US
District Court Civil Docket as of
Retrieved from the court on
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Cause: 28:1332 Diversity-Other Contract |
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Lead Plaintiff |
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Securities & Investment Company |
represented by |
David A. Barrett |
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Lead Plaintiff |
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Harel Insurance Company, Ltd. |
represented by |
David A. Barrett |
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Lead Plaintiff |
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AXA Private Management |
represented by |
David A. Barrett |
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Lead Plaintiff |
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St. Stephen's School |
represented by |
David A. Barrett |
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Lead Plaintiff |
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Pacific West Health Medical Center, Inc. Employee's Retirement Trust |
represented by |
David A. Barrett |
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Debtor |
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Fairfield Risk Services Ltd. |
represented by |
Mark Geoffrey Cunha |
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Plaintiff |
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Pasha S. Anwar |
represented by |
Christopher Lovell |
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Plaintiff |
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Julia Anwar |
represented by |
Christopher Lovell |
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Plaintiff |
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Inter-Amrerican Trust |
represented by |
David A. Barrett |
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Plaintiff |
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Elvira 1950 Trust |
represented by |
David A. Barrett |
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Plaintiff |
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Bonaire Limited |
represented by |
David A. Barrett |
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Plaintiff |
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Carlos Gauch |
represented by |
David A. Barrett |
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Plaintiff |
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Loana Ltd. |
represented by |
David A. Barrett |
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Plaintiff |
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Wall Street Securities, |
represented by |
David A. Barrett |
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Plaintiff |
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Banco General, S.A. |
represented by |
David A. Barrett |
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Plaintiff |
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Harvest Dawn International Inc. |
represented by |
David A. Barrett |
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Plaintiff |
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El Prado Trading |
represented by |
David A. Barrett |
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Plaintiff |
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Omawa Investment Corporation |
represented by |
David A. Barrett |
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Plaintiff |
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Carmel Ventures Ltd. |
represented by |
David A. Barrett |
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Plaintiff |
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Traconcorp |
represented by |
David A. Barrett |
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Plaintiff |
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Blythel Associated Corp. |
represented by |
David A. Barrett |
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Plaintiff |
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Marrekesh Resources |
represented by |
David A. Barrett |
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Plaintiff |
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Centro Inspection Agency |
represented by |
David A. Barrett |
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Plaintiff |
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Kalandar International |
represented by |
David A. Barrett |
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Plaintiff |
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Landville Capital Management S.A. |
represented by |
David A. Barrett |
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Plaintiff |
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20/20 Investments |
represented by |
David A. Barrett |
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Plaintiff |
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AXA Private Management |
represented by |
David A. Barrett |
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Plaintiff |
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St. Stephen's School |
represented by |
David A. Barrett |
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Plaintiff |
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Diversified Investments Associates Class A Units |
represented by |
David A. Barrett |
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Plaintiff |
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ABR Capital Fixed Option/Income Strategic Fund LP |
represented by |
David A. Barrett |
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Plaintiff |
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Harel Investment and Financial Services Ltd. |
represented by |
David A. Barrett |
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Plaintiff |
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Miguel Lomeli |
represented by |
Robert Alan Wallner |
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Plaintiff |
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Morning Mist Holdings Limited |
represented by |
Robert Alan Wallner |
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Plaintiff |
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Jitendra Bhatia |
represented by |
William M. O'Connor |
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Plaintiff |
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Gopal Bhatia |
represented by |
William M. O'Connor |
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Plaintiff |
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Kishanchand Bhatia |
represented by |
William M. O'Connor |
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Plaintiff |
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Jayshree Bhatia |
represented by |
William M. O'Connor |
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Plaintiff |
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Mandakini Gajaria |
represented by |
William M. O'Connor |
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Plaintiff |
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ABN AMRO LIFE S.A. |
represented by |
ABN AMRO LIFE S.A. |
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Consolidated Plaintiff |
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Pacific West Health Medical Center Inc. Employees
Retirement Trust |
represented by |
Carl Lester Stine |
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Consolidated Plaintiff |
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Pacific West Health Medical Center Inc. Employees
Retirement Trust |
represented by |
Carl Lester Stine |
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Consolidated Plaintiff |
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Shimon Laor |
represented by |
Catherine A. Torrell |
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Consolidated Plaintiff |
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David I. Ferber |
represented by |
Jean Lee |
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Consolidated Plaintiff |
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The Knight Services Holdings Limited |
represented by |
Daniel W. Krasner |
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Consolidated Plaintiff |
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Frank E. Pierce |
represented by |
Jean Lee |
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Consolidated Plaintiff |
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Frank E. Pierce Ira |
represented by |
Jean Lee |
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Consolidated Plaintiff |
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Nadav Zohar |
represented by |
David Robert Kromm |
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Consolidated Plaintiff |
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Ronit Zohar |
represented by |
David Robert Kromm |
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Consolidated Plaintiff |
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Fairfield Sentry Ltd. |
represented by |
David J. Molton |
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Consolidated Plaintiff |
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Headway Investment Corp. |
represented by |
Paul Edouard Dans |
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Consolidated Plaintiff |
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BPV Finance (International) Ltd. |
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Defendant |
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Fairfield Greenwich Limited |
represented by |
Mark Geoffrey Cunha |
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Defendant |
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Fairfield Greenwich Group |
represented by |
Mark Geoffrey Cunha |
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Defendant |
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represented by |
Mark Geoffrey Cunha |
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Defendant |
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represented by |
Mark Geoffrey Cunha |
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Defendant |
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Walter M. Noel, Jr. |
represented by |
Glenn Kurtz |
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Defendant |
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Andres Piedrahita |
represented by |
Andrew J. Levander |
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Defendant |
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Jeffrey Tucker |
represented by |
Adam K. Grant |
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Defendant |
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Brian Francouer |
represented by |
Kenneth A. Zitter |
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Defendant |
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Amit Vigayvergia |
represented by |
Helen Virginia Cantwell |
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Defendant |
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CITCO Fund Services ( |
represented by |
Amanda Mcgovern |
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Defendant |
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Pricewaterhousecoopers L.L.P. |
represented by |
Andrew M. Genser |
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Defendant |
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Pricewaterhousecoopers Bermuda |
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Defendant |
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Ian Pilgrim |
represented by |
Amanda Mcgovern |
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Defendant |
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Citco Fund Services ( |
represented by |
Amanda Mcgovern |
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Defendant |
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represented by |
Mark Geoffrey Cunha |
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Defendant |
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Fairfield Risk Services Ltd. |
represented by |
Mark Geoffrey Cunha |
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Defendant |
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Citco Group Limited |
represented by |
Amanda Mcgovern |
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Defendant |
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PricewaterhouseCoopers Accountants |
represented by |
Gabrielle Sean Marshall |
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Defendant |
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Lion Fairfield Capital Management Limited |
represented by |
Lawrence P. Eagel |
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Defendant |
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Carlos Gadala-Maria |
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Defendant |
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Raul Mas |
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Defendant |
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Robert Friedman |
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Defendant |
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Rodolfo Pages |
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Defendant |
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John G Dutkowski |
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Defendant |
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Luisa Serena |
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Consolidated Defendant |
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Yanko Dellaw Schiava |
represented by |
Mark Geoffrey Cunha |
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Consolidated Defendant |
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Philip Toub |
represented by |
Mark Geoffrey Cunha |
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Consolidated Defendant |
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represented by |
Mark Geoffrey Cunha |
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Consolidated Defendant |
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Cornelis Boele |
represented by |
Mark Geoffrey Cunha |
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Consolidated Defendant |
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Matthew C. Brown |
represented by |
Glenn Kurtz |
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Consolidated Defendant |
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Vianney D'hendecourt |
represented by |
Mark Geoffrey Cunha |
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Consolidated Defendant |
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Harold Greisman |
represented by |
Mark Geoffrey Cunha |
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Consolidated Defendant |
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Jacqueline Harary |
represented by |
Mark Geoffrey Cunha |
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Consolidated Defendant |
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David Horn |
represented by |
Edward M. Spiro |
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Consolidated Defendant |
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Richard Landsberger |
represented by |
Mark Geoffrey Cunha |
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Consolidated Defendant |
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David Lipton |
represented by |
Mark Geoffrey Cunha |
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Consolidated Defendant |
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Julia Luongo |
represented by |
Mark Geoffrey Cunha |
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Consolidated Defendant |
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Mark Mckeefry |
represented by |
Mark Geoffrey Cunha |
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Consolidated Defendant |
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Maria Teresa Pulido Mendozo |
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Consolidated Defendant |
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Charles Murphy |
represented by |
Mark Geoffrey Cunha |
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Consolidated Defendant |
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represented by |
Mark Geoffrey Cunha |
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Consolidated Defendant |
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Andrew Smith |
represented by |
Joseph De Simone |
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Consolidated Defendant |
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CITCO Bank |
represented by |
Amanda Mcgovern |
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Consolidated Defendant |
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CITCO Fund Services ( |
represented by |
Amanda Mcgovern |
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Consolidated Defendant |
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GlobeOp Financial Services LLC. |
represented by |
Jonathan David Cogan |
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Consolidated Defendant |
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Citco Canada Inc. |
represented by |
Amanda Mcgovern |
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Consolidated Defendant |
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Pricewaterhouse Coopers Accountants N.V. |
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Consolidated Defendant |
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Consolidated Defendant |
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Fairfield Sentry Limited |
represented by |
David J. Molton |
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Consolidated Defendant |
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Citgo Global Custody N.V. |
represented by |
Amanda Mcgovern |
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Consolidated Defendant |
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Pricewaterhousecoopers International Limited |
represented by |
Anne K. Small |
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Consolidated Defendant |
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Pricewaterhousecoopers LLP (US) |
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Consolidated Defendant |
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Pricewaterhousecoopers LLP Chartered Accountants |
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Consolidated Defendant |
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Consolidated Defendant |
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represented by |
Mark Geoffrey Cunha |
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Consolidated Defendant |
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Fairfield International Managers, Inc. |
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Consolidated Defendant |
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Amit Vijayvergiya |
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Consolidated Defendant |
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Brian Francoeur |
represented by |
Kenneth A. Zitter |
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Consolidated Defendant |
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represented by |
Mark Geoffrey Cunha |
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Consolidated Defendant |
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Daniel Lipton |
represented by |
Mark Geoffrey Cunha |
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Consolidated Defendant |
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Jacqueline Hararay |
represented by |
Mark Geoffrey Cunha |
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Consolidated Defendant |
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Robert Blum |
represented by |
Mark Geoffrey Cunha |
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Consolidated Defendant |
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Corina Noel Piedrahita |
represented by |
Mark Geoffrey Cunha |
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Consolidated Defendant |
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Maria Teresa Pulido Mendozo |
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Consolidated Defendant |
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1-20 John Does |
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Consolidated Defendant |
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Standard Chartered International ( |
represented by |
Sharon L. Nelles |
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Consolidated Defendant |
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Standard Chartered PLC |
represented by |
Sharon L. Nelles |
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Consolidated Defendant |
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American Express Bank Ltd. |
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Movant |
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Fairfield Investor Group |
represented by |
Catherine A. Torell |
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Movant |
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Americas/SwissCo. Trusts |
represented by |
Gregory Mark Nespole |
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Consolidated Counter Defendant |
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Fairfield Greenwich Corp. |
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ADR Provider |
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Akenaton Inversiones Sicav, S.A. |
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ADR Provider |
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Aldeneik B.V. |
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ADR Provider |
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Bahraini Saudi Bank |
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ADR Provider |
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ADR Provider |
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ADR Provider |
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Banca Sella Holding S.P.A. |
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ADR Provider |
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Beleggingsmaatschappij Josephine D B.V. |
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ADR Provider |
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Berzosa
de Inversiones, SICA V, S.A. |
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ADR Provider |
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Carling Investment Ltd. |
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ADR Provider |
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Certimab Control SL |
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ADR Provider |
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Compass Inversiones Sicav, S.A. |
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ADR Provider |
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EVG Bank Ltd. |
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ADR Provider |
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Falcon One, Ltd. |
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ADR Provider |
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Florijn |
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ADR Provider |
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Gama
Bursatil Sicav, S.A. |
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ADR Provider |
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Harel Insurance Company Ltd. |
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ADR Provider |
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Income Inversiones Sicav, S.A. |
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ADR Provider |
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Inversiones
Mobiliarias Alicante, Simcav, S.A. |
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ADR Provider |
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Kapital Geld Sicav, S.A. |
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ADR Provider |
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Kidman N.V. |
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ADR Provider |
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Madanes Investment & Enterprise Ltd. |
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ADR Provider |
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Mira Securities N.V. |
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ADR Provider |
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Nmas1
Gestion Renta Fija, FI |
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ADR Provider |
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Property & Equity Corp. |
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ADR Provider |
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South Barrow |
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ADR Provider |
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SSMART |
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ADR Provider |
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Stichting Guppie |
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ADR Provider |
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Stienaklif B.V. |
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ADR Provider |
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Sunglow Equities Inc. |
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ADR Provider |
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ADR Provider |
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Ubione di Banche Italiane S.c.P.A. |
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ADR Provider |
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KAS Bank N.V. |
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ADR Provider |
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Vicenza Life Ltd. |
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Date Filed |
# |
Docket Text |
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NOTICE OF REMOVAL from Supreme Court, |
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RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying
Fairfield Greenwich Limited as Corporate Parent. Document filed by Fairfield
Greenwich Advisors L.L.C., Fairfield Greenwich Limited, Fairfield Greenwich ( |
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Magistrate Judge Theodore H. Katz is so designated. (laq)
(Entered: |
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Case Designated ECF. (laq) (Entered: |
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AFFIDAVIT OF SERVICE of Civil Cover Sheet, Rule 7.1
Disclosure Statement, Notice of Removal, Electronic Case Rules and
Instructions and Individual Practices of Judge Marrero and Magistrate Katz
served on Multiple Parties on |
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NOTICE OF APPEARANCE by Mark P. Goodman on behalf of Amit
Vigayvergia (Goodman, Mark) (Entered: |
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NOTICE OF APPEARANCE by Helen Virginia Cantwell on behalf
of Amit Vigayvergia (Cantwell, Helen) (Entered: |
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NOTICE OF APPEARANCE by Jody Krisiloff on behalf of Pasha
S. Anwar, Julia Anwar (Krisiloff, Jody) (Entered: |
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NOTICE of Demand for Jury Trial. Document filed by Pasha
S. Anwar, Julia Anwar. (Attachments: # 1
Affidavit of Service)(Krisiloff, Jody) (Entered: |
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STIPULATION EXTENDING DEADLINE TO RESPOND TO THE
COMPLAINT: It is hereby stipulated and agreed by and between the parties that
the time for defendants to answer, move or otherwise respond to the complaint
is extended to and including |
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ORDER: that the Clerk of Court is directed to consolidate
the two cases captioned above for all purposes. All filings in connection
with the consolidated action be docketed against the remaining lowe number
case, 09 Civ. 0118. The Clerk of Court close the referenced higher numbered
case, 09 Civ. 0134, as a separate action and remove it from the Court's
database of open cases. SO ORDERED. (Signed by Judge Victor Marrero on |
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ORDER: that the motion of plaintiff Pacific West Health
Medical Center, Inc. Employees Retirement Trust for a preliminary injunction
is DENIED. The Court's |
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NOTICE OF APPEARANCE by Peter Eric Kazanoff on behalf of
Fairfield Greenwich Advisors L.L.C. (Kazanoff, Peter) (Entered: |
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NOTICE OF APPEARANCE by Paul Jacob Sirkis on behalf of
Fairfield Greenwich Advisors L.L.C. (Sirkis, Paul) (Entered: |
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NOTICE OF APPEARANCE by Christopher Lovell on behalf of
Pasha S. Anwar, Julia Anwar (Lovell, Christopher) (Entered: |
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NOTICE OF APPEARANCE by Marc E. Kasowitz on behalf of
Jeffrey Tucker (Kasowitz, Marc) (Entered: |
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NOTICE OF APPEARANCE by Daniel R. Benson on behalf of
Jeffrey Tucker (Benson, Daniel) (Entered: |
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NOTICE OF APPEARANCE by Daniel J. Fetterman on behalf of
Jeffrey Tucker (Fetterman, Daniel) (Entered: |
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NOTICE OF APPEARANCE by Adam K. Grant on behalf of Jeffrey
Tucker (Grant, Adam) (Entered: |
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NOTICE OF APPEARANCE by Michael Lawrence Simes on behalf
of Andrew Smith (Simes, Michael) (Entered: |
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ORDER that the Clerk of Court is directed to consolidate
the two cases, 09cv118 and 09cv301, captioned above for all purposes. All
filings in connection with the consolidated action be docketed against the
remaining lower number case, 09cv118. The Clerk of Court shall close the
referenced higher numbered case, 09cv301, as a separate action and remove it
from the Court's database of open cases. (Signed by Judge Victor Marrero on |
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NOTICE OF APPEARANCE by David A. Barrett on behalf of Inter-Amrerican Trust, Elvira 1950 Trust, Bonaire Limited, Carlos Gauch (Barrett, David) (Entered: 01/26/2009) |
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MOTION to Appoint Counsel as Interim Co-Lead Counsel
for Plaintiffs and the Putative Class., MOTION to Consolidate Cases Subsequently
Filed in or Transferred to the Court.( Return Date set for |
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MEMORANDUM OF LAW in Support re: 21
MOTION to Appoint Counsel as Interim Co-Lead Counsel for Plaintiffs and
the Putative Class. MOTION to Consolidate Cases Subsequently Filed in
or Transferred to the Court.. Document filed by Inter-Amrerican Trust,
Elvira 1950 Trust, Bonaire Limited, Carlos Gauch, Pasha S. Anwar, Julia
Anwar, Pacific West Health Medical Center Inc. Employees Retirement Trust(on
Behalf of All Others Similarly Situated). (Attachments: # 1
Exhibit A, # 2
Exhibit B, # 3
Exhibit C, # 4
Exhibit D)(Krisiloff, Jody) (Entered: |
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CERTIFICATE OF SERVICE of Motion and Memorandum of Law in
Support of Motion for Consolidation of All Actions and Appointment of Interim
Co-Lead Counsel on |
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NOTICE OF APPEARANCE by Robert James Anello on behalf of
David Horn (Anello, Robert) (Entered: |
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AFFIDAVIT OF SERVICE. Fairfield Greenwich Advisors L.L.C.
