US District Court Civil Docket as of 07/22/2011
Retrieved from the court on July 23, 2011

U.S. District Court
Southern District of New York (Foley Square)
CIVIL DOCKET FOR CASE #: 1:09-cv-00777-LBS -AJP


IN RE: Beacon Associates Litigation
Assigned to: Judge Leonard B. Sand
Referred to: Magistrate Judge Andrew J. Peck
Member cases:

    1:09-cv-02401-LBS

    1:09-cv-03202-LBS

    1:09-cv-03907-CM -AJP

    1:09-cv-08278-LBS

    1:09-cv-08362-LBS

    1:09-cv-07584-CM

    1:09-cv-06910-AJP

    1:10-cv-08000-LBS -AJP

    1:10-cv-08077-LBS -AJP

 

Related Cases: 

1:08-cv-11215-LBS -AJP

 

1:09-cv-03202-LBS

 

1:09-cv-02401-LBS

 

1:09-cv-04453-LBS

 

1:09-cv-08278-LBS

 

1:09-cv-06910-AJP

 

1:10-cv-08000-LBS -AJP

 

1:10-cv-08077-LBS -AJP

Cause: 15:78m(a) Securities Exchange Act


Date Filed:
01/27/2009
Jury Demand: Both
Nature of Suit: 850 Securities/Commodities
Jurisdiction: Federal Question

 

Lead Plaintiff

 

The Pipe Trades Group

represented by

Barbara J. Hart
Lowey Dannenberg Cohen & Hart, P.C.
White Plains Plaza
One North Broadway
Suite 509
White Plains, NY 10601
(914) 997-0500
Fax: (914) 997-0035
Email: bhart@lowey.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Thomas Michael Skelton
Lowey Dannenberg Cohen & Hart, P.C.
White Plains Plaza
One North Broadway
Suite 509
White Plains, NY 10601
(914) 997-0500
Fax: (914) 997-0035
Email: tskelton@lowey.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Todd Seth Garber
Lowey Dannenberg Cohen & Hart, P.C.
White Plains Plaza
One North Broadway
Suite 509
White Plains, NY 10601
(914)-997-0500
Fax: (914)-997-0035
Email: tgarber@zlk.com
TERMINATED: 06/03/2011

 

 

 

Plaintiff

 

 

John Cacoulidis
on behalf of themselves and all others similarly situated

represented by

Daniel W. Krasner
Wolf Haldenstein Adler Freeman & Herz LLP
270 Madison Avenue
New York, NY 10016
(212) 545-4600
Fax: (212) 545-4653
Email: krasner@whafh.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Demet Basar
Wolf Haldenstein Adler Freeman & Herz
270 Madison Avenue
New York, NY 10016
212.545.4664
Fax: 212.545.4677
Email: basar@whafh.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Gregory Mark Nespole
Wolf Haldenstein Adler Freeman & Herz LLP
270 Madison Avenue
New York, NY 10017
212-545-4657
Fax: (212) 545-4693
Email: nespole@whafh.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Stacey Theresa Kelly
Wolf Haldenstein Adler Freeman & Herz
270 Madison Avenue
New York, NY 10016
(212) 545-4728
Fax: (212) 686-0114
Email: SKELLY@WHAFH.COM
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

 

 

 

Plaintiff

 

 

John Cacoulidis
derivatively on behalf of Beacon Associates L.L.C. I.

represented by

Daniel W. Krasner
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Demet Basar
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Gregory Mark Nespole
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Stacey Theresa Kelly
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Kate Marietta McGuire
Wolf Haldenstein Adler Freeman & Herz
270 Madison Ave.
New York, NY 10016
(212) 545-4773
Fax: (212) 545-4653
Email: mcguire@whafh.com
ATTORNEY TO BE NOTICED

 

 

 

Plaintiff

 

 

Phyllis Cacoulidis
on behalf of themselves and all others similarly situated

represented by

Daniel W. Krasner
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Demet Basar
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Gregory Mark Nespole
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Stacey Theresa Kelly
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

 

 

 

Plaintiff

 

 

Phyllis Cacoulidis
derivatively on behalf of Beacon Associates L.L.C. I.

represented by

Daniel W. Krasner
(See above for address)
ATTORNEY TO BE NOTICED

Demet Basar
(See above for address)
ATTORNEY TO BE NOTICED

Gregory Mark Nespole
(See above for address)
ATTORNEY TO BE NOTICED

Kate Marietta McGuire
(See above for address)
ATTORNEY TO BE NOTICED

Stacey Theresa Kelly
(See above for address)
ATTORNEY TO BE NOTICED

 

 

 

Plaintiff

 

 

The Plumbers & Steamfitters Local 267

represented by

Deborah A. Rogozinski
Lowey, Dannenberg, Bemporad & Selinger, P.C.
One North Lexington Ave.
White Plains, NY 10601
(914)-733-7230
Fax: (914)-997-0035
Email: drogozinski@lowey.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Barbara J. Hart
(See above for address)
ATTORNEY TO BE NOTICED

Thomas Michael Skelton
(See above for address)
ATTORNEY TO BE NOTICED

Todd Seth Garber
(See above for address)
TERMINATED: 06/03/2011

 

 

 

Plaintiff

 

 

Plumbers Local 112 Health Fund

represented by

Deborah A. Rogozinski
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Barbara J. Hart
(See above for address)
ATTORNEY TO BE NOTICED

Thomas Michael Skelton
(See above for address)
ATTORNEY TO BE NOTICED

Todd Seth Garber
(See above for address)
TERMINATED: 06/03/2011

 

 

 

Plaintiff

 

 

The Local 73 Retirement Fund

represented by

Barbara J. Hart
(See above for address)
ATTORNEY TO BE NOTICED

Thomas Michael Skelton
(See above for address)
ATTORNEY TO BE NOTICED

Todd Seth Garber
(See above for address)
TERMINATED: 06/03/2011

 

 

 

Plaintiff

 

 

The U.A. of Journeymen & Apprentices Local 73 Fund

represented by

Deborah A. Rogozinski
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Barbara J. Hart
(See above for address)
ATTORNEY TO BE NOTICED

Thomas Michael Skelton
(See above for address)
ATTORNEY TO BE NOTICED

Todd Seth Garber
(See above for address)
TERMINATED: 06/03/2011

 

 

 

Plaintiff

 

 

Gregory Lancette

represented by

Anna K. Ryon
Cohen Milstein Sellers & Toll PLLC (DC)
1100 New York Avenue, N.W.
Suite 500, West Tower
Washington, DC 20005
(202) 408-4600 x3629
Fax: (202) 408-4699
Email: annaryon@gmail.com
ATTORNEY TO BE NOTICED

Catherine A. Torell
Cohen Milstein Sellers & Toll P.L.L.C.
150 East 52nd street
13th Floor
New York, NY 10022
212-838-7797
Fax: 212-838-7745
Email: ctorell@cohenmilstein.com
ATTORNEY TO BE NOTICED

Karen L. Handorf
1100 New York Avenue, N.W.
Suite 500
Wachington, DC 20005
202-408-4600
ATTORNEY TO BE NOTICED

Lisa Marie Mezzetti
Cohen Milstein Sellers & Toll PLLC (DC)
1100 New York Avenue, N.W.
Suite 500, West Tower
Washington, DC 20005
(202)-408-4600
Fax: (202)-408-4699
Email: lmezzetti@cohenmilstein.com
ATTORNEY TO BE NOTICED

Marc Ira Machiz
Cohen Milstein Sellers & Toll ( Philadelphia)
255 South 17th Street
Suite 1307
Philadelphia, PA 19103
(215)-825-4010
Fax: (215)-825-4001
Email: mmachiz@cmht.com
PRO HAC VICE
ATTORNEY TO BE NOTICED

Michelle Celia Yau
Cohen Milstein Sellers & Toll PLLC (DC)
1100 New York Avenue, N.W.
Suite 500, West Tower
Washington, DC 20005
(202) 408-4600
Fax: (202) 408-4699
Email: myau@cohenmilstein.com
PRO HAC VICE
ATTORNEY TO BE NOTICED

 

 

 

Plaintiff

 

 

Bradley Ward

represented by

Anna K. Ryon
(See above for address)
ATTORNEY TO BE NOTICED

Catherine A. Torell
(See above for address)
ATTORNEY TO BE NOTICED

Karen L. Handorf
(See above for address)
ATTORNEY TO BE NOTICED

Lisa Marie Mezzetti
(See above for address)
ATTORNEY TO BE NOTICED

Marc Ira Machiz
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

Michelle Celia Yau
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

 

 

 

Plaintiff

 

 

Bryan Allen

represented by

Anna K. Ryon
(See above for address)
ATTORNEY TO BE NOTICED

Catherine A. Torell
(See above for address)
ATTORNEY TO BE NOTICED

Karen L. Handorf
(See above for address)
ATTORNEY TO BE NOTICED

Lisa Marie Mezzetti
(See above for address)
ATTORNEY TO BE NOTICED

Marc Ira Machiz
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

Michelle Celia Yau
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

 

 

 

Plaintiff

 

 

David Waby

represented by

Anna K. Ryon
(See above for address)
ATTORNEY TO BE NOTICED

Catherine A. Torell
(See above for address)
ATTORNEY TO BE NOTICED

Karen L. Handorf
(See above for address)
ATTORNEY TO BE NOTICED

Lisa Marie Mezzetti
(See above for address)
ATTORNEY TO BE NOTICED

Marc Ira Machiz
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

Michelle Celia Yau
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

 

 

 

Plaintiff

 

 

Donald A. Little, Jr.

represented by

Anna K. Ryon
(See above for address)
ATTORNEY TO BE NOTICED

Catherine A. Torell
(See above for address)
ATTORNEY TO BE NOTICED

Karen L. Handorf
(See above for address)
ATTORNEY TO BE NOTICED

Lisa Marie Mezzetti
(See above for address)
ATTORNEY TO BE NOTICED

Marc Ira Machiz
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

Michelle Celia Yau
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

 

 

 

Plaintiff

 

 

James Fredenburg

represented by

Anna K. Ryon
(See above for address)
ATTORNEY TO BE NOTICED

Catherine A. Torell
(See above for address)
ATTORNEY TO BE NOTICED

Karen L. Handorf
(See above for address)
ATTORNEY TO BE NOTICED

Lisa Marie Mezzetti
(See above for address)
ATTORNEY TO BE NOTICED

Marc Ira Machiz
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

Michelle Celia Yau
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

 

 

 

Plaintiff

 

 

Peter Lauze

represented by

Anna K. Ryon
(See above for address)
ATTORNEY TO BE NOTICED

Catherine A. Torell
(See above for address)
ATTORNEY TO BE NOTICED

Karen L. Handorf
(See above for address)
ATTORNEY TO BE NOTICED

Lisa Marie Mezzetti
(See above for address)
ATTORNEY TO BE NOTICED

Marc Ira Machiz
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

Michelle Celia Yau
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

 

 

 

Plaintiff

 

 

Donald Beckley

represented by

Anna K. Ryon
(See above for address)
ATTORNEY TO BE NOTICED

Catherine A. Torell
(See above for address)
ATTORNEY TO BE NOTICED

Karen L. Handorf
(See above for address)
ATTORNEY TO BE NOTICED

Lisa Marie Mezzetti
(See above for address)
ATTORNEY TO BE NOTICED

Marc Ira Machiz
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

Michelle Celia Yau
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

 

 

 

Plaintiff

 

 

Patrick Bonnell

represented by

Anna K. Ryon
(See above for address)
ATTORNEY TO BE NOTICED

Catherine A. Torell
(See above for address)
ATTORNEY TO BE NOTICED

Karen L. Handorf
(See above for address)
ATTORNEY TO BE NOTICED

Lisa Marie Mezzetti
(See above for address)
ATTORNEY TO BE NOTICED

Marc Ira Machiz
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

Michelle Celia Yau
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

 

 

 

Plaintiff

 

 

Dominick Mancini

represented by

Anna K. Ryon
(See above for address)
ATTORNEY TO BE NOTICED

Catherine A. Torell
(See above for address)
ATTORNEY TO BE NOTICED

Karen L. Handorf
(See above for address)
ATTORNEY TO BE NOTICED

Lisa Marie Mezzetti
(See above for address)
ATTORNEY TO BE NOTICED

Marc Ira Machiz
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

Michelle Celia Yau
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

 

 

 

Plaintiff

 

 

James Rood

represented by

Anna K. Ryon
(See above for address)
ATTORNEY TO BE NOTICED

Catherine A. Torell
(See above for address)
ATTORNEY TO BE NOTICED

Karen L. Handorf
(See above for address)
ATTORNEY TO BE NOTICED

Lisa Marie Mezzetti
(See above for address)
ATTORNEY TO BE NOTICED

Marc Ira Machiz
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

Michelle Celia Yau
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

 

 

 

Plaintiff

 

 

Patrick Carroll

represented by

Anna K. Ryon
(See above for address)
ATTORNEY TO BE NOTICED

Catherine A. Torell
(See above for address)
ATTORNEY TO BE NOTICED

Karen L. Handorf
(See above for address)
ATTORNEY TO BE NOTICED

Lisa Marie Mezzetti
(See above for address)
ATTORNEY TO BE NOTICED

Marc Ira Machiz
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

Michelle Celia Yau
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

 

 

 

Plaintiff

 

 

Timothy Donovan

represented by

Anna K. Ryon
(See above for address)
ATTORNEY TO BE NOTICED

Catherine A. Torell
(See above for address)
ATTORNEY TO BE NOTICED

Karen L. Handorf
(See above for address)
ATTORNEY TO BE NOTICED

Lisa Marie Mezzetti
(See above for address)
ATTORNEY TO BE NOTICED

Marc Ira Machiz
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

Michelle Celia Yau
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

 

 

 

Plaintiff

 

 

Timothy Rice

represented by

Anna K. Ryon
(See above for address)
ATTORNEY TO BE NOTICED

Catherine A. Torell
(See above for address)
ATTORNEY TO BE NOTICED

Karen L. Handorf
(See above for address)
ATTORNEY TO BE NOTICED

Lisa Marie Mezzetti
(See above for address)
ATTORNEY TO BE NOTICED

Marc Ira Machiz
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

Michelle Celia Yau
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

 

 

 

Plaintiff

 

 

Frederick J. Volkomer, II

represented by

Anna K. Ryon
(See above for address)
ATTORNEY TO BE NOTICED

Catherine A. Torell
(See above for address)
ATTORNEY TO BE NOTICED

Karen L. Handorf
(See above for address)
ATTORNEY TO BE NOTICED

Lisa Marie Mezzetti
(See above for address)
ATTORNEY TO BE NOTICED

Marc Ira Machiz
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

Michelle Celia Yau
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

 

 

 

Plaintiff

 

 

Daniel Hickey

represented by

Anna K. Ryon
(See above for address)
ATTORNEY TO BE NOTICED

Catherine A. Torell
(See above for address)
ATTORNEY TO BE NOTICED

Karen L. Handorf
(See above for address)
ATTORNEY TO BE NOTICED

Lisa Marie Mezzetti
(See above for address)
ATTORNEY TO BE NOTICED

Marc Ira Machiz
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

Michelle Celia Yau
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

 

 

 

Plaintiff

 

 

Eric Saunders

represented by

Anna K. Ryon
(See above for address)
ATTORNEY TO BE NOTICED

Catherine A. Torell
(See above for address)
ATTORNEY TO BE NOTICED

Karen L. Handorf
(See above for address)
ATTORNEY TO BE NOTICED

Lisa Marie Mezzetti
(See above for address)
ATTORNEY TO BE NOTICED

Marc Ira Machiz
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

Michelle Celia Yau
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

 

 

 

Plaintiff

 

 

Thomas Culeton

represented by

Anna K. Ryon
(See above for address)
ATTORNEY TO BE NOTICED

Catherine A. Torell
(See above for address)
ATTORNEY TO BE NOTICED

Karen L. Handorf
(See above for address)
ATTORNEY TO BE NOTICED

Lisa Marie Mezzetti
(See above for address)
ATTORNEY TO BE NOTICED

Marc Ira Machiz
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

Michelle Celia Yau
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

 

 

 

Plaintiff

 

 

Jason Lozier

represented by

Anna K. Ryon
(See above for address)
ATTORNEY TO BE NOTICED

Catherine A. Torell
(See above for address)
ATTORNEY TO BE NOTICED

Karen L. Handorf
(See above for address)
ATTORNEY TO BE NOTICED

Lisa Marie Mezzetti
(See above for address)
ATTORNEY TO BE NOTICED

Marc Ira Machiz
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

Michelle Celia Yau
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

 

 

 

Plaintiff

 

 

James Donovan

represented by

Anna K. Ryon
(See above for address)
ATTORNEY TO BE NOTICED

Catherine A. Torell
(See above for address)
ATTORNEY TO BE NOTICED

Karen L. Handorf
(See above for address)
ATTORNEY TO BE NOTICED

Lisa Marie Mezzetti
(See above for address)
ATTORNEY TO BE NOTICED

Marc Ira Machiz
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

Michelle Celia Yau
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

 

 

 

Plaintiff

 

 

Marc Stevens

represented by

Anna K. Ryon
(See above for address)
ATTORNEY TO BE NOTICED

Catherine A. Torell
(See above for address)
ATTORNEY TO BE NOTICED

Karen L. Handorf
(See above for address)
ATTORNEY TO BE NOTICED

Lisa Marie Mezzetti
(See above for address)
ATTORNEY TO BE NOTICED

Marc Ira Machiz
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

Michelle Celia Yau
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

 

 

 

Plaintiff

 

 

Tom Metcalf, Jr.

represented by

Anna K. Ryon
(See above for address)
ATTORNEY TO BE NOTICED

Catherine A. Torell
(See above for address)
ATTORNEY TO BE NOTICED

Karen L. Handorf
(See above for address)
ATTORNEY TO BE NOTICED

Lisa Marie Mezzetti
(See above for address)
ATTORNEY TO BE NOTICED

Marc Ira Machiz
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

Michelle Celia Yau
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

 

 

 

Plaintiff

 

 

James Culeton

represented by

Anna K. Ryon
(See above for address)
ATTORNEY TO BE NOTICED

Catherine A. Torell
(See above for address)
ATTORNEY TO BE NOTICED

Karen L. Handorf
(See above for address)
ATTORNEY TO BE NOTICED

Lisa Marie Mezzetti
(See above for address)
ATTORNEY TO BE NOTICED

Marc Ira Machiz
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

Michelle Celia Yau
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

 

 

 

Plaintiff

 

 

Mark Maniccia

represented by

Anna K. Ryon
(See above for address)
ATTORNEY TO BE NOTICED

Catherine A. Torell
(See above for address)
ATTORNEY TO BE NOTICED

Karen L. Handorf
(See above for address)
ATTORNEY TO BE NOTICED

Lisa Marie Mezzetti
(See above for address)
ATTORNEY TO BE NOTICED

Marc Ira Machiz
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

Michelle Celia Yau
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

 

 

 

Plaintiff

 

 

Patrick J. Costello

represented by

Anna K. Ryon
(See above for address)
ATTORNEY TO BE NOTICED

Catherine A. Torell
(See above for address)
ATTORNEY TO BE NOTICED

Karen L. Handorf
(See above for address)
ATTORNEY TO BE NOTICED

Lisa Marie Mezzetti
(See above for address)
ATTORNEY TO BE NOTICED

Marc Ira Machiz
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

Michelle Celia Yau
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

 

 

 

Plaintiff

 

 

Dennis J. McDermott

represented by

Anna K. Ryon
(See above for address)
TERMINATED: 09/13/2010

Catherine A. Torell
(See above for address)
ATTORNEY TO BE NOTICED

Karen L. Handorf
(See above for address)
ATTORNEY TO BE NOTICED

Lisa Marie Mezzetti
(See above for address)
ATTORNEY TO BE NOTICED

Marc Ira Machiz
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

Michelle Celia Yau
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

 

 

 

Plaintiff

 

 

Kevin J. Crawford

represented by

Anna K. Ryon
(See above for address)
TERMINATED: 09/13/2010

Catherine A. Torell
(See above for address)
ATTORNEY TO BE NOTICED

Karen L. Handorf
(See above for address)
ATTORNEY TO BE NOTICED

Lisa Marie Mezzetti
(See above for address)
ATTORNEY TO BE NOTICED

Marc Ira Machiz
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

Michelle Celia Yau
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

 

 

 

Plaintiff

 

 

Donald H. Morgan

represented by

Anna K. Ryon
(See above for address)
TERMINATED: 09/13/2010

Catherine A. Torell
(See above for address)
ATTORNEY TO BE NOTICED

Karen L. Handorf
(See above for address)
ATTORNEY TO BE NOTICED

Lisa Marie Mezzetti
(See above for address)
ATTORNEY TO BE NOTICED

Marc Ira Machiz
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

Michelle Celia Yau
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

 

 

 

Plaintiff

 

 

John S. Kogut

represented by

Anna K. Ryon
(See above for address)
TERMINATED: 09/13/2010

Catherine A. Torell
(See above for address)
ATTORNEY TO BE NOTICED

Karen L. Handorf
(See above for address)
ATTORNEY TO BE NOTICED

Lisa Marie Mezzetti
(See above for address)
ATTORNEY TO BE NOTICED

Marc Ira Machiz
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

Michelle Celia Yau
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

 

 

 

Plaintiff

 

 

Carl Hibbard, Jr.

represented by

Anna K. Ryon
(See above for address)
TERMINATED: 09/13/2010

Catherine A. Torell
(See above for address)
ATTORNEY TO BE NOTICED

Karen L. Handorf
(See above for address)
ATTORNEY TO BE NOTICED

Lisa Marie Mezzetti
(See above for address)
ATTORNEY TO BE NOTICED

Marc Ira Machiz
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

Michelle Celia Yau
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

 

 

 

Plaintiff

 

 

Marilyn M. Oppedisano

represented by

Anna K. Ryon
(See above for address)
TERMINATED: 09/13/2010

Catherine A. Torell
(See above for address)
ATTORNEY TO BE NOTICED

Karen L. Handorf
(See above for address)
ATTORNEY TO BE NOTICED

Lisa Marie Mezzetti
(See above for address)
ATTORNEY TO BE NOTICED

Marc Ira Machiz
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

Michelle Celia Yau
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

 

 

 

Plaintiff

 

 

David Henderson, Jr.

represented by

Anna K. Ryon
(See above for address)
TERMINATED: 09/13/2010

Catherine A. Torell
(See above for address)
ATTORNEY TO BE NOTICED

Karen L. Handorf
(See above for address)
ATTORNEY TO BE NOTICED

Lisa Marie Mezzetti
(See above for address)
ATTORNEY TO BE NOTICED

Marc Ira Machiz
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

Michelle Celia Yau
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

 

 

 

Plaintiff

 

 

Michael Blasczienski

represented by

Anna K. Ryon
(See above for address)
ATTORNEY TO BE NOTICED

Catherine A. Torell
(See above for address)
ATTORNEY TO BE NOTICED

Karen L. Handorf
(See above for address)
ATTORNEY TO BE NOTICED

Lisa Marie Mezzetti
(See above for address)
ATTORNEY TO BE NOTICED

Marc Ira Machiz
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

Michelle Celia Yau
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

 

 

 

Plaintiff

 

 

William F. Shannon

represented by

Anna K. Ryon
(See above for address)
TERMINATED: 09/13/2010

Catherine A. Torell
(See above for address)
ATTORNEY TO BE NOTICED

Karen L. Handorf
(See above for address)
ATTORNEY TO BE NOTICED

Lisa Marie Mezzetti
(See above for address)
ATTORNEY TO BE NOTICED

Marc Ira Machiz
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

Michelle Celia Yau
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

 

 

 

Plaintiff

 

 

Earl N. Hall
TERMINATED: 07/20/2011

represented by

Anna K. Ryon
(See above for address)
TERMINATED: 09/13/2010

Catherine A. Torell
(See above for address)
ATTORNEY TO BE NOTICED

Karen L. Handorf
(See above for address)
ATTORNEY TO BE NOTICED

Lisa Marie Mezzetti
(See above for address)
ATTORNEY TO BE NOTICED

Marc Ira Machiz
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

Michelle Celia Yau
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

 

 

 

Plaintiff

 

 

Paul A. Castaldo

represented by

Anna K. Ryon
(See above for address)
TERMINATED: 09/13/2010

Catherine A. Torell
(See above for address)
ATTORNEY TO BE NOTICED

Karen L. Handorf
(See above for address)
ATTORNEY TO BE NOTICED

Lisa Marie Mezzetti
(See above for address)
ATTORNEY TO BE NOTICED

Marc Ira Machiz
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

Michelle Celia Yau
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

 

 

 

Plaintiff

 

 

Earl R. Hall

represented by

Anna K. Ryon
(See above for address)
TERMINATED: 09/13/2010

Catherine A. Torell
(See above for address)
ATTORNEY TO BE NOTICED

Karen L. Handorf
(See above for address)
ATTORNEY TO BE NOTICED

Lisa Marie Mezzetti
(See above for address)
ATTORNEY TO BE NOTICED

Marc Ira Machiz
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

Michelle Celia Yau
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

 

 

 

Plaintiff

 

 

Jay Raubvogal IRA

represented by

Jay Raubvogal IRA
PRO SE

 

 

 

Plaintiff

 

 

James Rounds

represented by

James Rounds
PRO SE

 

 

 

Plaintiff

 

 

Lyle D. Fassett

represented by

Lyle D. Fassett
PRO SE

 

 

 

Plaintiff

 

 

James Engler

represented by

James Engler
PRO SE

 

 

 

Plaintiff

 

 

I.B.E.W. Local 43 and Electrical Contractors Welfare Fund

represented by

I.B.E.W. Local 43 and Electrical Contractors Welfare Fund
PRO SE

 

 

 

Plaintiff

 

 

Oswego County Laborers' Local 214 Pension Fund

represented by

Oswego County Laborers' Local 214 Pension Fund
PRO SE

 

 

 

Plaintiff

 

 

M. Raubvogel Co. Trust
by Jay Raubvogel as Trustee

represented by

M. Raubvogel Co. Trust
PRO SE

 

 

 

Plaintiff

 

 

Grand Metro Builders of NY Corp. Defined Benefit Plan

represented by

Grand Metro Builders of NY Corp. Defined Benefit Plan
PRO SE

 

 

 


V.

