America Securities LLC, |
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06/30/2009 |
CERTIFICATE
OF SERVICE of Andrew M. Scott, dated June 29, 2009, 67 . Document filed
by |
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07/01/2009 |
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CASHIERS
OFFICE REMARK on 34
Motion to Appear Pro Hac Vice, 35 Motion to Appear
Pro Hac Vice, 36
Motion to Appear Pro Hac Vice in the amount of $75.00, paid on 06/11/2009,
Receipt Number 690693. (jd) (Entered: 07/01/2009) |
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07/01/2009 |
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CASHIERS
OFFICE REMARK on 53
Motion to Appear Pro Hac Vice, 54 Motion to Appear
Pro Hac Vice in the amount of $50.00, paid on 06/12/2009, Receipt Number
690904. (jd) (Entered: 07/01/2009) |
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07/17/2009 |
ORDER: Considering
the parties' recent letters as Plaintiffs' motion to recuse and Defendants'
opposition, the motion is granted. (Signed by Judge Loretta A. Preska on
7/17/09) (tro) (Entered: 07/17/2009) |
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07/17/2009 |
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Transmission
to Case Assignment Clerk. Transmitted re: ( |
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07/20/2009 |
NOTICE
OF CASE REASSIGNMENT due to a Judge's Recusal to Judge Lewis A. Kaplan. Judge
Loretta A. Preska is no longer assigned to the case. (rdz) (rdz). (Entered:
07/22/2009) |
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07/23/2009 |
ORDER:
In view of the Court's consolidation of these actions and its selection of a
Lead Plaintiff and Lead Counsel [docket item 32], all pending motions in
these cases either have been decided or have been rendered moot. The Clerk
shall terminate all open motions. (Signed by Judge Lewis A. Kaplan on
7/22/2009) Filed In Associated Cases: 1:09-cv-01049-LAK et al.(jpo) (Entered:
07/23/2009) |
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09/08/2009 |
STIPULATION
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09/25/2009 |
CONSOLIDATED
AMENDED COMPLAINT FOR VIOLATION OF THE FEDERAL SECURITIES |
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09/28/2009 |
NOTICE
OF APPEARANCE by Deborah R Gross on behalf of Belmont Holdings Corp (Gross,
Deborah) (Entered: 09/28/2009) |
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11/02/2009 |
ENDORSED
LETTER addressed to Judge Lewis A. Kaplan from Mitchell A. Lowenthal dated
10/29/2009 re: My firm represents several |
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11/05/2009 |
MOTION
to Dismiss /Notice of Motion to Dismiss, dated November 5, 2009. Document
filed by Citigroup Global Markets Inc., Merrill Lynch, Pierce, Fenner &
Smith Incorporated, Wachovia Capital Markets, LLC, Morgan Stanley & Co.
Incorporated, Banc of America Securities LLC, |
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11/05/2009 |
DECLARATION
of Mitchell A. Lowenthal, dated November 5, 2009 (with Exhibits A-F) in
Support re: 76
MOTION to Dismiss /Notice of Motion to Dismiss, dated November 5, 2009..
Document filed by Citigroup Global Markets Inc., Merrill Lynch, Pierce,
Fenner & Smith Incorporated, Wachovia Capital Markets, LLC, Morgan
Stanley & Co. Incorporated, Banc of America Securities LLC, |
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11/05/2009 |
MEMORANDUM
OF LAW in Support re: 76
MOTION to Dismiss /Notice of Motion to Dismiss, dated November 5, 2009..
Document filed by Citigroup Global Markets Inc., Merrill Lynch, Pierce,
Fenner & Smith Incorporated, Wachovia Capital Markets, LLC, Morgan
Stanley & Co. Incorporated, Banc of America Securities LLC, |
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11/06/2009 |
CERTIFICATE
OF SERVICE of Richard V. Conza, dated November 5, 2009, re: 76 and 77 . Document filed
by Citigroup Global Markets Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated,
Wachovia Capital Markets, LLC, Morgan Stanley & Co. Incorporated, Banc of
America Securities LLC, |
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12/07/2009 |
MEMORANDUM
OF LAW in Opposition re: 76 MOTION to Dismiss
/Notice of Motion to Dismiss, dated November 5, 2009.. Document filed
by Marshall Freidus, Edward P. Zemprelli. (Brown, Andrew) (Entered:
12/07/2009) |
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12/07/2009 |
DECLARATION
of Lucas F. Olts in Opposition re: 76 MOTION to
Dismiss /Notice of Motion to Dismiss, dated November 5, 2009..