served on |
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AFFIDAVIT OF SERVICE. Fairfield Greenwich Group served on |
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AFFIDAVIT OF SERVICE. Fairfield Greenwich Limited served
on |
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AFFIDAVIT OF SERVICE of Summons and Complaint served on
Walter Noel, Jr. on |
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AFFIDAVIT OF SERVICE of Summons and Complaint served on
Andres Piedrahita on |
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AFFIDAVIT OF SERVICE of Summons and Complaint served on
Jeffrey Tucker on |
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AFFIDAVIT OF SERVICE of Summons and Complaint served on
Amit Vijayvergiya on |
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NOTICE OF APPEARANCE by Edward M. Spiro on behalf of David
Horn (Spiro, Edward) (Entered: |
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NOTICE OF APPEARANCE by Claudio Godinez RoumainOchoa on
behalf of David Horn (RoumainOchoa, Claudio) (Entered: |
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NOTICE OF APPEARANCE by James Abram Harrod, III on behalf of Pacific West Health Medical Center Inc. Employees Retirement Trust(On behalf of Itself) Filed In Associated Cases: 1:09-cv-00118-VM, 1:09-cv-00134-VM, 1:09-cv-00301-VM(Harrod, James) (Entered: 01/29/2009) |
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NOTICE OF APPEARANCE by Chet Barry Waldman on behalf of Pacific West Health Medical Center Inc. Employees Retirement Trust(on Behalf of All Others Similarly Situated) Filed In Associated Cases: 1:09-cv-00118-VM, 1:09-cv-00134-VM, 1:09-cv-00301-VM(Waldman, Chet) (Entered: 01/29/2009) |
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NOTICE OF APPEARANCE by Robert Craig Finkel on behalf of Pacific West Health Medical Center Inc. Employees Retirement Trust(on Behalf of All Others Similarly Situated) Filed In Associated Cases: 1:09-cv-00118-VM, 1:09-cv-00134-VM, 1:09-cv-00301-VM(Finkel, Robert) (Entered: 01/29/2009) |
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NOTICE OF APPEARANCE by Brian Dale Graifman on behalf of
Pacific West Health Medical Center Inc. Employees Retirement Trust(On behalf
of Itself) (Graifman, Brian) (Entered: |
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NOTICE OF APPEARANCE by David Alan Gehn on behalf of
Pacific West Health Medical Center Inc. Employees Retirement Trust(On behalf
of Itself) (Gehn, David) (Entered: |
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NOTICE OF APPEARANCE by Glenn Kurtz on behalf of Walter M.
Noel, Jr, Matthew C. Brown (Kurtz, Glenn) (Entered: |
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CONSOLIDATION ORDER AND ORDER FOR APPOINTMENT: The Anwar
Consolidated Action and those of a like nature that may be consolidated with
them in the future shall be consolidated and collectively referred to as
"Anwar et al. v. Fairfield Greenwich Group et al., Litigation, Docket
No. 09 CV 00118; Master File No. 09 CV 0118 (VM) (the "Consolidated
Action"). A Master Docket and Master File are hereby established for the
proceedings both in the actions already consolidated herein and in all other
cases subsequently consolidated herewith. The Master File shall be Civil
Action No. 09 CV 0118 (VM). Every pleading filed in these consolidated
actions shall bear the following caption: Anwar et al. v. Fairfield Greenwich
Limited, et. al., as set forth herein. Pursuant to Fed. R. Civ. P. 23 (g)(3),
the Court designates Lovell Stewart Halebian LLP, Wolf Popper LLP and Boies,
Schiller & Flexner LLP as Interim Co-Lead Counsel to act on behalf of all
Plaintiffs in the consolidated cases, with the responsibilities hereinafter
described. The Court appoints Lovell Stewart Halebian LLP to be responsible
for ensuring that orders of the Court are served on all counsel;
communicating with the Court on behalf of all counsel in each case as to
scheduling matters; and for maintaining a master service list of all parties
and their respective counsel. (Signed by Judge Victor Marrero on |
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NOTICE OF CHANGE OF ADDRESS by Christopher Lovell on
behalf of Pasha S. Anwar, Julia Anwar. New Address: Lovell Stewart Halebian
LLP, 61 Broadway, |
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MOTION for Stuart H. Singer to Appear Pro Hac Vice. Document filed by Inter-Amrerican Trust, Elvira 1950 Trust, Bonaire Limited, Carlos Gauch, Pasha S. Anwar, Julia Anwar.(dle) (Entered: 02/09/2009) |
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MOTION for Sashi Bach Bruchow to Appear Pro Hac Vice. Document filed by Inter-Amrerican Trust, Elvira 1950 Trust, Bonaire Limited, Carlos Gauch, Pasha S. Anwar, Julia Anwar.(dle) (Entered: 02/09/2009) |
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ORDER ADMITTING ATTORNEY Sashi Bach Boruchow PRO HAC VICE
for plaintiffs. (Signed by Judge Victor Marrero on |
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Transmission to Attorney Admissions Clerk. Transmitted re:
42
Order Admitting Attorney Pro Hac Vice, to the Attorney Admissions Clerk for
updating of Attorney Information. (cd) (Entered: |
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ORDER ADMITTING ATTORNEY Stuart H. Singer PRO HAC VICE for
plaintiffs. (Signed by Judge Victor Marrero on |
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Transmission to Attorney Admissions Clerk. Transmitted re:
43
Order Admitting Attorney Pro Hac Vice, to the Attorney Admissions Clerk for
updating of Attorney Information. (cd) (Entered: |
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STIPULATION EXTENDING DEADLINE TO RESPOND TO THE
COMPLAINT: The time within which each of the Defendant heretofore properly
served in the above-captioned action may, answer, move, or otherwise respond
to the Complaint is extended to 3/9/2009 with the expectation that a Case
Management Plan for this action will be entered by the Court, which Case
Management Plan will govern the Defendant's time to respond to a Consolidated
Amended Complaint and make it unnecessary for the Defendants to respond to
the Complaint in this action. (Signed by Judge Victor Marrero on |
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ORDER FOR ADMISSION PRO HAC VICE ON WRITTEN MOTION:
Attorney Stuart Harold Singer is admitted to practice pro hac vice as counsel
for Plaintiffs in this action. (Signed by Judge Victor Marrero on |
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Transmission to Attorney Admissions Clerk. Transmitted re:
( |
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NOTICE OF APPEARANCE by Victor E. Stewart on behalf of
Pasha S. Anwar, Julia Anwar (Stewart, Victor) (Entered: |
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***NOTE TO ATTORNEY TO E-MAIL PDF. Note to Attorney Mark
Geoffrey Cunha for noncompliance with Section (14.3) of the S.D.N.Y.
Electronic Case Filing Rules & Instructions. E-MAIL the PDF for Document 1
Notice of Removal, 2
Rule 7.1 Corporate Disclosure Statement to: case_openings@nysd.uscourts.gov.
(laq) (Entered: |
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ENDORSED LETTER addressed to Judge Victor Marrero from
James A. Harrod dated |
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ORDER REFERRING CASE TO MAGISTRATE JUDGE. Order that case
be referred to the Clerk of Court for assignment to a Magistrate Judge for
General Pretrial ( includes scheduling, discovery, non-dispositive pretrial
motions, and settlement). Referred to Magistrate Judge Theodore H. Katz.
(Signed by Judge Victor Marrero on |
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NOTICE OF APPEARANCE by Stuart Harold Singer on behalf of Inter-Amrerican Trust, Elvira 1950 Trust, Bonaire Limited, Carlos Gauch (Singer, Stuart) (Entered: 02/24/2009) |
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NOTICE OF APPEARANCE by Sashi Bach Boruchow on behalf of Inter-Amrerican Trust, Elvira 1950 Trust, Bonaire Limited, Carlos Gauch (Boruchow, Sashi) (Entered: 02/24/2009) |
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SUMMONS RETURNED EXECUTED. Service was accepted by Walter
M. Noel, Jr.. Document filed by Inter-Amrerican Trust, Elvira 1950 Trust,
Bonaire Limited, Carlos Gauch. (Boruchow, Sashi) (Entered: |
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SUMMONS RETURNED EXECUTED. Fairfield Greenwich Advisors
L.L.C. served on |
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NOTICE OF APPEARANCE by Eliot Lauer on behalf of CITCO
Bank Nederland N.V. Dublin Branch (Lauer, Eliot) (Entered: |
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NOTICE OF APPEARANCE by Michael Joseph Moscato on behalf
of CITCO Bank Nederland N.V. Dublin Branch (Moscato, Michael) (Entered: |
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NOTICE OF APPEARANCE by Timothy Neil McCabe on behalf of
CITCO Bank Nederland N.V. Dublin Branch (McCabe, Timothy) (Entered: |
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NOTICE OF APPEARANCE by Eliot Lauer on behalf of CITCO
Fund Services ( |
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NOTICE OF APPEARANCE by Michael Joseph Moscato on behalf
of CITCO Fund Services ( |
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NOTICE OF APPEARANCE by Timothy Neil McCabe on behalf of
CITCO Fund Services ( |
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MOTION for Lewis N. Brown to Appear Pro Hac Vice. Document
filed by CITCO Bank Nederland N.V. Dublin Branch, CITCO Fund Services ( |
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MOTION for Terence M. Mullen to Appear Pro Hac Vice.
Document filed by CITCO Bank Nederland N.V. Dublin Branch, CITCO Fund
Services ( |
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MOTION for Dyanne Feinberg to Appear Pro Hac Vice.
Document filed by CITCO Bank Nederland N.V. Dublin Branch, CITCO Fund
Services ( |
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CASHIERS OFFICE REMARK on 44
Motion to Appear Pro Hac Vice, 45
Motion to Appear Pro Hac Vice in the amount of $50.00, paid on |
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ORDER in case 1:09-cv-00134-VM; granting (61) Motion for
Lewis N. Brown to Appear Pro Hac Vice for defendants Citco Bank Nederland,
Dublin Branch, and Citco Fund Services (Europe) in case 1:09-cv-00118-VM-THK.
(Signed by Judge Victor Marrero on |
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Transmission to Attorney Admissions Clerk. Transmitted re:
( |
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ORDER FOR ADMISSION PRO HAC VICE: in case |
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ORDER FOR ADMISSION PRO HAC VICE: in case |
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Transmission to Attorney Admissions Clerk. Transmitted re:
( |
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NOTICE OF APPEARANCE by Kenneth A. Zitter on behalf of
Brian Francouer (Zitter, Kenneth) (Entered: |
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CASHIERS OFFICE REMARK on 62
Motion to Appear Pro Hac Vice, 61
Motion to Appear Pro Hac Vice, 63
Motion to Appear Pro Hac Vice in the amount of $75.00, paid on |
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MEMORANDUM ENDORSEMENT re: STIPULATION EXTENDING DEADLINE
TO RESPOND TO THE COMPLAINT. ENDORSEMENT: The parties are directed to address
the matter set forth above to Magistrate Judge Theodore H. Katz to whom this
dispute has been referred for resolution, as well as for supervision of
remaining pretrial proceedings, establishing case management schedules as
necessary, and settlement. SO ORDERED. (Signed by Judge Victor Marrero on |
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CIVIL CASE MANAGEMENT PLAN AND SCHEDULING ORDER All
subsequently filed or transferred cases, whether filed as individual or
purported class actions, concerning losses by or on behalf of Fairfield
Greenwich investors arising from or relating to the facts and claims alleged
in the Consolidated Action, including but not limited to any alleged losses
in connection with investments made through or with Bernard Madoff and his
firm Bernard L. Madoff Investment Securities, shall be consolidated, for all
purposes, with the Consolidated Action. Plaintiffs have demanded a trial by
jury. The parties do not consent to trial by a magistrate judge. Regarding
procedures to be followed that shall govern the handling of this case
management plan and scheduling order. (Signed by Magistrate Judge Theodore H.
Katz on |
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Minute Entry for proceedings held before Magistrate Judge
Theodore H. Katz: Pretrial Conference held on |
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WAIVER OF SERVICE RETURNED EXECUTED. Document filed by
Inter-Amrerican Trust, Elvira 1950 Trust, Bonaire Limited, Carlos Gauch.
(Boruchow, Sashi) (Entered: |
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WAIVER OF SERVICE RETURNED EXECUTED. Document filed by
Inter-Amrerican Trust, Elvira 1950 Trust, Bonaire Limited, Carlos Gauch.
(Boruchow, Sashi) (Entered: |
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ORDER that the Clerk of Court is directed to consolidate
the two cases captioned above for all purposes; all filings in connection
with the consolidated action be docketed against the remaining lower number
case, 09-118; the Clerk of Court close the referenced higher numbered case,
09-2222, as a separate action and remove it from the Court's database of open
cases. (Signed by Judge Victor Marrero on |
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ORDER: It is hereby ordered that the Clerk of Court is
directed to consolidate the two cases captioned above for all purposes. All
filings in connection with the consolidated action be docketed against the
remaining lower number case, 09-cv-118. The Clerk of Court shall close the
referenced higher numbered case, 09-cv-2366, as a separate action and remove
it from the Court's database. (Signed by Judge Victor Marrero on |
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ORDER: It is hereby ordered that the Clerk of Court is
directed to consolidate the two cases captioned above for all purposes; and
it is further ORDERED that all filings in connection with the consolidated
action be docketed against the remaining lower number case, 09 Civ. 0118; and
its finally ORDERED that the Clerk of Court close the referenced higher
numbered case, 09 Civ. 2269, as a separate action and remove it from the
Court's database of open cases. (Signed by Judge Victor Marrero on |
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ORDER: that the Clerk of Court is directed to consolidate
the two cases captioned above for all purposes. All filings in connection
with the consolidated action be docketed against the remaining lower number
case, 09 Civ. 0118. The Clerk of Court close the referenced higher numbered
case, 09 Civ. 2588, as a separate action and remove it from the Court's
database of open cases. SO ORDERED. (Signed by Judge Victor Marrero on |
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ENDORSED LETTER: addressed to Judge Victor Marrero from
Mark G. Cunha dated 3/31/09 re: Counsel for defendant requests the Court's
assistance in confirming that a response to the Pierce complaint is not due,
or, in the alternative, extending the defendants' time to respond to the
Pierce complaint to the date that their response is due to the consolidated
complaint. ENDORSEMENT: Request Granted. The time for defendant(s) to answer
move with respect to the complaint in this action is extended to the time due
pursuant to the terms of the consolidated order herein. So Ordered. (Signed
by Judge Victor Marrero on |
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87 |
TRANSCRIPT of proceedings held on |
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ENDORSED LETTER addressed to Judge Victor Marrero from
Gregory Mark Nespole dated 4/1/2009 re: Requesting permission to file its
appointment seeking lead plaintiff and the appointment of lead counsel
pursuant to the PLSRA. ENDORSEMENT: Interim Co-lead Counsel are directed to
respond by |
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STIPULATION AND ORDER OF SUBSTITUTION OF CQUNSEL: The law
firm Mayer Brown LLP withdraws as counsel for defendant Andrew Smith, and the
law firm Simpson Thacher & Bartlett LLP shall appear as counsel for
Andrew Smith. Attorney Peter Eric Kazanoff for Andrew Smith added. Attorney
Steven Wolowitz; Joseph De Simone and Michael Lawrence Simes terminated.