 

 

Movant

 

 

Bricklayer

represented by

James Joseph Sabella
Grant & Eisenhofer P.A. (NY)
485 Lexington Avenue
29th Floor
New York, NY 10017
(646) 722-8500
Fax: (646) 722-8501
Email: jsabella@gelaw.com
ATTORNEY TO BE NOTICED

 

 

 

Movant

 

 

Bricklayer

 

 

 

 

 

Movant

 

 

Bricklayer

 

 

 

 

 


V.

 

 

Defendant

 

 

Beacon Associates Management Corp.

represented by

Steven Michael Kaplan
Rosenfeld & Kaplan, LLP
535 Fifth Avenue
New York, NY 10017
(212))-682-1400
Fax: (212)-682-1100
Email: steve@rosenfeldlaw.com
ATTORNEY TO BE NOTICED

Tab Keith Rosenfeld
Rosenfeld & Kaplan, LLP
535 Fifth Avenue
New York, NY 10017
(212)-682-1400
Fax: (212)-682-1100
Email: tab@rosenfeldlaw.com
ATTORNEY TO BE NOTICED

 

 

 

Defendant

 

 

Esq. Joel Danziger

represented by

Steven Michael Kaplan
(See above for address)
ATTORNEY TO BE NOTICED

Tab Keith Rosenfeld
(See above for address)
ATTORNEY TO BE NOTICED

 

 

 

Defendant

 

 

Esq. Harris Markhoff

represented by

Steven Michael Kaplan
(See above for address)
ATTORNEY TO BE NOTICED

Tab Keith Rosenfeld
(See above for address)
ATTORNEY TO BE NOTICED

 

 

 

Defendant

 

 

Ivy Asset Management Corp.

represented by

Steven J Kaiser
Cleary Gottlieb Steen & Hamilton LLP (DC)
2000 Pennsylvania Avenue, NW
Washington, DC 20006
(202) 974-1554
Fax: (202) 974-1999
LEAD ATTORNEY
PRO HAC VICE
ATTORNEY TO BE NOTICED

 

 

 

Defendant

 

 

The Bank of New York Mellon Corporation

represented by

Lewis J. Liman
Cleary Gottlieb Steen & Hamilton, LLP(NYC)
One Liberty Plaza
New York, NY 10006
212-225-2000
Fax: 212-225-3499
Email: lliman@cgsh.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Steven J Kaiser
(See above for address)
LEAD ATTORNEY
PRO HAC VICE
ATTORNEY TO BE NOTICED

Jeffrey A. Rosenthal
Cleary Gottlieb Steen & Hamilton, LLP(NYC)
One Liberty Plaza
New York, NY 10006
212-225-2000
Fax: 212-225-3499
Email: jrosenthal@cgsh.com
ATTORNEY TO BE NOTICED

 

 

 

Defendant

 

 

Friedberg Smith & Co. P.C.

represented by

Louis Gerard Corsi
Landman Corsi Ballaine & Ford PC
120 Broadway, 27th Floor
New York, NY 10271
212-238-4850
Fax: 212-238-4848
Email: lcorsi@lcbf.com
ATTORNEY TO BE NOTICED

Stephen Jacobs
Landman Corsi Ballaine & Ford PC
120 Broadway, 27th Floor
New York, NY 10271
212-238-4800
Fax: 212-238-4848
Email: SJacobs@lcbf.com
ATTORNEY TO BE NOTICED

 

 

 

Defendant

 

 

1-100 John Does
TERMINATED: 06/21/2010

 

 

 

 

 

Defendant

 

 

Ivy Asset Management LLC

represented by

Lewis J. Liman
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Steven J Kaiser
(See above for address)
LEAD ATTORNEY
PRO HAC VICE
ATTORNEY TO BE NOTICED

Jeffrey A. Rosenthal
(See above for address)
ATTORNEY TO BE NOTICED

Nowell D. Bamberger
Cleary Gottlieb Steen & Hamilton LLP
2000 Pennsylvania Avenue, NW
Washington, DC 20006
(202) 974-1752
Fax: (202) 974-1999
Email: nbamberger@cgsh.com
PRO HAC VICE
ATTORNEY TO BE NOTICED

 

 

 

Defendant

 

 

Paul L. Perry

represented by

Carolyn Anne Marcotte
Hiscock & Barclay, L.L.P.(MA)
One International Place 26th Floor
Boston, MA 02110-2509
(617) 274-2904
Fax: (617) 722-6003
Email: cmarcotte@hblaw.com
LEAD ATTORNEY
PRO HAC VICE
ATTORNEY TO BE NOTICED

Brian E. Whiteley
Hiscock & Barclay, LLP(MA)
One International Place 26th Floor
Boston, MA 02110
(617) 274-2900 x2903
Fax: (617) 722-6003
Email: bwhiteley@hblaw.com
PRO HAC VICE
ATTORNEY TO BE NOTICED

John Donald Cook
Hiscock & Barclay, LLP
221 South Warren Street
Syracuse, NY 13221
(315)-425-2885
Fax: (315)-703-7353
Email: jcook@hblaw.com
ATTORNEY TO BE NOTICED

 

 

 

Defendant

 

 

John P. Jeanneret

represented by

Carolyn Anne Marcotte
Hiscock & Barclay, L.L.P.(MA)
50 Federal Street
5th Flr
Boston, MA 02110-2509
(617) 274-2904
Fax: (617) 722-6003
Email: cmarcotte@hblaw.com
LEAD ATTORNEY
PRO HAC VICE
ATTORNEY TO BE NOTICED

Brian E. Whiteley
Hiscock & Barclay, LLP(MA)
50 Federal Street
Fifth Floor
Boston, MA 02110
(617) 274-2900 x2903
Fax: (617) 722-6003
Email: bwhiteley@hblaw.com
PRO HAC VICE
ATTORNEY TO BE NOTICED

John Donald Cook
(See above for address)
ATTORNEY TO BE NOTICED

 

 

 

Defendant

 

 

JP Jeanneret & Associates

represented by

Carolyn Anne Marcotte
(See above for address)
LEAD ATTORNEY
PRO HAC VICE
ATTORNEY TO BE NOTICED

Brian E. Whiteley
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

John Donald Cook
(See above for address)
ATTORNEY TO BE NOTICED

 

 

 

Defendant

 

 

Adam L. Geiger

represented by

Lewis J. Liman
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Jeffrey A. Rosenthal
(See above for address)
ATTORNEY TO BE NOTICED

Nowell D. Bamberger
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

 

 

 

Defendant

 

 

Alan Chuang

 

 

 

 

 

Defendant

 

 

Farzine Hachemian

 

 

 

 

 

Defendant

 

 

Gregory Van Inwegen

 

 

 

 

 

Defendant

 

 

Howard Wohl

represented by

Lewis J. Liman
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Jeffrey A. Rosenthal
(See above for address)
ATTORNEY TO BE NOTICED

Nowell D. Bamberger
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

 

 

 

Defendant

 

 

Jeffrey R. Lindenbaum

 

 

 

 

 

Defendant

 

 

John D. Rogers

 

 

 

 

 

Defendant

 

 

Jonathan Little

 

 

 

 

 

Defendant

 

 

Joseph Burns

 

 

 

 

 

Defendant

 

 

Kevin J. Bannon

 

 

 

 

 

Defendant

 

 

Lawrence Simon

represented by

Lewis J. Liman
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Jeffrey A. Rosenthal
(See above for address)
ATTORNEY TO BE NOTICED

Nowell D. Bamberger
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

 

 

 

Defendant

 

 

Mark Santero

 

 

 

 

 

Defendant

 

 

Michael Singer
TERMINATED: 06/21/2010

 

 

 

 

 

Defendant

 

 

Peter D. Noris

 

 

 

 

 

Defendant

 

 

Robert Meschi

 

 

 

 

 

Defendant

 

 

Ronald P. O'Hanley

 

 

 

 

 

Defendant

 

 

Scott E. Wennerholm

 

 

 

 

 

Defendant

 

 

Sean C. Simon

 

 

 

 

 

Defendant

 

 

Sean Cumiskey

 

 

 

 

 

Defendant

 

 

Steven Pisarkiewicz

 

 

 

 

 

Defendant

 

 

Stuart Davies

 

 

 

 

 

Defendant

 

 

Susan Rabinowitz

 

 

 

 

 

Defendant

 

 

Frederick J. Volkomer

represented by

Anna K. Ryon
(See above for address)
ATTORNEY TO BE NOTICED

Catherine A. Torell
(See above for address)
ATTORNEY TO BE NOTICED

Karen L. Handorf
(See above for address)
ATTORNEY TO BE NOTICED

Lisa Marie Mezzetti
(See above for address)
ATTORNEY TO BE NOTICED

Marc Ira Machiz
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

Michelle Celia Yau
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

 

 

 

Defendant

 

 

Glenn P. Cummins

represented by

Lewis J. Liman
(See above for address)
ATTORNEY TO BE NOTICED

 

 

 

Defendant

 

 

Colleen Baldwin

represented by

Lewis J. Liman
(See above for address)
ATTORNEY TO BE NOTICED

 

 

 

Defendant

 

 

Newton P.S. Merrill

represented by

Lewis J. Liman
(See above for address)
ATTORNEY TO BE NOTICED

 

 

 

Defendant

 

 

Frank J. Biondi

represented by

Lewis J. Liman
(See above for address)
ATTORNEY TO BE NOTICED

 

 

 

Defendant

 

 

Nicholas M. Donofrio

represented by

Lewis J. Liman
(See above for address)
ATTORNEY TO BE NOTICED

 

 

 

Defendant

 

 

Edmund F. Kelly

represented by

Lewis J. Liman
(See above for address)
ATTORNEY TO BE NOTICED

 

 

 

Defendant

 

 

Michael J. Kowalski

represented by

Lewis J. Liman
(See above for address)
ATTORNEY TO BE NOTICED

 

 

 

Defendant

 

 

John A. Luke, Jr.

represented by

Lewis J. Liman
(See above for address)
ATTORNEY TO BE NOTICED

 

 

 

Defendant

 

 

Paul Myners
TERMINATED: 02/22/2011

 

 

 

 

 

Defendant

 

 

Mark A. Nordenberg

represented by

Lewis J. Liman
(See above for address)
ATTORNEY TO BE NOTICED

 

 

 

Defendant

 

 

Catherine A. Rein

represented by

Lewis J. Liman
(See above for address)
ATTORNEY TO BE NOTICED

 

 

 

Defendant

 

 

William C. Richardson

represented by

Lewis J. Liman
(See above for address)
ATTORNEY TO BE NOTICED

 

 

 

Defendant

 

 

Brian L. Roberts

represented by

Lewis J. Liman
(See above for address)
ATTORNEY TO BE NOTICED

 

 

 

Defendant

 

 

Samuel C. Scott, III

represented by

Lewis J. Liman
(See above for address)
ATTORNEY TO BE NOTICED

 

 

 

Defendant

 

 

Richard C. Vaughan

represented by

Lewis J. Liman
(See above for address)
ATTORNEY TO BE NOTICED

 

 

 

Defendant

 

 

Wesley W. Von Schack

represented by

Lewis J. Liman
(See above for address)
ATTORNEY TO BE NOTICED

 

 

 

Defendant

 

 

Fred P Sloan

represented by

Jeffrey A. Rosenthal
(See above for address)
ATTORNEY TO BE NOTICED

Lewis J. Liman
(See above for address)
ATTORNEY TO BE NOTICED

Nowell D. Bamberger
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

 

 

 

Nominal Defendant

 

 

Beacon Associates L.L.C. I.

represented by

Arthur Glenn Jakoby
Herrick, Feinstein LLP
2 Park Avenue
New York, NY 10016
212-592-1400
Fax: 212-592-1500
Email: ajakoby@herrick.com
ATTORNEY TO BE NOTICED

David Michael Rosenfield
Herrick, Feinstein LLP
2 Park Avenue
New York, NY 10016
(212)-592-1513
Fax: (212)-545-3383
Email: drosenfield@herrick.com
ATTORNEY TO BE NOTICED

 

 

 

ADR Provider

 

 

Adam Geiger

represented by

Lewis J. Liman
(See above for address)
ATTORNEY TO BE NOTICED

 

 

 

Interested Party

 

 

Jay Raubvogel

represented by

Michelle Celia Yau
(See above for address)
LEAD ATTORNEY
PRO HAC VICE
ATTORNEY TO BE NOTICED

 

 

 

Interested Party

 

 

William C. Towsley

represented by

Anna K. Ryon
(See above for address)
TERMINATED: 09/13/2010
LEAD ATTORNEY

Catherine A. Torell
Cohen Milstein Sellers & Toll P.L.L.C.
88 Pine Street
14th, Floor
New York, NY 10005
212-838-7797
Fax: 212-838-7745
Email: ctorell@cohenmilstein.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Lisa Marie Mezzetti
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Marc Ira Machiz
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

Michelle Celia Yau
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

 

 

 

Interested Party

 

 

Dennis J. McDermott

represented by

Anna K. Ryon
(See above for address)
TERMINATED: 09/13/2010
LEAD ATTORNEY

Catherine A. Torell
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Lisa Marie Mezzetti
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Marc Ira Machiz
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

Michelle Celia Yau
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

 

 

 

Interested Party

 

 

Kevin J. Crawford

represented by

Anna K. Ryon
(See above for address)
TERMINATED: 09/13/2010
LEAD ATTORNEY

Catherine A. Torell
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Lisa Marie Mezzetti
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Marc Ira Machiz
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

Michelle Celia Yau
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

 

 

 

Interested Party

 

 

Donald H. Morgan

represented by

Anna K. Ryon
(See above for address)
TERMINATED: 09/13/2010
LEAD ATTORNEY

Catherine A. Torell
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Lisa Marie Mezzetti
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Marc Ira Machiz
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

Michelle Celia Yau
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

 

 

 

Interested Party

 

 

Carl Hibbard, Jr.

represented by

Anna K. Ryon
(See above for address)
TERMINATED: 09/13/2010
LEAD ATTORNEY

Catherine A. Torell
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Lisa Marie Mezzetti
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Michelle Celia Yau
(See above for address)
LEAD ATTORNEY
PRO HAC VICE
ATTORNEY TO BE NOTICED

Marc Ira Machiz
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

 

 

 

Interested Party

 

 

John S. Kogut

represented by

Anna K. Ryon
(See above for address)
TERMINATED: 09/13/2010
LEAD ATTORNEY

Catherine A. Torell
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Lisa Marie Mezzetti
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Michelle Celia Yau
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

 

 

 

Interested Party

 

 

Marilyn M. Oppedisano

represented by

Anna K. Ryon
(See above for address)
TERMINATED: 09/13/2010
LEAD ATTORNEY

Catherine A. Torell
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Lisa Marie Mezzetti
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Marc Ira Machiz
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

Michelle Celia Yau
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

 

 

 

Interested Party

 

 

David J. Henderson, Jr.

represented by

Anna K. Ryon
(See above for address)
TERMINATED: 09/13/2010
LEAD ATTORNEY

Catherine A. Torell
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Lisa Marie Mezzetti
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Marc Ira Machiz
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

Michelle Celia Yau
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

 

 

 

Interested Party

 

 

Michael Blaszienski

represented by

Anna K. Ryon
(See above for address)
TERMINATED: 09/13/2010
LEAD ATTORNEY

Catherine A. Torell
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Lisa Marie Mezzetti
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Marc Ira Machiz
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

Michelle Celia Yau
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

 

 

 

Interested Party

 

 

William F. Shannon

represented by

Anna K. Ryon
(See above for address)
TERMINATED: 09/13/2010
LEAD ATTORNEY

Catherine A. Torell
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Lisa Marie Mezzetti
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Marc Ira Machiz
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

Michelle Celia Yau
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

 

 

 

Interested Party

 

 

Earl N. Hall

represented by

Anna K. Ryon
(See above for address)
TERMINATED: 09/13/2010
LEAD ATTORNEY

Catherine A. Torell
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Lisa Marie Mezzetti
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Michelle Celia Yau
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

 

 

 

Interested Party

 

 

Paul A. Castaldo

represented by

Anna K. Ryon
(See above for address)
TERMINATED: 09/13/2010
LEAD ATTORNEY

Catherine A. Torell
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Lisa Marie Mezzetti
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Michelle Celia Yau
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

 

 

 

Interested Party

 

 

Earl R. Hall

represented by

Anna K. Ryon
(See above for address)
TERMINATED: 09/13/2010
LEAD ATTORNEY

Catherine A. Torell
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Lisa Marie Mezzetti
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Marc Ira Machiz
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

Michelle Celia Yau
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED

 

 

 


V.

 

 

Amicus

 

 

Secretary of Labor, U.S. Dept. of Labor
200 Constitution Ave., NW
Room N-4611
Washington, DC 20210
202-693-5623
Stephen Silverman, on behalf of Secretary of Labor, U.S. Dept. of Labor

represented by

Stephen Aaron Silverman
United States Dept of Labor-Office of The Solicitor
200 Constitution Ave, N.W.
Suite S-4004
Washington, DC 20210
(202) 693-5610
Fax: (202) 693-5623
Email: silverman.stephen@dol.gov
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Elizabeth Goldberg
U.S. Department of Labor
PO Box 1914
Washington, DC 20013
202-693-5600
Fax: (202)-693-5610
Email: goldberg.elizabeth@dol.gov
ATTORNEY TO BE NOTICED

 

 

 


V.