Document filed by Marshall Freidus, Edward P. Zemprelli. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C)(Olts,
Lucas) (Entered: 12/07/2009) |
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12/18/2009 |
MOTION
to Strike Document No. 77 Exhibits B,
C, E, G, H, I, Z and II. Document filed by Marshall Freidus, Edward P.
Zemprelli.(Brown, Andrew) (Entered: 12/18/2009) |
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12/18/2009 |
DECLARATION
of Lucas F. Olts in Support re: 82 MOTION to Strike
Document No. 77 Exhibits
B, C, E, G, H, I, Z and II.. Document filed by Marshall Freidus, Edward
P. Zemprelli. (Attachments: # 1 Exhibit A)(Olts,
Lucas) (Entered: 12/18/2009) |
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12/31/2009 |
DECLARATION
of Anna P. Gercas in Opposition re: 82 MOTION to Strike
Document No. 77 Exhibits
B, C, E, G, H, I, Z and II.. Document filed by Citigroup Global Markets
Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Wachovia
Capital Markets, LLC, Morgan Stanley & Co. Incorporated, Banc of America
Securities LLC, |
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12/31/2009 |
MEMORANDUM
OF LAW in Opposition re: 82 MOTION to Strike
Document No. 77 Exhibits
B, C, E, G, H, I, Z and II.. Document filed by Citigroup Global Markets
Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Wachovia
Capital Markets, LLC, Morgan Stanley & Co. Incorporated, Banc of America
Securities LLC, |
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01/07/2010 |
ENDORSED
LETTER addressed to Judge Lewis A. Kaplan from Mitchell A. Lowenthal dated
1/5/2010 re: Counsel for several of the |
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01/07/2010 |
REPLY
MEMORANDUM OF LAW in Support re: 82 MOTION to Strike
Document No. 77 Exhibits
B, C, E, G, H, I, Z and II.. Document filed by Marshall Freidus, Edward
P. Zemprelli. (Brown, Andrew) (Entered: 01/07/2010) |
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01/08/2010 |
DECLARATION
of /Reply Declaration of Mitchell A. Lowenthal, dated January 8, 2010 (with
Exhibits A through C) in Support re: 76 MOTION to
Dismiss /Notice of Motion to Dismiss, dated November 5, 2009..
Document filed by Citigroup Global Markets Inc., Merrill Lynch, Pierce,
Fenner & Smith Incorporated, Wachovia Capital Markets, LLC, Morgan
Stanley & Co. Incorporated, Banc of America Securities LLC, |
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01/08/2010 |
REPLY
MEMORANDUM OF LAW in Support re: 76 MOTION to
Dismiss /Notice of Motion to Dismiss, dated November 5, 2009..
Document filed by Citigroup Global Markets Inc., Merrill Lynch, Pierce,
Fenner & Smith Incorporated, Wachovia Capital Markets, LLC, Morgan
Stanley & Co. Incorporated, Banc of America Securities LLC, |
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01/11/2010 |
CERTIFICATE
OF SERVICE of Richard V. Conza, dated January 8, 2010. 88 89 . Service was
made by Federal Express/By Hand Delivery. Document filed by Citigroup Global
Markets Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated,
Wachovia Capital Markets, LLC, Morgan Stanley & Co. Incorporated, Banc of
America Securities LLC, |
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01/11/2010 |
ORDER
denying 82
Motion to Strike. The arguments made here will be considered, to the extent
appropriate, in ruling on the motion to dismiss. (Signed by Judge Lewis A.
Kaplan on 1/11/10) (cd) (Entered: 01/11/2010) |
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01/12/2010 |
CERTIFICATE
OF SERVICE of Andrew M. Scott, dated January 7, 2010, (84)(85). Document
filed by Citigroup Global Markets Inc., Merrill Lynch, Pierce, Fenner &
Smith Incorporated, Wachovia Capital Markets, LLC, Morgan Stanley & Co.