(Signed by Judge Victor Marrero on |
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MOTION for Elizabeth Izquierdo to Appear Pro Hac Vice.
Document filed by CITCO Bank Nederland N.V. Dublin Branch, CITCO Fund
Services ( |
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MOTION for Amanda McGovern to Appear Pro Hac Vice.
Document filed by CITCO Bank Nederland N.V. Dublin Branch, CITCO Fund
Services ( |
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NOTICE OF APPEARANCE by Robert Alan Wallner on behalf of David I. Ferber, Frank E. Pierce, Frank E. Pierce Ira (Wallner, Robert) (Entered: 04/06/2009) |
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NOTICE OF APPEARANCE by Kent Andrew Bronson on behalf of David I. Ferber, Frank E. Pierce, Frank E. Pierce Ira (Bronson, Kent) (Entered: 04/06/2009) |
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NOTICE OF APPEARANCE by Kristi Stahnke McGregor on behalf of David I. Ferber, Frank E. Pierce, Frank E. Pierce Ira (McGregor, Kristi) (Entered: 04/06/2009) |
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ORDER granting 78
Motion for Elizabeth Izquierdo to Appear Pro Hac Vice. (Signed by Judge
Victor Marrero on |
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Transmission to Attorney Admissions Clerk. Transmitted re:
84
Order on Motion to Appear Pro Hac Vice, to the Attorney Admissions Clerk for
updating of Attorney Information. (js) (Entered: |
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ORDER granting 79
Motion for Amanda McGovern to Appear Pro Hac Vice. (Signed by Judge Victor
Marrero on |
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Transmission to Attorney Admissions Clerk. Transmitted re:
85
Order on Motion to Appear Pro Hac Vice, to the Attorney Admissions Clerk for
updating of Attorney Information. (js) (Entered: |
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ENDORSED LETTER addressed to Magistrate Judge Theodore H.
Katz from David A. Barrett dated 4/7/09 re: Counsel requests an extension
from April 10 to April 24, 2009, of the time for filing a consolidated
amended complaint pursuant to the Civil Case Management Plan and Scheduling
Order entered by the Court on March 11, 2009. ENDORSEMENT: The consolidated
Amended Complaint shall be filed by |
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MOTION to Remand. Document filed by David I.
Ferber.(Wallner, Robert) (Entered: |
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MEMORANDUM OF LAW in Support re: 88
MOTION to Remand.. Document filed by David I. Ferber. (Wallner, Robert)
(Entered: |
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MOTION to Remand. Document filed by Frank E. Pierce, Frank
E. Pierce Ira.(Wallner, Robert) (Entered: |
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MEMORANDUM OF LAW in Support re: 90
MOTION to Remand.. Document filed by Frank E. Pierce, Frank E. Pierce Ira.
(Wallner, Robert) (Entered: |
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DECLARATION of Robert A. Wallner in Support re: 90
MOTION to Remand.. Document filed by Frank E. Pierce, Frank E. Pierce Ira.
(Wallner, Robert) (Entered: |
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NOTICE OF CHANGE OF ADDRESS by Kristi Stahnke McGregor on
behalf of David I. Ferber, Frank E. Pierce, Frank E. Pierce Ira. New Address:
Milberg LLP, |
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CONSOLIDATED AMENDED COMPLAINT AND JURY DEMAND, with
attched Volume I of IV (Complaint and Exhibits 1-4), Volume II of IV
(Exhibits 5-11), Volume III of IV and Volume IV of IV (Exhibits 19 - 26),
against Fairfield Greenwich Advisors L.L.C., Walter M. Noel, Jr, Andres
Piedrahita, Jeffrey Tucker, Brian Francouer, Amit Vigayvergia, CITCO Bank
Nederland N.V. Dublin Branch, CITCO Fund Services (Europe) B.V., Fairfield
Greenwich Corp., Gleop Financial Services L.L.P., Citco Canada Inc.,
Pricewaterhousecoopers L.L.P., Pricewaterhouse Coopers Accountants N.V.,
Greenwich Sentry, L.P., Fairfield Greenwich Limited, Fairfield Greenwich
Group, Yanko Dellaw Schiava, Philip Toub, Lourdes Barreneche, Cornelis Boele,
Matthew C. Brown, Vianney D'hendecourt, Harold Greisman, Jacqueline Harary,
David Horn, Fairfield Greenwich (Bermuda) Ltd., Richard Landsberger, David
Lipton, Julia Luongo, Mark Mckeefry, Maria Teresa Pulido Mendozo, Charles
Murphy, Santiago Reyes, Andrew Smith.Document filed by Inter-Amrerican Trust,
Elvira 1950 Trust, Bonaire Limited, Carlos Gauch, Pasha S. Anwar, Julia
Anwar, Shimon Laor, David I. Ferber, The Knight Services Holdings Limited,
Frank E. Pierce, Frank E. Pierce Ira, Loana Ltd., Wall Street Securities,
S.A., Banco General, S.A., Harvest Dawn International Inc., El Prado Trading,
Omawa Investment Corporation, Carmel Ventures Ltd., Traconcorp, Blythel
Associated Corp., Marrekesh Resources, Centro Inspection Agency, Kalandar
International, Landville Capital Management S.A., 20/20 Investments, AXA
Private Management, St. Stephen's School, Diversified Investments Associates
Class A Units, ABR Capital Fixed Option/Income Strategic Fund LP, Harel
Investment and Financial Services Ltd., Pacific West Health Medical Center
Inc. Employees Retirement Trust(On behalf of Itself), Pacific West Health
Medical Center Inc. Employees Retirement Trust(on Behalf of All Others Similarly
Situated).(pl) Modified on 5/1/2009 (pl). (ae). (Additional attachment(s)
added on 9/24/2009: # 1
Exhibit 1, # 2
Exhibit 2, # 3
Exhibit 3, # 4
Exhibit 4, # 5
Exhibit 5, # 6
Exhibit 6, # 7
Exhibit 7, # 8
Exhibit 8, # 9
Exhibit 9, # 10
Exhibit 10, # 11
Exhibit 11, # 12
Exhibit 12, # 13
Exhibit 13, # 14
Exhibit 14, # 15
Exhibit 15, # 16
Exhibit 16, # 17
Exhibit 17, # 18
Exhibit 18, # 19
Exhibit 19, # 20
Exhibit 20, # 21
Exhibit 21, # 22
Exhibit 22, # 23
Exhibit 23, # 24
Exhibit 24, # 25
Exhibit 25, # 26
Exhibit 26) (ad). (Entered: |
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CASHIERS OFFICE REMARK on 79
Motion to Appear Pro Hac Vice, 78
Motion to Appear Pro Hac Vice in the amount of $50.00, paid on |
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AFFIDAVIT OF SERVICE. Service was accepted by J Neil St
John, Corporate Secretary & General Counsel. Document filed by David I.
Ferber. (Wallner, Robert) (Entered: |
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AFFIDAVIT OF SERVICE. Service was accepted by J Neil St
John, Corporate Secretary & General Counsel. Document filed by Frank E.
Pierce, Frank E. Pierce Ira. (Wallner, Robert) (Entered: |
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RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent.
Document filed by Loana Ltd..Associated Cases: |
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RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Subsidiary
of Banco General S.A. which owns 100% of its stock as Corporate Parent.
Document filed by Wall Street Securities, |
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RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying owned
by BG Financial Group and that Empresa General de Inversiones owns 61% of BG
Financial Group's stock as Corporate Parent. Document filed by Banco General,
S.A..Associated Cases: |
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RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent.
Document filed by Harvest Dawn International Inc..Associated Cases: |
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RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate
Parent. Document filed by El Prado Trading.Associated Cases: |
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RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate
Parent. Document filed by Omawa Investment Corporation.Associated Cases: |
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RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate
Parent. Document filed by Carmel Ventures Ltd..Associated Cases: |
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RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate
Parent. Document filed by Traconcorp.Associated Cases: |
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RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate
Parent. Document filed by Blythel Associated Corp..Associated Cases: |
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RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate
Parent. Document filed by Marrekesh Resources.Associated Cases: |
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RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate
Parent. Document filed by Centro Inspection Agency.Associated Cases: |
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RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate
Parent. Document filed by Kalandar International.Associated Cases: |
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RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate
Parent. Document filed by Landville Capital Management S.A..Associated Cases:
|
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RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate
Parent. Document filed by 20/20 Investments.Associated Cases: |
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RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying AXA
Holdings |
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RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate
Parent. Document filed by St. Stephen's School.Associated Cases: |
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RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate
Parent. Document filed by Diversified Investments Associates Class A
Units.Associated Cases: |
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RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate
Parent. Document filed by ABR Capital Fixed Option/Income Strategic Fund
LP.Associated Cases: |
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RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying
Sampoerna Capital holds 20.2% as Corporate Parent. Document filed by Harel
Investment and Financial Services Ltd..Associated Cases: |
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ENDORSED LETTER: addressed to Judge Victor Marrero from
Mark G. Gunha dated |
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MEMORANDUM OPINION AND ORDER #97476: For the reasons set
forth above, both of Defendants' requests are granted. Accordingly, the
Pierce Plaintiffs shall produce to Defendants the documents specified on
pages 3-4 of Defendants' April 16, 2009 letter to the Court, by no later than
May 15, 2009. (See Cunha Ltr. at 3-4.) Opposition to the Pierce and Ferber
motions shall be filed by no later than |
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125 |
LETTER addressed to Magistrate Judge Theodore H. Katz from
Mark G. Cunha dated |
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126 |
LETTER addressed to Magistrate Judge Theodore H. Katz from
Robert A. Wallner dated |
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Minute Entry for proceedings held before Judge Victor
Marrero: Telephone Conference held on |
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FIRST RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying
Standard Chartered Bank, Standard Chartered Holdings Ltd., Standard Chartered
PLC as Corporate Parent. Document filed by Standard Chartered International
(USA) Ltd, Standard Chartered PLC..Associated Cases: |
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ORDER: Accordingly, it is hereby ordered that the Clerk of
Court is directed to consolidate the two cases captioned above for all
purposes; and it is further ordered that all filings in connection with the
consolidated action be docketed against the remaining lower number case,
09-cv-118; and its finally ordered that the Clerk of Court close the
referenced higher numbered case, 09 Civ 4031, as a separate action and remove
it from the Court's database of open cases. So Ordered. (Signed by Judge
Victor Marrero on |
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ORDER: Accordingly, it is hereby ORDERED that the Clerk of Court is directed to consolidate the two cases captioned above for all pretrial purposes; and it is further ORDERED that all filings in connection with the consolidated action be docketed against the remaining lower number case, 09 Civ. 0118; and it is further ORDERED that any filing of papers or correspondence with the Court that relates solely to Bhatia v. Standard Chartered International (USA) Ltd. ("Bhatia"), Case No. 09 Civ. 2410, shall so indicate in the face of such submission by reference to the case as 09 Civ. 0118 (Bhatia); and it is further ORDERED that the parties in the consolidated cases are directed to coordinate all pretrial proceedings, which shall be conducted under the supervision of Magistrate Judge Theodore Katz; and it is further ORDERED that upon completion of pretrial proceedings, in the event any claims in Bhatia remain to be tried, the Court in conjunction with the parties will consider severing the Bhatia matter for separate trial, as appropriate; and it is finally (Signed by Judge Victor Marrero on 5/6/09) Filed In Associated Cases: 1:09-cv-00118-VM-THK, 1:09-cv-02410-VM(js) (Entered: 05/07/2009) |
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NOTICE OF APPEARANCE by Mindy M. Yu on behalf of
Pricewaterhousecoopers L.L.P. (Yu, Mindy) (Entered: |
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NOTICE OF APPEARANCE by Andrew M. Genser on behalf of Pricewaterhousecoopers L.L.P., Pricewaterhousecoopers LLP Filed In Associated Cases: 1:09-cv-00118-VM-THK, 1:09-cv-02366-VM, 1:09-cv-02588-VM(Genser, Andrew) (Entered: 05/07/2009) |
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MOTION for Emily Nicklin, Tim Duffy, Brenton Rogers, Matthew Buckley, Amy Crawford, Benjamin Rottenborn, David Tressler to Appear Pro Hac Vice. Document filed by Pricewaterhousecoopers L.L.P., Pricewaterhousecoopers LLP.Filed In Associated Cases: 1:09-cv-00118-VM-THK, 1:09-cv-02366-VM, 1:09-cv-02588-VM(dle) (Entered: 05/11/2009) |
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ORDER FOR ADMISSION PRO HAC VICE: granting (123) Motion
for Emily Nicklin, Tim Duffy, Brenton Rogers, Matthew Buckley, Amy Crawford,
Benjamin Rottenborn, David Tressler to Appear Pro Hac Vice in case
1:09-cv-00118-VM-THK; granting (36) in case 1:09-cv-02366-VM; granting (38)
in case 1:09-cv-02588-VM. (Signed by Judge Victor Marrero on |
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Transmission to Attorney Admissions Clerk. Transmitted re:
( |
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MOTION to Appoint Fairfield Investor Group to serve as
lead plaintiff(s)., MOTION to Appoint Counsel. Document filed by Fairfield
Investor Group.(Torell, Catherine) (Entered: |
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MEMORANDUM OF LAW in Support re: 127
MOTION to Appoint Fairfield Investor Group to serve as lead plaintiff(s).
MOTION to Appoint Counsel.. Document filed by Fairfield Investor Group.
(Torell, Catherine) (Entered: |
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DECLARATION of Catherine A. Torell in Support re: 127
MOTION to Appoint Fairfield Investor Group to serve as lead plaintiff(s).
MOTION to Appoint Counsel.. Document filed by Fairfield Investor Group.
(Attachments: # 1
Exhibit A, # 2
Exhibit B, # 3
Exhibit C)(Torell, Catherine) (Entered: |
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MOTION to Appoint The Knight Services Holdings Limited and
the Americas/SwissCo. Trusts to serve as lead plaintiff(s)., MOTION to
Appoint Counsel MOTION OF THE KNIGHT SERVICES HOLDINGS LIMITED AND THE
AMERICAS/SWISSCO. TRUSTS FOR APPOINTMENT AS LEAD PLAINTIFFS OVER THE FEDERAL
SECURITIES CLAIMS AND CONCOMITANT SELECTION OF LEAD COUNSEL. Document
filed by Americas/SwissCo. Trusts, The Knight Services Holdings Limited.
(Attachments: # 1
Text of Proposed Order, # 2
Certificate of Service)(Nespole, Gregory) (Entered: |
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MEMORANDUM OF LAW in Support re: 130
MOTION to Appoint The Knight Services Holdings Limited and the
Americas/SwissCo. Trusts to serve as lead plaintiff(s). MOTION to Appoint
Counsel MOTION OF THE KNIGHT SERVICES HOLDINGS LIMITED AND THE
AMERICAS/SWISSCO. TRUSTS FOR APPOINTMENT AS LEAD PLAINTIFFS OVER THE FEDERAL
SECURITIES CLAIMS AND CONCOMITANT SELECTION OF LEAD COUNSEL. MOTION to
Appoint The Knight Services Holdings Limited and the Americas/SwissCo. Trusts
to serve as lead plaintiff(s). MOTION to Appoint The Knight Services Holdings
Limited and the Americas/SwissCo. Trusts to serve as lead plaintiff(s)..
Document filed by The Knight Services Holdings Limited, Americas/SwissCo.