 

 

Intervenor

 

 

Charles Hecht

represented by

Daniel Tepper
Wolf Haldenstein Adler Freeman & Herz LLP
270 Madison Avenue
New York, NY 10016
(212)-545-4600
Fax: (212)-490-3263
Email: tepper@whafh.com
ATTORNEY TO BE NOTICED

 

 

 

 

Date Filed

#

Docket Text

01/27/2009

1 

COMPLAINT against Beacon Associates Management Corp., Joel Danziger, Harris Markhoff, Ivy Asset Management Corp., The Bank of New York Mellon Corporation, Friedberg Smith & Co. P.C., John Does, Beacon Associates L.L.C. I.. (Filing Fee $ 350.00, Receipt Number 676409)Document filed by Phyllis Cacoulidis(on behalf of themselves and all others similarly situated), Phyllis Cacoulidis(derivatively on behalf of Beacon Associates L.L.C. I.), John Cacoulidis(on behalf of themselves and all others similarly situated), John Cacoulidis(derivatively on behalf of Beacon Associates L.L.C. I.).(laq) (Entered: 01/30/2009)

01/27/2009

  

SUMMONS ISSUED as to Beacon Associates Management Corp., Joel Danziger, Harris Markhoff, Ivy Asset Management Corp., The Bank of New York Mellon Corporation, Friedberg Smith & Co. P.C., John Does, Beacon Associates L.L.C. I.. (laq) (Entered: 01/30/2009)

01/27/2009

2 

RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by Phyllis Cacoulidis(on behalf of themselves and all others similarly situated), Phyllis Cacoulidis(derivatively on behalf of Beacon Associates L.L.C. I.), John Cacoulidis(on behalf of themselves and all others similarly situated), John Cacoulidis(derivatively on behalf of Beacon Associates L.L.C. I.).(laq) (Entered: 01/30/2009)

01/27/2009

  

CASE REFERRED TO Judge Leonard B. Sand as possibly related to 1:08-cv-11215. (laq) (Entered: 01/30/2009)

01/27/2009

  

Case Designated ECF. (laq) (Entered: 01/30/2009)

01/30/2009

3 

NOTICE OF APPEARANCE by Arthur Glenn Jakoby on behalf of Beacon Associates L.L.C. I. (Jakoby, Arthur) (Entered: 01/30/2009)

01/30/2009

4 

NOTICE OF APPEARANCE by David Michael Rosenfield on behalf of Beacon Associates L.L.C. I. (Rosenfield, David) (Entered: 01/30/2009)

02/11/2009

  

CASE ACCEPTED AS RELATED. Create association to 1:08-cv-11215-LBS. Notice of Assignment to follow. (rdz) (Entered: 02/17/2009)

02/11/2009

6 

NOTICE OF CASE ASSIGNMENT to Judge Leonard B. Sand. (rdz) (Entered: 02/17/2009)

02/11/2009

  

Magistrate Judge Andrew J. Peck is so designated. (rdz) (Entered: 02/17/2009)

02/13/2009

5 

RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Document filed by Beacon Associates L.L.C. I..(Jakoby, Arthur) (Entered: 02/13/2009)

02/18/2009

7 

AFFIDAVIT OF SERVICE. The Bank of New York Mellon Corporation served on 2/12/2009, answer due 3/4/2009. Service was accepted by Anthony Mancuso, VP. Document filed by John Cacoulidis(on behalf of themselves and all others similarly situated). (Basar, Demet) (Entered: 02/18/2009)

02/19/2009

8 

AFFIDAVIT OF SERVICE. Ivy Asset Management Corp. served on 2/12/2009, answer due 3/4/2009. Service was accepted by Nickle Restiua, Atty. Document filed by Phyllis Cacoulidis(on behalf of themselves and all others similarly situated). (Basar, Demet) (Entered: 02/19/2009)

02/26/2009

9 

RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by Friedberg Smith & Co. P.C..(Jacobs, Stephen) (Entered: 02/26/2009)

02/26/2009

10 

NOTICE OF APPEARANCE by Stephen Jacobs on behalf of Friedberg Smith & Co. P.C. (Jacobs, Stephen) (Entered: 02/26/2009)

02/26/2009

11 

NOTICE OF APPEARANCE by Louis Gerard Corsi on behalf of Friedberg Smith & Co. P.C. (Corsi, Louis) (Entered: 02/26/2009)

03/02/2009

12 

AFFIDAVIT OF SERVICE. Friedberg Smith & Co. P.C. served on 2/13/2009, answer due 3/5/2009. Service was accepted by David Zieff, VP. Document filed by John Cacoulidis(on behalf of themselves and all others similarly situated). (Nespole, Gregory) (Entered: 03/02/2009)

03/04/2009

13 

NOTICE OF APPEARANCE by Tab Keith Rosenfeld on behalf of Beacon Associates Management Corp., Joel Danziger, Harris Markhoff (Rosenfeld, Tab) (Entered: 03/04/2009)

03/04/2009

14 

RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by Beacon Associates Management Corp., Joel Danziger, Harris Markhoff.(Rosenfeld, Tab) (Entered: 03/04/2009)

03/06/2009

15 

NOTICE OF APPEARANCE by Lewis J. Liman on behalf of Ivy Asset Management LLC, The Bank of New York Mellon Corporation (Liman, Lewis) (Entered: 03/06/2009)

03/06/2009

16 

RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Document filed by The Bank of New York Mellon Corporation, Ivy Asset Management LLC.(Liman, Lewis) (Entered: 03/06/2009)

03/12/2009

17 

STIPULATION AND ORDER; Lead Plaintiffs may file and serve an Amended Complaint 60 days from the entry of the Court's Order appointing Lead Plaintiffs. The time for Defendants to answer, move or otherwise respond to the Complaint is extended to 60 days after Lead Plaintiffs file their Amended Complaint or, if no Amended Complaint is filed, 60 days after Lead Plaintiffs advise Defendants that they do not intend to file an Amended Complaint. Lead Plaintiffs shall file and serve their opposition to Defendants' motion(s) to dismiss, if any, no later than 60 days after service of such motion(s). Defendants shall file and serve replies in further support of any motion(s) to dismiss no later than 30 days after service of any opposition by Lead Plaintiffs. SO ORDERED. (Signed by Judge Leonard B. Sand on 3/12/2009) (tve) (Entered: 03/12/2009)

04/03/2009

18 

MOTION to Appoint John & Phyllis Cacoulidis, as Trustees of Grand Metro Builders of NY Corp. Defined Benefit Plan to serve as lead plaintiff(s)., MOTION to Appoint Counsel Wolf Haldenstein Adler Freeman & Herz LLP as Lead Counsel. Document filed by Phyllis Cacoulidis(on behalf of themselves and all others similarly situated), John Cacoulidis(on behalf of themselves and all others similarly situated). (Attachments: # 1 Certificate of Service, # 2 Text of Proposed Order)(Kelly, Stacey) (Entered: 04/03/2009)

04/03/2009

19 

MEMORANDUM OF LAW in Support re: 18 MOTION to Appoint John & Phyllis Cacoulidis, as Trustees of Grand Metro Builders of NY Corp. Defined Benefit Plan to serve as lead plaintiff(s). MOTION to Appoint Counsel Wolf Haldenstein Adler Freeman & Herz LLP as Lead Counsel. MOTION to Appoint John & Phyllis Cacoulidis, as Trustees of Grand Metro Builders of NY Corp. Defined Benefit Plan to serve as lead plaintiff(s). MOTION to Appoint John & Phyllis Cacoulidis, as Trustees of Grand Metro Builders of NY Corp. Defined Benefit Plan to serve as lead plaintiff(s).. Document filed by Phyllis Cacoulidis(on behalf of themselves and all others similarly situated), John Cacoulidis(on behalf of themselves and all others similarly situated). (Kelly, Stacey) (Entered: 04/03/2009)

04/03/2009

20 

DECLARATION of Demet Basar in Support re: 18 MOTION to Appoint John & Phyllis Cacoulidis, as Trustees of Grand Metro Builders of NY Corp. Defined Benefit Plan to serve as lead plaintiff(s). MOTION to Appoint Counsel Wolf Haldenstein Adler Freeman & Herz LLP as Lead Counsel. MOTION to Appoint John & Phyllis Cacoulidis, as Trustees of Grand Metro Builders of NY Corp. Defined Benefit Plan to serve as lead plaintiff(s). MOTION to Appoint John & Phyllis Cacoulidis, as Trustees of Grand Metro Builders of NY Corp. Defined Benefit Plan to serve as lead plaintiff(s).. Document filed by Phyllis Cacoulidis(on behalf of themselves and all others similarly situated), John Cacoulidis(on behalf of themselves and all others similarly situated). (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3)(Kelly, Stacey) (Entered: 04/03/2009)

04/03/2009

21 

FILING ERROR - DEFICIENT DOCKET ENTRY - MOTION to Appoint The Plumbers & Steamfitters Local 267 Pension Fund, The Plumbers & Steamfitters Local 267 Insurance Fund, Plumbers Local 112 Health Fund, The Local 73 Retirement Fund, The U.A. of Journeymen & Apprentices Local 73 Fund to serve as lead plaintiff(s) AND CONSOLIDATION OF SECURITIES CLASS ACTIONS. Document filed by The Plumbers & Steamfitters Local 267, Plumbers Local 112 Health Fund, The Local 73 Retirement Fund, The U.A. of Journeymen & Apprentices Local 73 Fund. Return Date set for 4/16/2009 at 02:15 PM. (Attachments: # 1 Affidavit Certificate of Service)(Hart, Barbara) Modified on 4/7/2009 (jar). (Entered: 04/03/2009)

04/03/2009

22 

FILING ERROR - DEFICIENT DOCKET ENTRY - MEMORANDUM OF LAW in Support re: 21 MOTION to Appoint The Plumbers & Steamfitters Local 267 Pension Fund, The Plumbers & Steamfitters Local 267 Insurance Fund, Plumbers Local 112 Health Fund, The Local 73 Retirement Fund, The U.A. of Journeymen & Apprentices Local 73 Fund to serve as le AND CONSOLIDATION OF SECURITIES CLASS ACTIONS. Document filed by The Plumbers & Steamfitters Local 267, Plumbers Local 112 Health Fund, The Local 73 Retirement Fund, The U.A. of Journeymen & Apprentices Local 73 Fund. (Attachments: # 1 Certificate of Service)(Hart, Barbara) Modified on 4/7/2009 (jar). (Entered: 04/03/2009)

04/03/2009

23 

FILING ERROR - DEFICIENT DOCKET ENTRY - DECLARATION of Barbara Hart in Support re: 21 MOTION to Appoint The Plumbers & Steamfitters Local 267 Pension Fund, The Plumbers & Steamfitters Local 267 Insurance Fund, Plumbers Local 112 Health Fund, The Local 73 Retirement Fund, The U.A. of Journeymen & Apprentices Local 73 Fund to serve as le. Document filed by The Plumbers & Steamfitters Local 267, Plumbers Local 112 Health Fund, The Local 73 Retirement Fund, The U.A. of Journeymen & Apprentices Local 73 Fund. (Attachments: # 1 Exhibit Notice of Pendency, # 2 Exhibit Lead Plaintiff Certifications, # 3 Exhibit Cacoulidis Complaint, # 4 Exhibit Raubvogel Complaint, # 5 Exhibit Local 112 Complaint, # 6 Exhibit Firm Resume of Lowey Dannenberg Cohen & Hart P.C., # 7 Text of Proposed Order, # 8 Certificate of Service)(Hart, Barbara) Modified on 4/7/2009 (jar). (Entered: 04/03/2009)

04/03/2009

24 

MOTION to Appoint Counsel., MOTION to Appoint The Bricklayers and Allied Craftworkers Local 3 New York (Niagara Falls/Buffalo Chapter) to serve as lead plaintiff(s)., MOTION to Consolidate Cases 09-00777; 09-2401. Document filed by Bricklayer.(Sabella, James) (Entered: 04/03/2009)

04/03/2009

25 

MEMORANDUM OF LAW in Support re: 24 MOTION to Appoint Counsel. MOTION to Appoint The Bricklayers and Allied Craftworkers Local 3 New York (Niagara Falls/Buffalo Chapter) to serve as lead plaintiff(s). MOTION to Consolidate Cases 09-00777; 09-2401. MOTION to Appoint The Bricklayers and Allied Craftworkers Local 3 New York (Niagara Falls/Buffalo Chapter) to serve as lead plaintiff(s).. Document filed by Bricklayer. (Sabella, James) (Entered: 04/03/2009)

04/03/2009

26 

DECLARATION of James J. Sabella in Support re: 24 MOTION to Appoint Counsel. MOTION to Appoint The Bricklayers and Allied Craftworkers Local 3 New York (Niagara Falls/Buffalo Chapter) to serve as lead plaintiff(s). MOTION to Consolidate Cases 09-00777; 09-2401. MOTION to Appoint The Bricklayers and Allied Craftworkers Local 3 New York (Niagara Falls/Buffalo Chapter) to serve as lead plaintiff(s).. Document filed by Bricklayer. (Attachments: # 1 Exhibit Exhibit A to J.Sabella Declaration, # 2 Exhibit Exhibit B to J.Sabella Declaration, # 3 Exhibit Exhibit C to J.Sabella Declaration, # 4 Exhibit Exhibit D to J.Sabella Declaration, # 5 Exhibit Exhibit E to J.Sabella Declaration)(Sabella, James) (Entered: 04/03/2009)

04/03/2009

  

***NOTE TO ATTORNEY TO RE-FILE DOCUMENT - DEFICIENT DOCKET ENTRY ERROR. Note to Attorney Barbara Hart to RE-FILE Document 21 MOTION to Appoint The Plumbers & Steamfitters Local 267 Pension Fund, The Plumbers & Steamfitters Local 267 Insurance Fund, Plumbers Local 112 Health Fund, The Local 73 Retirement Fund, The U.A. of Journeymen & Apprentices Local 73 Fund to serve as le. ERROR(S): When filing a Motion with multiple requests, each specific request must be selected from the Motions menu. (Ex/ Appoint Lead Plaintiff(s), Appoint Counsel, Consolidate Cases). (jar) (Entered: 04/07/2009)

04/03/2009

  

***NOTE TO ATTORNEY TO RE-FILE DOCUMENT - DEFICIENT DOCKET ENTRY ERROR. Note to Attorney Barbara Hart to RE-FILE Document 22 Memorandum of Law in Support of Motion. ERROR(S): A document cannot be linked to a filing error. Re-file and link to correctly re-filed motion. (jar) (Entered: 04/07/2009)

04/03/2009

  

***NOTE TO ATTORNEY TO RE-FILE DOCUMENT - DEFICIENT DOCKET ENTRY ERROR. Note to Attorney Barbara Hart to RE-FILE Document 23 Declaration in Support of Motion. ERROR(S): A document cannot be linked to a filing error. Re-file and link to correctly re-filed motion. (jar) (Entered: 04/07/2009)

04/07/2009

27 

NOTICE OF CHANGE OF ADDRESS by Barbara J. Hart on behalf of The Plumbers & Steamfitters Local 267, Plumbers Local 112 Health Fund, The Local 73 Retirement Fund, The U.A. of Journeymen & Apprentices Local 73 Fund. New Address: Lowey Dannenberg Cohen & Hart P.C., One North Broadway, White Plains Plaza, Suite 509, White Plains, New York, United States of America 10601, 914-997-0500. (Attachments: # 1 Certificate of Service)(Hart, Barbara) (Entered: 04/07/2009)

04/07/2009

28 

MOTION to Appoint Plumbers & Steamfitters Local 267 Benefit Funds, Plumbers Local 112 Health Fund, Local 73 Retirement Fund, U.A. of Journeymen & Apprentices Local 73 Fund to serve as lead plaintiff(s)., MOTION to Consolidate Cases 09-cv-0777, 09-cv-2401, 09-cv-3202., MOTION to Appoint Counsel LOWEY DANNENBERG COHEN & HART, P.C. as Lead Counsel. Document filed by The Plumbers & Steamfitters Local 267, Plumbers Local 112 Health Fund, The Local 73 Retirement Fund, The U.A. of Journeymen & Apprentices Local 73 Fund. Return Date set for 5/7/2009 at 10:00 AM. (Attachments: # 1 Certificate of Service)(Hart, Barbara) (Entered: 04/07/2009)

04/07/2009

29 

MEMORANDUM OF LAW in Support re: 28 MOTION to Appoint Plumbers & Steamfitters Local 267 Benefit Funds, Plumbers Local 112 Health Fund, Local 73 Retirement Fund, U.A. of Journeymen & Apprentices Local 73 Fund to serve as lead plaintiff(s). MOTION to Consolidate Cases 09-cv-0777, 09-cv-2401, 09-cv-3202. MOTION to Appoint Counsel LOWEY DANNENBERG COHEN & HART, P.C. as Lead Counsel. MOTION to Appoint Plumbers & Steamfitters Local 267 Benefit Funds, Plumbers Local 112 Health Fund, Local 73 Retirement Fund, U.A. of Journeymen & Apprentices Local 73 Fund to serve as lead plaintiff(s). MOTION to Appoint Plumbers & Steamfitters Local 267 Benefit Funds, Plumbers Local 112 Health Fund, Local 73 Retirement Fund, U.A. of Journeymen & Apprentices Local 73 Fund to serve as lead plaintiff(s).. Document filed by The Plumbers & Steamfitters Local 267, Plumbers Local 112 Health Fund, The Local 73 Retirement Fund, The U.A. of Journeymen & Apprentices Local 73 Fund. (Attachments: # 1 Certificate of Service)(Hart, Barbara) (Entered: 04/07/2009)

04/07/2009

30 

DECLARATION of Barbara J. Hart in Support re: 28 MOTION to Appoint Plumbers & Steamfitters Local 267 Benefit Funds, Plumbers Local 112 Health Fund, Local 73 Retirement Fund, U.A. of Journeymen & Apprentices Local 73 Fund to serve as lead plaintiff(s). MOTION to Consolidate Cases 09-cv-0777, 09-cv-2401, 09-cv-3202. MOTION to Appoint Counsel LOWEY DANNENBERG COHEN & HART, P.C. as Lead Counsel. MOTION to Appoint Plumbers & Steamfitters Local 267 Benefit Funds, Plumbers Local 112 Health Fund, Local 73 Retirement Fund, U.A. of Journeymen & Apprentices Local 73 Fund to serve as lead plaintiff(s). MOTION to Appoint Plumbers & Steamfitters Local 267 Benefit Funds, Plumbers Local 112 Health Fund, Local 73 Retirement Fund, U.A. of Journeymen & Apprentices Local 73 Fund to serve as lead plaintiff(s).. Document filed by The Plumbers & Steamfitters Local 267, Plumbers Local 112 Health Fund, The Local 73 Retirement Fund, The U.A. of Journeymen & Apprentices Local 73 Fund. (Attachments: # 1 Exhibit PSLRA Notice, # 2 Exhibit Lead Plaintiff Certification, # 3 Exhibit Cacoulidis Complaint, # 4 Exhibit Raubvogel Complaint, # 5 Exhibit Local 112 Complaint, # 6 Exhibit Lowey Dannenberg Firm Resume, # 7 Text of Proposed Order, # 8 Certificate of Service)(Hart, Barbara) (Entered: 04/07/2009)

04/14/2009

31 

STIPULATION & ORDER SCHEDULING BRIEFING FOR CONSOLIDATION OF ACTIONS,APPOINTMENT OF LEAD PLAINTIFFS & APPOINTMENT OF LEAD COUNSEL STIPULATION: (1) Plaintiffs and Defendants shall file and serve their oppositions to the Motions, if any, no later than Thursday, April 23,2009. (2) Plaintiffs and Defendants shall file and serve replies, if any, no later than Thursday, April 30, 2009. (3) The Court will hear the parties on Monday May 11, 2009 at 4:30 PM, in the Courthouse located at 500 Pearl Street, New York, NY 10007. (Replies due by 4/30/2009. Responses due by 4/23/2009. Status Conference set for 5/11/2009 at 04:30 PM before Judge Leonard B. Sand.) (Signed by Judge Leonard B. Sand on 4/14/09) (db) Modified on 4/15/2009 (db). (Entered: 04/15/2009)

04/23/2009

32 

MEMORANDUM OF LAW in Opposition re: 28 MOTION to Appoint Plumbers & Steamfitters Local 267 Benefit Funds, Plumbers Local 112 Health Fund, Local 73 Retirement Fund, U.A. of Journeymen & Apprentices Local 73 Fund to serve as lead plaintiff(s). MOTION to Consolidate Cases 09-cv-0777, 09-cv-2401, 09-cv-3202. MOTION to Appoint Counsel LOWEY DANNENBERG COHEN & HART, P.C. as Lead Counsel. MOTION to Appoint Plumbers & Steamfitters Local 267 Benefit Funds, Plumbers Local 112 Health Fund, Local 73 Retirement Fund, U.A. of Journeymen & Apprentices Local 73 Fund to serve as lead plaintiff(s). MOTION to Appoint Plumbers & Steamfitters Local 267 Benefit Funds, Plumbers Local 112 Health Fund, Local 73 Retirement Fund, U.A. of Journeymen & Apprentices Local 73 Fund to serve as lead plaintiff(s)., 24 MOTION to Appoint Counsel. MOTION to Appoint The Bricklayers and Allied Craftworkers Local 3 New York (Niagara Falls/Buffalo Chapter) to serve as lead plaintiff(s). MOTION to Consolidate Cases 09-00777; 09-2401. MOTION to Appoint The Bricklayers and Allied Craftworkers Local 3 New York (Niagara Falls/Buffalo Chapter) to serve as lead plaintiff(s).. Document filed by Jay Raubvogel. (Attachments: # 1 Exhibit, # 2 Exhibit, # 3 Exhibit, # 4 Exhibit, # 5 Exhibit, # 6 Exhibit, # 7 Exhibit)(Seidman, Joseph) (Entered: 04/23/2009)

04/23/2009

33 

SUPPLEMENTAL MEMORANDUM OF LAW in Support re: 28 MOTION to Appoint Plumbers & Steamfitters Local 267 Benefit Funds, Plumbers Local 112 Health Fund, Local 73 Retirement Fund, U.A. of Journeymen & Apprentices Local 73 Fund to serve as lead plaintiff(s). MOTION to Consolidate Cases 09-cv-0777, 09-cv-2401, 09-cv-3202. MOTION to Appoint Counsel LOWEY DANNENBERG COHEN & HART, P.C. as Lead Counsel. MOTION to Appoint Plumbers & Steamfitters Local 267 Benefit Funds, Plumbers Local 112 Health Fund, Local 73 Retirement Fund, U.A. of Journeymen & Apprentices Local 73 Fund to serve as lead plaintiff(s). MOTION to Appoint Plumbers & Steamfitters Local 267 Benefit Funds, Plumbers Local 112 Health Fund, Local 73 Retirement Fund, U.A. of Journeymen & Apprentices Local 73 Fund to serve as lead plaintiff(s).. Document filed by The Plumbers & Steamfitters Local 267, Plumbers Local 112 Health Fund, The Local 73 Retirement Fund, The U.A. of Journeymen & Apprentices Local 73 Fund. (Hart, Barbara) (Entered: 04/23/2009)

04/23/2009

34 

DECLARATION of Patrick Carroll in Support re: 28 MOTION to Appoint Plumbers & Steamfitters Local 267 Benefit Funds, Plumbers Local 112 Health Fund, Local 73 Retirement Fund, U.A. of Journeymen & Apprentices Local 73 Fund to serve as lead plaintiff(s). MOTION to Consolidate Cases 09-cv-0777, 09-cv-2401, 09-cv-3202. MOTION to Appoint Counsel LOWEY DANNENBERG COHEN & HART, P.C. as Lead Counsel. MOTION to Appoint Plumbers & Steamfitters Local 267 Benefit Funds, Plumbers Local 112 Health Fund, Local 73 Retirement Fund, U.A. of Journeymen & Apprentices Local 73 Fund to serve as lead plaintiff(s). MOTION to Appoint Plumbers & Steamfitters Local 267 Benefit Funds, Plumbers Local 112 Health Fund, Local 73 Retirement Fund, U.A. of Journeymen & Apprentices Local 73 Fund to serve as lead plaintiff(s).. Document filed by The Plumbers & Steamfitters Local 267, Plumbers Local 112 Health Fund, The Local 73 Retirement Fund, The U.A. of Journeymen & Apprentices Local 73 Fund. (Hart, Barbara) (Entered: 04/23/2009)

04/23/2009

35 

MEMORANDUM OF LAW in Opposition re: 18 MOTION to Appoint John & Phyllis Cacoulidis, as Trustees of Grand Metro Builders of NY Corp. Defined Benefit Plan to serve as lead plaintiff(s). MOTION to Appoint Counsel Wolf Haldenstein Adler Freeman & Herz LLP as Lead Counsel. MOTION to Appoint John & Phyllis Cacoulidis, as Trustees of Grand Metro Builders of NY Corp. Defined Benefit Plan to serve as lead plaintiff(s). MOTION to Appoint John & Phyllis Cacoulidis, as Trustees of Grand Metro Builders of NY Corp. Defined Benefit Plan to serve as lead plaintiff(s)., 28 MOTION to Appoint Plumbers & Steamfitters Local 267 Benefit Funds, Plumbers Local 112 Health Fund, Local 73 Retirement Fund, U.A. of Journeymen & Apprentices Local 73 Fund to serve as lead plaintiff(s). MOTION to Consolidate Cases 09-cv-0777, 09-cv-2401, 09-cv-3202. MOTION to Appoint Counsel LOWEY DANNENBERG COHEN & HART, P.C. as Lead Counsel. MOTION to Appoint Plumbers & Steamfitters Local 267 Benefit Funds, Plumbers Local 112 Health Fund, Local 73 Retirement Fund, U.A. of Journeymen & Apprentices Local 73 Fund to serve as lead plaintiff(s). MOTION to Appoint Plumbers & Steamfitters Local 267 Benefit Funds, Plumbers Local 112 Health Fund, Local 73 Retirement Fund, U.A. of Journeymen & Apprentices Local 73 Fund to serve as lead plaintiff(s).. Document filed by Bricklayer. (Sabella, James) (Entered: 04/23/2009)