Incorporated, Banc of America Securities LLC, |
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01/12/2010 |
CORRECTED
ORDER: Plaintiffs' motion to strike [DI 82] is denied. The arguments made here
will be considered, to the extent appropriate, in ruling on the motion to
dismiss. (Signed by Judge Lewis A. Kaplan on 1/11/2010) (jpo) (Entered:
01/12/2010) |
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02/02/2010 |
MOTION
for David L. Wales to Withdraw as Attorney. Document filed by Harold H.
Powell Trust.(Wales, David) (Entered: 02/02/2010) |
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02/02/2010 |
AFFIDAVIT
of David L. Wales in Support re: 94 MOTION for David
L. Wales to Withdraw as Attorney.. Document filed by Harold H. Powell Trust.
(Wales, David) (Entered: 02/02/2010) |
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02/03/2010 |
MEMO
ENDORSEMENT re: 94
Motion to Withdraw as Attorney. ENDORSEMENT: Granted. Terminated DI 94. SO
ORDERED. Attorney David Lloyd Wales terminated. (Signed by Judge Lewis A.
Kaplan on 2/3/2010) (tve) (Entered: 02/03/2010) |
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03/25/2010 |
NOTICE
of Firm Name Change. Document filed by Marshall Freidus, Edward P. Zemprelli.
(Brown, Andrew) (Entered: 03/25/2010) |
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04/28/2010 |
STIPULATION
|
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06/24/2010 |
CERTIFICATE
OF SERVICE. H.J. Blaisse served on 4/23/2010, answer due 5/14/2010. Service
was accepted by Mrs. J.M. van der Schans, Member of the Household. Document
filed by Marshall Freidus; Edward P. Zemprelli. (Rosenfeld, David) (Entered:
06/24/2010) |
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06/24/2010 |
CERTIFICATE
OF SERVICE. Eric F. Boyer De La Giroday served on 5/6/2010, answer due
5/27/2010. Service was made by Letterbox Service in accordance with article
10(b) of the Hague Service Convention of 1965 and Dutch Law. Document filed
by Marshall Freidus; Edward P. Zemprelli. (Rosenfeld, David) (Entered:
06/24/2010) |
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06/24/2010 |
CERTIFICATE
OF SERVICE. Paul M. Frentop served on 4/23/2010, answer due 5/14/2010.
Service was accepted by Mrs. A.C. Weiss, wife of Paul Frentop. Document filed
by Marshall Freidus; Edward P. Zemprelli. (Rosenfeld, David) (Entered:
06/24/2010) |
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06/24/2010 |
CERTIFICATE
OF SERVICE. Cornelis Petrus Leenaars served on 4/28/2010, answer due
5/19/2010. Service was accepted by Mrs. C.T. van der Velde, wife. Document
filed by Edward P. Zemprelli. (Rosenfeld, David) (Entered: 06/24/2010) |
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06/24/2010 |
CERTIFICATE
OF SERVICE. Cornelis Maas served on 5/21/2010, answer due 6/11/2010. Service
was accepted by Cornelis Maas. Document filed by Marshall Freidus; Edward P.
Zemprelli. (Rosenfeld, David) (Entered: 06/24/2010) |
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06/24/2010 |
CERTIFICATE
OF SERVICE. Ton Regtuijt served on 5/7/2010, answer due 5/28/2010. Service
was accepted by Letterbox Service in accordance with article 10(b) of the
Hague Service Convention of 1965 and Dutch Law. Document filed by Marshall
Freidus; Edward P. Zemprelli. (Rosenfeld, David) (Entered: 06/24/2010) |
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06/24/2010 |
CERTIFICATE
OF SERVICE. Alexander H.G. Rinnooy Kan served on 5/7/2010, answer due
5/28/2010. Service was accepted by Letterbox Service in accordance with
article 10(b) of the Hague Service Convention of 1965 and Dutch Law. Document
filed by Marshall Freidus; Edward P. Zemprelli. (Rosenfeld, David) (Entered:
06/24/2010) |
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06/24/2010 |
CERTIFICATE
OF SERVICE. Anton Herman Josias Risseeuw served on 5/7/2010, answer due
5/28/2010. Service was accepted by Letterbox Service in accordance with
article 10(b) of the Hague Service Convention of 1965 and Dutch Law. Document
filed by Marshall Freidus; Edward P. Zemprelli. (Rosenfeld, David) (Entered:
06/24/2010) |
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06/24/2010 |
CERTIFICATE
OF SERVICE. Aandelen Stichting Ing served on 4/20/2010, answer due 5/11/2010.