Trusts. (Nespole, Gregory) (Entered: |
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DECLARATION of Gustavo Bruckner, Esq. in Support re: 130
MOTION to Appoint The Knight Services Holdings Limited and the
Americas/SwissCo. Trusts to serve as lead plaintiff(s). MOTION to Appoint
Counsel MOTION OF THE KNIGHT SERVICES HOLDINGS LIMITED AND THE
AMERICAS/SWISSCO. TRUSTS FOR APPOINTMENT AS LEAD PLAINTIFFS OVER THE FEDERAL
SECURITIES CLAIMS AND CONCOMITANT SELECTION OF LEAD COUNSEL. MOTION to
Appoint The Knight Services Holdings Limited and the Americas/SwissCo. Trusts
to serve as lead plaintiff(s). MOTION to Appoint The Knight Services Holdings
Limited and the Americas/SwissCo. Trusts to serve as lead plaintiff(s)..
Document filed by The Knight Services Holdings Limited, Americas/SwissCo.
Trusts. (Attachments: # 1
Exhibit 1, # 2
Exhibit 2, # 3
Exhibit 3, # 4
Exhibit 4)(Nespole, Gregory) (Entered: |
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MOTION to Appoint Securities & Investment Company
Bahrain, Harel Insurance Company Ltd., AXA Private Management, St. Stephens
School, and Pacific West Health Medical Inc., Employees Retirement Trust to
serve as lead plaintiff(s)., MOTION to Appoint Counsel. Document filed by AXA
Private Management, St. Stephen's School, Harel Investment and Financial
Services Ltd., Pacific West Health Medical Center Inc. Employees Retirement
Trust(on Behalf of All Others Similarly Situated). (Attachments: # 1
Certificate of Service)Filed In Associated Cases: |
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MEMORANDUM OF LAW in Support re: ( |
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DECLARATION of James A. Harrod in Support re: ( |
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NOTICE OF APPEARANCE by Jean Lee on behalf of David I. Ferber, Frank E. Pierce, Frank E. Pierce Ira (Lee, Jean) (Entered: 05/12/2009) |
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DECLARATION of James A. Harrod in Support re: ( |
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ENDORSED LETTER addressed to Magistrate Judge Theodore H.
Katz from Mark G. Cunha dated 5/11/09 re: counsel requests the following
modification of the Order: the FG Defendants will endeavor to obtain, through
non-party discovery, the documents that the Pierce Plaintiffs were ordered to
produce (in lieu of any requirement that the Pierce Plaintiffs produce such
documents by May 15, 2009) (ii) the FG Defendants' opposition to the remand motions
in Pierce and Ferver shall be filed by July 24, 2009; and (ii) plaintiffs'
reply papers shall be filed by August 3, 2009. ENDORSEMENT: the proposed
schedule is acceptable. (Signed by Magistrate Judge Theodore H. Katz on |
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CASHIERS OFFICE REMARK on 123
Motion to Appear Pro Hac Vice, in the amount of $175.00, paid on |
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NOTICE OF CHANGE OF ADDRESS by Jean Lee on behalf of David
I. Ferber, Frank E. Pierce, Frank E. Pierce Ira. New Address: Milberg LLP, |
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RESPONSE to Motion re: 133
MOTION to Appoint Securities & Investment Company Bahrain, Harel
Insurance Company Ltd., AXA Private Management, |
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NOTICE OF APPEARANCE by Andrew J. Levander on behalf of
Andres Piedrahita (Levander, Andrew) (Entered: |
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NOTICE OF APPEARANCE by David Scott Hoffner on behalf of
Andres Piedrahita (Hoffner, David) (Entered: |
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NOTICE OF APPEARANCE by Jennie Boehm Krasner on behalf of
Andres Piedrahita (Krasner, Jennie) (Entered: |
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Objection of Plaintiffs Nadav Zohar and Ronit Zohar to
Consolidation of Zohar with Anwar v. Fairfield Greenwich Limited.
Document filed by Nadav Zohar, Ronit Zohar. (Attachments: # 1
Certificate of Service)(Schachter, Robert) (Entered: |
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DECLARATION re: 144
Objection (non-motion) of Robert S. Schachter in Support of Objection of
Plaintiffs Nadav Zohar and Ronit Zohar to Consolidation of Zohar with Anwar
v. Fairfield Greenwich Limited., DECLARATION in Support. Document filed
by Nadav Zohar, Ronit Zohar. (Attachments: # 1
Exhibit A part |
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AFFIDAVIT OF SERVICE. Greenwich Sentry, L.P. served on |
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AFFIDAVIT OF SERVICE of Summons and Complaint served on
Greenwich Sentry Partners, L.P. on |
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NOTICE OF APPEARANCE by Emily Nicklin on behalf of Pricewaterhousecoopers L.L.P., Pricewaterhousecoopers LLP Filed In Associated Cases: 1:09-cv-00118-VM-THK, 1:09-cv-02366-VM, 1:09-cv-02588-VM(Nicklin, Emily) (Entered: 05/29/2009) |
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NOTICE OF APPEARANCE by Matthew Buckley on behalf of Pricewaterhousecoopers L.L.P., Pricewaterhousecoopers LLP Filed In Associated Cases: 1:09-cv-00118-VM-THK, 1:09-cv-02366-VM, 1:09-cv-02588-VM(Buckley, Matthew) (Entered: 05/29/2009) |
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NOTICE OF APPEARANCE by Amy E. Crawford on behalf of Pricewaterhousecoopers L.L.P., Pricewaterhousecoopers LLP Filed In Associated Cases: 1:09-cv-00118-VM-THK, 1:09-cv-02366-VM, 1:09-cv-02588-VM(Crawford, Amy) (Entered: 05/29/2009) |
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NOTICE OF APPEARANCE by Timothy A. Duffy on behalf of Pricewaterhousecoopers L.L.P., Pricewaterhousecoopers LLP Filed In Associated Cases: 1:09-cv-00118-VM-THK, 1:09-cv-02366-VM, 1:09-cv-02588-VM(Duffy, Timothy) (Entered: 05/29/2009) |
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NOTICE OF APPEARANCE by Brenton Rogers on behalf of Pricewaterhousecoopers L.L.P., Pricewaterhousecoopers LLP Filed In Associated Cases: 1:09-cv-00118-VM-THK, 1:09-cv-02366-VM, 1:09-cv-02588-VM(Rogers, Brenton) (Entered: 05/29/2009) |
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NOTICE OF APPEARANCE by David Tressler on behalf of Pricewaterhousecoopers L.L.P., Pricewaterhousecoopers LLP Filed In Associated Cases: 1:09-cv-00118-VM-THK, 1:09-cv-02366-VM, 1:09-cv-02588-VM(Tressler, David) (Entered: 05/29/2009) |
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MEMORANDUM OF LAW in Opposition re: ( |
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MEMORANDUM OF LAW in Opposition re: 133
MOTION to Appoint Securities & Investment Company Bahrain, Harel
Insurance Company Ltd., AXA Private Management, |
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DECLARATION of Gregory M. Nespole, Esq. in Opposition re: 133
MOTION to Appoint Securities & Investment Company Bahrain, Harel
Insurance Company Ltd., AXA Private Management, |
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RULE 26(f) DISCOVERY PLAN REPORT.Document filed by Fairfield Greenwich Advisors L.L.C., Inter-Amrerican Trust, Elvira 1950 Trust, Bonaire Limited, Carlos Gauch, Walter M. Noel, Jr, Andres Piedrahita, Jeffrey Tucker, Brian Francouer, Amit Vigayvergia, Pasha S. Anwar, CITCO Fund Services (Europe) B.V., Julia Anwar, Citco Canada Inc., Fairfield Greenwich Limited, Loana Ltd., Wall Street Securities, S.A., Banco General, S.A., Harvest Dawn International Inc., El Prado Trading, Omawa Investment Corporation, Carmel Ventures Ltd., Traconcorp, Blythel Associated Corp., Marrekesh Resources, Centro Inspection Agency, Kalandar International, Landville Capital Management S.A., 20/20 Investments, AXA Private Management, St. Stephen's School, Diversified Investments Associates Class A Units, ABR Capital Fixed Option/Income Strategic Fund LP, Harel Investment and Financial Services Ltd., Pacific West Health Medical Center Inc. Employees Retirement Trust(On behalf of Itself), Pacific West Health Medical Center Inc. Employees Retirement Trust(on Behalf of All Others Similarly Situated), Yanko Dellaw Schiava, Philip Toub, Lourdes Barreneche, Cornelis Boele, Vianney D'hendecourt, Jacqueline Harary, David Horn, Fairfield Greenwich (Bermuda) Ltd., Richard Landsberger, David Lipton, Julia Luongo, Mark Mckeefry, Maria Teresa Pulido Mendozo, Charles Murphy, Santiago Reyes, Andrew Smith.(Singer, Stuart) (Entered: 05/29/2009) |
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MEMORANDUM OF LAW in Opposition re: 133
MOTION to Appoint Securities & Investment Company Bahrain, Harel
Insurance Company Ltd., AXA Private Management, |
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DECLARATION of Catherine A. Torell in Opposition re: 133
MOTION to Appoint Securities & Investment Company Bahrain, Harel Insurance
Company Ltd., AXA Private Management, |
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NOTICE OF APPEARANCE by Paige Elizabeth Fleming on behalf
of Fairfield Greenwich Advisors L.L.C. (Fleming, Paige) (Entered: |
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NOTICE OF APPEARANCE by Sara Ann Ricciardi on behalf of
Fairfield Greenwich Advisors L.L.C. (Ricciardi, Sara) (Entered: |
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AMENDED ORDER: The Clerk of Court is directed to
consolidate the two cases captioned above for all pretrial purposes. All
filings in connection with the consolidated action be docketed against the
remaining lower number case, 09 Civ. 0118. Any filing of papers or
correspondence with the Court that relates solely to Nadav Zohar, et al. v.
Fairfield Greenwich Group, et al. ("Zohar" ), Case No. 09 Civ.
4031, shall so indicate in the face of such submission by reference to the
case as 09 civ. 0118 (Zohar).The parties in the consolidated cases are
directed to coordinate all pretrial proceedings, which shall be conducted
under the supervision of Magistrate Judge Theodore Katz. Upon completion of
pretrial proceedings, in the event any claims in Zohar remain to be tried,
the Court in conjunction with the parties will consider severing, as
appropriate, any claims in the Zohar matter for which separate trial would be
warranted. (Signed by Judge Victor Marrero on |
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REPLY MEMORANDUM OF LAW in Support re: ( |
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REPLY MEMORANDUM OF LAW in Support re: 130
MOTION to Appoint The Knight Services Holdings Limited and the
Americas/SwissCo. Trusts to serve as lead plaintiff(s). MOTION to Appoint
Counsel MOTION OF THE KNIGHT SERVICES HOLDINGS LIMITED AND THE
AMERICAS/SWISSCO. TRUSTS FOR APPOINTMENT AS LEAD PLAINTIFFS OVER THE FEDERAL
SECURITIES CLAIMS AND CONCOMITANT SELECTION OF LEAD COUNSEL. MOTION to
Appoint The Knight Services Holdings Limited and the Americas/SwissCo. Trusts
to serve as lead plaintiff(s). MOTION to Appoint The Knight Services Holdings
Limited and the Americas/SwissCo. Trusts to serve as lead plaintiff(s)..
Document filed by The Knight Services Holdings Limited, Americas/SwissCo.
Trusts. (Attachments: # 1
certificate of service)(Nespole, Gregory) (Entered: |
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DECLARATION of Gregory M. Nespole in Support re: 130
MOTION to Appoint The Knight Services Holdings Limited and the Americas/SwissCo.
Trusts to serve as lead plaintiff(s). MOTION to Appoint Counsel MOTION OF
THE KNIGHT SERVICES HOLDINGS LIMITED AND THE AMERICAS/SWISSCO. TRUSTS FOR
APPOINTMENT AS LEAD PLAINTIFFS OVER THE FEDERAL SECURITIES CLAIMS AND
CONCOMITANT SELECTION OF LEAD COUNSEL. MOTION to Appoint The Knight
Services Holdings Limited and the Americas/SwissCo. Trusts to serve as lead
plaintiff(s). MOTION to Appoint The Knight Services Holdings Limited and the
Americas/SwissCo. Trusts to serve as lead plaintiff(s).. Document filed by
The Knight Services Holdings Limited, Americas/SwissCo. Trusts. (Attachments:
# 1
Exhibit A)(Nespole, Gregory) (Entered: |
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REPLY MEMORANDUM OF LAW in Support re: 127
MOTION to Appoint Fairfield Investor Group to serve as lead plaintiff(s).
MOTION to Appoint Counsel.. Document filed by Fairfield Investor Group.
(Torell, Catherine) (Entered: |
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ORDER: The Clerk of Court is directed to consolidate the
two cases captioned above for all [pretrial] purposes. All filings in
connection with the consolidated action be docketed against the remaining
lower number case, 09 Civ. 00118. The Clerk of Court close the referenced
higher numbered case, 09 Civ. 05012, as a separate action and remove it and
any pending motions from the Court's database. (Signed by Judge Victor
Marrero on |
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STIPULATION ADJOURNING DEADLINE TO RESPOND TO THE
COMPLAINT: IT IS HEREBY STIPULATED AND AGREED by and between the undersigned
counsel for parties in the above-captioned action, as follows: 1. Defendants
consent to the service and filing by Plaintiffs of a Second consolidated
Amended Complaint. 2. Defendants' time to answer, move against or otherwise
respond to any complaint in this action is adjourned until 45 days after
service by Plaintiffs of a Second Consolidated Amened Complaint. 3. By
agreeing to this stipulation, Defendants and Plaintiffs do not waive and
expressly preserve any and all defenses and claims they may have. (Signed by
Judge Victor Marrero on |
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ENDORSED LETTER addressed to Magistrate Judge Theodore H.
Katz from Steven J. Toll dated 5/26/09 re: counsel for defendants write to
request that, while the PSLRA Motions are pending, the Court not entertain
any motion to file, or otherwise permit the filing of, any amended complaint
alleging violations of the federal securities laws, for two reasons that are
set forth herein.. ENDORSEMENT: the Court has been advised that the parties
have agreed that a Second Amended Complaint will not be filed until the lead
counsel issue is decided. Once the Second Amended Complaint has been filed,
the parties shall brief the stay issue. (Signed by Magistrate Judge Theodore
H. Katz on |
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NOTICE of Filing with the Judicial Panel on Multidistrict
Litigation. Document filed by Fairfield Greenwich Advisors L.L.C..
(Attachments: # 1
Exhibit A, # 2
Exhibit B, # 3
Exhibit C, # 4
Exhibit D, # 5
Exhibit E - (Part 1 of 2): Kazanoff Declaration Exhibit A, # 6
Exhibit E - (Part 2 of 2): Kazanoff Declaration Exhibit A Part 2, # 7
Exhibit F - Kazanoff Declaration Exhibit B, # 8
Exhibit G - Kazanoff Declaration Exhibit C, # 9
Exhibit H - Kazanoff Declaration Exhibit D, # 10
Exhibit I)(Cunha, Mark) (Entered: |
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ENDORSED LETTER addressed to Judge Theodore H. Katz from
Mark G. Cunha dated 6/19/09 re: Given all of the asserted grounds for remand
in Morning Mist apply equally to Ferber and Pierce, the FG Defendants request
that the schedule for the filing of the opposition brief and the reply brief
in Morning Mist be set for 7/24/09 and 8/3/09, respectively. Those are the
same dates set for the filing of the opposition and reply briefs in Ferber
and Pierce. ENDORSEMENT: Granted. (Signed by Magistrate Judge Theodore H.
Katz on |
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NOTICE of Filing with the Judicial Panel on Multidistrict
Litigation. Document filed by Fairfield Greenwich Advisors L.L.C..