04/23/2009

36 

DECLARATION of James J. Sabella in Opposition re: 18 MOTION to Appoint John & Phyllis Cacoulidis, as Trustees of Grand Metro Builders of NY Corp. Defined Benefit Plan to serve as lead plaintiff(s). MOTION to Appoint Counsel Wolf Haldenstein Adler Freeman & Herz LLP as Lead Counsel. MOTION to Appoint John & Phyllis Cacoulidis, as Trustees of Grand Metro Builders of NY Corp. Defined Benefit Plan to serve as lead plaintiff(s). MOTION to Appoint John & Phyllis Cacoulidis, as Trustees of Grand Metro Builders of NY Corp. Defined Benefit Plan to serve as lead plaintiff(s)., 28 MOTION to Appoint Plumbers & Steamfitters Local 267 Benefit Funds, Plumbers Local 112 Health Fund, Local 73 Retirement Fund, U.A. of Journeymen & Apprentices Local 73 Fund to serve as lead plaintiff(s). MOTION to Consolidate Cases 09-cv-0777, 09-cv-2401, 09-cv-3202. MOTION to Appoint Counsel LOWEY DANNENBERG COHEN & HART, P.C. as Lead Counsel. MOTION to Appoint Plumbers & Steamfitters Local 267 Benefit Funds, Plumbers Local 112 Health Fund, Local 73 Retirement Fund, U.A. of Journeymen & Apprentices Local 73 Fund to serve as lead plaintiff(s). MOTION to Appoint Plumbers & Steamfitters Local 267 Benefit Funds, Plumbers Local 112 Health Fund, Local 73 Retirement Fund, U.A. of Journeymen & Apprentices Local 73 Fund to serve as lead plaintiff(s).. Document filed by Bricklayer. (Attachments: # 1 Exhibit A, # 2 Exhibit B)(Sabella, James) (Entered: 04/23/2009)

04/23/2009

37 

MEMORANDUM OF LAW in Support re: 18 MOTION to Appoint John & Phyllis Cacoulidis, as Trustees of Grand Metro Builders of NY Corp. Defined Benefit Plan to serve as lead plaintiff(s). MOTION to Appoint Counsel Wolf Haldenstein Adler Freeman & Herz LLP as Lead Counsel. MOTION to Appoint John & Phyllis Cacoulidis, as Trustees of Grand Metro Builders of NY Corp. Defined Benefit Plan to serve as lead plaintiff(s). MOTION to Appoint John & Phyllis Cacoulidis, as Trustees of Grand Metro Builders of NY Corp. Defined Benefit Plan to serve as lead plaintiff(s). In Opposition. Document filed by Phyllis Cacoulidis(on behalf of themselves and all others similarly situated), John Cacoulidis(on behalf of themselves and all others similarly situated). (Attachments: # 1 Certificate of Service)(Basar, Demet) (Entered: 04/23/2009)

04/30/2009

38 

REPLY MEMORANDUM OF LAW in Support re: 24 MOTION to Appoint Counsel. MOTION to Appoint The Bricklayers and Allied Craftworkers Local 3 New York (Niagara Falls/Buffalo Chapter) to serve as lead plaintiff(s). MOTION to Consolidate Cases 09-00777; 09-2401. MOTION to Appoint The Bricklayers and Allied Craftworkers Local 3 New York (Niagara Falls/Buffalo Chapter) to serve as lead plaintiff(s). The Bricklayers Group's Reply Memorandum of Law in Further Support of its Motion for Appointment of Lead Plaintiff and Lead Counsel and for Consolidation of Cases. Document filed by Bricklayer. (Sabella, James) (Entered: 04/30/2009)

04/30/2009

39 

REPLY AFFIDAVIT of James J. Sabella in Support re: 24 MOTION to Appoint Counsel. MOTION to Appoint The Bricklayers and Allied Craftworkers Local 3 New York (Niagara Falls/Buffalo Chapter) to serve as lead plaintiff(s). MOTION to Consolidate Cases 09-00777; 09-2401. MOTION to Appoint The Bricklayers and Allied Craftworkers Local 3 New York (Niagara Falls/Buffalo Chapter) to serve as lead plaintiff(s).. Document filed by Bricklayer. (Attachments: # 1 Exhibit A (Part 1), # 2 Exhibit A (Part 2), # 3 Exhibit B (Part 1), # 4 Exhibit B (Part 2), # 5 Exhibit C, # 6 Exhibit D (Part 1), # 7 Exhibit D (Part 2), # 8 Exhibit E, # 9 Exhibit F)(Sabella, James) (Entered: 04/30/2009)

04/30/2009

40 

REPLY MEMORANDUM OF LAW in Opposition re: 28 MOTION to Appoint Plumbers & Steamfitters Local 267 Benefit Funds, Plumbers Local 112 Health Fund, Local 73 Retirement Fund, U.A. of Journeymen & Apprentices Local 73 Fund to serve as lead plaintiff(s). MOTION to Consolidate Cases 09-cv-0777, 09-cv-2401, 09-cv-3202. MOTION to Appoint Counsel LOWEY DANNENBERG COHEN & HART, P.C. as Lead Counsel. MOTION to Appoint Plumbers & Steamfitters Local 267 Benefit Funds, Plumbers Local 112 Health Fund, Local 73 Retirement Fund, U.A. of Journeymen & Apprentices Local 73 Fund to serve as lead plaintiff(s). MOTION to Appoint Plumbers & Steamfitters Local 267 Benefit Funds, Plumbers Local 112 Health Fund, Local 73 Retirement Fund, U.A. of Journeymen & Apprentices Local 73 Fund to serve as lead plaintiff(s)., 24 MOTION to Appoint Counsel. MOTION to Appoint The Bricklayers and Allied Craftworkers Local 3 New York (Niagara Falls/Buffalo Chapter) to serve as lead plaintiff(s). MOTION to Consolidate Cases 09-00777; 09-2401. MOTION to Appoint The Bricklayers and Allied Craftworkers Local 3 New York (Niagara Falls/Buffalo Chapter) to serve as lead plaintiff(s).. Document filed by Jay Raubvogel. (Seidman, Joseph) (Entered: 04/30/2009)

04/30/2009

41 

REPLY MEMORANDUM OF LAW in Support re: 28 MOTION to Appoint Plumbers & Steamfitters Local 267 Benefit Funds, Plumbers Local 112 Health Fund, Local 73 Retirement Fund, U.A. of Journeymen & Apprentices Local 73 Fund to serve as lead plaintiff(s). MOTION to Consolidate Cases 09-cv-0777, 09-cv-2401, 09-cv-3202. MOTION to Appoint Counsel LOWEY DANNENBERG COHEN & HART, P.C. as Lead Counsel. MOTION to Appoint Plumbers & Steamfitters Local 267 Benefit Funds, Plumbers Local 112 Health Fund, Local 73 Retirement Fund, U.A. of Journeymen & Apprentices Local 73 Fund to serve as lead plaintiff(s). MOTION to Appoint Plumbers & Steamfitters Local 267 Benefit Funds, Plumbers Local 112 Health Fund, Local 73 Retirement Fund, U.A. of Journeymen & Apprentices Local 73 Fund to serve as lead plaintiff(s).. Document filed by The Plumbers & Steamfitters Local 267, Plumbers Local 112 Health Fund, The Local 73 Retirement Fund, The U.A. of Journeymen & Apprentices Local 73 Fund. (Attachments: # 1 Exhibit Certificate of Service)(Hart, Barbara) (Entered: 04/30/2009)

04/30/2009

42 

DECLARATION of Barbara Hart in Support re: 28 MOTION to Appoint Plumbers & Steamfitters Local 267 Benefit Funds, Plumbers Local 112 Health Fund, Local 73 Retirement Fund, U.A. of Journeymen & Apprentices Local 73 Fund to serve as lead plaintiff(s). MOTION to Consolidate Cases 09-cv-0777, 09-cv-2401, 09-cv-3202. MOTION to Appoint Counsel LOWEY DANNENBERG COHEN & HART, P.C. as Lead Counsel. MOTION to Appoint Plumbers & Steamfitters Local 267 Benefit Funds, Plumbers Local 112 Health Fund, Local 73 Retirement Fund, U.A. of Journeymen & Apprentices Local 73 Fund to serve as lead plaintiff(s). MOTION to Appoint Plumbers & Steamfitters Local 267 Benefit Funds, Plumbers Local 112 Health Fund, Local 73 Retirement Fund, U.A. of Journeymen & Apprentices Local 73 Fund to serve as lead plaintiff(s).. Document filed by The Plumbers & Steamfitters Local 267, Plumbers Local 112 Health Fund, The Local 73 Retirement Fund, The U.A. of Journeymen & Apprentices Local 73 Fund. (Attachments: # 1 Exhibit A, # 2 Exhibit B)(Hart, Barbara) (Entered: 04/30/2009)

04/30/2009

43 

DECLARATION of Greg Lancette in Support re: 28 MOTION to Appoint Plumbers & Steamfitters Local 267 Benefit Funds, Plumbers Local 112 Health Fund, Local 73 Retirement Fund, U.A. of Journeymen & Apprentices Local 73 Fund to serve as lead plaintiff(s). MOTION to Consolidate Cases 09-cv-0777, 09-cv-2401, 09-cv-3202. MOTION to Appoint Counsel LOWEY DANNENBERG COHEN & HART, P.C. as Lead Counsel. MOTION to Appoint Plumbers & Steamfitters Local 267 Benefit Funds, Plumbers Local 112 Health Fund, Local 73 Retirement Fund, U.A. of Journeymen & Apprentices Local 73 Fund to serve as lead plaintiff(s). MOTION to Appoint Plumbers & Steamfitters Local 267 Benefit Funds, Plumbers Local 112 Health Fund, Local 73 Retirement Fund, U.A. of Journeymen & Apprentices Local 73 Fund to serve as lead plaintiff(s).. Document filed by The Plumbers & Steamfitters Local 267, Plumbers Local 112 Health Fund, The Local 73 Retirement Fund, The U.A. of Journeymen & Apprentices Local 73 Fund. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2)(Hart, Barbara) (Entered: 04/30/2009)

04/30/2009

44 

DECLARATION of James Rounds in Support re: 28 MOTION to Appoint Plumbers & Steamfitters Local 267 Benefit Funds, Plumbers Local 112 Health Fund, Local 73 Retirement Fund, U.A. of Journeymen & Apprentices Local 73 Fund to serve as lead plaintiff(s). MOTION to Consolidate Cases 09-cv-0777, 09-cv-2401, 09-cv-3202. MOTION to Appoint Counsel LOWEY DANNENBERG COHEN & HART, P.C. as Lead Counsel. MOTION to Appoint Plumbers & Steamfitters Local 267 Benefit Funds, Plumbers Local 112 Health Fund, Local 73 Retirement Fund, U.A. of Journeymen & Apprentices Local 73 Fund to serve as lead plaintiff(s). MOTION to Appoint Plumbers & Steamfitters Local 267 Benefit Funds, Plumbers Local 112 Health Fund, Local 73 Retirement Fund, U.A. of Journeymen & Apprentices Local 73 Fund to serve as lead plaintiff(s).. Document filed by The Plumbers & Steamfitters Local 267, Plumbers Local 112 Health Fund, The Local 73 Retirement Fund, The U.A. of Journeymen & Apprentices Local 73 Fund. (Hart, Barbara) (Entered: 04/30/2009)

04/30/2009

45 

FILING ERROR - DEFICIENT DOCKET ENTRY - (SEE DOCUMENT # 47) - REPLY MEMORANDUM OF LAW in Support re: 18 MOTION to Appoint John & Phyllis Cacoulidis, as Trustees of Grand Metro Builders of NY Corp. Defined Benefit Plan to serve as lead plaintiff(s). MOTION to Appoint Counsel Wolf Haldenstein Adler Freeman & Herz LLP as Lead Counsel. MOTION to Appoint John & Phyllis Cacoulidis, as Trustees of Grand Metro Builders of NY Corp. Defined Benefit Plan to serve as lead plaintiff(s). MOTION to Appoint John & Phyllis Cacoulidis, as Trustees of Grand Metro Builders of NY Corp. Defined Benefit Plan to serve as lead plaintiff(s). REPLY MEMORANDUM OF JOHN CACOULIDIS AND PHYLLIS CACOULIDIS, AS TRUSTEES OF GRAND METRO BUILDERS OF N.Y. CORP. DEFINED BENEFIT PLAN, IN FURTHER SUPPORT OF THEIR MOTION FOR APPOINTMENT AS LEAD PLAINTIFF, APPROVAL OF LEAD PLAINTIFFS SELECTION OF LEAD COUNSEL AND IN OPPOSITION TO THE COMPETING MOTIONS. Document filed by Phyllis Cacoulidis(on behalf of themselves and all others similarly situated), John Cacoulidis(on behalf of themselves and all others similarly situated). (Attachments: # 1 Certificate of Service)(Basar, Demet) Modified on 5/8/2009 (gp). (Entered: 04/30/2009)

04/30/2009

46 

REPLY AFFIRMATION of Demet Basar Esq. in Support re: 18 MOTION to Appoint John & Phyllis Cacoulidis, as Trustees of Grand Metro Builders of NY Corp. Defined Benefit Plan to serve as lead plaintiff(s). MOTION to Appoint Counsel Wolf Haldenstein Adler Freeman & Herz LLP as Lead Counsel. MOTION to Appoint John & Phyllis Cacoulidis, as Trustees of Grand Metro Builders of NY Corp. Defined Benefit Plan to serve as lead plaintiff(s). MOTION to Appoint John & Phyllis Cacoulidis, as Trustees of Grand Metro Builders of NY Corp. Defined Benefit Plan to serve as lead plaintiff(s).. Document filed by Phyllis Cacoulidis(on behalf of themselves and all others similarly situated), John Cacoulidis(on behalf of themselves and all others similarly situated). (Attachments: # 1 Exhibit 1, # 2 Exhibit 2)(Basar, Demet) (Entered: 04/30/2009)

05/05/2009

47 

REPLY MEMORANDUM OF LAW in Support re: 18 MOTION to Appoint John & Phyllis Cacoulidis, as Trustees of Grand Metro Builders of NY Corp. Defined Benefit Plan to serve as lead plaintiff(s). MOTION to Appoint Counsel Wolf Haldenstein Adler Freeman & Herz LLP as Lead Counsel. MOTION to Appoint John & Phyllis Cacoulidis, as Trustees of Grand Metro Builders of NY Corp. Defined Benefit Plan to serve as lead plaintiff(s). MOTION to Appoint John & Phyllis Cacoulidis, as Trustees of Grand Metro Builders of NY Corp. Defined Benefit Plan to serve as lead plaintiff(s). REPLY MEMORANDUM OF JOHN CACOULIDIS AND PHYLLIS CACOULIDIS, AS TRUSTEES OF GRAND METRO BUILDERS OF N.Y. CORP. DEFINED BENEFIT PLAN, IN FURTHER SUPPORT OF THEIR MOTION FOR APPOINTMENT AS LEAD PLAINTIFF, APPROVAL OF LEAD PLAINTIFF'S SELECTION OF LEAD COUNSEL AND IN OPPOSITION TO THE COMPETING MOTIONS. Document filed by Phyllis Cacoulidis(on behalf of themselves and all others similarly situated), John Cacoulidis(on behalf of themselves and all others similarly situated). (Basar, Demet) (Entered: 05/05/2009)

05/05/2009

49 

MOTION for Steven J. Kaiser to Appear Pro Hac Vice. Document filed by The Bank of New York Mellon Corporation, Ivy Asset Management LLC.(dle) (Entered: 05/08/2009)

05/07/2009

48 

ORDER ON MOTION TO ADMIT STEVEN J. KAISER AS COUNSEL PRO HAC VICE: It is hereby Ordered that STEVEN J. KAISER, CLEARY GOTTLIEB STEEN & HAMILTON LLP, 2000 Pennsylvania Ave., N.W., Washington, D.C. 20006, (202) 974-1554, (202) 974-1999 (facsimile), skaiser@cgsh.com is admitted to appear pro hac vice as counsel for Ivy and BNYM. (Signed by Judge Leonard B. Sand on 5/7/2009) (jfe) (Entered: 05/07/2009)

05/07/2009

  

Transmission to Attorney Admissions Clerk. Transmitted re: 48 Order Admitting Attorney Pro Hac Vice,, to the Attorney Admissions Clerk for updating of Attorney Information. (jfe) (Entered: 05/07/2009)

05/11/2009

  

Minute Entry for proceedings held before Judge Leonard B. Sand: Oral Argument held on 5/11/2009 re: motion to consolidate and appoint lead counsel for plaintiff. Motion to consolidate for pretrial purposes is granted. Plumbers Local 112 is appointed lead plaintiff and firm of Lowey, Dannenberg and Hart P.C. as lead counsel to represent the class for plaintiffs. (mro) (Entered: 05/14/2009)

05/13/2009

50 

ORDER CONSOLIDATING ACTIONS, APPOINTING LEAD PLAINTIFF AND APPOINTING LEAD COUNSEL The actions captioned Cacoulidis v. Beacon Associates Management Corp., et aI., Civil Action No. 09-cv-0777-LBS and Raubvogel v. Beacon Associates LLC L et al., Civil Action No. 09-cv-2401-LBS are consolidated for pre-trial purposes, with the action captioned Plumbers Local 112 Health Fund v. Beacon Associates Management Corp., et al., No. 09-cv- 3202 pursuant to Rule 42 of the Federal Rules of Civil Procedure and Section 21D(a)(3)(B)(ii) of the Securities Exchange Act of 1934 ("Exchange Act"). All related actions shall be consolidated for pre-trial purposes pursuant to this Order. A Master File is hereby established for these consolidated actions and in all other cases filed in or transferred to this Court that are consolidated with these actions (hereinafter, "the consolidated actions"). The Master File shall be 09-cv-0777-LBS. The original of this Order shall be filed by the Clerk in the Master File herein established. The Clerk shall maintain a separate file for each of these consolidated actions and filings shall be made therein in accordance with the regular procedures of the Clerk of this Court. The Clerk shall file a copy of this Order in each such separate file. When a pleading is intended to be applicable to all actions to which this Order is applicable, the words, "All Actions" shall appear immediately after the words, "This Document Relates To:" in the caption set out above. When a pleading is intended to be applicable only to some, but not all, of such actions, this Court's docket number for each individual action to which the pleading is intended to be applicable and the name of the named plaintiff in said action shall appear immediately after the words "This Document Relates To:" in the caption described above, e.g., "Civil Action No. 09-3202." The Court approves Lead Plaintiffs selected and retained counsel, Lowey Dannenberg Cohen & Hart P.C., as Lead Counsel to represent the Class. (Signed by Judge Leonard B. Sand on 5/13/2009) Filed In Associated Cases: 1:09-cv-00777-LBS, 1:09-cv-02401-LBS, 1:09-cv-03202-LBS(jmi) (Entered: 05/14/2009)

05/14/2009

  

CASHIERS OFFICE REMARK on 49 Motion to Appear Pro Hac Vice in the amount of $25.00, paid on 05/05/2009, Receipt Number 687147. (jd) (Entered: 05/14/2009)

05/20/2009

51 

NOTICE OF APPEARANCE by Barbara J. Hart on behalf of The Plumbers & Steamfitters Local 267, Plumbers Local 112 Health Fund, The Local 73 Retirement Fund, The U.A. of Journeymen & Apprentices Local 73 Fund, The Pipe Trades Group, Plumbers Local 112 Health Fund, Plumbers & Steamfitters Local 267 Benefit Funds, Local 73 Retirement Fund, U.A. of Journeymen & Apprentices Local 73 Fund (Attachments: # 1 Certificate of Service)Filed In Associated Cases: 1:09-cv-00777-LBS, 1:09-cv-02401-LBS, 1:09-cv-03202-LBS(Hart, Barbara) (Entered: 05/20/2009)

05/20/2009

52 

NOTICE OF APPEARANCE by Thomas Michael Skelton on behalf of The Plumbers & Steamfitters Local 267, Plumbers Local 112 Health Fund, The Local 73 Retirement Fund, The U.A. of Journeymen & Apprentices Local 73 Fund, The Pipe Trades Group, Plumbers Local 112 Health Fund, Plumbers & Steamfitters Local 267 Benefit Funds, Local 73 Retirement Fund, U.A. of Journeymen & Apprentices Local 73 Fund (Attachments: # 1 Certificate of Service)Filed In Associated Cases: 1:09-cv-00777-LBS, 1:09-cv-02401-LBS, 1:09-cv-03202-LBS(Skelton, Thomas) (Entered: 05/20/2009)

06/04/2009

53 

ORDER: The Court hereby instructs the Clerk ofthe Court to also mark the Towsley action as a case related to In re Beacon Associates Litigation, 09 Civ. 777 (LBS). Counsel in Towsley are hereby notified that the entry of this Order triggers the fifteen-day period set forth in paragraph 7 of the Consolidation Order. SO ORDERED. (Signed by Judge Leonard B. Sand on 6/4/2009) (tve) (Entered: 06/04/2009)

06/05/2009

54 

MOTION for Relief from Order Consolidating Actions, Appointing Lead Plaintiff, and Appointing Lead Counsel re: 50 Order,,,,,,,,. Document filed by William C. Towsley, Dennis J. McDermott, Kevin J. Crawford, Donald H. Morgan, Carl Hibbard, Jr, John S. Kogut, Marilyn M. Oppedisano, David J. Henderson, Jr, Michael Blaszienski, William F. Shannon, Earl N. Hall, Paul A. Castaldo, Earl R. Hall.(Torell, Catherine) (Entered: 06/05/2009)

06/05/2009

55 

MEMORANDUM OF LAW in Support re: 54 MOTION for Relief from Order Consolidating Actions, Appointing Lead Plaintiff, and Appointing Lead Counsel re: 50 Order,,,,,,,,. MOTION for Relief from Order Consolidating Actions, Appointing Lead Plaintiff, and Appointing Lead Counsel re: 50 Order,,,,,,,,.. Document filed by William C. Towsley, Dennis J. McDermott, Kevin J. Crawford, Donald H. Morgan, Carl Hibbard, Jr, John S. Kogut, Marilyn M. Oppedisano, David J. Henderson, Jr, Michael Blaszienski, William F. Shannon, Earl N. Hall, Paul A. Castaldo, Earl R. Hall. (Torell, Catherine) (Entered: 06/05/2009)

06/05/2009

56 

DECLARATION of Marc I. Machiz in Support re: 54 MOTION for Relief from Order Consolidating Actions, Appointing Lead Plaintiff, and Appointing Lead Counsel re: 50 Order,,,,,,,,. MOTION for Relief from Order Consolidating Actions, Appointing Lead Plaintiff, and Appointing Lead Counsel re: 50 Order,,,,,,,,.. Document filed by Jay Raubvogel, William C. Towsley, Dennis J. McDermott, Kevin J. Crawford, Donald H. Morgan, Carl Hibbard, Jr, Marilyn M. Oppedisano, David J. Henderson, Jr, Michael Blaszienski, William F. Shannon, Earl N. Hall, Paul A. Castaldo, Earl R. Hall. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F, # 7 Exhibit G)(Torell, Catherine) (Entered: 06/05/2009)

06/29/2009

57 

MEMORANDUM OF LAW in Opposition re: 54 MOTION for Relief from Order Consolidating Actions, Appointing Lead Plaintiff, and Appointing Lead Counsel re: 50 Order,,,,,,,,. MOTION for Relief from Order Consolidating Actions, Appointing Lead Plaintiff, and Appointing Lead Counsel re: 50 Order,,,,,,,,.. Document filed by The Plumbers & Steamfitters Local 267, Plumbers Local 112 Health Fund, The Local 73 Retirement Fund, The U.A. of Journeymen & Apprentices Local 73 Fund, The Pipe Trades Group. (Attachments: # 1 Certificate of Service)(Hart, Barbara) (Entered: 06/29/2009)