Service was accepted by Mrs. S. King, Legal Dept.. Document filed by Marshall
Freidus; Edward P. Zemprelli. (Rosenfeld, David) (Entered: 06/24/2010) |
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06/24/2010 |
AFFIDAVIT
OF SERVICE. Johannes Van Barneveld served on 5/7/2010, answer due 5/28/2010.
Service was accepted by Natasha van Barneveld, adult member of the household.
Document filed by Marshall Freidus; Edward P. Zemprelli. (Rosenfeld, David)
(Entered: 06/24/2010) |
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06/24/2010 |
CERTIFICATE
OF SERVICE. Jan J.M. Veraart served on 4/28/2010, answer due 5/19/2010.
Service was accepted by Mrs. E.M. Pessers, Wife. Document filed by Marshall
Freidus; Edward P. Zemprelli. (Rosenfeld, David) (Entered: 06/24/2010) |
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06/24/2010 |
CERTIFICATE
OF SERVICE. Hans K. Verkoren served on 4/23/2010, answer due 5/14/2010.
Service was accepted by Mrs. C.G. van der Meulen. Document filed by Marshall
Freidus; Edward P. Zemprelli. (Rosenfeld, David) (Entered: 06/24/2010) |
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07/08/2010 |
STIPULATION
|
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|
07/15/2010 |
NOTICE
of Withdrawal of Richard A. Speirs as Counsel for Plaintiff Nelson Caraballo.
Document filed by Nelson Caraballo. Filed In Associated Cases:
1:09-cv-01049-LAK et al.(Salvetti, Susan) (Entered: 07/15/2010) |
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09/01/2010 |
MOTION
for Antonio M. Pozos to Withdraw as Attorney / Notice of Motion of Antonio
M. Pozos for Leave to Withdraw as Counsel to |
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|
09/01/2010 |
DECLARATION
of Antonio M. Pozos in Support re: ( |
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09/14/2010 |
MEMORANDUM
OPINION re: 76
MOTION to Dismiss /Notice of Motion to Dismiss, dated November 5, 2009
filed by |
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|
10/08/2010 |
STIPULATION
|
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|
10/25/2010 |
ORDER:
The motion of Antonio M. Pozos for leave to withdraw as counsel to |
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10/29/2010 |
ANSWER
to Amended Complaint. Document filed by Stitching |
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10/29/2010 |
RULE 7.1
CORPORATE DISCLOSURE STATEMENT. Identifying |
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10/29/2010 |
ANSWER
to Amended Complaint. Document filed by Eli P. Leenaars. Related document: 74 Amended
Complaint,,, filed by Marshall Freidus, Edward P. Zemprelli.(Lowenthal,
Mitchell) (Entered: 10/29/2010) |
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10/29/2010 |
ANSWER
to Amended Complaint. Document filed by Johannes Van Barneveld. Related
document: 74
Amended Complaint,,, filed by Marshall Freidus, Edward P.
Zemprelli.(Lowenthal, Mitchell) (Entered: 10/29/2010) |
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10/29/2010 |
ANSWER
to Amended Complaint. Document filed by Eric F. Boyer De La Giroday. Related
document: 74
Amended Complaint,,, filed by Marshall Freidus, Edward P.