(Attachments: # 1
Exhibit A, # 2
Exhibit B)(Kazanoff, Peter) (Entered: |
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MOTION to Vacate Consolidation Order and To Appoint
Movants' Counsel as Co-Lead Derivative Counsel. Document filed by Miguel
Lomeli, Morning Mist Holdings Limited.(Wallner, Robert) (Entered: |
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DECLARATION of Kent A.Bronson in Support re: 173
MOTION to Vacate Consolidation Order and To Appoint Movants' Counsel as
Co-Lead Derivative Counsel.. Document filed by Miguel Lomeli, Morning
Mist Holdings Limited. (Attachments: # 1
Exhibit A, # 2
Exhibit B)( |
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MEMORANDUM OF LAW in Support re: 173
MOTION to Vacate Consolidation Order and To Appoint Movants' Counsel as
Co-Lead Derivative Counsel.. Document filed by Miguel Lomeli, Morning
Mist Holdings Limited. (Wallner, Robert) (Entered: |
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DECLARATION of Kent A. Bronson in Support re: 173
MOTION to Vacate Consolidation Order and To Appoint Movants' Counsel as
Co-Lead Derivative Counsel.. Document filed by Miguel Lomeli, Morning
Mist Holdings Limited. ( |
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ORDER: The Clerk of Court is directed to consolidate the
two cases captioned above for all purposes. All filings in connection with
the consolidated action shall be docketed against the remaining lower number
case, 09 Civ. 0118. The Clerk of Court shall close the referenced higher
case, 09 Civ. 5650, as a separate action and remove it and any pending
motions from the Court's database. (Signed by Judge Victor Marrero on |
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ORDER; that Securities &Investment Company Bahrain,
Harel Insurance Company, Ltd., AXA Private Management, St. Stephen's School,
Pacific West Health Medical Center, Inc. Employee's Retirement Trust for
appointment as lead plaintiffs and for approval of their selection of Boies,
Schiller & Flexner LLP, Wolf Popper LLP and Lovell Stewart Halebian LLP
as lead counsel is GRANTED. That the motion (Docket No. 127) Madanes
Investment & Enterprise Ltd., Carling Investment Ltd., Shimon Laor and
Arie and Dafna Gruber for appointment as lead plaintiffs and for approval of
their selection of Cohen Millstein Sellers & Toll PLLC as lead counsel is
deemed withdrawn; and it is further ORDERED, that the motion (Docket No. 130)
of the Knight Services Holding Limited and Americas/Swiss Co. Trusts for
appointment as lead plaintiffs and for approval of their selection of Wolf
Haldenstein Adler Freeman & Herz LLP as lead counsel is deemed withdrawn.
(Signed by Judge Victor Marrero on |
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AMENDED RULE 7.1 CORPORATE DISCLOSURE STATEMENT.
Identifying Harel Insurance Investments and Financial Services Ltd. as
Corporate Parent. Document filed by Harel Insurance Company, Ltd..(Barrett,
David) (Entered: |
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RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate
Parent. Document filed by Fairfield Sentry Limited, Fairfield Sentry
Ltd..(Yoskowitz, Jack) (Entered: |
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MOTION to Remand to State Court Notice of Motion to
Remand This Action to State Court. Document filed by Fairfield Sentry
Limited, Fairfield Sentry Ltd..(Yoskowitz, Jack) (Entered: |
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AFFIDAVIT of Jack Yoskowitz in Support re: 181
MOTION to Remand to State Court Notice of Motion to Remand This Action to
State Court.. Document filed by Fairfield Sentry Limited, Fairfield
Sentry Ltd.. (Attachments: # 1
Exhibit A)(Yoskowitz, Jack) (Entered: |
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MEMORANDUM OF LAW in Support re: 181
MOTION to Remand to State Court Notice of Motion to Remand This Action to
State Court. Fairfield Sentry Limited's Memorandum of Law in Support
of Its Motion to Remand to State Court and to Vacate the Consolidation Order.
Document filed by Fairfield Sentry Limited, Fairfield Sentry Ltd..
(Yoskowitz, Jack) (Entered: |
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ENDORSED LETTER addressed to Magistrate Judge Thoedore H.
Katz from Mark G. Cunha dated 7/9/09 re: Counsel for Fairfield Greenwich
Advisors, LLC and other Fairfield entities request that the briefing schedule
of the motions be combined, sot that the time for any party to submit papers
in opposition to these motions be set for 7/24/09. The FG Defendants further
request that the time for the plaintiffs in the Derivative Actions to submit
reply papers on these motions be extended from 8/3/09 to 8/17/09. ENDORSEMENT:
SO ORDERED. (Signed by Magistrate Judge Theodore H. Katz on |
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ENDORSED LETTER addressed to Magistrate Judge Theodore H.
Katz from Robert A. Wallner dated 7/10/09 re: Counsel request that there be a
requirement that any interim agreement affecting the derivative actions first
be vetted by counsel for the Derivative Plaintiffs. ENDORSEMENT: This appears
to be reasonable. (Signed by Magistrate Judge Theodore H. Katz on |
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ENDORSED LETTER addressed to Judge Victor Marrero from
Stuart H. Singer dated |
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WAIVER OF SERVICE RETURNED EXECUTED. Ian Pilgrim waiver
sent on |
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ENDORSED LETTER addressed to Judge Victor Marrero from
Willaim M. O'Connor dated 7/14/09 re: counsel for plaintiffs request an
extension of time of 120 days to serve process upon the defendants in Bhatia
which have not yet been served. ENDORSEMENT: that the time for the plaintiffs
in the Bhatia portion of this litigation to serve process upon the defendants
in the |
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NOTICE of Supplemental Authority in Support of re: 173
MOTION to Vacate Consolidation Order and To Appoint Movants' Counsel as
Co-Lead Derivative Counsel.. Document filed by Miguel Lomeli, Morning
Mist Holdings Limited. (Wallner, Robert) (Entered: |
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Minute Entry for proceedings held before Magistrate Judge
Theodore H. Katz: Pretrial Conference held on |
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WAIVER OF SERVICE RETURNED EXECUTED. Jeffrey Tucker waiver
sent on |
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WAIVER OF SERVICE RETURNED EXECUTED. CITCO Bank Nederland
N.V. Dublin Branch waiver sent on |
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NOTICE of Withdrawal of Certain Motions Without Prejudice.
Document filed by Miguel Lomeli, Morning Mist Holdings Limited. (Wallner,
Robert) (Entered: |
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WAIVER OF SERVICE RETURNED EXECUTED. CITCO Fund Services ( |
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WAIVER OF SERVICE RETURNED EXECUTED. Citgo Global Custody
N.V. waiver sent on |
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RESPONSE in Opposition re: 88
MOTION to Remand., 181
MOTION to Remand to State Court Notice of Motion to Remand This Action to
State Court., 90
MOTION to Remand.. Document filed by Fairfield Greenwich Advisors L.L.C..
(Cunha, Mark) (Entered: |
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DECLARATION of Paul J. Sirkis in Opposition re: 88
MOTION to Remand., 181
MOTION to Remand to State Court Notice of Motion to Remand This Action to
State Court., 90
MOTION to Remand.. Document filed by Fairfield Greenwich Advisors L.L.C..
(Sirkis, Paul) (Entered: |
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WAIVER OF SERVICE RETURNED EXECUTED. Walter M. Noel, Jr
waiver sent on |
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MOTION to Seal Document -seal the Amended Declaration
of Paul J. Sirkis. Document filed by Fairfield Greenwich Advisors,
L.L.C..(Cunha, Mark) (Entered: |
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MEMORANDUM OF LAW in Support re: 198
MOTION to Seal Document -seal the Amended Declaration of Paul J. Sirkis..
Document filed by Fairfield Greenwich Advisors, L.L.C.. (Cunha, Mark)
(Entered: |
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ORDER ON MOTION FOR SEALING ORDER. Granting 198
Motion to Seal Document (the |
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202 |
SEALED DOCUMENT placed in vault.(jri) (Entered: |
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215 |
TRANSCRIPT of proceedings held on |
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WAIVER OF SERVICE RETURNED EXECUTED. Fairfield Sentry
Limited waiver sent on |
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ENDORSED LETTER addressed to Magistrate Judge Theodore H.
Katz from Robert A. Wallner dated |
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206 |
TRANSCRIPT of proceedings held on |
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ENDORSED LETTER addressed to Magistrate Judge Theodore H.
Katz from Robert A. Wallner dated |
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DECLARATION of Paul J. Sirkis (Supplemental Declaration
without exhibits) in Opposition re: ( |
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208 |
SEALED DOCUMENT placed in vault.(jri) (Entered: |
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ENDORSED LETTER addressed to Magistrate Judge Theodore H.
Katz from Jack Yoskowitz dated 8/14/09 re: counsel for Fairfield Sentry
Limited's (the" Company") writes regarding their motion to remand
this action back to New York State Supreme Court, Docket No. 181. We
respectfully request that the time for the Company to file and serve its
reply papers be extended to |
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MOTION for Extension of Time for Service of Complaint. Document filed by Nadav Zohar, Ronit Zohar.Filed In Associated Cases: 1:09-cv-00118-VM-THK, 1:09-cv-04031-VM(Sobel, Hillary) (Entered: 08/20/2009) |
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MEMORANDUM OF LAW in Support re: ( |
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DECLARATION of Hillary Sobel in Support re: ( |
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WAIVER OF SERVICE RETURNED EXECUTED. Citgo Global Custody
N.V. waiver sent on |
|
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WAIVER OF SERVICE RETURNED EXECUTED. Citco Canada Inc.
waiver sent on |
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ENDORSED LETTER addressed to Magistrate Judge Victor
Marrero from David A. Barrett dated |
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WAIVER OF SERVICE RETURNED EXECUTED. CITCO FUND SERVICES
(BERMUDA) LIMITED waiver sent on |
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REPLY MEMORANDUM OF LAW in Support re: 88
MOTION to Remand., 90
MOTION to Remand. [REDACTED]. Document filed by David I. Ferber, Frank
E. Pierce, Frank E. Pierce Ira. (Wallner, Robert) (Entered: |
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AFFIDAVIT of Frank E. Pierce III in Support re: 88
MOTION to Remand., 90
MOTION to Remand.. Document filed by David I. Ferber, Frank E. Pierce, Frank
E. Pierce Ira. (Wallner, Robert) (Entered: |
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NOTICE OF APPEARANCE by Bradley Paul Smith on behalf of
Standard Chartered International (USA) Ltd., Standard Chartered PLC. (Smith,
Bradley) (Entered: |
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NOTICE OF APPEARANCE by Patrick Barrett Berarducci on behalf of Standard Chartered International (USA) Ltd., Standard Chartered PLC (Berarducci, Patrick) (Entered: 08/21/2009) |
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WAIVER OF SERVICE RETURNED EXECUTED. Robert Blum waiver
sent on |
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WAIVER OF SERVICE RETURNED EXECUTED. Gleop Financial
Services L.L.P. waiver sent on |
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224 |
SEALED DOCUMENT placed in vault.(rt) (Entered: |
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ENDORSED LETTER addressed to Magistrate Judge Theodore H.
Katz from Mark Cunha dated |
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ENDORSED LETTER addressed to Magistrate Judge Theodore H.
Katz from David Barrett dated 8/24/09 re: counsel for plaintiffs request that
the Court set a pre-motion conference or make a determination that the Rule
4(m) deadline for service of process does not apply to these foreign
defendants or alternatively grant an extension of time to complete service
until 90 days after then filing of the second consolidated amended complaint.
ENDORSEMENT: The time to complete service on the foreign defendants is extended
to 90 days after the filing of the Second Amended Complaint. So Ordered.
(Signed by Magistrate Judge Theodore H. Katz on |
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MEMO ENDORSEMENT ON NOTICE OF MOTION AND MOTION TO EXTEND
TIME FOR SERVICE OF COMPLAINT. ENDORSEMENT: Plaintiff's motion to extend the
time for service of process on defendant Piedrahita and other non |
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NOTICE OF APPEARANCE by Allison Caffarone on behalf of Standard Chartered International (USA) Ltd., Standard Chartered PLC (Caffarone, Allison) (Entered: 08/31/2009) |
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FILING ERROR - DEFICIENT DOCKET ENTRY - AFFIDAVIT OF
SERVICE of Summons, Complaint, ECF Filing Rules/Instructions and the
Individual Practices of Judge Victor Marrero served on Fairfield Greenwich
Group on |
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AFFIDAVIT OF SERVICE of Summons, Complaint, ECF Filing
Rules/Instructions and the Individual Practices of Judge Victor Marrero
served on Fairfield Greenwich Limited on |
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AFFIDAVIT OF SERVICE of Summons, Complaint, ECF Filing
Rules/Instructions and the Individual Practices of Judge Victor Marrero
served on Fairfield Greenwich Advisors LLC on |
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SUPPLEMENTAL MEMORANDUM OF LAW in Opposition re: ( |
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DECLARATION of Paul J. Sirkis without Exhibits
(Supplemental & Redacted) in Opposition re: ( |
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235 |
SEALED DOCUMENT placed in vault.(jri) Modified on |
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ENDORSED LETTER addressed to Magistrate Judge Theodore H.
Katz from Robert A. Wallner dated |
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REPLY MEMORANDUM OF LAW in Support re: 88
MOTION to Remand., 90
MOTION to Remand. (Derivative Plaintiffs' Sur-Sur-Reply). Document
filed by David I. Ferber, Frank E. Pierce, Frank E. Pierce Ira. (Wallner,
Robert) (Entered: |
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ENDORSED LETTER addressed to Magistrate Judge Theodore H.