06/29/2009

58 

DECLARATION of Barbara Hart in Opposition re: 54 MOTION for Relief from Order Consolidating Actions, Appointing Lead Plaintiff, and Appointing Lead Counsel re: 50 Order,,,,,,,,. MOTION for Relief from Order Consolidating Actions, Appointing Lead Plaintiff, and Appointing Lead Counsel re: 50 Order,,,,,,,,.. Document filed by The Plumbers & Steamfitters Local 267, Plumbers Local 112 Health Fund, The Local 73 Retirement Fund, The Pipe Trades Group. (Attachments: # 1 Exhibit May 14, 2009 Letter, # 2 Exhibit June 3, 2009 Letter, # 3 Certificate of Service)(Hart, Barbara) (Entered: 06/29/2009)

07/01/2009

59 

MEMORANDUM OF LAW in Opposition re: 54 MOTION for Relief from Order Consolidating Actions, Appointing Lead Plaintiff, and Appointing Lead Counsel re: 50 Order,,,,,,,,. MOTION for Relief from Order Consolidating Actions, Appointing Lead Plaintiff, and Appointing Lead Counsel re: 50 Order,,,,,,,,.. Document filed by The Bank of New York Mellon Corporation, Ivy Asset Management LLC. (Attachments: # 1 Certificate of Service)(Liman, Lewis) (Entered: 07/01/2009)

07/06/2009

60 

STIPULATION AND ORDER SCHEDULING BRIEFING FOR MOTION SEEKING RELIEF FROM ORDER CONSOLIDATING ACTIONS: Any party wishing to file an opposition to the Motion, shall file and serve its opposition no later than Monday, June 29, 2009. Movants shall file and serve their reply, if any, no later than Monday, July 13, 2009. The Court will hear the parties on Thursday, July 16, 2009 at 11 :00 a.m., in the Courthouse located at 500 Pearl Street, New York, NY 10007. (Signed by Judge Leonard B. Sand on 7/6/2009) (jpo) (Entered: 07/09/2009)

07/09/2009

61 

SCHEDULING ORDER FOR FILING OF CONSOLIDATED COMPLAINT: Lead Plaintiff's deadline to file a consolidated complaint shall be extended through Thursday, October 1, 2009. Lead Plaintiff shall coordinate with counsel for all parties and submit a proposed schedule for briefing on any motions to dismiss. (Signed by Judge Richard J. Holwell, Part 1, on 7/9/2009) (jpo) (Entered: 07/09/2009)

07/13/2009

62 

REPLY MEMORANDUM OF LAW in Support re: 54 MOTION for Relief from Order Consolidating Actions, Appointing Lead Plaintiff, and Appointing Lead Counsel re: 50 Order,,,,,,,,. MOTION for Relief from Order Consolidating Actions, Appointing Lead Plaintiff, and Appointing Lead Counsel re: 50 Order,,,,,,,,.. Document filed by William C. Towsley, Dennis J. McDermott, Kevin J. Crawford, Donald H. Morgan, Carl Hibbard, Jr, John S. Kogut, Marilyn M. Oppedisano, David J. Henderson, Jr, Michael Blaszienski, William F. Shannon, Earl N. Hall, Paul A. Castaldo, Earl R. Hall. (Torell, Catherine) (Entered: 07/13/2009)

07/13/2009

63 

DECLARATION of Marc I. Machiz in Support re: 54 MOTION for Relief from Order Consolidating Actions, Appointing Lead Plaintiff, and Appointing Lead Counsel re: 50 Order,,,,,,,,. MOTION for Relief from Order Consolidating Actions, Appointing Lead Plaintiff, and Appointing Lead Counsel re: 50 Order,,,,,,,,.. Document filed by William C. Towsley, Dennis J. McDermott, Kevin J. Crawford, Donald H. Morgan, Carl Hibbard, Jr, John S. Kogut, Marilyn M. Oppedisano, David J. Henderson, Jr, Michael Blaszienski, William F. Shannon, Earl N. Hall, Paul A. Castaldo, Earl R. Hall. (Attachments: # 1 Exhibit Cohen Milstein Resume)(Torell, Catherine) (Entered: 07/13/2009)

07/20/2009

64 

TRANSCRIPT of proceedings held on 5/11/09 before Judge Leonard B. Sand. (ldi) (Entered: 07/24/2009)

09/03/2009

65 

STIPULATION AND ORDER REGARDING TIME TO RESPOND TO CONSOLIDATED AMENDED COMPLAINT: Defendants shall answer, move or otherwise respond to the consolidated amended complaint by 12/4/09. Lead plaintiff shall file and serve its opposition to Motion to Dismiss by 2/5/10. Defendants to file and serve reply by 3/5/10. Beacon Associates Management Corp. answer due 12/4/2009; Joel Danziger answer due 12/4/2009; Harris Markhoff answer due 12/4/2009; Ivy Asset Management Corp. answer due 12/4/2009; The Bank of New York Mellon Corporation answer due 12/4/2009; Friedberg Smith & Co. P.C. answer due 12/4/2009; John Does answer due 12/4/2009; Beacon Associates L.L.C. I. answer due 12/4/2009; Ivy Asset Management LLC answer due 12/4/2009; Beacon Associates Management Corporation answer due 12/4/2009; Ivy Asset Management answer due 12/4/2009; Friedberg Smith & Co., P.C. answer due 12/4/2009; Beacon Associates LLC I answer due 12/4/2009; Ivy Asset Management Corporation answer due 12/4/2009.( Motions due by 12/4/2009., Replies due by 3/5/2010., Responses due by 2/5/2010) (Signed by Judge Leonard B. Sand on 9/3/09) Filed In Associated Cases: 1:09-cv-00777-LBS, 1:09-cv-02401-LBS, 1:09-cv-03202-LBS(db) (Entered: 09/03/2009)

10/01/2009

67 

AMENDED COMPLAINT amending 1 Complaint,, against Beacon Associates Management Corp., Joel Danziger, Harris Markhoff, Ivy Asset Management Corp., The Bank of New York Mellon Corporation, Friedberg Smith & Co. P.C., John Does, Ivy Asset Management LLC.Document filed by The Plumbers & Steamfitters Local 267, Plumbers Local 112 Health Fund, The Local 73 Retirement Fund, The U.A. of Journeymen & Apprentices Local 73 Fund, Phyllis Cacoulidis(on behalf of themselves and all others similarly situated), Phyllis Cacoulidis(derivatively on behalf of Beacon Associates L.L.C. I.), John Cacoulidis(on behalf of themselves and all others similarly situated), The Pipe Trades Group, John Cacoulidis(derivatively on behalf of Beacon Associates L.L.C. I.). Related document: 1 Complaint,, filed by Phyllis Cacoulidis, John Cacoulidis.(rdz) (jmi). (Entered: 10/05/2009)

10/02/2009

66 

CERTIFICATE OF SERVICE of Consolidated and Amended Class Action and Derivative Complaint served on Counsel for Defendants Beacon Associates Management Corp., Joel Danziger, Harris Markhoff and Nominal Defendant Beacon Associates, L.L.C. on 10/1/2009. Document filed by The Plumbers & Steamfitters Local 267, Plumbers Local 112 Health Fund, The Local 73 Retirement Fund, The U.A. of Journeymen & Apprentices Local 73 Fund, The Pipe Trades Group. (Skelton, Thomas) (Entered: 10/02/2009)

10/29/2009

68 

WAIVER OF SERVICE RETURNED EXECUTED. Paul L. Perry waiver sent on 10/16/2009, answer due 12/15/2009. Document filed by The Pipe Trades Group. (Skelton, Thomas) (Entered: 10/29/2009)

10/29/2009

69 

WAIVER OF SERVICE RETURNED EXECUTED. John P. Jeanneret waiver sent on 10/16/2009, answer due 12/15/2009. Document filed by The Pipe Trades Group. (Skelton, Thomas) (Entered: 10/29/2009)

10/29/2009

70 

WAIVER OF SERVICE RETURNED EXECUTED. JP Jeanneret & Associates waiver sent on 10/16/2009, answer due 12/15/2009. Document filed by The Pipe Trades Group. (Skelton, Thomas) (Entered: 10/29/2009)

10/29/2009

71 

NOTICE OF APPEARANCE by John Donald Cook on behalf of Paul L. Perry, John P. Jeanneret, JP Jeanneret & Associates (Cook, John) (Entered: 10/29/2009)

10/29/2009

72 

RULE 7.1 CORPORATE DISCLOSURE STATEMENT. NO Corporate Parent. Document filed by JP Jeanneret & Associates.(Cook, John) (Entered: 10/29/2009)

10/30/2009

74 

MOTION for Michelle C. Yau to Appear Pro Hac Vice. Document filed by William C. Towsley, Dennis J. McDermott, Kevin J. Crawford, Donald H. Morgan, John S. Kogut, Marilyn M. Oppedisano, David J. Henderson, Jr, Michael Blaszienski, William F. Shannon, Earl N. Hall, Paul A. Castaldo, Earl R. Hall.(dle) (Entered: 11/04/2009)

11/03/2009

73 

ORDER this matter coming before the Court on the request of Anna K. Ryon to change her name with the court to Anna K. Ryon-Walthall, after careful consideration, the Court is of the opinion that said request should be granted. The Court therefore directs the Admissions Clerk to make such changes in the attorney information. (Signed by Judge Leonard B. Sand on 11/3/09) Filed In Associated Cases: 1:09-cv-00777-LBS, 1:09-cv-02401-LBS, 1:09-cv-03202-LBS(cd) (Entered: 11/03/2009)

11/03/2009

  

Transmission to Attorney Admissions Clerk. Transmitted re: (23 in 1:09-cv-03202-LBS) Order,, to the Attorney Admissions Clerk for updating of Attorney Information. Filed In Associated Cases: 1:09-cv-00777-LBS, 1:09-cv-02401-LBS, 1:09-cv-03202-LBS(cd) (Entered: 11/03/2009)

11/03/2009

75 

ORDER ADMITTING ATTORNEY PRO HAC VICE. Attorney Anna K. Ryon-Walthall for William C. Towsley, Dennis J. McDermott, Kevin J. Crawford, Donald H. Morgan, Carl Hibbard, Jr, John S. Kogut, Marilyn M. Oppedisano, David J. Henderson, Jr, Michael Blaszienski, William F. Shannon, Earl N. Hall, Paul A. Castaldo and Earl R. Hall admitted Pro Hac Vice. (Signed by Judge Leonard B. Sand on 11/3/09) (cd) (Entered: 11/04/2009)

11/03/2009

77 

MOTION for Brian E. Whiteley to Appear Pro Hac Vice. Document filed by Paul L. Perry, John P. Jeanneret, JP Jeanneret & Associates.(mro) (Entered: 11/05/2009)

11/04/2009

76 

ORDER: This matter coming before the Court on the Motion to Appear Pro Hac Vice of Movant, Michelle C. Yau of Cohen Milstein Sellers & Toll PLLC, 1100 New YorkAvenue, NW, Suite 500 West, Washington, District of Columbia, 20005 for purposes of the above-entitled and numbered cause. After careful consideration, the Court is of the opinion that said motion should be GRANTED. It is therefore ORDERED that Michelle C. Yau shall be allowed to appear before this Court pro hac vice, subject to the Local Rules of the Southern District of New York. ORDER granting (74) Motion for Michelle C. Yau to Appear Pro Hac Vice in case 1:09-cv-00777-LBS for William C. Towsley, Dennis J. McDermott, Kevin J. Crawford, Donald H. Morgan, John S. Kogut, Marilyn M. Oppedisano, David J. Henderson, Jr, Michael Blaszienski, William F. Shannon, Earl N. Hall, Paul A. Castaldo, Earl R. Hall. (Signed by Judge Leonard B. Sand on 11/4/09) Filed In Associated Cases: 1:09-cv-00777-LBS, 1:09-cv-02401-LBS, 1:09-cv-03202-LBS(db) (Entered: 11/04/2009)

11/04/2009

  

Transmission to Attorney Admissions Clerk. Transmitted re: (24 in 1:09-cv-03202-LBS, 76 in 1:09-cv-00777-LBS, 45 in 1:09-cv-02401-LBS) Order on Motion to Appear Pro Hac Vice, to the Attorney Admissions Clerk for updating of Attorney Information. Filed In Associated Cases: 1:09-cv-00777-LBS, 1:09-cv-02401-LBS, 1:09-cv-03202-LBS(db) (Entered: 11/04/2009)

11/16/2009

79 

ORDER ADMITTING ATTORNEY PRO HAC VICE. Attorney Michelle Celia Yau for Jay Raubvogel, William C. Towsley, Dennis J. McDermott, Kevin J. Crawford, Donald H. Morgan, Carl Hibbard, Jr, John S. Kogut, Marilyn M. Oppedisano, David J. Henderson, Jr, Earl N. Hall, Paul A. Castaldo and Earl R. Hall admitted Pro Hac Vice. (Signed by Judge Leonard B. Sand on 11/16/2009) Filed In Associated Cases: 1:09-cv-00777-LBS, 1:09-cv-02401-LBS, 1:09-cv-03202-LBS(jmi) (Entered: 11/23/2009)

11/16/2009

81 

ORDER ADMITTING ATTORNEY PRO HAC VICE. Attorney Michelle Celia Yau admitted Pro Hac Vice, subject to the Local Rules of the Southern District of New York on consent. (Signed by Judge Leonard B. Sand on 11/16/09) (djc) (Entered: 11/30/2009)

11/16/2009

  

***DELETED DOCUMENT. Deleted document number 81 Order pro hac vice. The document was incorrectly filed in this case. (djc) (Entered: 01/05/2010)

11/17/2009

  

CASHIERS OFFICE REMARK on 77 Motion to Appear Pro Hac Vice in the amount of $25.00, paid on 11/03/2009, Receipt Number 705100. (jd) (Entered: 11/17/2009)

11/17/2009

78 

ORDER FOR ADMISSION PRO HAC VICE ON WRITTEN MOTION granting 77 Motion for Brian E. Whiteley to Appear Pro Hac Vice. Brian E. Whiteley is admitted to practice pro hac vice for defendants J.P. Jeanneret Associates, Inc., John P. Jeanneret, and Paul L. Perry in this action. (Signed by Judge Leonard B. Sand on 11/17/09) (tro) (Entered: 11/17/2009)

11/17/2009

  

Transmission to Attorney Admissions Clerk. Transmitted re: 78 Order on Motion to Appear Pro Hac Vice, to the Attorney Admissions Clerk for updating of Attorney Information. (tro) (Entered: 11/17/2009)

11/23/2009

82 

MOTION for Carolyn Marcotte to Appear Pro Hac Vice. Document filed by Paul L. Perry, John P. Jeanneret, JP Jeanneret & Associates.(dle) Modified on 11/30/2009 (dle). (Entered: 11/30/2009)

11/30/2009

80 

STIPULATION AND ORDER GRANTING LEAVE TO SUBMIT OVERLENGTH MEMORANDA OF LAW. The Ivy Defendants may file a single consolidated memorandum of law in support of their forthcoming motions to dismiss the Complaint not to exceed eighty pages in length; and Lead Plaintiffs may file a single consolidated memorandum of law in opposition to the Ivy Defendants' motions to dismiss the Complaint not to exceed eight pages in length; and this Stipulation is without prejudice to, or waiver of, any rights, arguments or defenses otherwise available to the parties to this action. (Signed by Judge Leonard B. Sand on 11/30/09) (djc) (Entered: 11/30/2009)

11/30/2009

  

Transmission to Attorney Admissions Clerk. Transmitted re: 81 Order Admitting Attorney Pro Hac Vice, to the Attorney Admissions Clerk for updating of Attorney Information. (djc) (Entered: 11/30/2009)

12/07/2009

83 

STIPULATION AND ORDER GRANTING LEAVE TO SUBMIT OVERLENGTH MEMORANDA OFLAW AND AGREED, subject to the approval of the Court, that: The Beacon Defendants and Friedberg may file memoranda of law in support of their forthcoming motions to dismiss the Complaint not to exceed 50 pages in length; and Lead Plaintiffs may file memoranda of Law in opposition to the Beacon Defendants' and Friedberg's motions to dismiss the Complaint not to exceed 50 pages in length; and This Stipulation is without prejudice to, or waiver of, any rights, arguments or defenses otherwise available to the parties in this action; and This Stipulation maybe executed in counterparts. (Signed by Judge Leonard B. Sand on 12/7/2009) Filed In Associated Cases: 1:09-cv-00777-LBS, 1:09-cv-02401-LBS, 1:09-cv-03202-LBS(jmi) (Entered: 12/07/2009)

12/07/2009

84 

STIPULATION AND ORDER REGARDING TIME TO RESPOND TO CONSOLIDATED AMENDED COMPLAINT as follows: The date by which Beacon Associates Management Corp., Joel Danziger, Harri Markhoff, Ivy Asset Management Corp., Ivy Asset Management LLC, The Bank of New York Mellon Corporation, and Friedberg, Smith & Co., P.C. ("Defendants") shall answer, move or otherwise respond to the complaint is extended from December 4, 2009 to December 11, 2009. The date by which Lead Plaintiff shall file and serve its opposition to any motion(s) to dismiss brought by Defendants is extended from February 5, 2010 to February 12, 2010. The date by which Defendants shall file and serve replies in further support of all any motion(s) to dismiss is extended from March 5, 2010 to March 12, 2010. This Stipulation and Order is without prejudice to, or waiver of, any rights, arguments or defenses otherwise available to the parties to this action, including any defense based on lack of personal jurisdiction. Beacon Associates Management Corp. answer due 12/11/2009; Joel Danziger answer due 12/11/2009; Harris Markhoff answer due 12/11/2009; Ivy Asset Management Corp. answer due 12/11/2009; The Bank of New York Mellon Corporation answer due 12/11/2009; Friedberg Smith & Co. P.C. answer due 12/11/2009; Ivy Asset Management LLC answer due 12/11/2009; Beacon Associates Management Corporation answer due 12/11/2009; Ivy Asset Management answer due 12/11/2009; Friedberg Smith & Co., P.C. answer due 12/11/2009; Ivy Asset Management Corporation answer due 12/11/2009.( Replies due by 3/12/2010., Responses due by 2/12/2010) (Signed by Judge Leonard B. Sand on 12/7/2009) Filed In Associated Cases: 1:09-cv-00777-LBS, 1:09-cv-02401-LBS, 1:09-cv-03202-LBS(jmi) (Entered: 12/07/2009)

12/07/2009

85 

ORDER FOR ADMISSION PRO HAC VICE ON WRITTEN MOTION granting on consent 82 Motion for Carolyn A. Marcotte to Appear Pro Hac Vice on behalf of defendants J.P. Jeanneret Associates, Inc., John P. Jeanneret, and Paul L. Perry. (Signed by Judge Leonard B. Sand on 12/7/09) (djc) (Entered: 12/08/2009)

12/07/2009

  

Transmission to Attorney Admissions Clerk. Transmitted re: 85 Order on Motion to Appear Pro Hac Vice, to the Attorney Admissions Clerk for updating of Attorney Information. (djc) (Entered: 12/08/2009)

12/11/2009

86 

FILING ERROR - WRONG DOCUMENT TYPE SELECTED FROM MENU - NOTICE of Motion to Dismiss re: 67 Amended Complaint,,,. Document filed by The Bank of New York Mellon Corporation, Ivy Asset Management LLC. (Rosenthal, Jeffrey) Modified on 12/15/2009 (lb). (Entered: 12/11/2009)

12/11/2009

87 

MOTION to Dismiss. Document filed by The Bank of New York Mellon Corporation, Ivy Asset Management LLC.(Rosenthal, Jeffrey) (Entered: 12/11/2009)

12/11/2009

88 

JOINT MEMORANDUM OF LAW in Support re: 87 MOTION to Dismiss.. Document filed by The Bank of New York Mellon Corporation, Ivy Asset Management LLC. (Rosenthal, Jeffrey) (Entered: 12/11/2009)

12/11/2009

89 

DECLARATION of Jeffrey A. Rosenthal in Support re: 87 MOTION to Dismiss.. Document filed by The Bank of New York Mellon Corporation, Ivy Asset Management LLC. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D - Part I, # 5 Exhibit D - Part II, # 6 Exhibit D - Part III, # 7 Exhibit E, # 8 Exhibit F, # 9 Exhibit G, # 10 Exhibit H - Part I, # 11 Exhibit H - Part II, # 12 Exhibit I, # 13 Exhibit J, # 14 Exhibit K, # 15 Exhibit L)(Rosenthal, Jeffrey) (Entered: 12/11/2009)

12/11/2009

90 

CERTIFICATE OF SERVICE. Document filed by The Bank of New York Mellon Corporation, Ivy Asset Management LLC. (Rosenthal, Jeffrey) (Entered: 12/11/2009)

12/11/2009

91 

MOTION to Dismiss. Document filed by Friedberg Smith & Co. P.C..(Jacobs, Stephen) (Entered: 12/11/2009)

12/11/2009

92 

MOTION to Dismiss. Document filed by Beacon Associates Management Corp., Joel Danziger, Harris Markhoff.(Kaplan, Steven) (Entered: 12/11/2009)

12/11/2009

93 

DECLARATION of Stephen Jacobs in Support re: 91 MOTION to Dismiss.. Document filed by Friedberg Smith & Co. P.C.. (Attachments: # 1 Exhibit A (1 of 3), # 2 Exhibit A (2 of 3), # 3 Exhibit A (3 of 3), # 4 Exhibit B, # 5 Exhibit C, # 6 Exhibit D, # 7 Exhibit E, # 8 Exhibit F, # 9 Exhibit G, # 10 Exhibit H (1 of 3), # 11 Exhibit H (2 of 3), # 12 Exhibit H (3 of 3), # 13 Exhibit I (1 of 3), # 14 Exhibit I (2 of 3), # 15 Exhibit I (3 of 3), # 16 Exhibit J (1 of 2), # 17 Exhibit J (2 of 2), # 18 Exhibit K, # 19 Exhibit L, # 20 Exhibit M)(Jacobs, Stephen) (Entered: 12/11/2009)

12/11/2009

94 

MEMORANDUM OF LAW in Support re: 92 MOTION to Dismiss.. Document filed by Beacon Associates Management Corp., Joel Danziger, Harris Markhoff. (Kaplan, Steven) (Entered: 12/11/2009)

12/11/2009

95 

DECLARATION of David M. Zieff in Support re: 91 MOTION to Dismiss.. Document filed by Friedberg Smith & Co. P.C.. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F, # 7 Exhibit G (1 of 2), # 8 Exhibit G (2 of 2), # 9 Exhibit H (1 of 2), # 10 Exhibit H (2 of 2))(Jacobs, Stephen) (Entered: 12/11/2009)

12/11/2009

96 

DECLARATION of Tab K. Rosenfeld in Support re: 92 MOTION to Dismiss.. Document filed by Beacon Associates Management Corp., Joel Danziger, Harris Markhoff. (Attachments: # 1 Exhibit A part 1, # 2 Exhibit A part 2, # 3 Exhibit B, # 4 Exhibit C part 1, # 5 Exhibit C part 2, # 6 Exhibit C part 3, # 7 Exhibit part 4, # 8 Exhibit part 1, # 9 Exhibit D part 2, # 10 Exhibit D part 3, # 11 Exhibit part 4)(Kaplan, Steven) (Entered: 12/11/2009)

12/11/2009

97 

MEMORANDUM OF LAW in Support re: 91 MOTION to Dismiss.. Document filed by Friedberg Smith & Co. P.C.. (Jacobs, Stephen) (Entered: 12/11/2009)