Zemprelli.(Lowenthal, Mitchell) (Entered: 10/29/2010) |
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10/29/2010 |
ANSWER
to Amended Complaint. Document filed by H.J. Blaisse. Related document: 74 Amended
Complaint,,, filed by Marshall Freidus, Edward P. Zemprelli.(Lowenthal,
Mitchell) (Entered: 10/29/2010) |
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10/29/2010 |
ANSWER
to Amended Complaint. Document filed by Tom Regtuijt. Related document: 74 Amended
Complaint,,, filed by Marshall Freidus, Edward P. Zemprelli.(Lowenthal,
Mitchell) (Entered: 10/29/2010) |
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10/29/2010 |
ANSWER
to Amended Complaint. Document filed by Paul M. Frentop. Related document: 74 Amended
Complaint,,, filed by Marshall Freidus, Edward P. Zemprelli.(Lowenthal,
Mitchell) (Entered: 10/29/2010) |
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10/29/2010 |
ANSWER
to Amended Complaint. Document filed by Jan J.M. Veraart. Related document: 74 Amended
Complaint,,, filed by Marshall Freidus, Edward P. Zemprelli.(Lowenthal,
Mitchell) (Entered: 10/29/2010) |
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10/29/2010 |
ANSWER
to Amended Complaint. Document filed by Michel J. Tilmant. Related document: 74 Amended
Complaint,,, filed by Marshall Freidus, Edward P. Zemprelli.(Lowenthal,
Mitchell) (Entered: 10/29/2010) |
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10/29/2010 |
ANSWER
to Amended Complaint. Document filed by Anton Herman Josias Risseeuw. Related
document: 74
Amended Complaint,,, filed by Marshall Freidus, Edward P.
Zemprelli.(Lowenthal, Mitchell) (Entered: 10/29/2010) |
|
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10/29/2010 |
ANSWER
to Amended Complaint. Document filed by Cees Maas. Related document: 74 Amended
Complaint,,, filed by Marshall Freidus, Edward P. Zemprelli.(Lowenthal,
Mitchell) (Entered: 10/29/2010) |
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10/29/2010 |
ANSWER
to Amended Complaint. Document filed by |
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|
10/29/2010 |
ANSWER
to Amended Complaint. Document filed by Ing Financial Markets LLC. Related
document: 74
Amended Complaint,,, filed by Marshall Freidus, Edward P.
Zemprelli.(Lowenthal, Mitchell) (Entered: 10/29/2010) |
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10/29/2010 |
ANSWER
to Amended Complaint. Document filed by Alexander H.G. Rinnooy Kan. Related
document: 74
Amended Complaint,,, filed by Marshall Freidus, Edward P.
Zemprelli.(Lowenthal, Mitchell) (Entered: 10/29/2010) |
|
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10/29/2010 |
ANSWER
to Amended Complaint. Document filed by Hans K. Verkoren. Related document: 74 Amended
Complaint,,, filed by Marshall Freidus, Edward P. Zemprelli.(Lowenthal,
Mitchell) (Entered: 10/29/2010) |
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10/29/2010 |
ANSWER
to Amended Complaint. Document filed by Ing Groep N.V.. Related document: 74 Amended
Complaint,,, filed by Marshall Freidus, Edward P. Zemprelli.(Lowenthal,
Mitchell) (Entered: 10/29/2010) |
|
|
10/29/2010 |
ANSWER to
Amended Complaint. Document filed by Banc of America Securities LLC,
Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, HSBC
Securities (USA) Inc., J.P. Morgan Securities Inc., Merrill Lynch, Pierce,
Fenner & Smith Incorporated, Morgan Stanley & Co. Incorporated, |
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|
11/04/2010 |
RULE
26(f) DISCOVERY |
|
|
11/09/2010 |
AMENDED
ANSWER to 74
Amended Complaint,,,. Document filed by Hans K. Verkoren. (Lowenthal,
Mitchell) (Entered: 11/09/2010) |
|
|
01/06/2011 |
MOTION
for Christopher D. Stewart to Appear Pro Hac Vice. Document filed by Marshall
Freidus, Edward P. Zemprelli.(mro) (Entered: 01/10/2011) |
|
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01/11/2011 |
|
CASHIERS
OFFICE REMARK on 138
Motion to Appear Pro Hac Vice in the amount of $25.00, paid on 01/06/2011,
Receipt Number 925356. (jd) (Entered: 01/11/2011) |
|
01/14/2011 |
MEMO
ENDORSEMENT on re: 138
Motion for Matthew C. Guy to Appear Pro Hac Vice. ENDORSEMENT: Granted. So
Ordered. (Signed by Judge Lewis A. Kaplan on 1/14/2011) (jfe) (Entered:
01/14/2011) |
|
|
01/14/2011 |
MOTION
to Certify Class. Document filed by Marshall Freidus, Edward P. Zemprelli.