Katz from Robert A. Wallner dated 8/25/09 re: counsel for plaintiffs in the
Derivative Actions respectfully request that the Court set a pre-motion
conference, or alternatively, direct Fairfield to produce the requested
documents. ENDORSEMENT: the issue of discovery in the derivative actions will
be addressed after the remand motions are decided. (Signed by Magistrate
Judge Theodore H. Katz on |
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AMENDED COMPLAINT against all defendants.Document filed by Jitendra Bhatia, Gopal Bhatia, Kishanchand Bhatia, Jayshree Bhatia, Mandakini Gajaria.(laq) (Entered: 09/21/2009) |
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SUMMONS ISSUED as to Fairfield Greenwich Advisors L.L.C.,
Walter M. Noel, Jr, Andres Piedrahita, Jeffrey Tucker, Brian Francouer, Amit
Vigayvergia, CITCO Bank Nederland N.V. Dublin Branch, CITCO Fund Services
(Europe) B.V., Fairfield Greenwich Corp., Gleop Financial Services L.L.P.,
Citco Canada Inc., Pricewaterhousecoopers L.L.P., Pricewaterhouse Coopers
Accountants N.V., Greenwich Sentry, L.P., Fairfield Greenwich Limited,
Fairfield Greenwich Group, Fairfield Sentry Limited, Citgo Global Custody
N.V., Pricewaterhousecoopers International Limited, Pricewaterhousecoopers
LLP (US), Pricewaterhousecoopers Bermuda, Pricewaterhousecoopers LLP
Chartered Accountants, Yanko Dellaw Schiava, Philip Toub, Lourdes Barreneche,
Cornelis Boele, Matthew C. Brown, Fairfield Greenwich (Bermuda) Limited,
Fairfield Greenwich Advisors, L.L.C., Fairfield International Managers, Inc.,
Amit Vijayvergiya, Brian Francoeur, Lourdes Barenche, Daniel Lipton, Jacqueline
Hararay, Vianney D'hendecourt, Robert Blum, Corina Noel Piedrahita, Maria
Teresa Pulido Mendozo, 1-20 John Does, Harold Greisman, Jacqueline Harary,
David Horn, Fairfield Greenwich (Bermuda) Ltd., Richard Landsberger, David
Lipton, Ian Pilgrim, Julia Luongo, Mark Mckeefry, Charles Murphy, Santiago
Reyes, Andrew Smith, Citco Fund Services (Bermuda) Limited, Standard
Chartered International (USA) Ltd., Standard Chartered PLC. (laq) (Entered: |
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ACKNOWLEDGMENT OF SERVICE. Fairfield Heathcliff Capital
LLC served on |
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ENDORSED LETTER addressed to Judge Victor Marrero from
David J. Molton dated 9/21/09 re: Counsel for Kenneth M. Krys, of Krys &
Associates Cayman Ltd. and Christopher D. Stride, of Krys & Associates
(BVI) Ltd., as British Virgin Islands court appointed liquidators (the
"Liquidators") of and for Fairfield Sentry Limited ("Fairfield
Sentry"). Further to Rule II(A) of Your Honor's Individual Practices,
Counsel write to request a pre-motion conference in anticipation of making a
motion pursuant to Fed. R. Civ. P. 25(c) for an order directing the
substitution of Fairfield Sentry Limited (in Liquidation), by its Liquidators
for plaintiff Fairfield Sentry in the above-captioned action. ENDORSEMENT:
The parties are directed to address the matters set forth above to the
Magistrate Judge Theodore Katz, to whom this dispute has been referred for
resolution, as well as for supervision of remaining pretrial proceedings,
establishing case management schedules as necessary, and settlement. (Signed
by Judge Victor Marrero on |
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SECOND CONSOLIDATED AMENDED COMPLAINT amending 116
Amended Complaint, against Fairfield Risk Services Ltd., Fairfield Greenwich
Advisors L.L.C., Walter M. Noel, Jr, Andres Piedrahita, Jeffrey Tucker, Brian
Francouer, Amit Vigayvergia, CITCO Fund Services (Europe) B.V.,
Pricewaterhousecoopers L.L.P., Fairfield Greenwich Limited, Fairfield
Greenwich Group, Pricewaterhousecoopers Bermuda, Fairfield Greenwich
(Bermuda) Ltd., Ian Pilgrim, Fairfield Heathcliff Capital LLC.Document filed
by ABN AMRO LIFE S.A., Inter-Amrerican Trust, Elvira 1950 Trust, Bonaire
Limited, Carlos Gauch, Pasha S. Anwar, Julia Anwar, Shimon Laor, Loana Ltd.,
Wall Street Securities, S.A., Banco General, S.A., Harvest Dawn International
Inc., El Prado Trading, Omawa Investment Corporation, Carmel Ventures Ltd.,
Traconcorp, Blythel Associated Corp., Marrekesh Resources, Centro Inspection
Agency, Kalandar International, Landville Capital Management S.A., 20/20
Investments, AXA Private Management, St. Stephen's School, Diversified
Investments Associates Class A Units, ABR Capital Fixed Option/Income
Strategic Fund LP, Harel Investment and Financial Services Ltd., Nadav Zohar,
Ronit Zohar, Miguel Lomeli, Morning Mist Holdings Limited, Robert Blum,
Jitendra Bhatia, Gopal Bhatia, Kishanchand Bhatia, Jayshree Bhatia, Mandakini
Gajaria. Related document: 116
Amended Complaint,,,,,,,,, filed by 20/20 Investments, Centro Inspection
Agency, David I. Ferber, Omawa Investment Corporation, Harel Investment and
Financial Services Ltd., AXA Private Management, Carmel Ventures Ltd.,
Bonaire Limited, Pasha S. Anwar, Inter-Amrerican Trust, Traconcorp, The
Knight Services Holdings Limited, Shimon Laor, Carlos Gauch, Frank E. Pierce,
El Prado Trading, Loana Ltd., St. Stephen's School, Kalandar International,
Diversified Investments Associates Class A Units, Wall Street Securities,
S.A., Pacific West Health Medical Center Inc. Employees Retirement Trust, ABR
Capital Fixed Option/Income Strategic Fund LP, Frank E. Pierce Ira, Blythel
Associated Corp., Landville Capital Management S.A., Julia Anwar, Harvest
Dawn International Inc., Marrekesh Resources, Banco General, S.A., Elvira
1950 Trust.(rdz) (rdz). Modified on |
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RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying ABN
AMRO Bank ( |
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RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate
Parent. Document filed by Akenaton Inversiones Sicav, S.A..Associated Cases: |
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RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate
Parent. Document filed by Aldeneik B.V..Associated Cases: |
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RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying
Al-Salam Bank - |
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RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate
Parent. Document filed by |
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RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate
Parent. Document filed by Banca Sella Holding S.P.A..Associated Cases: |
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RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate
Parent. Document filed by Beleggingsmaatschappij Josephine D B.V..Associated
Cases: |
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RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate
Parent. Document filed by Berzosa de Inversiones, SICA V, |
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RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate
Parent. Document filed by Carling Investment Ltd..Associated Cases: |
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RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate
Parent. Document filed by Certimab Control SL.Associated Cases: |
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RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate
Parent. Document filed by Compass Inversiones Sicav, S.A..Associated Cases: |
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RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying
Montana Private Foundation as Corporate Parent. Document filed by EVG Bank
Ltd..Associated Cases: |
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RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate
Parent. Document filed by Falcon One, Ltd..Associated Cases: |
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RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate
Parent. Document filed by Florijn |
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RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate
Parent. Document filed by Gama Bursatil Sicav, S.A..Associated Cases: |
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RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Harel
Insurance Investments and Financial Services Ltd. as Corporate Parent.
Document filed by Harel Insurance Company Ltd..Associated Cases: |
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RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate
Parent. Document filed by Income Inversiones Sicav, S.A..Associated Cases: |
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RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate
Parent. Document filed by Inversiones Mobiliarias Alicante, Simcav,
S.A..Associated Cases: |
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RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate
Parent. Document filed by Kapital Geld Sicav, S.A..Associated Cases: |
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RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate
Parent. Document filed by Kidman N.V..Associated Cases: |
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RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate
Parent. Document filed by Madanes Investment & Enterprise Ltd..Associated
Cases: |
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RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate
Parent. Document filed by Mira Securities N.V..Associated Cases: |
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RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate
Parent. Document filed by Nmas1 Gestion Renta Fija, FI.Associated Cases: |
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RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying
Legacy Corporation as Corporate Parent. Document filed by Property &
Equity Corp..Associated Cases: |
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RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate
Parent. Document filed by South Barrow.Associated Cases: |
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RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate
Parent. Document filed by SSMART |
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RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate
Parent. Document filed by Stichting Guppie.Associated Cases: |
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RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate
Parent. Document filed by Stienaklif B.V..Associated Cases: |
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RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate
Parent. Document filed by Sunglow Equities Inc..Associated Cases: |
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RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate
Parent. Document filed by |
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RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate
Parent. Document filed by Ubione di Banche Italiane S.c.P.A..Associated
Cases: |
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RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying 87% -
Stichting Administratiekantoor Aandelen KAS BANK and 12.7% - Delta Lloyd
Levensverzekeringsmaatschappij NV as Corporate Parent. Document filed by KAS
Bank N.V..Associated Cases: |
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RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying 50% -
Cattolica Assicurazioni Societa Cooperitiva and 50% - Banca Poplare di
Vicenza Societa Cooperativa per Azioni as Corporate Parent. Document filed by
Vicenza Life Ltd..Associated Cases: |
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***NOTE TO ATTORNEY TO E-MAIL PDF. Note to Attorney David
A. Barrett for noncompliance with Section (14.3) of the S.D.N.Y. Electronic
Case Filing Rules & Instructions. E-MAIL the PDF for Document 273
Amended Complaint,,,,,,,, to: case_openings@nysd.uscourts.gov. (rdz)
(Entered: |
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WAIVER OF SERVICE RETURNED EXECUTED. Citco Group Limited
waiver sent on |
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CONSOLIDATED MEMBER CASE: Create association to |
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NOTICE OF APPEARANCE by Jonathan David Cogan on behalf of Gleop Financial Services L.L.P., Globeop Financial Services L.L.P., GlobeOp Financial Services LLC Filed In Associated Cases: 1:09-cv-00118-VM-THK, 1:09-cv-02366-VM, 1:09-cv-02588-VM(Cogan, Jonathan) (Entered: 10/09/2009) |
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AFFIDAVIT OF SERVICE. Service was made by Mail. Document
filed by Pacific West Health Medical Center, Inc. Employee's Retirement
Trust. (Harrod, James) (Entered: |
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ENDORSED LETTER addressed to Magistrate Judge Theodore H.
Katz from David J. Morton dated 10/2/09 re: counsel for the
"Liquidators" and for Fairfield Sentry Limited requests that the
Court direct the amendment of the Action's caption to reflect that the
Liquidators are appearing in the Action on behalf of Fairfield Sentry, and
permit the substitution of this firm for Seward & Kissel LLP, current
counsel of record for Fairfield Sentry in the Action. ENDORSEMENT: the
caption for action 09 cv 5650 shall be amended to reflect the appearance
Fairfield Sentry Ltd. by its liquidators, as reflected in the attachment to
this letter. The requests to have Brown Rudnick LLP substituted for Seward
& Kissel LLP as counsel for Fairfield Sentry in liquidation is granted.
So Ordered. (Signed by Magistrate Judge Theodore H. Katz on |
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STIPULATION AND ORDER, that the time for Fairfield Sentry
to serve and file reply papers in further support of the Motion to Remand is
extended to and including October 16, 2009. (Signed by Magistrate Judge
Theodore H. Katz on |
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MEMO ENDORSEMENT on CERTIFIED TRUE COPY OF CONDITIONAL MDL
TRANSFER IN ORDER FROM THE MDL PANEL (entered as Doc. No. 1 in Case No.
09md2088 filed on 10/6/09)... ENDORSEMENT: In accordance with the Transfer
Order above authorized by the Judicial Panel on Multidistrict Litigation, the
Clerk of Court is directed to consolidate the transferred case, Headway
Investment Corp. v. American Express Bank, with lead case number 09cv0118 for
all pretrial purposes. (Signed by Judge Victor Marrero on |
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ORDER: that the Clerk of Court is directed to consolidate
the two cases captioned above for all purposes; and it is further ORDERED
that all filings in connection with the consolidated action be docketed
against the remaining lower number case, 09 Civ. 0118; and it is finally
ORDERED that the Clerk of Court close the referenced higher numbered case, 09
Civ. 8500, as a separate action and remove it and any pending motions from
the Court's database. SO ORDERED. (Signed by Judge Victor Marrero on |
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STIPULATION AND ORDER: The time for Fairfield Sentry (in
Liquidation), through its Liquidators to serve and file reply papers in
further support of the Motion to Remand is extended to and including November
6, 2009. Set Deadlines as to ( |
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ENDORSED LETTER addressed to Judge Victor Marrero from
Sharon Nelles dated |
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ENDORSED LETTER addressed to Magistrate Judge Theodore H.
Katz from Andrew Dash dated 10/15/09 re: The Liquidators request that the
Court exercise its discretion to grant the Liquidators a 60-day extension of
the deadline to serve Philip Toub, Corina Noel Piedrahita, Andres Piedrahita,
Brian Francouer and Fairfield Greenwich Group to the extent that these
defendants are located in the United States and subject to the time limit for
service as stated in F.R.C.P. 4(m). ENDORSEMENT: Granted. (Signed by
Magistrate Judge Theodore H. Katz on |
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ORDER: The Court has considered the parties' letter-submissions
dated October 8, 9, 13, 14, 21, and 22, 2009, regarding the applicability of
the Private Securities Litigation Reform Act discovery stay to this action,
and concludes as further set forth in this Order. Accordingly, it is hereby
ORDERED that (i) Plaintiffs' request to lift the PSLRA discovery stay is
denied; and (ii) the Court defers any decision on Derivative Plaintiffs'
request to lift the stay until after disposition of the remand motions.
(Signed by Magistrate Judge Theodore H. Katz on |
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STIPULATION AND ORDER, Standard Chartered International
(USA) Ltd. answer to amended complaint due |
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SUMMONS RETURNED EXECUTED Summons and Amended
Complaint,,,,,,,,, served. Corina Noel Piedrahita served on |
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RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Banca
Poplare di Vicenza Societa Coopertiva per Azioni as Corporate Parent.
Document filed by BPV Finance (International) Ltd..(Barrett, David) (Entered:
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STIPULATION AND ORDER: It is hereby stipulated and agreed
that the time for |
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ENDORSED LETTER addressed to Judge Victor Marrero from
Paul E. Dans dated 11/4/09 re: counsel for plaintiff requests clarification
of this Court's 10/14/09 order; a telephone conference to discuss an MDL
scheduling order and to discuss the appointment of an MDL plaintiffs'
Steering Committee. ENDORSEMENT: The parties are directed to address the
matter set forth above to Magistrate Judge Theodore Katz to whom this dispute
has been referred for resolution as well as for supervision of remaining
pretrial proceedings, establishing case management schedules as necessary and
settlement. (Signed by Judge Victor Marrero on |
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ENDORSED LETTER addressed to Judge Victor Marrero from
William O'Connor dated |
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REPLY MEMORANDUM OF LAW in Support re: ( |
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STIPULATION AND ORDER re answer to the Second Consolidated
Amended Complaint: Citco Group Limited answer due 12/22/2009; CITCO Bank
Nederland N.V. Dublin Branch answer due 12/22/2009; CITCO Fund Services
(Europe) B.V. answer due 12/22/2009; Citco Canada Inc. answer due 12/22/2009;
Citgo Global Custody N.V. answer due 12/22/2009; Ian Pilgrim answer due
12/22/2009; Citco Fund Services (Bermuda) Limited answer due 12/22/2009.
(Signed by Magistrate Judge Theodore H. Katz on |
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Minute Entry for proceedings held before Judge Victor
Marrero: Telephone Conference held on |
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|
STIPULATION ADJOURNING DEADLINE TO RESPOND TO THE SECOND
CONSOLIDATED AMENDED COMPLAINT, the time within which each of the undersigned
Defendants in the above captioned action may answer, move, or otherwise
respond to the Second Consolidated Amended Complaint is extended through and
including |
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STIPULATION AND ORDER, that, without prejudice to any
defense that Defendant GlobeOp may raise, including those provided under Rule
12(b) of the Federal Rule of Civil Procedure, the time for Defendant GlobeOp
to answer, move to dismiss, or otherwise respond to the Second Consolidated
Amended Complaint is extended up to and including December 22, 2009. (Signed
by Magistrate Judge Theodore H. Katz on |
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REPORT AND RECOMMENDATIONS, this Court recommends that
Plaintiffs motions be granted and that each of the four actions be remanded
to state court. The Court further recommends that Plaintiffs requests for
attorneys fees be denied. Pursuant to 28 U. S. C. B 636 (b) (1) (C) and Rule
72 of the Federal Rules of Civil Procedure, the parties shall have ten (10)
days from service of this report to file written objections. See also Fed. R.
Civ. P. 6 (a), (e). Such objections shall be filed with the Clerk of the
Court, with extra copies delivered to the chambers of the Honorable Victor
Marrero, United States District Judge, and to the chambers of the
undersigned, Room 1660. Any requests for an extension of time for filing
objections must be directed to Judge Marrero. Failure to file objections will
result in a waiver of those objections for purposes of appeal. (Signed by
Magistrate Judge Theodore H. Katz on |
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STIPULATION AND ORDER, I. Without prejudice to any defense
the Standard Chartered Defendants may raise,including those provided under
Rule 12(b) of the Federal Rules of Civil Procedure, the time for the Standard
Chartered Defendants to answer or otherwise respond to the Bhatia Amended
Complaint is temporarily adjourned pending further discussions among counsel
to the parties concerning (i) service of the Tradewaves Complaint, (ii) the
nature and timing of responses by the Standard Chartered Defendants to the
Bhatia Amended Complaint and the Tradewaves Complaint, and (iii) potential
coordination issues affecting both cases. 2. On or before |
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STIPULATION AND ORDER that the time for PwC |
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STIPULATION AND ORDER: IT IS HEREBY STIPULATED AND AGREED,
that the time for PwC |
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AMENDED STIPULATION AND ORDER. The time for PwC |
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OBJECTION to 297
Report and Recommendations Derivative Plaintiffs' Limited Objection to
Magistrate Judge Katz's Report and Recommendation Re Remand Motions
Document filed by David I. Ferber, Frank E. Pierce, Frank E. Pierce Ira,
Miguel Lomeli, Morning Mist Holdings Limited. (Wallner, Robert) (Entered: |
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SUMMONS RETURNED EXECUTED Summons and Amended
Complaint,,,,,,,, served. Lion Fairfield Capital Management Limited served on
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ENDORSED LETTER addressed to Judge Victor Marrero from
Peter Kazanoff dated |
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STIPULATION AND ORDER: The time within which defendant
Lion Fairfield Capital Management Ltd. may answer, move, or otherwise respond
to the Second Consolidated Amended Complaint is extended through and
including |
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STIPULATION AND ORDER: It is hereby stipulated and agreed
by and between the parties that the time for the Standard Chartered
Defendants to answer to the Bhatia Amended Complaint and Tradewaves Complaint
is adjourned to permit further discussions among counsel to the parties
concerning (i) service of the Tradewaves Complaint, (ii) the nature and
timing of responses by the Standard Chartered Defendants to the Bhahia
Amended Complaint and Tradewaves Complaint, (iii) potential coordination
issues affecting Tradewaves and Bhatia. On or before |
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OBJECTION to (297 in |
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ORDER that the Clerk of Court is directed to consolidate
the two cases captioned herein (09cv118 and 09cv9423) for all pretrial
purposes. All filings in connection with the consolidated action shall be docketed
against the remaining lower number case 09cv118 and the Clerk of Court shall
close the referenced higher numbered case, 09cv9423, as a separate action and
remove it and any pending motions from the Court's database. (Signed by Judge
Victor Marrero on |
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RESPONSE re: (307 in |
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RESPONSE re: ( |
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NOTICE OF APPEARANCE by Paul Edouard Dans on behalf of
Headway Investment Corp. (Dans, Paul) (Entered: |
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ENDORSED LETTER addressed to Judge Victor Marrero from Mark
G. Cunha dated 12/17/09 re: counsel for Fairfield-related Defendants write to
request the Court's permission to file a third brief of up to 120 pages in
length. ENDORSEMENT: Request Granted in part. The Court's page limitations
are amended to permit defendants to submit one brief not to exceed 80 pages
and two additional briefs not to exceed 25 pages each. Plaintiffs' response
briefs shall be similarly limited. Any reply to the 80-page submission shall
to exceed 32 pages. (Signed by Judge Victor Marrero on |
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ENDORSED LETTER addressed to Magistrate Judge Theodore H.