12/14/2009

101 

STIPULATION AND ORDER GRANTING LEAVE TO SUBMIT MEMORANDA OF LAW EXCEEDING TWENTY FIVE PAGES: The JPJ Defendants' may file a single memorandum of law in support of their motion to dismiss the Complaint not to exceed 50 pages in length. The JPJ Defendants' motion to dismiss will be filed with the Court on or before December 15, 2009, as reflected on the Court's online docket calendar. Lead Plaintiffs may file a single memorandum of law in opposition to the JPJ Defendants' motion to dismiss not to exceed 50 pages in length. Lead Plaintiffs' opposition to the JPJ Defendants' motion to dismiss will be filed with the Court on or before February 16, 2010, and the JPJ Defendants' reply will be filed on or before March 16, 2010. (Signed by Judge Leonard B. Sand on 12/14/2009) (jpo) (Entered: 12/16/2009)

12/15/2009

98 

MOTION to Dismiss. Document filed by Paul L. Perry, John P. Jeanneret, JP Jeanneret & Associates.(Cook, John) (Entered: 12/15/2009)

12/15/2009

99 

MEMORANDUM OF LAW in Support re: 98 MOTION to Dismiss.. Document filed by Paul L. Perry, John P. Jeanneret, JP Jeanneret & Associates. (Cook, John) (Entered: 12/15/2009)

12/15/2009

100 

DECLARATION of John D. Cook in Support re: 92 MOTION to Dismiss.. Document filed by Paul L. Perry, John P. Jeanneret, JP Jeanneret & Associates. (Attachments: # 1 Exhibit A (1 of 2), # 2 Exhibit A (2 of 2), # 3 Exhibit B (1 of 3), # 4 Exhibit B (2 of 3), # 5 Exhibit B (3 of 3), # 6 Exhibit C, # 7 Exhibit D, # 8 Exhibit E, # 9 Exhibit F, # 10 Exhibit G, # 11 Exhibit H, # 12 Exhibit I)(Cook, John) (Entered: 12/15/2009)

12/16/2009

  

CASHIERS OFFICE REMARK on 82 Motion to Appear Pro Hac Vice in the amount of $25.00, paid on 11/23/2009, Receipt Number 706644. (jd) (Entered: 12/16/2009)

02/01/2010

102 

STIPULATION AND ORDER REGARDING TIME TO RESPOND TO MOTIONS TO DISMISS: The date by which lead plaintiff shall file and serve its opposition to defendants' motions to dismiss shall be be March 4, 2010. The date by which defendants shall file and serve replies in further support of their motions to dismiss shall be April 9, 2010. (Signed by Judge Leonard B. Sand on 2/1/2010) Filed In Associated Cases: 1:09-cv-00777-LBS, 1:09-cv-02401-LBS, 1:09-cv-03202-LBS(jpo) (Entered: 02/01/2010)

02/03/2010

103 

NOTICE OF APPEARANCE by Lisa Marie Mezzetti on behalf of William C. Towsley, Dennis J. McDermott, Kevin J. Crawford, Donald H. Morgan, Carl Hibbard, Jr, John S. Kogut, Marilyn M. Oppedisano, David J. Henderson, Jr, Michael Blaszienski, William F. Shannon, Earl N. Hall, Paul A. Castaldo, Earl R. Hall (Mezzetti, Lisa) (Entered: 02/03/2010)

02/16/2010

104 

MOTION for Anna K. Ryon-Walthall to Withdraw as Attorney. Document filed by William C. Towsley, Dennis J. McDermott, Kevin J. Crawford, Donald H. Morgan, Carl Hibbard, Jr, John S. Kogut, Marilyn M. Oppedisano, David J. Henderson, Jr, Michael Blaszienski, William F. Shannon, Earl N. Hall, Paul A. Castaldo, Earl R. Hall.(Ryon, Anna) (Entered: 02/16/2010)

03/04/2010

105 

FILING ERROR - DEFICIENT DOCKET ENTRY - MEMORANDUM OF LAW in Opposition re: (87 in 1:09-cv-00777-LBS) MOTION to Dismiss.. Document filed by The Plumbers & Steamfitters Local 267, Plumbers Local 112 Health Fund, The Local 73 Retirement Fund, The U.A. of Journeymen & Apprentices Local 73 Fund, Jay Raubvogel, The Pipe Trades Group, Jay Raubvogel, Jay Raubvogel, Plumbers Local 112 Health Fund, Plumbers & Steamfitters Local 267 Benefit Funds, Local 73 Retirement Fund, U.A. of Journeymen & Apprentices Local 73 Fund. (Attachments: # 1 Certificate of Service)Filed In Associated Cases: 1:09-cv-00777-LBS, 1:09-cv-02401-LBS, 1:09-cv-03202-LBS(Hart, Barbara) Modified on 4/8/2010 (gp). (Entered: 03/04/2010)

03/04/2010

106 

MEMORANDUM OF LAW in Opposition re: (92 in 1:09-cv-00777-LBS) MOTION to Dismiss.. Document filed by The Plumbers & Steamfitters Local 267, Plumbers Local 112 Health Fund, The Local 73 Retirement Fund, The U.A. of Journeymen & Apprentices Local 73 Fund, Jay Raubvogel, The Pipe Trades Group, Jay Raubvogel, Jay Raubvogel, Plumbers Local 112 Health Fund, Plumbers & Steamfitters Local 267 Benefit Funds, Local 73 Retirement Fund, U.A. of Journeymen & Apprentices Local 73 Fund. (Attachments: # 1 Certificate of Service)Filed In Associated Cases: 1:09-cv-00777-LBS, 1:09-cv-02401-LBS, 1:09-cv-03202-LBS(Hart, Barbara) (Entered: 03/04/2010)

03/04/2010

107 

MEMORANDUM OF LAW in Opposition re: (98 in 1:09-cv-00777-LBS) MOTION to Dismiss.. Document filed by The Plumbers & Steamfitters Local 267, Plumbers Local 112 Health Fund, The Local 73 Retirement Fund, The U.A. of Journeymen & Apprentices Local 73 Fund, Jay Raubvogel, The Pipe Trades Group, Jay Raubvogel, Jay Raubvogel, Plumbers Local 112 Health Fund, Plumbers & Steamfitters Local 267 Benefit Funds, Local 73 Retirement Fund, U.A. of Journeymen & Apprentices Local 73 Fund. (Attachments: # 1 Certificate of Service)Filed In Associated Cases: 1:09-cv-00777-LBS, 1:09-cv-02401-LBS, 1:09-cv-03202-LBS(Hart, Barbara) (Entered: 03/04/2010)

03/04/2010

108 

MEMORANDUM OF LAW in Opposition re: (91 in 1:09-cv-00777-LBS) MOTION to Dismiss.. Document filed by The Plumbers & Steamfitters Local 267, Plumbers Local 112 Health Fund, The Local 73 Retirement Fund, The U.A. of Journeymen & Apprentices Local 73 Fund, Jay Raubvogel, The Pipe Trades Group, Jay Raubvogel, Jay Raubvogel, Plumbers Local 112 Health Fund, Plumbers & Steamfitters Local 267 Benefit Funds, Local 73 Retirement Fund, U.A. of Journeymen & Apprentices Local 73 Fund. (Attachments: # 1 Certificate of Service)Filed In Associated Cases: 1:09-cv-00777-LBS, 1:09-cv-02401-LBS, 1:09-cv-03202-LBS(Hart, Barbara) (Entered: 03/04/2010)

03/04/2010

109 

DECLARATION of Barbara J. Hart in Opposition re: (91 in 1:09-cv-00777-LBS) MOTION to Dismiss., (92 in 1:09-cv-00777-LBS) MOTION to Dismiss., (87 in 1:09-cv-00777-LBS) MOTION to Dismiss., (98 in 1:09-cv-00777-LBS) MOTION to Dismiss.. Document filed by The Plumbers & Steamfitters Local 267, Plumbers Local 112 Health Fund, The Local 73 Retirement Fund, The U.A. of Journeymen & Apprentices Local 73 Fund, Jay Raubvogel, The Pipe Trades Group, Jay Raubvogel, Jay Raubvogel, Plumbers Local 112 Health Fund, Plumbers & Steamfitters Local 267 Benefit Funds, Local 73 Retirement Fund, U.A. of Journeymen & Apprentices Local 73 Fund. (Attachments: # 1 Exhibit SEC Press Release, # 2 Exhibit B - Markopolos Letter to SEC, # 3 Exhibit C - South Cherry Complaint, # 4 Exhibit D - Merkin Decision, # 5 Exhibit Baker Complaint, # 6 Exhibit F - Excerpts from SEC OIG Report, # 7 Exhibit G - Local 73 DIMA, # 8 Certificate of Service)Filed In Associated Cases: 1:09-cv-00777-LBS, 1:09-cv-02401-LBS, 1:09-cv-03202-LBS(Hart, Barbara) (Entered: 03/04/2010)

03/05/2010

110 

NOTICE OF CHANGE OF ADDRESS by Carolyn Anne Marcotte on behalf of Paul L. Perry, John P. Jeanneret, JP Jeanneret & Associates. New Address: Hiscock & Barclay, LLP, One International Place, 26th Floor, Boston, MA, 02110, 617-274-2900. (Marcotte, Carolyn) (Entered: 03/05/2010)

03/05/2010

111 

NOTICE OF CHANGE OF ADDRESS by Brian E. Whiteley on behalf of Paul L. Perry, John P. Jeanneret, JP Jeanneret & Associates. New Address: Hiscock & Barclay, LLP, One International Place, 26th Floor, Boston, MA, 02110, 617-274-2900. (Whiteley, Brian) (Entered: 03/05/2010)

04/02/2010

112 

MOTION for Leave to File Excess Pages in Reply Memorandum. Document filed by Paul L. Perry, John P. Jeanneret, JP Jeanneret & Associates.(Marcotte, Carolyn) (Entered: 04/02/2010)

04/05/2010

113 

MEMORANDUM OF LAW in Opposition re: (87 in 1:09-cv-00777-LBS) MOTION to Dismiss. CORRECTED VERSION. Document filed by The Plumbers & Steamfitters Local 267, Plumbers Local 112 Health Fund, The Local 73 Retirement Fund, The U.A. of Journeymen & Apprentices Local 73 Fund, Jay Raubvogel, The Pipe Trades Group, William C. Towsley. (Attachments: # 1 Certificate of Service)Filed In Associated Cases: 1:09-cv-00777-LBS, 1:09-cv-02401-LBS, 1:09-cv-03202-LBS(Hart, Barbara) (Entered: 04/05/2010)

04/07/2010

114 

STIPULATION AND ORDER FOR LEAVE TO FILE OVERSIZED REPLY MEMORANDUM OF LAW, the Ivy Defendants may file a combined memorandum of law in further support of their motion to dismiss the claims asserted against them in the Complaint not to exceed 75 pages in length. This Stipulation is without prejudice to, or waiver of, any rights, arguments or defenses otherwise available to the parties to this action. So Ordered. (Signed by Judge Leonard B. Sand on 4/7/10) (cd) (Entered: 04/07/2010)

04/07/2010

115 

STIPULATION AND ORDER GRANTING LEAVE TO SUBMIT OVERLENGTH MEMORANDA OF LAW, the Beacon Defendants and Friedberg may file reply memoranda of law in support of their motions to dismiss the Complaint not to exceed 30 pages in length. So Ordered. (Signed by Judge Leonard B. Sand on 4/7/10) (cd) (Entered: 04/07/2010)

04/09/2010

116 

REPLY MEMORANDUM OF LAW in Support re: 92 MOTION to Dismiss. Consolidated Amended Class Action and Derivative Complaint. Document filed by Beacon Associates Management Corp., Joel Danziger, Harris Markhoff. (Kaplan, Steven) (Entered: 04/09/2010)

04/09/2010

117 

REPLY MEMORANDUM OF LAW in Support re: 98 MOTION to Dismiss.. Document filed by Paul L. Perry, John P. Jeanneret, JP Jeanneret & Associates. (Whiteley, Brian) (Entered: 04/09/2010)

04/09/2010

118 

REPLY MEMORANDUM OF LAW in Support re: 87 MOTION to Dismiss.. Document filed by Adam L. Geiger, Alan Chuang, Farzine Hachemian, Gregory Van Inwegen, Howard Wohl, Jeffrey R. Lindenbaum, John D. Rogers, Jonathan Little, Joseph Burns, Kevin J. Bannon, Lawrence Simon, Mark Santero, Michael Singer, Peter D. Noris, Robert Meschi, Ronald P. O'Hanley, Scott E. Wennerholm, Sean C. Simon, Sean Cumiskey, Steven Pisarkiewicz, Stuart Davies, Susan Rabinowitz, The Bank of New York Mellon Corporation, Ivy Asset Management LLC. (Liman, Lewis) (Entered: 04/09/2010)

04/09/2010

119 

CERTIFICATE OF SERVICE. Document filed by The Bank of New York Mellon Corporation, Adam L. Geiger, Alan Chuang, Farzine Hachemian, Gregory Van Inwegen, Howard Wohl, Jeffrey R. Lindenbaum, John D. Rogers, Jonathan Little, Joseph Burns, Kevin J. Bannon, Lawrence Simon, Mark Santero, Michael Singer, Peter D. Noris, Robert Meschi, Ronald P. O'Hanley, Scott E. Wennerholm, Sean C. Simon, Sean Cumiskey, Steven Pisarkiewicz, Stuart Davies, Susan Rabinowitz, Ivy Asset Management LLC. (Liman, Lewis) (Entered: 04/09/2010)

04/09/2010

120 

REPLY MEMORANDUM OF LAW in Support re: 91 MOTION to Dismiss.. Document filed by Friedberg Smith & Co. P.C.. (Jacobs, Stephen) (Entered: 04/09/2010)

04/09/2010

121 

DECLARATION of David M. Zieff in Support re: 91 MOTION to Dismiss.. Document filed by Friedberg Smith & Co. P.C.. (Jacobs, Stephen) (Entered: 04/09/2010)

04/09/2010

122 

DECLARATION of Stephen Jacobs in Support re: 91 MOTION to Dismiss.. Document filed by Friedberg Smith & Co. P.C.. (Jacobs, Stephen) (Entered: 04/09/2010)

04/19/2010

  

Minute Entry for proceedings held before Magistrate Judge Andrew J. Peck: Status Conference held on 4/19/2010. (tro) (Entered: 04/21/2010)

04/20/2010

123 

ORDER Set Deadlines/Hearing as to (92 in 1:09-cv-00777-LBS) MOTION to Dismiss. (87 in 1:09-cv-00777-LBS) MOTION to Dismiss. (91 in 1:09-cv-00777-LBS) MOTION to Dismiss. (98 in 1:09-cv-00777-LBS) MOTION to Dismiss. ( Motion Hearing/oral argument set for 4/21/2010 at 02:00 PM in Courtroom 15A, 500 Pearl Street, New York, NY 10007 before Judge Leonard B. Sand.) (Signed by Judge Leonard B. Sand on 4/20/10) Filed In Associated Cases: 1:09-cv-00777-LBS, 1:09-cv-02401-LBS, 1:09-cv-03202-LBS(cd) (Entered: 04/20/2010)

04/21/2010

  

Minute Entry for proceedings held before Judge Leonard B. Sand: Oral Argument held on 4/21/2010 re: 91 MOTION to Dismiss filed by Friedberg Smith & Co. P.C., 92 MOTION to Dismiss filed by Joel Danziger, Harris Markhoff, Beacon Associates Management Corp., 87 MOTION to Dismiss filed by The Bank of New York Mellon Corporation, Ivy Asset Management LLC, 98 MOTION to Dismiss filed by John P. Jeanneret, JP Jeanneret & Associates, Paul L. Perry. Plaintiffs' have sixty (60) days to amend complaint. Defendants' will have sixty (60) days from the filing of the amended complaint to respond. As of the date the motions to dismiss (#87, 91, 92, & 98) will be deemed fully submitted. No further argument will be held. (tro) (Entered: 04/26/2010)

05/05/2010

124 

TRANSCRIPT of proceedings held on 4/21/10 before Judge Leonard B. Sand. (ama) (Entered: 05/05/2010)

05/05/2010

125 

TRANSCRIPT of proceedings held on 4/21/10 before Judge Leonard B. Sand. (ama) (Entered: 05/05/2010)

06/21/2010

126 

SECOND AMENDED COMPLAINT amending 67 Amended Complaint against Glenn P. Cummins, Colleen Baldwin, Newton P.S. Merrill, Frank J. Biondi, Nicholas M. Donofrio, Edmund F. Kelly, Michael J. Kowalski, John A. Luke, Jr, Paul Myners, Mark A. Nordenberg, Catherine A. Rein, William C. Richardson, Brian L. Roberts, Samuel C. Scott, III, Richard C. Vaughan, Wesley W. Von Schack, Beacon Associates Management Corp., Joel Danziger, Harris Markhoff, Ivy Asset Management Corp., The Bank of New York Mellon Corporation, Friedberg Smith & Co. P.C., Beacon Associates L.L.C. I., Paul L. Perry, John P. Jeanneret, JP Jeanneret & Associates, Adam L. Geiger, Farzine Hachemian, Gregory Van Inwegen, Howard Wohl, Jeffrey R. Lindenbaum, John D. Rogers, Jonathan Little, Joseph Burns, Kevin J. Bannon, Lawrence Simon, Mark Santero, Peter D. Noris, Robert Meschi, Ronald P. O'Hanley, Scott E. Wennerholm, Sean C. Simon, Sean Cumiskey, Steven Pisarkiewicz, Stuart Davies, Susan Rabinowitz, Ivy Asset Management LLC.Document filed by Gregory Lancette, Bradley Ward, Bryan Allen, David Waby, Donald A. Little, Jr, James Fredenburg, Peter Lauze, Donald Beckley, Patrick Bonnell, Dominick Mancini, James Rood, Patrick Carroll, Timothy Donovan, Timothy Rice, Frederick J. Volkomer, Frederick J. Volkomer, II, Daniel Hickey, Eric Saunders, Thomas Culeton, Jason Lozier, James Donovan, Marc Stevens, Tom Metcalf, Jr, James Culeton, Mark Maniccia, Patrick J. Costello, Dennis J. McDermott, Kevin J. Crawford, Donald H. Morgan, John S. Kogut, Carl Hibbard, Jr, Marilyn M. Oppedisano, David Henderson, Jr, Michael Blasczienski, William F. Shannon, Earl N. Hall, Paul A. Castaldo, Earl R. Hall, Jay Raubvogal IRA, James Rounds, Lyle D. Fassett, James Engler, I.B.E.W. Local 43 and Electrical Contractors Welfare Fund, Oswego County Laborers' Local 214 Pension Fund, M. Raubvogel Co. Trust, Grand Metro Builders of NY Corp. Defined Benefit Plan, The Plumbers & Steamfitters Local 267, Plumbers Local 112 Health Fund, The Local 73 Retirement Fund, The U.A. of Journeymen & Apprentices Local 73 Fund, Phyllis Cacoulidis(on behalf of themselves and all others similarly situated), Phyllis Cacoulidis(derivatively on behalf of Beacon Associates L.L.C. I.), John Cacoulidis(on behalf of themselves and all others similarly situated), The Pipe Trades Group, John Cacoulidis(derivatively on behalf of Beacon Associates L.L.C. I. Related document: 67 Amended Complaint filed by The U.A. of Journeymen & Apprentices Local 73 Fund, The Local 73 Retirement Fund, The Plumbers & Steamfitters Local 267, The Pipe Trades Group, Phyllis Cacoulidis, John Cacoulidis, Plumbers Local 112 Health Fund. (Received in the night deposit box on 6/21/10 at 8:48pm)(mro) (Additional attachment(s) added on 6/30/2010: # 1 Appendix A, # 2 Appendix B) (ama). (Entered: 06/29/2010)

07/06/2010

127 

CERTIFICATE OF SERVICE of Summons and Amended Complaint,,,,,,,,,,,. Beacon Associates Management Corp. served on 6/21/2010, answer due 7/12/2010; Joel Danziger served on 6/21/2010, answer due 7/12/2010; Harris Markhoff served on 6/21/2010, answer due 7/12/2010; Ivy Asset Management Corp. served on 6/21/2010, answer due 7/12/2010; The Bank of New York Mellon Corporation served on 6/21/2010, answer due 7/12/2010; Friedberg Smith & Co. P.C. served on 6/21/2010, answer due 7/12/2010; Beacon Associates L.L.C. I. served on 6/21/2010, answer due 7/12/2010; Paul L. Perry served on 6/21/2010, answer due 7/12/2010; John P. Jeanneret served on 6/21/2010, answer due 7/12/2010; JP Jeanneret & Associates served on 6/21/2010, answer due 7/12/2010; Adam L. Geiger served on 6/21/2010, answer due 7/12/2010; Alan Chuang served on 6/21/2010, answer due 7/12/2010; Farzine Hachemian served on 6/21/2010, answer due 7/12/2010; Gregory Van Inwegen served on 6/21/2010, answer due 7/12/2010; Howard Wohl served on 6/21/2010, answer due 7/12/2010; Jeffrey R. Lindenbaum served on 6/21/2010, answer due 7/12/2010; John D. Rogers served on 6/21/2010, answer due 7/12/2010; Jonathan Little served on 6/21/2010, answer due 7/12/2010; Joseph Burns served on 6/21/2010, answer due 7/12/2010; Kevin J. Bannon served on 6/21/2010, answer due 7/12/2010; Lawrence Simon served on 6/21/2010, answer due 7/12/2010; Mark Santero served on 6/21/2010, answer due 7/12/2010; Peter D. Noris served on 6/21/2010, answer due 7/12/2010; Robert Meschi served on 6/21/2010, answer due 7/12/2010; Ronald P. O'Hanley served on 6/21/2010, answer due 7/12/2010; Scott E. Wennerholm served on 6/21/2010, answer due 7/12/2010; Sean C. Simon served on 6/21/2010, answer due 7/12/2010; Sean Cumiskey served on 6/21/2010, answer due 7/12/2010; Steven Pisarkiewicz served on 6/21/2010, answer due 7/12/2010; Stuart Davies served on 6/21/2010, answer due 7/12/2010; Susan Rabinowitz served on 6/21/2010, answer due 7/12/2010; Frederick J. Volkomer served on 6/21/2010, answer due 7/12/2010; Ivy Asset Management LLC served on 6/21/2010, answer due 7/12/2010; Glenn P. Cummins served on 6/21/2010, answer due 7/12/2010; Colleen Baldwin served on 6/21/2010, answer due 7/12/2010; Newton P.S. Merrill served on 6/21/2010, answer due 7/12/2010; Frank J. Biondi served on 6/21/2010, answer due 7/12/2010; Nicholas M. Donofrio served on 6/21/2010, answer due 7/12/2010; Edmund F. Kelly served on 6/21/2010, answer due 7/12/2010; Michael J. Kowalski served on 6/21/2010, answer due 7/12/2010; John A. Luke, Jr served on 6/21/2010, answer due 7/12/2010; Paul Myners served on 6/21/2010, answer due 7/12/2010; Mark A. Nordenberg served on 6/21/2010, answer due 7/12/2010; Catherine A. Rein served on 6/21/2010, answer due 7/12/2010; William C. Richardson served on 6/21/2010, answer due 7/12/2010; Brian L. Roberts served on 6/21/2010, answer due 7/12/2010; Samuel C. Scott, III served on 6/21/2010, answer due 7/12/2010; Richard C. Vaughan served on 6/21/2010, answer due 7/12/2010; Wesley W. Von Schack served on 6/21/2010, answer due 7/12/2010. Service was made by email. Document filed by The Pipe Trades Group. (Skelton, Thomas) (Entered: 07/06/2010)

07/16/2010

128 

TRANSCRIPT of proceedings held on June 15, 2010 11:00 a.m. before Judge Leonard B. Sand. (ajc) (Entered: 07/19/2010)