(Attachments: # 1
Exhibit A)(Olts, Lucas) (Entered: 01/14/2011) |
|
|
01/14/2011 |
MEMORANDUM
OF LAW in Support re: 140
MOTION to Certify Class.. Document filed by Marshall Freidus, Edward P.
Zemprelli. (Olts, Lucas) (Entered: 01/14/2011) |
|
|
01/14/2011 |
DECLARATION
of Lucas F. Olts in Support re: 140 MOTION to
Certify Class.. Document filed by Marshall Freidus, Edward P. Zemprelli.
(Attachments: # 1
Exhibit A, # 2
Exhibit B, # 3
Exhibit C, # 4
Exhibit D, # 5
Exhibit E)(Olts, Lucas) (Entered: 01/14/2011) |
|
|
01/14/2011 |
DECLARATION
of W. Jason Guzek in Support re: 140 MOTION to
Certify Class.. Document filed by Marshall Freidus, Edward P. Zemprelli.
(Olts, Lucas) (Entered: 01/14/2011) |
|
|
02/10/2011 |
PROTECTIVE
ORDER...regarding procedures to be followed that shall govern the handling of
confidential material...ENDORSEMENT: Notwithstanding anything to the contrary
herein: 1. Any papers filed under seal in this action shall be made part of
the public record on or after 1/28/16 unless the Court otherwise orders. 2.
Any person may apply to the Court for access to any papers filed under seal
pursuant to this order. Should such an application be made, the person or
persons who designated the sealed material as Confidential shall have the
burden of establishing good cause for the continuation of the sealing order
unless the Court previously made an individualized determination of the
existence of good cause for sealing. (Signed by Judge Lewis A. Kaplan on
1/28/2011) Filed In Associated Cases: 1:09-cv-01049-LAK et al.(jfe) (Entered:
02/10/2011) |
|
|
02/10/2011 |
ENDORSED
LETTER addressed to Judge Lewis A. Kaplan from Deborah R. Gross dated
2/4/2011 re: The parties respectfully request the Court accept the revised
dates as follows: Class Certification - opening brief by 1/14/11. Class
Certification - Discovery regarding plaintiffs' class representative (Belmont
Holdings Corp.) and any class certification experts to be completed by
2/25/11. Class Certification - Opposition Brief by 3/25/11. Class
Certification - Discovery regarding defendants' class certification experts
to be completed by 4/18/11. Class Certification - Reply brief by 5/2/11.
ENDORSEMENT: No further extensions. So Ordered. (Signed by Judge Lewis A.
Kaplan on 2/9/2011) (jfe) (Entered: 02/10/2011) |
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|
02/25/2011 |
MOTION
for Reconsideration of Memorandum Opinion. Document filed by Marshall
Freidus, Edward P. Zemprelli. (Attachments: # 1 Text of Proposed
Order)(Olts, Lucas) (Entered: 02/25/2011) |
|
|
02/25/2011 |
MEMORANDUM
OF LAW in Support re: 146
MOTION for Reconsideration of Memorandum Opinion.. Document filed by
Marshall Freidus, Edward P. Zemprelli. (Olts, Lucas) (Entered: 02/25/2011) |
|
|
03/04/2011 |
MOTION
for Judgment on the Pleadings /Notice of Motion for Judgment on the
Pleadings, dated March 4, 2011. Document filed by Banc of America
Securities LLC, H.J. Blaisse, Eric F. Boyer De La Giroday, Citigroup Global
Markets Inc., Credit Suisse Securities (USA) LLC, Paul M. Frentop, HSBC
Securities (USA) Inc., |
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03/04/2011 |
DECLARATION
of Mitchell A. Lowenthal, dated March 4, 2011 (with Exhibits A through F) in
Support re: 148
MOTION for Judgment on the Pleadings /Notice of Motion for Judgment on the
Pleadings, dated March 4, 2011.. Document filed by Banc of America
Securities LLC, H.J. Blaisse, Eric F. Boyer De La Giroday, Citigroup Global
Markets Inc., Credit Suisse Securities (USA) LLC, Paul M. Frentop, HSBC
Securities (USA) Inc., |