Katz from David J. Molton dated 12/15/2009 re: Liquidators request that the
Court exercise it discretion to grant the Liquidators a 60-day extension of
the deadlines to serve Philip Toub, Corina Noel Piedrahita. ENDORSEMENT:
Granted. SO ORDERED. (Signed by Magistrate Judge Theodore H. Katz on |
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NOTICE OF APPEARANCE by William R. Maguire on behalf of
PricewaterhouseCoopers Accountants Netherlands N.V. (Attachments: # 1
Certificate of Service)(Maguire, William) (Entered: |
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NOTICE OF APPEARANCE by |
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NOTICE OF APPEARANCE by Gabrielle Sean Marshall on behalf
of PricewaterhouseCoopers Accountants Netherlands N.V. (Attachments: # 1
Certificate of Service)(Marshall, Gabrielle) (Entered: |
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MOTION to Dismiss the Second Consolidated Amended
Complaint. Document filed by PricewaterhouseCoopers Accountants
Netherlands N.V.. (Attachments: # 1
Certificate of Service)( |
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MEMORANDUM OF LAW in Support re: 316
MOTION to Dismiss the Second Consolidated Amended Complaint.. Document
filed by PricewaterhouseCoopers Accountants Netherlands N.V.. (Attachments: #
1
Certificate of Service)( |
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MOTION to Dismiss Second Consolidated Amended Complaint.
Document filed by Brian Francoeur.(Zitter, Kenneth) (Entered: |
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BRIEF re: 318
MOTION to Dismiss Second Consolidated Amended Complaint. memorandum
of law in support of motion to dismiss. Document filed by Brian
Francoeur.(Zitter, Kenneth) (Entered: |
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NOTICE OF APPEARANCE by Michael Sangyun Kim on behalf of
Gleop Financial Services L.L.P. (Kim, Michael) (Entered: |
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MOTION to Dismiss. Document filed by Pricewaterhousecoopers
L.L.P..(Duffy, Timothy) (Entered: |
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RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate
Parent. Document filed by Pricewaterhousecoopers L.L.P..(Duffy, Timothy)
(Entered: |
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FILING ERROR - DEFICIENT DOCKET ENTRY - SEE DOC. #368 -
MEMORANDUM OF LAW in Support re: 321
MOTION to Dismiss. Second Consolidated Amended Complaint. Document
filed by Pricewaterhousecoopers L.L.P. (Duffy, Timothy) Modified on |
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RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Citco
Bank |
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MOTION to Dismiss Second Consolidated Amended Complaint.
Document filed by Gleop Financial Services L.L.P..(Cogan, Jonathan) (Entered:
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RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Citco
Fund Services ( |
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DECLARATION of Guy Philipps in Support re: 321
MOTION to Dismiss.. Document filed by Pricewaterhousecoopers L.L.P.. (Duffy, Timothy)
(Entered: |
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MEMORANDUM OF LAW in Support re: 325
MOTION to Dismiss Second Consolidated Amended Complaint.. Document
filed by Gleop Financial Services L.L.P.. (Cogan, Jonathan) (Entered: |
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MOTION to Dismiss Second Consolidated Amended Complaint.
Document filed by CITCO Fund Services ( |
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MEMORANDUM OF LAW in Support re: 329
MOTION to Dismiss Second Consolidated Amended Complaint.. Document
filed by CITCO Fund Services ( |
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DECLARATION of Amanda M. McGovern in Support re: 329
MOTION to Dismiss Second Consolidated Amended Complaint.. Document
filed by CITCO Fund Services ( |
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RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Citco Fund Services (Holdings) Limited as Corporate Parent. Document filed by Citco Fund Services (Bermuda) Limited.(Mcgovern, Amanda) (Entered: 12/22/2009) |
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12/22/2009 |
DECLARATION of Jonathan D. Cogan in Support re: 325 MOTION to Dismiss Second Consolidated Amended Complaint.. Document filed by Gleop Financial Services L.L.P.. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C (Part 1 of 2), # 4 Exhibit C (Part 2 of 2), # 5 Exhibit D, # 6 Exhibit E)(Cogan, Jonathan) (Entered: 12/22/2009) |
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12/22/2009 |
MOTION to Dismiss Second Consolidated Amended Complaint. Document filed by Ian Pilgrim, Citco Fund Services (Bermuda) Limited.(Mcgovern, Amanda) (Entered: 12/22/2009) |
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12/22/2009 |
RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying GlobeOp Financial Services S.A. as Corporate Parent. Document filed by Gleop Financial Services L.L.P..(Cogan, Jonathan) (Entered: 12/22/2009) |
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12/22/2009 |
MEMORANDUM OF LAW in Support re: 334 MOTION to Dismiss Second Consolidated Amended Complaint.. Document filed by Ian Pilgrim, Citco Fund Services (Bermuda) Limited. (Mcgovern, Amanda) (Entered: 12/22/2009) |
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12/22/2009 |
DECLARATION of Amanda M. McGovern in Support re: 334 MOTION to Dismiss Second Consolidated Amended Complaint.. Document filed by Ian Pilgrim, Citco Fund Services (Bermuda) Limited. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D)(Mcgovern, Amanda) (Entered: 12/22/2009) |
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12/22/2009 |
RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Citco Bank Holding N.V. as Corporate Parent. Document filed by CITCO Bank Nederland N.V. Dublin Branch.(Mcgovern, Amanda) (Entered: 12/22/2009) |
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12/22/2009 |
RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Citco Bank Nederland N.V. as Corporate Parent. Document filed by Citgo Global Custody N.V..(Mcgovern, Amanda) (Entered: 12/22/2009) |
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12/22/2009 |
MOTION to Dismiss Second Consolidated Amended Complaint. Document filed by CITCO Bank Nederland N.V. Dublin Branch, Citgo Global Custody N.V..(Mcgovern, Amanda) (Entered: 12/22/2009) |
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12/22/2009 |
MEMORANDUM OF LAW in Support re: 340 MOTION to Dismiss Second Consolidated Amended Complaint.. Document filed by CITCO Bank Nederland N.V. Dublin Branch, Citgo Global Custody N.V.. (Mcgovern, Amanda) (Entered: 12/22/2009) |
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12/22/2009 |
DECLARATION of Amanda M. McGovern in Support re: 340 MOTION to Dismiss Second Consolidated Amended Complaint.. Document filed by CITCO Bank Nederland N.V. Dublin Branch, Citgo Global Custody N.V.. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C)(Mcgovern, Amanda) (Entered: 12/22/2009) |
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12/22/2009 |
RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Citco III Limited as Corporate Parent. Document filed by Citco Group Limited.(Mcgovern, Amanda) (Entered: 12/22/2009) |
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12/22/2009 |
MOTION to Dismiss Second Consolidated Amended Complaint. Document filed by Citco Group Limited.(Mcgovern, Amanda) (Entered: 12/22/2009) |
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12/22/2009 |
MEMORANDUM OF LAW in Support re: 344 MOTION to Dismiss Second Consolidated Amended Complaint.. Document filed by Citco Group Limited. (Mcgovern, Amanda) (Entered: 12/22/2009) |
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12/22/2009 |
DECLARATION of Amanda M. McGovern in Support re: 344 MOTION to Dismiss Second Consolidated Amended Complaint.. Document filed by Citco Group Limited. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C)(Mcgovern, Amanda) (Entered: 12/22/2009) |
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12/22/2009 |
MOTION to Dismiss Notice of Motion. Document filed by Lion Fairfield Capital Management Limited.(Eagel, Lawrence) (Entered: 12/22/2009) |
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12/22/2009 |
AFFIDAVIT of Wong Khong Chung in Support re: 347 MOTION to Dismiss Notice of Motion.. Document filed by Lion Fairfield Capital Management Limited. (Eagel, Lawrence) (Entered: 12/22/2009) |
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12/22/2009 |
MEMORANDUM OF LAW in Support re: 347 MOTION to Dismiss Notice of Motion.. Document filed by Lion Fairfield Capital Management Limited. (Eagel, Lawrence) (Entered: 12/22/2009) |
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12/22/2009 |
RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Document filed by Lion Fairfield Capital Management Limited.(Eagel, Lawrence) (Entered: 12/22/2009) |
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12/22/2009 |
RULE 7.1 CORPORATE DISCLOSURE STATEMENT. NO Corporate Parent. Document filed by PricewaterhouseCoopers Accountants Netherlands N.V.. (Attachments: # 1 Certificate of Service)(Marshall, Gabrielle) (Entered: 12/22/2009) |
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12/22/2009 |
FILING ERROR - DEFICIENT DOCKET ENTRY - SEE DOC. #369 - DECLARATION of Timothy A. Duffy in Support re: 321 MOTION to Dismiss.. Document filed by Pricewaterhousecoopers L.L.P.. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F, # 7 Exhibit G, # 8 Exhibit H, # 9 Exhibit I, # 10 Exhibit J, # 11 Exhibit K, # 12 Exhibit L, # 13 Exhibit M, # 14 Exhibit M2, # 15 Exhibit O, # 16 Exhibit O2, # 17 Exhibit O3, # 18 Exhibit P, # 19 Exhibit P2, # 20 Exhibit P3, # 21 Exhibit Q, # 22 Exhibit R, # 23 Exhibit S)(Duffy, Timothy) Modified on 12/29/2009 (kco). (Entered: 12/22/2009) |
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12/22/2009 |
NOTICE OF APPEARANCE by Howard M. Shapiro on behalf of Pricewaterhousecoopers International Limited (Shapiro, Howard) (Entered: 12/22/2009) |
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12/22/2009 |
NOTICE OF APPEARANCE by Fraser Lee Hunter, Jr on behalf of Pricewaterhousecoopers International Limited (Hunter, Fraser) (Entered: 12/22/2009) |
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12/22/2009 |
NOTICE OF APPEARANCE by Anne K. Small on behalf of Pricewaterhousecoopers International Limited (Small, Anne) (Entered: 12/22/2009) |
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12/22/2009 |
MOTION to Dismiss the Second Consolidated Amended Complaint. Document filed by Pricewaterhousecoopers International Limited.(Shapiro, Howard) (Entered: 12/22/2009) |
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12/22/2009 |
MEMORANDUM OF LAW in Support re: 356 MOTION to Dismiss the Second Consolidated Amended Complaint.. Document filed by Pricewaterhousecoopers International Limited. (Shapiro, Howard) (Entered: 12/22/2009) |
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12/22/2009 |
RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by Pricewaterhousecoopers International Limited.(Shapiro, Howard) (Entered: 12/22/2009) |
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12/22/2009 |
JOINT MOTION to Dismiss Claims in the Second Consolidated Amended Complaint. Document filed by Yanko Dellaw Schiava, Philip Toub, Lourdes Barreneche, Cornelis Boele, Vianney D'hendecourt, Harold Greisman, Jacqueline Harary, David Horn, Julia Luongo, Santiago Reyes, Lourdes Barenche, Jacqueline Hararay, Robert Blum, Corina Noel Piedrahita, Maria Teresa Pulido Mendoza.Filed In Associated Cases: 1:09-cv-00118-VM-THK et al.(Cunha, Mark) (Entered: 12/22/2009) |
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12/22/2009 |
JOINT MOTION to Dismiss the Second Consolidated Amended Complaint. Document filed by Fairfield Greenwich Limited, Fairfield Greenwich (Bermuda) Ltd., Fairfield Greenwich Advisors LLC, Walter M. Noel, Jr, Andres Piedrahita, Jeffrey Tucker, Amit Vijvergiya, David Lipton, Mark Mckeefry, Fairfield Risk Services Ltd., Amit Vigayvergia, Fairfield Greenwich Limited, Amit Vijayvergiya, Daniel Lipton, Fairfield Heathcliff Capital LLC, Fairfield Greenwich (Bermuda) LTD.Filed In Associated Cases: 1:09-cv-00118-VM-THK et al.(Cunha, Mark) (Entered: 12/22/2009) |
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12/22/2009 |
MOTION to Dismiss the Second Consolidated Amended Complaint. Document filed by Richard Landsberger, Charles Murphy, Andrew Smith.Filed In Associated Cases: 1:09-cv-00118-VM-THK et al.(Cunha, Mark) (Entered: 12/22/2009) |
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12/22/2009 |
AFFIDAVIT of Rod S. Attride-Stirling in Support re: 360 JOINT MOTION to Dismiss the Second Consolidated Amended Complaint., 359 JOINT MOTION to Dismiss Claims in the Second Consolidated Amended Complaint., 361 MOTION to Dismiss the Second Consolidated Amended Complaint.. Document filed by Fairfield Risk Services Ltd., Fairfield Greenwich Advisors L.L.C., Fairfield Greenwich Limited, Yanko Dellaw Schiava, Philip Toub, Lourdes Barreneche, Fairfield Greenwich Advisors, L.L.C., Lourdes Barenche, Daniel Lipton, Jacqueline Hararay, Vianney D'hendecourt, Corina Noel Piedrahita, Harold Greisman, Jacqueline Harary, David Horn, Fairfield Greenwich (Bermuda) Ltd., Richard Landsberger, David Lipton, Julia Luongo, Mark Mckeefry, Charles Murphy, Santiago Reyes, Andrew Smith, Fairfield Heathcliff Capital LLC. (Attachments: # 1 Exhibit 1-5, # 2 Exhibit 6-7, # 3 Exhibit 8-10, # 4 Exhibit 11-16, # 5 Exhibit 17-19)(Cunha, Mark) (Entered: 12/22/2009) |
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12/22/2009 |
DECLARATION of Michael Thorne, Esq. in Support re: ( |
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12/22/2009 |
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Minute Entry for proceedings held before Magistrate Judge Theodore H. Katz: Telephone Conference held on 12/22/2009. (mbe) (Entered: 01/11/2010) |
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12/23/2009 |
JOINT MEMORANDUM OF LAW in Support re: ( |
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12/23/2009 |
JOINT MEMORANDUM OF LAW in Support re: ( |
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12/23/2009 |
MEMORANDUM OF LAW in Support re: ( |
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12/23/2009 |
AFFIDAVIT of Gerard St. C. Farara, Q.C. in Support re: ( |
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12/23/2009 |
MEMORANDUM OF LAW in Support re: 321 MOTION to Dismiss. Second Consolidated Amended Complaint. Document filed by Pricewaterhousecoopers L.L.P.. (Duffy, Timothy) (Entered: 12/23/2009) |
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12/23/2009 |
DECLARATION of Timothy A. Duffy in Support re: 321 MOTION to Dismiss.. Document filed by Pricewaterhousecoopers L.L.P.. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F, # 7 Exhibit G, # 8 Exhibit H, # 9 Exhibit I, # 10 Exhibit J, # 11 Exhibit K, # 12 Exhibit L, # 13 Exhibit M, # 14 Exhibit M2, # 15 Exhibit N, # 16 Exhibit N2, # 17 Exhibit O, # 18 Exhibit O2, # 19 Exhibit O3, # 20 Exhibit P, # 21 Exhibit P2, # 22 Exhibit P3, # 23 Exhibit Q, # 24 Exhibit R, # 25 Exhibit S)(Duffy, Timothy) (Entered: 12/23/2009) |
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12/23/2009 |
RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Fairfield Greenwich Limited as Corporate Parent. Document filed by Fairfield Risk Services Ltd., Fairfield Heathcliff Capital LLC.Associated Cases: 1:09-cv-00118-VM-THK et al.(Cunha, Mark) (Entered: 12/23/2009) |
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12/23/2009 |