07/30/2010

129 

NOTICE of SUPPLEMENTAL AUTHORITY re: 107 Memorandum of Law in Opposition to Motion,, 113 Memorandum of Law in Opposition to Motion,. Document filed by Plumbers Local 112 Health Fund, Jay Raubvogel, The Local 73 Retirement Fund, The Pipe Trades Group, The Plumbers & Steamfitters Local 267, The U.A. of Journeymen & Apprentices Local 73 Fund, William C. Towsley. (Attachments: # 1 Exhibit 1)(Hart, Barbara) (Entered: 07/30/2010)

08/09/2010

130 

ORDER TO SHOW CAUSE: Charles J. Hecht and all parties shall show cause as to why an order in the form annexed hereto should not be made and entered pursuant to the Securities Litigation Uniform Standards Act. Show Cause Hearing set for 8/10/2010 at 02:00 PM in Courtroom 15A, 500 Pearl Street, New York, NY 10007 before Judge Leonard B. Sand. (Signed by Judge Leonard B. Sand on 8/9/2010) Filed In Associated Cases: 1:09-cv-00777-LBS, 1:09-cv-02401-LBS, 1:09-cv-03202-LBS(js) (Entered: 08/10/2010)

08/10/2010

131 

DECLARATION of Lewis J. Liman, Dated August 9, 2010 in Support re: (130 in 1:09-cv-00777-LBS) Order to Show Cause,. Document filed by Ivy Asset Management LLC. (Attachments: # 1 Exhibit A Part 1, # 2 Exhibit A Part 2, # 3 Exhibit B, # 4 Exhibit C, # 5 Exhibit D, # 6 Exhibit E, # 7 Exhibit F, # 8 Exhibit G Part 1, # 9 Exhibit G Part 2, # 10 Exhibit H, # 11 Exhibit I, # 12 Exhibit J, # 13 Exhibit K, # 14 Exhibit L, # 15 Exhibit M, # 16 Exhibit N)Filed In Associated Cases: 1:09-cv-00777-LBS, 1:09-cv-02401-LBS, 1:09-cv-03202-LBS(Liman, Lewis) (Entered: 08/10/2010)

08/10/2010

132 

MEMORANDUM OF LAW in Support re: (131 in 1:09-cv-00777-LBS) Declaration in Support,, (130 in 1:09-cv-00777-LBS) Order to Show Cause,. Document filed by Ivy Asset Management LLC. Filed In Associated Cases: 1:09-cv-00777-LBS, 1:09-cv-02401-LBS, 1:09-cv-03202-LBS(Liman, Lewis) (Entered: 08/10/2010)

08/10/2010

133 

CERTIFICATE OF SERVICE of Richard V. Conza re (130), (131), and (132) in case no. 09cv777 on August 9, 2010. Service was made by Electronic Mail and Federal Express. Document filed by Ivy Asset Management LLC. Filed In Associated Cases: 1:09-cv-00777-LBS, 1:09-cv-02401-LBS, 1:09-cv-03202-LBS(Liman, Lewis) (Entered: 08/10/2010)

08/10/2010

134 

ORDER: Defendants' Response to Plaintiffs' Amended Complaint is to be filed by August 20, 2010. Plaintiffs may file a Reply to defendants' Response no later than August 27, 2010. no extensions of time will be given, and Plaintiffs' Reply is limited to addressing Defendants' Response. So Ordered (Signed by Judge Leonard B. Sand on 8/10/2010) (js) (Entered: 08/10/2010)

08/18/2010

135 

NOTICE OF APPEARANCE by Daniel Tepper on behalf of Charles Hecht (Tepper, Daniel) (Entered: 08/18/2010)

08/18/2010

136 

MEMORANDUM OF LAW in Opposition re: 130 Order to Show Cause, In Opposition to Motion to Stay. Document filed by Charles Hecht. (Tepper, Daniel) (Entered: 08/18/2010)

08/18/2010

137 

DECLARATION of Charles J. Hecht in Opposition re: 136 Memorandum of Law in Opposition, 130 Order to Show Cause,. Document filed by Charles Hecht. (Tepper, Daniel) (Entered: 08/18/2010)

08/18/2010

138 

DECLARATION of Daniel Tepper in Opposition re: 136 Memorandum of Law in Opposition, 130 Order to Show Cause,. Document filed by Charles Hecht. (Attachments: # 1 Exhibit Exhibit A, # 2 Exhibit Exhibit B, # 3 Exhibit Exhibit C, # 4 Exhibit Exhibit D, # 5 Exhibit Exhibit E, # 6 Exhibit Exhibit F, # 7 Exhibit Exhibit G, # 8 Exhibit Exhibit H, # 9 Exhibit Exhibit I, # 10 Exhibit Exhibit J, # 11 Exhibit Exhibit K, # 12 Exhibit Exhibit L)(Tepper, Daniel) (Entered: 08/18/2010)

08/19/2010

139 

NOTICE of Supplemental Authority re: 107 Memorandum of Law in Opposition to Motion,, 113 Memorandum of Law in Opposition to Motion,. Document filed by Plumbers Local 112 Health Fund, Jay Raubvogel, The Local 73 Retirement Fund, The Pipe Trades Group, The Plumbers & Steamfitters Local 267, The U.A. of Journeymen & Apprentices Local 73 Fund, William C. Towsley. (Attachments: # 1 Attachment)(Hart, Barbara) (Entered: 08/19/2010)

08/20/2010

140 

SUPPLEMENTAL MEMORANDUM OF LAW in Support re: 92 MOTION to Dismiss. the Second Amended Class Action and Derivative Complaint. Document filed by Beacon Associates Management Corp., Joel Danziger, Harris Markhoff. (Kaplan, Steven) (Entered: 08/20/2010)

08/20/2010

141 

DECLARATION of Tab K. Rosenfeld in Support re: 92 MOTION to Dismiss.. Document filed by Beacon Associates Management Corp., Joel Danziger, Harris Markhoff. (Attachments: # 1 Exhibit Exhibit A)(Kaplan, Steven) (Entered: 08/20/2010)

08/20/2010

142 

DECLARATION of Stephen Jacobs in Support re: 91 MOTION to Dismiss.. Document filed by Friedberg Smith & Co. P.C.. (Jacobs, Stephen) (Entered: 08/20/2010)

08/20/2010

143 

SUPPLEMENTAL MEMORANDUM OF LAW in Support re: 91 MOTION to Dismiss.. Document filed by Friedberg Smith & Co. P.C.. (Jacobs, Stephen) (Entered: 08/20/2010)

08/20/2010

144 

MOTION to Dismiss Second Amended Class Action and Derivative Complaint. Document filed by JP Jeanneret & Associates, John P. Jeanneret, Paul L. Perry.(Whiteley, Brian) (Entered: 08/20/2010)

08/20/2010

145 

SUPPLEMENTAL MEMORANDUM OF LAW in Support re: 144 MOTION to Dismiss Second Amended Class Action and Derivative Complaint.. Document filed by JP Jeanneret & Associates, John P. Jeanneret, Paul L. Perry. (Whiteley, Brian) (Entered: 08/20/2010)

08/20/2010

146 

DECLARATION of Brian E. Whiteley in Support re: 144 MOTION to Dismiss Second Amended Class Action and Derivative Complaint.. Document filed by JP Jeanneret & Associates, John P. Jeanneret, Paul L. Perry. (Attachments: # 1 Exhibit J, # 2 Exhibit K, # 3 Exhibit L, # 4 Exhibit M, # 5 Exhibit N)(Whiteley, Brian) (Entered: 08/20/2010)

08/20/2010

147 

SUPPLEMENTAL MEMORANDUM OF LAW in Support re: 87 MOTION to Dismiss.. Document filed by Colleen Baldwin, Kevin J. Bannon, Frank J. Biondi, Joseph Burns, Alan Chuang, Sean Cumiskey, Glenn P. Cummins, Stuart Davies, Nicholas M. Donofrio, Adam L. Geiger, Farzine Hachemian, Ivy Asset Management LLC, Edmund F. Kelly, Michael J. Kowalski, Jeffrey R. Lindenbaum, Jonathan Little, John A. Luke, Jr, Newton P.S. Merrill, Robert Meschi, Mark A. Nordenberg, Peter D. Noris, Ronald P. O'Hanley, Steven Pisarkiewicz, Susan Rabinowitz, Catherine A. Rein, William C. Richardson, Brian L. Roberts, John D. Rogers, Mark Santero, Samuel C. Scott, III, Lawrence Simon, Sean C. Simon, Michael Singer, Fred P Sloan, The Bank of New York Mellon Corporation, Gregory Van Inwegen, Richard C. Vaughan, Wesley W. Von Schack, Scott E. Wennerholm, Howard Wohl. (Rosenthal, Jeffrey) (Entered: 08/20/2010)

08/20/2010

148 

MOTION to Dismiss. Document filed by Colleen Baldwin, Frank J. Biondi, Glenn P. Cummins, Nicholas M. Donofrio, Edmund F. Kelly, Michael J. Kowalski, John A. Luke, Jr, Newton P.S. Merrill, Mark A. Nordenberg, Catherine A. Rein, William C. Richardson, Brian L. Roberts, Samuel C. Scott, III, Fred P Sloan, Richard C. Vaughan, Wesley W. Von Schack.(Liman, Lewis) (Entered: 08/20/2010)

08/20/2010

149 

DECLARATION of Lewis J. Liman in Support re: 148 MOTION to Dismiss., 87 MOTION to Dismiss.. Document filed by Colleen Baldwin, Kevin J. Bannon, Frank J. Biondi, Joseph Burns, Alan Chuang, Sean Cumiskey, Glenn P. Cummins, Stuart Davies, Nicholas M. Donofrio, Adam L. Geiger, Farzine Hachemian, Ivy Asset Management LLC, Edmund F. Kelly, Michael J. Kowalski, Jeffrey R. Lindenbaum, Jonathan Little, John A. Luke, Jr, Newton P.S. Merrill, Robert Meschi, Mark A. Nordenberg, Peter D. Noris, Ronald P. O'Hanley, Steven Pisarkiewicz, Susan Rabinowitz, Catherine A. Rein, William C. Richardson, Brian L. Roberts, John D. Rogers, Mark Santero, Samuel C. Scott, III, Lawrence Simon, Sean C. Simon, Michael Singer, Fred P Sloan, The Bank of New York Mellon Corporation, Gregory Van Inwegen, Richard C. Vaughan, Wesley W. Von Schack, Scott E. Wennerholm, Howard Wohl. (Attachments: # 1 Exhibit A, # 2 Exhibit B (Part I), # 3 Exhibit B (Part II), # 4 Exhibit C, # 5 Exhibit D, # 6 Exhibit E, # 7 Exhibit F, # 8 Exhibit G, # 9 Exhibit H, # 10 Exhibit I, # 11 Exhibit J, # 12 Exhibit K)(Liman, Lewis) (Entered: 08/20/2010)

08/20/2010

150 

CERTIFICATE OF SERVICE. Document filed by Colleen Baldwin, Kevin J. Bannon, Frank J. Biondi, Joseph Burns, Alan Chuang, Sean Cumiskey, Glenn P. Cummins, Stuart Davies, Nicholas M. Donofrio, Adam L. Geiger, Farzine Hachemian, Ivy Asset Management LLC, Edmund F. Kelly, Michael J. Kowalski, Jeffrey R. Lindenbaum, Jonathan Little, John A. Luke, Jr, Newton P.S. Merrill, Robert Meschi, Mark A. Nordenberg, Peter D. Noris, Ronald P. O'Hanley, Steven Pisarkiewicz, Susan Rabinowitz, Catherine A. Rein, William C. Richardson, Brian L. Roberts, John D. Rogers, Mark Santero, Samuel C. Scott, III, Lawrence Simon, Sean C. Simon, Michael Singer, Fred P Sloan, The Bank of New York Mellon Corporation, Gregory Van Inwegen, Richard C. Vaughan, Wesley W. Von Schack, Scott E. Wennerholm, Howard Wohl. (Liman, Lewis) (Entered: 08/20/2010)

08/23/2010

151 

REPLY MEMORANDUM OF LAW in Support re: 132 Memorandum of Law in Support, 131 Declaration in Support,, 130 Order to Show Cause,. Document filed by Ivy Asset Management LLC. (Liman, Lewis) (Entered: 08/23/2010)

08/23/2010

152 

DECLARATION of Steven J. Kaiser in Support re: 132 Memorandum of Law in Support, 131 Declaration in Support,, 130 Order to Show Cause,. Document filed by Ivy Asset Management LLC. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D)(Liman, Lewis) (Entered: 08/23/2010)

08/23/2010

153 

CERTIFICATE OF SERVICE. Document filed by Ivy Asset Management LLC. (Liman, Lewis) (Entered: 08/23/2010)

08/24/2010

154 

ENDORSED LETTER addressed to Judge Leonard B. Sand from Lewis J. Liman dated 8/23/2010 re: Requesting permission to file a reply memorandum of up to 20 pages. ENDORSEMENT: Granted. (Signed by Judge Leonard B. Sand on 8/24/2010) (jpo) Modified on 9/8/2010 (jpo). (Entered: 08/24/2010)

08/27/2010

155 

SUPPLEMENTAL MEMORANDUM OF LAW in Opposition re: (144 in 1:09-cv-00777-LBS) MOTION to Dismiss Second Amended Class Action and Derivative Complaint.. Document filed by Plumbers Local 112 Health Fund, Jay Raubvogel, The Local 73 Retirement Fund, The Pipe Trades Group, The Plumbers & Steamfitters Local 267, The U.A. of Journeymen & Apprentices Local 73 Fund, Plumbers & Steamfitters Local 267 Benefit Funds. Filed In Associated Cases: 1:09-cv-00777-LBS, 1:09-cv-02401-LBS, 1:09-cv-03202-LBS(Hart, Barbara) (Entered: 08/27/2010)

08/27/2010

156 

DECLARATION of Barbara J. Hart in Opposition re: (144 in 1:09-cv-00777-LBS) MOTION to Dismiss Second Amended Class Action and Derivative Complaint.. Document filed by Plumbers Local 112 Health Fund, Jay Raubvogel, The Local 73 Retirement Fund, The Pipe Trades Group, The Plumbers & Steamfitters Local 267, The U.A. of Journeymen & Apprentices Local 73 Fund, Plumbers & Steamfitters Local 267 Benefit Funds. (Attachments: # 1 Exhibit A, # 2 Exhibit B-1, # 3 Exhibit B-2, # 4 Exhibit C, # 5 Exhibit D, # 6 Exhibit E, # 7 Exhibit F, # 8 Exhibit G, # 9 Exhibit H, # 10 Exhibit I, # 11 Exhibit J, # 12 Exhibit K)Filed In Associated Cases: 1:09-cv-00777-LBS, 1:09-cv-02401-LBS, 1:09-cv-03202-LBS(Hart, Barbara) (Entered: 08/27/2010)

08/31/2010

157 

ENDORSED LETTER: addressed to Judge Leonard B. Sand from Jeffrey A. Rosenthal dated 8/30/2010 re: Defendants request an opportunity to submit a reply memorandum within five (5) business days of receipt of Court approval. ENDORSEMENT: Granted. So Ordered. (Signed by Judge Leonard B. Sand on 8/31/2010) (js) (Entered: 08/31/2010)

08/31/2010

158 

TRANSCRIPT of proceedings held on 8/10/2010 before Judge Leonard B. Sand. (ab) (Entered: 09/01/2010)

09/03/2010

159 

WAIVER OF SERVICE RETURNED EXECUTED. Document filed by Plumbers Local 112 Health Fund, The Local 73 Retirement Fund, The Pipe Trades Group, The Plumbers & Steamfitters Local 267, The U.A. of Journeymen & Apprentices Local 73 Fund. (Skelton, Thomas) (Entered: 09/03/2010)

09/03/2010

160 

WAIVER OF SERVICE RETURNED EXECUTED. Document filed by Plumbers Local 112 Health Fund, The Local 73 Retirement Fund, The Pipe Trades Group, The Plumbers & Steamfitters Local 267, The U.A. of Journeymen & Apprentices Local 73 Fund. Filed In Associated Cases: 1:09-cv-00777-LBS, 1:09-cv-02401-LBS, 1:09-cv-03202-LBS(Skelton, Thomas) (Entered: 09/03/2010)

09/03/2010

161 

WAIVER OF SERVICE RETURNED EXECUTED. Fred P Sloan waiver sent on 6/21/2010, answer due 8/20/2010. Document filed by Plumbers Local 112 Health Fund; The Local 73 Retirement Fund; The Pipe Trades Group; The Plumbers & Steamfitters Local 267; The U.A. of Journeymen & Apprentices Local 73 Fund. (Skelton, Thomas) (Entered: 09/03/2010)

09/03/2010

162 

WAIVER OF SERVICE RETURNED EXECUTED. Document filed by Plumbers Local 112 Health Fund, The Local 73 Retirement Fund, The Pipe Trades Group, The Plumbers & Steamfitters Local 267, The U.A. of Journeymen & Apprentices Local 73 Fund. (Skelton, Thomas) (Entered: 09/03/2010)

09/03/2010

163 

WAIVER OF SERVICE RETURNED EXECUTED. Document filed by Plumbers Local 112 Health Fund, The Local 73 Retirement Fund, The Pipe Trades Group, The Plumbers & Steamfitters Local 267, The U.A. of Journeymen & Apprentices Local 73 Fund. (Skelton, Thomas) (Entered: 09/03/2010)

09/03/2010

164 

WAIVER OF SERVICE RETURNED EXECUTED. Document filed by Plumbers Local 112 Health Fund, The Local 73 Retirement Fund, The Pipe Trades Group, The Plumbers & Steamfitters Local 267, The U.A. of Journeymen & Apprentices Local 73 Fund. (Skelton, Thomas) (Entered: 09/03/2010)

09/03/2010

165 

WAIVER OF SERVICE RETURNED EXECUTED. Document filed by Plumbers Local 112 Health Fund, The Local 73 Retirement Fund, The Pipe Trades Group, The Plumbers & Steamfitters Local 267, The U.A. of Journeymen & Apprentices Local 73 Fund. (Skelton, Thomas) (Entered: 09/03/2010)

09/03/2010

166 

WAIVER OF SERVICE RETURNED EXECUTED. Document filed by Plumbers Local 112 Health Fund, The Local 73 Retirement Fund, The Pipe Trades Group, The Plumbers & Steamfitters Local 267, The U.A. of Journeymen & Apprentices Local 73 Fund. (Skelton, Thomas) (Entered: 09/03/2010)

09/03/2010

167 

WAIVER OF SERVICE RETURNED EXECUTED. Document filed by Plumbers Local 112 Health Fund, The Local 73 Retirement Fund, The Pipe Trades Group, The Plumbers & Steamfitters Local 267, The U.A. of Journeymen & Apprentices Local 73 Fund. (Skelton, Thomas) (Entered: 09/03/2010)

09/03/2010

168 

WAIVER OF SERVICE RETURNED EXECUTED. Document filed by Plumbers Local 112 Health Fund, The Local 73 Retirement Fund, The Pipe Trades Group, The Plumbers & Steamfitters Local 267, The U.A. of Journeymen & Apprentices Local 73 Fund. (Skelton, Thomas) (Entered: 09/03/2010)

09/03/2010

169 

WAIVER OF SERVICE RETURNED EXECUTED. Document filed by Plumbers Local 112 Health Fund, The Local 73 Retirement Fund, The Pipe Trades Group, The Plumbers & Steamfitters Local 267, The U.A. of Journeymen & Apprentices Local 73 Fund. (Skelton, Thomas) (Entered: 09/03/2010)

09/03/2010

170 

WAIVER OF SERVICE RETURNED EXECUTED. Document filed by Plumbers Local 112 Health Fund, The Local 73 Retirement Fund, The Pipe Trades Group, The Plumbers & Steamfitters Local 267, The U.A. of Journeymen & Apprentices Local 73 Fund. (Skelton, Thomas) (Entered: 09/03/2010)

09/03/2010

171 

WAIVER OF SERVICE RETURNED EXECUTED. Document filed by Plumbers Local 112 Health Fund, The Local 73 Retirement Fund, The Pipe Trades Group, The Plumbers & Steamfitters Local 267, The U.A. of Journeymen & Apprentices Local 73 Fund. (Skelton, Thomas) (Entered: 09/03/2010)

09/03/2010

172 

WAIVER OF SERVICE RETURNED EXECUTED. Document filed by Plumbers Local 112 Health Fund, The Local 73 Retirement Fund, The Pipe Trades Group, The Plumbers & Steamfitters Local 267, The U.A. of Journeymen & Apprentices Local 73 Fund. (Skelton, Thomas) (Entered: 09/03/2010)

09/03/2010

173 

WAIVER OF SERVICE RETURNED EXECUTED. Document filed by Plumbers Local 112 Health Fund, The Local 73 Retirement Fund, The Pipe Trades Group, The Plumbers & Steamfitters Local 267, The U.A. of Journeymen & Apprentices Local 73 Fund. (Skelton, Thomas) (Entered: 09/03/2010)

09/03/2010

174 

WAIVER OF SERVICE RETURNED EXECUTED. Document filed by Plumbers Local 112 Health Fund, The Local 73 Retirement Fund, The Pipe Trades Group, The Plumbers & Steamfitters Local 267, The U.A. of Journeymen & Apprentices Local 73 Fund. (Skelton, Thomas) (Entered: 09/03/2010)

09/08/2010

175 

SUPPLEMENTAL REPLY MEMORANDUM OF LAW in Support re: 148 MOTION to Dismiss., 87 MOTION to Dismiss.. Document filed by Colleen Baldwin, Kevin J. Bannon, Frank J. Biondi, Joseph Burns, Alan Chuang, Sean Cumiskey, Glenn P. Cummins, Stuart Davies, Nicholas M. Donofrio, Adam L. Geiger, Farzine Hachemian, Ivy Asset Management LLC, Edmund F. Kelly, Michael J. Kowalski, Jeffrey R. Lindenbaum, Jonathan Little, John A. Luke, Jr, Newton P.S. Merrill, Robert Meschi, Mark A. Nordenberg, Peter D. Noris, Ronald P. O'Hanley, Steven Pisarkiewicz, Susan Rabinowitz, Catherine A. Rein, William C. Richardson, Brian L. Roberts, John D. Rogers, Mark Santero, Samuel C. Scott, III, Lawrence Simon, Sean C. Simon, Michael Singer, Fred P Sloan, The Bank of New York Mellon Corporation, Gregory Van Inwegen, Richard C. Vaughan, Wesley W. Von Schack, Scott E. Wennerholm, Howard Wohl. (Liman, Lewis) (Entered: 09/08/2010)

09/08/2010

176 

CERTIFICATE OF SERVICE. Document filed by Colleen Baldwin, Kevin J. Bannon, Frank J. Biondi, Joseph Burns, Alan Chuang, Sean Cumiskey, Glenn P. Cummins, Stuart Davies, Nicholas M. Donofrio, Adam L. Geiger, Farzine Hachemian, Ivy Asset Management LLC, Edmund F. Kelly, Michael J. Kowalski, Jeffrey R. Lindenbaum, Jonathan Little, John A. Luke, Jr, Newton P.S. Merrill, Robert Meschi, Mark A. Nordenberg, Peter D. Noris, Ronald P. O'Hanley, Steven Pisarkiewicz, Susan Rabinowitz, Catherine A. Rein, William C. Richardson, Brian L. Roberts, John D. Rogers, Mark Santero, Samuel C. Scott, III, Lawrence Simon, Sean C. Simon, Michael Singer, Fred P Sloan, The Bank of New York Mellon Corporation, Gregory Van Inwegen, Richard C. Vaughan, Wesley W. Von Schack, Scott E. Wennerholm, Howard Wohl. (Liman, Lewis) (Entered: 09/08/2010)