|
|
03/04/2011 |
MEMORANDUM
OF LAW in Support re: 148
MOTION for Judgment on the Pleadings /Notice of Motion for Judgment on the
Pleadings, dated March 4, 2011.. Document filed by Banc of America
Securities LLC, H.J. Blaisse, Eric F. Boyer De La Giroday, Citigroup Global
Markets Inc., Credit Suisse Securities (USA) LLC, Paul M. Frentop, HSBC
Securities (USA) Inc., |
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03/07/2011 |
CERTIFICATE
OF SERVICE of Richard V. Conza, dated March 4, 2011 148 , 149 , 150 on March 4,
2011. Service was made by CM/ECF. Document filed by Banc of America
Securities LLC, H.J. Blaisse, Eric F. Boyer De La Giroday, Citigroup Global
Markets Inc., Credit Suisse Securities (USA) LLC, Paul M. Frentop, HSBC
Securities (USA) Inc., |
|
|
03/14/2011 |
DECLARATION
of Mitchell A. Lowenthal in Support of Defendants' Opposition to Plaintiffs'
Motion for Reconsideration, dated March 14, 2011 in Opposition re: 146 MOTION for
Reconsideration of Memorandum Opinion.. Document filed by Banc of
America Securities LLC, H.J. Blaisse, Eric F. Boyer De La Giroday, Citigroup
Global Markets Inc., Credit Suisse Securities (USA) LLC, Paul M. Frentop,
HSBC Securities (USA) Inc., |
|
|
03/14/2011 |
MEMORANDUM
OF LAW in Opposition re: 146 MOTION for
Reconsideration of Memorandum Opinion. /[Redacted] Memorandum of
Law in Opposition to Plaintiffs' Motion for Reconsideration, dated March 14,
2011. Document filed by Banc of America Securities LLC, H.J. Blaisse,
Eric F. Boyer De La Giroday, Citigroup Global Markets Inc., Credit Suisse
Securities (USA) LLC, Paul M. Frentop, HSBC Securities (USA) Inc., |
|
|
03/14/2011 |
154 |
SEALED
DOCUMENT placed in vault.(mps) (Entered: 03/15/2011) |
|
03/15/2011 |
CERTIFICATE
OF SERVICE of Richard V. Conza re 152 and 153 on March 14,
2011. Service was made by electronic filing. Document filed by Banc of
America Securities LLC, H.J. Blaisse, Eric F. Boyer De La Giroday, Citigroup
Global Markets Inc., Credit Suisse Securities (USA) LLC, Paul M. Frentop,
HSBC Securities (USA) Inc., |
|
|
03/21/2011 |
MEMORANDUM
OF LAW in Opposition re: 146 MOTION for Reconsideration
of Memorandum Opinion. /CORRECTED [Redacted] Memorandum of Law in
Opposition to Plaintiffs' Motion for Reconsideration, dated March 14, 2011.
Document filed by Banc of America Securities LLC, H.J. Blaisse, Eric F. Boyer
De La Giroday, Citigroup Global Markets Inc., Credit Suisse Securities (USA)
LLC, Paul M. Frentop, HSBC Securities (USA) Inc., |
|
|
03/21/2011 |
MEMORANDUM
OF LAW in Opposition re: 148 MOTION for
Judgment on the Pleadings /Notice of Motion for Judgment on the Pleadings,
dated March 4, 2011.. Document filed by Marshall Freidus, Edward P.
Zemprelli. (Brown, Andrew) (Entered: 03/21/2011) |
|
|
03/21/2011 |
DECLARATION
of Andrew J. Brown in Opposition re: 148 MOTION for
Judgment on the Pleadings /Notice of Motion for Judgment on the Pleadings,
dated March 4, 2011.. Document filed by Marshall Freidus, Edward P.
Zemprelli. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2)(Brown,
Andrew) (Entered: 03/21/2011) |
|
|
03/21/2011 |
159 |
SEALED
DOCUMENT placed in vault.(nm) (Entered: 03/22/2011) |
|
03/24/2011 |
REPLY
MEMORANDUM OF LAW in Support re: 146 MOTION for
Reconsideration of Memorandum Opinion.. Document filed by Marshall
Freidus, Edward P. Zemprelli. (Brown, Andrew) (Entered: 03/24/2011) |
|
|
03/25/2011 |
DECLARATION
of Matthew M. Bunda in Support of Defendants' Opposition to Plaintiffs'
Motion for Class Certification, dated March 25, 2011 (with Exhibits A through
L) re 140 .