DECISION AND ORDER: For the reasons discussed above, it is hereby ORDERED that the Report and Recommendation of Magistrate Judge Theodore H. Katz dated November 13, 2009 (Docket No. 297) is adopted in its entirety as the Court's ruling on the motions (Case No. 09 Civ. 0118, Docket Nos. 88, 90, 181; Case No. 09 Civ. 5012, Docket No.9) of plaintiffs in Ferber v. Fairfield Greenwich Group, et al., No. 09 Civ. 2366 ("Ferber"); Pierce et ale v. Fairfield Greenwich Group et al., No. 09 Civ. 2588 ("Pierce"); Morning Mist Holdings Ltd. et ale V. Fairfield Greenwich Group et al., No. 09 Civ. 5012 ("Morning Mist"); and Fairfield Sentry Limited v. Fairfield Greenwich Group, et al., No. 09 Civ. 5650 ("Sentry"), to remand these actions to State Court, and the objections of defendant Fairfield Greenwich Advisors LLC (Docket No. 307) are DENIED; and it is further ORDERED that the Clerk of Court is directed to remand the Ferber, Pierce, Morning Mist and Sentry actions to the New York State Supreme Court, New York County, and to withdraw any pending motions on the docket sheets of these actions. (Signed by Judge Victor Marrero on 12/23/2009) (jpo) (Entered: 12/28/2009) |
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12/29/2009 |
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***REJECTION OF ATTEMPTED PAPER FILING IN ECF CASE. The following document(s) Notice of Appearance and Request for Electronic Notification, by Jorge A. Mestre, was rejected by the Clerk's Office and must be FILED ELECTRONICALLY on the Court's ECF System. (eef) (Entered: 12/29/2009) |
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12/29/2009 |
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***REJECTION OF ATTEMPTED PAPER FILING IN ECF CASE. The following document(s) Notice of Appearance and Request for Electronic Notification, by Antonio C. Castro, was rejected by the Clerk's Office and must be FILED ELECTRONICALLY on the Court's ECF System. (eef) (Entered: 12/29/2009) |
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12/29/2009 |
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***REJECTION OF ATTEMPTED PAPER FILING IN ECF CASE. The following document(s) Notice of Appearance and Request for Electronic Notification, by Erimar Von Der Osten, was rejected by the Clerk's Office and must be FILED ELECTRONICALLY on the Court's ECF System. (eef) (Entered: 12/29/2009) |
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01/05/2010 |
ORDER: It is hereby ordered that plaintiffs have until March 8, 2010, to file oppositions papers in connection with the motions to dismiss; and it is further ORDERED that plaintiffs may file briefs in connection with the motions to dismiss the Second Consolidated Amended Complaint as follows: (1) Fairfield motions -- 76, 15 and 22 pages; (2) Citco motions -- 60 pages; (3) Pricewaterhouse motions 60 pages; and it is further ORDERED that defendants' reply briefs shall be proportionate to the Court's order of December 21, 2009 (Docket No. 312). (Signed by Judge Victor Marrero on 1/5/2010) (jpo) (Entered: 01/05/2010) |
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01/06/2010 |
ENDORSED LETTER addressed to Magistrate Judge Theodore H. Katz from Jorge A. Mestre dated 12/23/09 re: counsel requests that the Court set a pre-motion conference on these issues or grant an extension of 120 days from the endorsement of this letter to perfect service. ENDORSEMENT: The Court sees no reason why it should take an additional 120 days to resolve service issues, and no justification has been provided. Service issues should be resolved by March 5, 2010. (Signed by Magistrate Judge Theodore H. Katz on 1/5/10) Filed In Associated Cases: 1:09-cv-00118-VM-THK, 1:09-cv-08500-VM(djc) (Entered: 01/06/2010) |
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01/29/2010 |
INITIAL SCHEDULING ORDER REGARDING STANDARD CHARTERED CASES: 1. By February 5, 2010, or 5 days following entry of an order by the JPML on the transfer of the CTO-l actions, whichever is later, the Standard Chartered Plaintiffs shall provide to counsel for the Standard Chartered Defendants a list of common legal issues arising from their claims against the Standard Chartered Defendants in the Standard Chartered Cases. 2. By March 5, 2010, or 35 days following entry of an order by the JPML on the transfer or the CTO-l actions, whichever is later, the Standard Chartered Defendants shall answer, move or otherwise respond to each individual complaint in the Standard Chartered Cases. 3. By April 19, 2010, or no later than 45 days following the filing and service of any motion to dismiss, whichever is later, the Standard Chartered Plaintiffsshall file and serve responses to any motion filed by the Standard Chartered Defendants. In response to any unified motions. 4. By May 19, 2010, or no later than 30 days following the filing and service of opposition briefs, whichever is later, the Standard Chartered Defendants shall file and serve a reply memorandum to each opposing memorandum. All other details are as further set forth in said Order. ENDORSEMENT: All issues related to the commencement of pretrial discovery are reserved until the resolution of the motions to dismiss. Motions due by 3/5/2010. Responses due by 4/19/2010. Replies due by 5/19/2010. (Signed by Magistrate Judge Theodore H. Katz on 1/29/10) Filed In Associated Cases: 1:09-cv-00118-VM-THK et al.(db) (Entered: 01/29/2010) |
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01/29/2010 |
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Minute Entry for proceedings held before Magistrate Judge Theodore H. Katz: Telephone Conference held on 1/29/2010. (mro) (Entered: 02/02/2010) |
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02/01/2010 |
AMENDED SCHEDULING ORDER REGARDING STANDARD CHARTERED CASES Within 30 days of the filing and service of an answer to the complaint by the Standard Chartered Defendants in accordance with paragraph five of the Initial Order, the Standard Chartered Plaintiffs and Standard Chartered Defendants shall meet and confer on a proposed discovery schedule. SO ORDERED. (Signed by Magistrate Judge Theodore H. Katz on 2/1/10) (jmi) (Entered: 02/01/2010) |
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02/01/2010 |
NOTICE OF APPEARANCE by Brad Eric Konstandt on behalf of Pricewaterhousecoopers International Limited (Konstandt, Brad) (Entered: 02/01/2010) |
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02/01/2010 |
379 |
TRANSCRIPT of proceedings held on December 22, 2009 3:15 p.m. before Magistrate Judge Theodore H. Katz. (ajc) (Entered: 02/03/2010) |
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02/02/2010 |
STIPULATION AND ORDER; that Standard Chartered international (USA) Ltd, and Standard Chartered PLC hereby accept service of the Tradewaves Complaint, without prejudice to any defenses that the Standard Chartered Defendants may have, including jurisdictional defenses. (Signed by Magistrate Judge Theodore H. Katz on 2/2/10) (pl) (Entered: 02/02/2010) |
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02/18/2010 |
380 |
TRANSCRIPT of proceedings held on January 29, 2010 3:50 p.m. before Magistrate Judge Theodore H. Katz. (ajc) (Entered: 02/23/2010) |
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03/05/2010 |
ENDORSED LETTER addressed to Judge Victor Marrero from David Barrett dated 3/2/10 re: counsel for lead plaintiffs request a further two week extension of time to file their opposition to the motions to dismiss to 3/22/10. ENDORSEMENT: Request Granted. The briefing schedule with regard to the motion to dismiss the complaint herein is extended as set forth herein: response 3/22/10; reply two weeks after the date currently due. So Ordered. (Signed by Judge Victor Marrero on 3/4/10) (dle) (Entered: 03/05/2010) |
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03/09/2010 |
MOTION for Diane L. McGimsey to Appear Pro Hac Vice. Document filed by Standard Chartered International (USA) Ltd., Standard Chartered PLC, Standard Chartered International (USA) Ltd, Standard Chartered Bank.Filed In Associated Cases: 1:09-cv-00118-VM-THK, 1:09-cv-02410-VM, 1:09-cv-08500-VM(mro) (Entered: 03/10/2010) |
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03/09/2010 |
MOTION for Richard E. Brodsky to Appear Pro Hac Vice. Document filed by Maridom Limited, Caribetrans, S.A. and Abbot Capital, Inc.(mro) (mro). (Entered: 03/11/2010) |
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03/10/2010 |
ORDER in case 1:09-cv-00118-VM-THK; granting (20) Motion for Diane L. McGimsey to Appear Pro Hac Vice in case 1:09-cv-08500-VM for Standard Chartered Bank, Standard Chartered International (USA) Ltd, Standard Chartered International (USA) Ltd., Standard Chartered PLC. SO ORDERED (Signed by Judge Victor Marrero on 3/10/2009) Filed In Associated Cases: 1:09-cv-00118-VM-THK, 1:09-cv-02410-VM, 1:09-cv-08500-VM(jmi) (Entered: 03/10/2010) |
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03/10/2010 |
MOTION to Dismiss. Document filed by Standard Chartered International (USA) Ltd., Standard Chartered PLC.(Nelles, Sharon) (Entered: 03/10/2010) |
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03/10/2010 |
MEMORANDUM OF LAW in Support re: 384 MOTION to Dismiss.. Document filed by Standard Chartered International (USA) Ltd., Standard Chartered PLC. (Attachments: # 1 Exhibit A)(Nelles, Sharon) (Entered: 03/10/2010) |
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03/10/2010 |
DECLARATION of Partrick B. Berarducci in Support re: 384 MOTION to Dismiss.. Document filed by Standard Chartered International (USA) Ltd., Standard Chartered PLC. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F, # 7 Exhibit G, # 8 Exhibit H, # 9 Exhibit I, # 10 Exhibit J, # 11 Exhibit K, # 12 Errata L, # 13 Errata M, # 14 Errata N, # 15 Exhibit O, # 16 Exhibit P, # 17 Exhibit Q, # 18 Exhibit R, # 19 Exhibit S, # 20 Exhibit T, # 21 Exhibit U, # 22 Exhibit V, # 23 Exhibit W, # 24 Exhibit X, # 25 Exhibit Y)(Nelles, Sharon) (Entered: 03/10/2010) |
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03/10/2010 |
MOTION to Dismiss. Document filed by Standard Chartered International (USA) Ltd., Standard Chartered PLC.(Nelles, Sharon) (Entered: 03/10/2010) |
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03/10/2010 |
FILING ERROR - DEFICIENT DOCKET ENTRY - MEMORANDUM OF LAW in Support re: 387 MOTION to Dismiss.. Document filed by Standard Chartered International (USA) Ltd., Standard Chartered PLC. (Nelles, Sharon) Modified on 3/16/2010 (KA). (Entered: 03/10/2010) |
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03/10/2010 |
DECLARATION of Patrick B. Berrarducci in Support re: 387 MOTION to Dismiss.. Document filed by Standard Chartered International (USA) Ltd., Standard Chartered PLC. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C)(Nelles, Sharon) (Entered: 03/10/2010) |
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03/10/2010 |
DECLARATION of Francis Xavier, S.C. in Support re: 387 MOTION to Dismiss.. Document filed by Standard Chartered International (USA) Ltd., Standard Chartered PLC. (Nelles, Sharon) (Entered: 03/10/2010) |
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03/11/2010 |
DECLARATION of Bharat Vijayan in Support re: 387 MOTION to Dismiss.. Document filed by Standard Chartered International (USA) Ltd., Standard Chartered PLC. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F, # 7 Exhibit G, # 8 Exhibit H, # 9 Exhibit I, # 10 Exhibit J, # 11 Exhibit K, # 12 Exhibit L, # 13 Exhibit M, # 14 Exhibit N, # 15 Errata O, # 16 Exhibit P, # 17 Errata Q, # 18 Exhibit R, # 19 Exhibit S, # 20 Exhibit T, # 21 Exhibit U, # 22 Exhibit V, # 23 Errata W, # 24 Exhibit X, # 25 Exhibit Y, # 26 Exhibit Z, # 27 Errata AA, # 28 Exhibit BB, # 29 Errata CC, # 30 Exhibit DD, # 31 Exhibit EE, # 32 Exhibit FF, # 33 Exhibit GG)(Nelles, Sharon) (Entered: 03/11/2010) |
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03/11/2010 |
FILING ERROR - WRONG EVENT TYPE SELECTED FROM MENU (Memorandum of Law) - MOTION to Dismiss (Corrected). Document filed by Standard Chartered International (USA) Ltd., Standard Chartered PLC.(Nelles, Sharon) Modified on 3/12/2010 (jar). (Entered: 03/11/2010) |
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03/11/2010 |
CERTIFICATE OF SERVICE of motion to dismiss and supporting papers served on all counsel of record on March 10, 2010. Document filed by Standard Chartered International (USA) Ltd., Standard Chartered PLC. (Nelles, Sharon) (Entered: 03/11/2010) |
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03/11/2010 |
ENDORSED LETTER addressed to Magistrate Judge Theodore H. Katz from Paul E. Dans dated 3/5/2010 re: Headway respectfully requests clarification of Your Honor's 1/5/2010 Order, or a 60-day extension to serve several foreign defendants in Headway who have refused to waive service of summons and have not yet been served through international protocols. ENDORSEMENT: Service issues must be resolved by 5/10/2010. SO ORDERED. (Signed by Magistrate Judge Theodore H. Katz on 3/10/2010) (tve) (Entered: 03/11/2010) |
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03/11/2010 |
CERTIFICATE OF SERVICE of motion to dismiss (corrected copy) served on all counsel of record on March 11, 2010. Document filed by Standard Chartered International (USA) Ltd., Standard Chartered PLC. (Nelles, Sharon) (Entered: 03/11/2010) |
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03/11/2010 |
CERTIFICATE OF SERVICE of motion to dismiss and supporting papers served on counsel of record on March 10, 2010. Document filed by Standard Chartered International (USA) Ltd., Standard Chartered PLC. Filed In Associated Cases: 1:09-cv-00118-VM-THK, 1:09-cv-08500-VM(Nelles, Sharon) (Entered: 03/11/2010) |
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03/11/2010 |
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***NOTE TO ATTORNEY TO RE-FILE DOCUMENT - EVENT TYPE ERROR. Note to Attorney Sharon Nelles to RE-FILE Document 393 MOTION to Dismiss (Corrected). Use the event type Memorandum of Law in Support found under the event list Replies, Oppositions, Supporting Documents. (jar) (Entered: 03/12/2010) |
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03/12/2010 |
ORDER that the Clerk of Court is directed to consolidate the four cases captioned herein (09cv118, 10cv918, 10cv919, 10cv920) for all pretrial purposes. All filings in connection with the consolidated action shall be docketed against the remaining lower number case, 09cv118. The Clerk off Court shall close the referenced higher numbered cases, 10cv918, 10cv919 and 10cv920, as separate actions and remove them from the Court's database. (Signed by Judge Victor Marrero on 3/12/10) (dle) (Entered: 03/12/2010) |
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03/12/2010 |
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CASHIERS OFFICE REMARK on 382 Motion to Appear Pro Hac Vice, in the amount of $25.00, paid on 03/09/2010, Receipt Number 896688. (jd) (Entered: 03/12/2010) |
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03/12/2010 |
ORDER GRANTING MOTION TO ADMIT COUNSEL PRO HAC VICE: The motion is granted. Mr. Brodsky is now permitted to participate in these proceedings as counsel for plaintiffs Maridom Limited, Caribetrans, S.A. and Abbott Capital, Inc. as provided for under Local Rule 1.3(c). (Signed by Judge Victor Marrero on 3/11/10) Filed In Associated Cases: 1:09-cv-00118-VM-THK, 1:10-cv-00920-VM(dle) (Entered: 03/12/2010) |
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MEMORANDUM OF LAW in Support re: 387
MOTION to Dismiss. (Corrected). Document filed by Standard Chartered
International (USA) Ltd., Standard Chartered PLC. (Nelles, Sharon) (Entered: |
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ENDORSED LETTER addressed to Judge Victor Marrero from
Richard E. Brodsky dated |
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ORDER FOR ADMISSION PRO HAC VICE ON WRITTEN MOTION in case
1:09-cv-00118-VM-THK; granting (63) Motion for Diane L. McGimsey to Appear
Pro Hac Vice in case 1:09-cv-02410-VM. Diane L. McGimsey is admitted to
practice pro hac vice as counsel for Standard Chartered PLC, Standard
Chartered Bank, Standard Chartered Bank International (Americas) Limited and
Standard Chartered International (USA) Limited in this action. (Signed by
Judge Victor Marrero on |
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NOTICE of JOINDER re: 400
Memorandum of Law in Support of Motion. Document filed by Carlos
Gadala-Maria, Raul Mas, Robert Friedman, Rodolfo Pages, John G Dutkowski.
(Green, Marcus) (Entered: |
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NOTICE of JOINDER re: 400
Memorandum of Law in Support of Motion. Document filed by Luisa Serena.
(Green, Marcus) (Entered: |
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