Document filed by Banc of America Securities LLC, H.J. Blaisse, Eric F. Boyer
De La Giroday, Citigroup Global Markets Inc., Credit Suisse Securities (USA)
LLC, Paul M. Frentop, HSBC Securities (USA) Inc., |
|
|
03/25/2011 |
DECLARATION
of Louise McGregor in Support Defendants' Opposition to Plaintiffs' Motion
for Class Certification, dated March 23, 2011 re 140 . Document
filed by Banc of America Securities LLC, H.J. Blaisse, Eric F. Boyer De La
Giroday, Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC,
Paul M. Frentop, HSBC Securities (USA) Inc., |
|
|
03/25/2011 |
RESPONSE
/Expert Report of Lassaad A. Turki, dated March 24, 2011 (with Exhibits 1
through 9) re 140
. Document filed by Banc of America Securities LLC, H.J. Blaisse, Eric F.
Boyer De La Giroday, Citigroup Global Markets Inc., Credit Suisse Securities
(USA) LLC, Paul M. Frentop, HSBC Securities (USA) Inc., |
|
|
03/25/2011 |
MEMORANDUM
OF LAW in Opposition /[REDACTED] Defendants' Memorandum of Law in
Opposition to Plaintiffs' Motion for Class Certification, dated March 25,
2011 re 140 .
Document filed by Banc of America Securities LLC, H.J. Blaisse, Eric F. Boyer
De La Giroday, Citigroup Global Markets Inc., Credit Suisse Securities (USA)
LLC, Paul M. Frentop, HSBC Securities (USA) Inc., |
|
|
03/25/2011 |
165 |
SEALED
DOCUMENT placed in vault.(mps) (Entered: 03/28/2011) |
|
03/25/2011 |
|
Minute
Entry for proceedings held before Judge Lewis A. Kaplan: Status Conference
held on 3/25/2011. (mbe) (Entered: 03/31/2011) |
|
03/29/2011 |
MEMORANDUM
|
|
|
03/29/2011 |
ORDER: Accordingly,
the motion [DI 148] is denied without prejudice to a motion for summary
judgment of dismissal. (Signed by Judge Lewis A. Kaplan on 3/29/2011) (jfe)
(Entered: 03/30/2011) |
|
|
04/05/2011 |
ENDORSED
LETTER addressed to Judge Lewis A. Kaplan from Bernard M. Gross, P.C. dated
3/31/11 re: Plaintiffs request clarification from Your Honor concerning the
status of discovery for the parties going forward. ENDORSEMENT: Discovery is
stayed pending further order of the Court. (Signed by Judge Lewis A. Kaplan
on 4/4/11) (djc) (Entered: 04/05/2011) |
|
|
04/18/2011 |
ENDORSED
LETTER addressed to Judge Lewis A. Kaplan from Andrew J. Brown dated
4/14/2011 re: Plaintiffs respectfully request a 25 page limit extension for
their reply in support of class certification. ENDORSEMENT: Granted to the
extent of 18 pages. So Ordered. (Signed by Judge Lewis A. Kaplan on
4/18/2011) (jfe) (Entered: 04/18/2011) |
|
|
|
170 |
SEALED
DOCUMENT placed in vault.(nm) (Entered: |
|
|
REPLY
MEMORANDUM OF LAW in Support re: 140 MOTION to
Certify Class. [REDACTED]. Document filed by Marshall Freidus, Edward
P. Zemprelli. (Attachments: # 1 Exhibit
Declaration of W. Jason Guzek, # 2 Exhibit
Declaration of Robert Carlisle)(Brown, Andrew) (Entered: |
|
|
|
DECLARATION
of Andrew J. Brown in Support re: 140 MOTION to
Certify Class.. Document filed by Marshall Freidus, Edward P. Zemprelli.
(Attachments: # 1
Exhibit 1-3, # 2
Exhibit 4 part 1, # 3
Exhibit 4 part 2)(Brown, Andrew) (Entered: |
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