09/13/2010

177 

MEMO ENDORSEMENT Re: MOTION FOR ANNA K. RYON-WALTHALL TO WITHDRAW AS COUNSEL. ENDORSEMENT: Motion granted. So ordered. granting (104) Motion to Withdraw as Attorney. Attorney Anna K. Ryon terminated in case 1:09-cv-00777-LBS. (Signed by Judge Leonard B. Sand on 9/13/10) Filed In Associated Cases: 1:09-cv-00777-LBS, 1:09-cv-02401-LBS, 1:09-cv-03202-LBS(rjm) (Entered: 09/14/2010)

09/28/2010

178 

NOTICE OF APPEARANCE by Stephen Aaron Silverman on behalf of Secretary of Labor, U.S. Dept. of Labor (Silverman, Stephen) (Entered: 09/28/2010)

10/01/2010

179 

MOTION for Leave to File Amicus Brief. Document filed by Secretary of Labor, U.S. Dept. of Labor. (Attachments: # 1 Secretary of Labor's Amicus Brief)(Silverman, Stephen) (Entered: 10/01/2010)

10/04/2010

180 

ORDER: It is hereby ordered that: Lowery Dannenberg Cohen & Hart P.C. shall act as Lead Counsel with respect to all claims asserted or to be asserted in this action, including all claims asserted or to be asserted by the members of a Class of all Investors in Beacon Associates LLC I or Beacon Associates LLC II and the members of the ERISA Class; Cohen Milstein Sellers & Toll PLLC shall act as counsel to represent solely the ERISA Class ("ERISA Counsel"); Bernstein Liebhard LLP shall act as counsel to represent solely the Investor Class ("Investor Counsel")' Erisa Counsel and Investor Counsel shall be referred to collectively as "Additional Plaintiffs' Counsel. All other provisions as further set forth in this order. So Ordered (Signed by Judge Leonard B. Sand on 10/4/2010) (js) (Entered: 10/04/2010)

10/05/2010

181 

OPINION AND ORDER #99528. All defendants have moved to dismiss the Second Consolidated Amended Complaint ("SCAC"). For the following reasons, the motions are granted in part, denied in part. For the reasons set for herein, the Court rules as follows (as set forth herein) re: (144 in 1:09-cv-00777-LBS) MOTION to Dismiss Second Amended Class Action and Derivative Complaint. filed by John P. Jeanneret, JP Jeanneret & Associates, Paul L. Perry, (91 in 1:09-cv-00777-LBS) MOTION to Dismiss. filed by Friedberg Smith & Co. P.C., (92 in 1:09-cv-00777-LBS) MOTION to Dismiss. filed by Joel Danziger, Harris Markhoff, Beacon Associates Management Corp., (148 in 1:09-cv-00777-LBS) MOTION to Dismiss. filed by Mark A. Nordenberg, William C. Richardson, Newton P.S. Merrill, Brian L. Roberts, Catherine A. Rein, Michael J. Kowalski, Glenn P. Cummins, Wesley W. Von Schack, Samuel C. Scott, III, Edmund F. Kelly, Frank J. Biondi, Colleen Baldwin, Richard C. Vaughan, Nicholas M. Donofrio, Fred P Sloan, John A. Luke, Jr., (87 in 1:09-cv-00777-LBS) MOTION to Dismiss. filed by Ivy Asset Management LLC, The Bank of New York Mellon Corporation, (98 in 1:09-cv-00777-LBS) MOTION to Dismiss. filed by John P. Jeanneret, Paul L. Perry, JP Jeanneret & Associates. (Signed by Judge Leonard B. Sand on 10/5/10) Filed In Associated Cases: 1:09-cv-00777-LBS, 1:09-cv-02401-LBS, 1:09-cv-03202-LBS(djc) Modified on 10/5/2010 (djc). (Entered: 10/05/2010)

10/05/2010

182 

ORDER denying as moot Secretary's (179) Motion for Leave to File Amicus Brief in case 1:09-cv-00777-LBS. (Signed by Judge Leonard B. Sand on 10/5/10); Filed In Associated Cases: 1:09-cv-00777-LBS, 1:09-cv-02401-LBS, 1:09-cv-03202-LBS(djc) (Entered: 10/05/2010)

10/05/2010

183 

ORDER REFERRING CASE TO MAGISTRATE JUDGE. Order that case be referred to the Clerk of Court for assignment to a Magistrate Judge for General Pretrial (includes scheduling, discovery, non-dispositive pretrial motions, and settlement). Referred to Magistrate Judge Andrew J. Peck. Motions referred to Andrew J. Peck. (Signed by Judge Leonard B. Sand on 10/5/10) (djc) (Entered: 10/05/2010)

10/12/2010

184 

AMENDED ORDER RESOLVING MOTION FOR RELIEF FROM CONSOLIDATION ORDER: It is hereby stipulated and agreed by and between the parties that Lowey Dannenberg Cohen & Hart P.C. shall act as Lead Counsel with respect to all claims asserted or to be asserted in this action, including all claims asserted or to be asserted by the members of a Class of all Investors in Beacon Associates LLC I or Beacon Associates LLC II ("the Investor Class") and the members of the ERISA Class; Cohen Milstein Sellers & Toll PLLC shall act as counsel to represent solely the ERISA Class ("ERISA Counsel"); Bernstein Liebhard LLP shall act as counsel to represent solely the Investor Class ("Investor Counsel"); Wolf Haldenstein Adler Freeman & Herz LLP shall act as "Additional Plaintiffs' Counsel." ERISA Counsel, Investor Counsel, and Additional Plaintiffs' Counsel shall perform their responsibilities under the direction and control of Lead Counsel, as set forth in this Order.. (Signed by Magistrate Judge Andrew J. Peck on 10/12/2010) Filed In Associated Cases: 1:09-cv-00777-LBS -AJP, 1:09-cv-02401-LBS, 1:09-cv-03202-LBS(jpo) (Entered: 10/12/2010)

10/12/2010

185 

ORDER SCHEDULING STATUS CONFERENCE: IT IS HEREBY ORDERED that a status conference is scheduled for October 21, 2010 at 10:OO AM before the undersigned in Courtroom 20D (500 Pearl Street). (Signed by Magistrate Judge Andrew J. Peck on 10/12/10) Filed In Associated Cases: 1:09-cv-00777-LBS -AJP, 1:09-cv-02401-LBS, 1:09-cv-03202-LBS Copies Sent By ECF to All Counsel. (laq) (Entered: 10/13/2010)

10/13/2010

186 

NOTICE OF APPEARANCE by Kate Marietta McGuire on behalf of John Cacoulidis(derivatively on behalf of Beacon Associates L.L.C. I.), Phyllis Cacoulidis(derivatively on behalf of Beacon Associates L.L.C. I.) Filed In Associated Cases: 1:09-cv-00777-LBS -AJP, 1:09-cv-02401-LBS, 1:09-cv-03202-LBS(McGuire, Kate) (Entered: 10/13/2010)

10/19/2010

187 

MOTION for Reconsideration re; 181 Memorandum & Opinion,,,,,. Document filed by Adam L. Geiger, Ivy Asset Management LLC, Lawrence Simon, Fred P Sloan, Howard Wohl.(Rosenthal, Jeffrey) (Entered: 10/19/2010)

10/19/2010

188 

MEMORANDUM OF LAW in Support re: 187 MOTION for Reconsideration re; 181 Memorandum & Opinion,,,,,.. Document filed by Adam L. Geiger, Ivy Asset Management LLC, Lawrence Simon, Fred P Sloan, Howard Wohl. (Rosenthal, Jeffrey) (Entered: 10/19/2010)

10/19/2010

189 

CERTIFICATE OF SERVICE. Document filed by Adam L. Geiger, Ivy Asset Management LLC, Lawrence Simon, Fred P Sloan, Howard Wohl. (Rosenthal, Jeffrey) (Entered: 10/19/2010)

10/21/2010

  

Minute Entry for proceedings held before Magistrate Judge Andrew J. Peck: Status Conference held on 10/21/2010. Parties to submit IPTC scheduling order by 10/29 (fact disc. cutoff of between 10/11 and 12/31/11). Discovery in all Beacon related related cases to be consolidated. Discovery to be coordinated with 2 "related" cases in Supreme Court Nassau Co. commercial division. Status Conference set for 12/8/2010 at 10:00 AM before Magistrate Judge Andrew J. Peck. (mro) (Entered: 11/01/2010)

10/28/2010

190 

ORDER: It is hereby ordered that the Department of Labor's request to extend the time for filing a proposed scheduling order is granted, and the parties shall file a proposed scheduling order by November 5, 2010. (Signed by Magistrate Judge Andrew J. Peck on 10/28/2010) Filed In Associated Cases: 1:09-cv-00777-LBS -AJP, 1:09-cv-02401-LBS, 1:09-cv-03202-LBS(jpo) (Entered: 10/28/2010)

10/29/2010

191 

MOTION for Leave to File Amicus Brief. Document filed by Secretary of Labor, U.S. Dept. of Labor. (Attachments: # 1 Secretary of Labor's Amicus Brief)(Silverman, Stephen) (Entered: 10/29/2010)

11/01/2010

192 

NOTICE OF CHANGE OF ADDRESS by Daniel Tepper on behalf of Charles Hecht. New Address: Wolf Haldenstein Adler Freeman & Herz LLP, 270 Madison Avenue, New York, New York, 10016, (212) 545-4600. (Tepper, Daniel) (Entered: 11/01/2010)

11/02/2010

193 

MEMORANDUM OF LAW in Opposition re: 187 MOTION for Reconsideration re; 181 Memorandum & Opinion,,,,,.. Document filed by Bryan Allen, Donald Beckley, Michael Blasczienski, Patrick Bonnell, John Cacoulidis(on behalf of themselves and all others similarly situated), John Cacoulidis(derivatively on behalf of Beacon Associates L.L.C. I.), Phyllis Cacoulidis(derivatively on behalf of Beacon Associates L.L.C. I.), Phyllis Cacoulidis(on behalf of themselves and all others similarly situated), Patrick Carroll, Paul A. Castaldo, Patrick J. Costello, Kevin J. Crawford, James Culeton, Thomas Culeton, James Donovan, Timothy Donovan, James Engler, Lyle D. Fassett, James Fredenburg, Grand Metro Builders of NY Corp. Defined Benefit Plan, Earl R. Hall, Earl N. Hall, David Henderson, Jr, Carl Hibbard, Jr, Daniel Hickey, I.B.E.W. Local 43 and Electrical Contractors Welfare Fund, Jay Raubvogal IRA, John S. Kogut, Peter Lauze, Donald A. Little, Jr, Jason Lozier, M. Raubvogel Co. Trust, Dominick Mancini, Mark Maniccia, Dennis J. McDermott, Tom Metcalf, Jr, Donald H. Morgan, Marilyn M. Oppedisano, Oswego County Laborers' Local 214 Pension Fund, Plumbers Local 112 Health Fund, Timothy Rice, James Rood, James Rounds, Eric Saunders, William F. Shannon, Marc Stevens, The Local 73 Retirement Fund, The Pipe Trades Group, The Plumbers & Steamfitters Local 267, The U.A. of Journeymen & Apprentices Local 73 Fund, Frederick J. Volkomer, II, David Waby, Bradley Ward. (Hart, Barbara) (Entered: 11/02/2010)

11/05/2010

195 

TRANSCRIPT of proceedings held on 11/21/2010 before Magistrate Judge Andrew J. Peck. (ab) (Entered: 11/09/2010)

11/08/2010

194 

PRE-TRIAL SCHEDULING ORDER: Amended Pleadings due by 6/30/2011, Joinder of Parties due by 6/30/2011, Deposition due by 3/14/2011, Discovery due by 12/15/2011, Status Conference set for 12/8/2010 at 10:00 AM before Magistrate Judge Andrew J. Peck. SO ORDERED. (Signed by Magistrate Judge Andrew J. Peck on 11/8/2010) (jmi) (Entered: 11/09/2010)

11/09/2010

196 

ENDORSED LETTER addressed to Judge Leonard B. Sand from Lewis J. Liman dated 11/8/2010, re: On behalf of the Ivy Defendants, we write to request a 10-page extension of the applicable page limit for our forthcoming reply memorandum of law in further support of the Ivy Defendants' Motion for Reconsideration, Clarification and/or Certification for Interlocutory Appeal in this case. Plaintiffs' opposition to the Ivy Defendants' motion was 25 pages in length, but was supplemented by an 11-page proposed amicus curiae submission, on non-overlapping issues, from the Secretary of the U.S. Department of Labor-the plaintiff in the related case Solis v. Beacon Associates Management Corp., et al. No.10 Civ. 8000 (LBS) (AJP). Ivy requests permission to file a brief of no greater than 20 pages, which will address both the Plaintiffs' brief and the DOL brief. If the Court grants the requested extension, Ivy would not file a separate opposition to the DOL brief. ENDORSEMENT: Extension granted. So ordered. (Signed by Judge Leonard B. Sand on 11/10/2010) (lnl) (Entered: 11/09/2010)

11/09/2010

197 

REPLY MEMORANDUM OF LAW in Support re: 187 MOTION for Reconsideration re; 181 Memorandum & Opinion,,,,,.. Document filed by Adam L. Geiger, Ivy Asset Management LLC, Lawrence Simon, Fred P Sloan, Howard Wohl. (Attachments: # 1 Appendix A, # 2 Appendix B)(Liman, Lewis) (Entered: 11/09/2010)

11/09/2010

198 

CERTIFICATE OF SERVICE. Document filed by Adam L. Geiger, Ivy Asset Management LLC, Lawrence Simon, Fred P Sloan, Howard Wohl. (Liman, Lewis) (Entered: 11/09/2010)

11/10/2010

199 

MEMO ENDORSEMENT ON 191 MOTION OF THE SECRETARY OF LABOR FOR LEAVE TO FILE A BRIEF AS AMICUS CURIAE IN OPPOSITION TO DEFENDANTS' MOTION FOR RECONSIDERATION, CLARIFICATION AND/OR CERTIFICATION FOR INTERLOCUTORY APPEAL. ENDORSEMENT: Motion granted. So ordered. (Signed by Judge Leonard B. Sand on 11/10/2010) (lnl) (Entered: 11/10/2010)

11/11/2010

200 

NOTICE OF APPEARANCE by Todd Seth Garber on behalf of Plumbers Local 112 Health Fund, The Local 73 Retirement Fund, The Pipe Trades Group, The Plumbers & Steamfitters Local 267, The U.A. of Journeymen & Apprentices Local 73 Fund (Garber, Todd) (Entered: 11/11/2010)

11/12/2010

201 

REVISED PRE-TRIAL SCHEDULING ORDER: the deadline by which a party may move for leave to file an amended pleading and/or join additional parties shall be the earlier of June 30, 2011 or thirty days prior to the taking of nay depositions of any party, its affiliates and the present or former officers, directors and employees thereof; Motions due by 6/30/2011. Deposition due by 3/14/2012. Fact discovery shall commence as of the deadline of initial disclosures and shall continue until December 15, 2011. The parties are still discussing the scope of their initial disclosures. The parties will report to the court on or before November 19, 2010 regarding this issue, and if agreement cannot be reached by that date, the parties will jointly request a conference with the Court to resolve the issue. Discovery due by 3/14/12; Status Conference set for 12/8/2010 at 10:30 AM before Magistrate Judge Andrew J. Peck. (Signed by Magistrate Judge Andrew J. Peck on 11/12/10) (djc) Modified on 11/15/2010 (djc). Modified on 11/15/2010 (djc). (Entered: 11/12/2010)

11/15/2010

202 

NOTICE OF APPEARANCE by Deborah A. Rogozinski on behalf of Plumbers & Steamfitters Local 267 Benefit Funds, Plumbers Local 112 Health Fund, U.A. of Journeymen & Apprentices Local 73 Fund Filed In Associated Cases: 1:09-cv-00777-LBS -AJP, 1:09-cv-02401-LBS, 1:09-cv-03202-LBS(Rogozinski, Deborah) (Entered: 11/15/2010)

11/16/2010

203 

CERTIFICATE OF SERVICE. Service was accepted by Paul Myners. Document filed by The Local 73 Retirement Fund, The Pipe Trades Group, The Plumbers & Steamfitters Local 267, The U.A. of Journeymen & Apprentices Local 73 Fund. (Attachments: # 1 Exhibit, # 2 Exhibit, # 3 Exhibit)(Skelton, Thomas) (Entered: 11/16/2010)

11/17/2010

204 

TRANSCRIPT of proceedings held on 10/21/10, 9:30 a.m. before Magistrate Judge Andrew J. Peck. (rjm) (Entered: 11/18/2010)

11/22/2010

205 

ORDER SCHEDULING DISCOVERY CONFERENCE: A status conference is scheduled for November 23, 2010 at 2:00 pm before the undersigned in Courtroom 20D (500 Pearl Street). (Status Conference set for 11/23/2010 at 02:00 PM in Courtroom 20D, 500 Pearl Street, New York, NY 10007 before Magistrate Judge Andrew J. Peck.) (Signed by Magistrate Judge Andrew J. Peck on 11/22/10) Copies by ECF. (db) (Entered: 11/22/2010)

12/01/2010

  

Minute Entry for proceedings held before Magistrate Judge Andrew J. Peck: Status Conference held on 12/1/2010. Discovery and scheduling issues resolved-see transcript for rulings. 12/8 conference canceled. Next Conference set for 1/13/2010 at 02:00 PM before Magistrate Judge Andrew J. Peck. (mro) (Entered: 12/08/2010)

12/07/2010

206 

MEMORANDUM AND ORDER: The motion for reconsideration is denied. The Court has considered all of the arguments advanced, even though some are advanced for the first time on this motion. We find no argument which would result in a revision of the Court's Opinion filed October 5, 2010. Nor do we believe that anything in that Opinion should be an obstacle to a consensual disposition of the issues raised in this litigation. So Ordered. (Signed by Judge Leonard B. Sand on 12/7/2010) (js) (Entered: 12/07/2010)

12/08/2010

207 

ENDORSED LETTER addressed to Magistrate Judge Andrew J. Peck from Barbara J. Hart dated 12/7/10 re: counsel for the Private Plaintiffs and the Secretary of Labor herein respond to the Ivy Defendants' December 7, 2010 letter. We do wish the Ivy Defendants would heed the Court's admonition at the December 1, 2010 hearing and "For God's sake stop." December 1, 2010 Transcript, at 25. ENDORSEMENT: 1. The Court has repeatedly signed the "sample" order that simply refers to the transcript. The purpose of ruling from the bench is not to create more work for the Court but less. 2. As to the Ivy Answer, the court extends it to 12/20 but otherwise agrees with the last, of Ms. Hart's letter re the 3 choices (a, b or c) on how to answer. 3. Counsel should try to get along! (Signed by Magistrate Judge Andrew J. Peck on 12/8/10) Copies Sent By ECF. (pl) (Entered: 12/08/2010)

12/08/2010

208 

PRE-TRIAL SCHEDULING ORDER: The Court adopts the following pre-trial scheduling order in the above-captioned litigation: 1. Initial Disclosures: The parties shall exchange Fed.R.Civ.P. 26(a) initial disclosures no later than December 21, 2010. 2. Defendants' Answers to the Complaint: Defendants shall serve their answers to the Second Amended Class Action and Derivative Complaint no later than December 13, 2010. The Ivy Defendants answer is extended to 12/20. Fact discovery shall commence as of the deadline of initial disclosures and shall continue until December 15,2011. Discovery will not be bifurcated between class certification and merits issues. Depositions of all expert witnesses shall be conducted by March 14, 2012, which is the close of expert discovery. Next scheduled conference is January 13, 2011 at 2:00 p.m. Additional relief as set forth in this Order. (Signed by Magistrate Judge Andrew J. Peck on 12/8/10) Copies Sent By ECF. (pl) (Entered: 12/08/2010)

12/08/2010

  

Set/Reset Deadlines: Ivy Asset Management Corp. answer due 12/20/2010; Ivy Asset Management LLC answer due 12/20/2010. (pl) (Entered: 12/08/2010)

12/13/2010

209 

ANSWER to Amended Complaint with JURY DEMAND. Document filed by JP Jeanneret & Associates, John P. Jeanneret, Paul L. Perry. Related document: 126 Amended Complaint,,,,,,,,,,, filed by James Engler, Dennis J. McDermott, Phyllis Cacoulidis, John Cacoulidis, M. Raubvogel Co. Trust, James Fredenburg, James Rounds, Bradley Ward, Eric Saunders, Patrick Bonnell, Earl R. Hall, The U.A. of Journeymen & Apprentices Local 73 Fund, Paul A. Castaldo, William F. Shannon, Kevin J. Crawford, Lyle D. Fassett, James Rood, Patrick J. Costello, Patrick Carroll, Plumbers Local 112 Health Fund, Frederick J. Volkomer, The Local 73 Retirement Fund, Gregory Lancette, The Pipe Trades Group, Daniel Hickey, Mark Maniccia, Grand Metro Builders of NY Corp. Defined Benefit Plan, The Plumbers & Steamfitters Local 267, Jay Raubvogal IRA, David Henderson, Jr., Bryan Allen, James Culeton, John S. Kogut, Frederick J. Volkomer, II, Michael Blasczienski, Timothy Donovan, Tom Metcalf, Jr., Marc Stevens, Timothy Rice, James Donovan, Donald Beckley, Earl N. Hall, I.B.E.W. Local 43 and Electrical Contractors Welfare Fund, Donald A. Little, Jr., Peter Lauze, Dominick Mancini, Thomas Culeton, Jason Lozier, Oswego County Laborers' Local 214 Pension Fund, Carl Hibbard, Jr., Donald H. Morgan, Marilyn M. Oppedisano, David Waby.(Whiteley, Brian) (Entered: 12/13/2010)

12/20/2010

210 

ANSWER to Amended Complaint with JURY DEMAND. Document filed by Beacon Associates L.L.C. I.. Related document: 126 Amended Complaint,,,,,,,,,,, filed by James Engler, Dennis J. McDermott, Phyllis Cacoulidis, John Cacoulidis, M. Raubvogel Co. Trust, James Fredenburg, James Rounds, Bradley Ward, Eric Saunders, Patrick Bonnell, Earl R. Hall, The U.A. of Journeymen & Apprentices Local 73 Fund, Paul A. Castaldo, William F. Shannon, Kevin J. Crawford, Lyle D. Fassett, James Rood, Patrick J. Costello, Patrick Carroll, Plumbers Local 112 Health Fund, Frederick J. Volkomer, The Local 73 Retirement Fund, Gregory Lancette, The Pipe Trades Group, Daniel Hickey, Mark Maniccia, Grand Metro Builders of NY Corp. Defined Benefit Plan, The Plumbers & Steamfitters Local 267, Jay Raubvogal IRA, David Henderson, Jr., Bryan Allen, James Culeton, John S. Kogut, Frederick J. Volkomer, II, Michael Blasczienski, Timothy Donovan, Tom Metcalf, Jr., Marc Stevens, Timothy Rice, James Donovan, Donald Beckley, Earl N. Hall, I.B.E.W. Local 43 and Electrical Contractors Welfare Fund, Donald A. Little, Jr., Peter Lauze, Dominick Mancini, Thomas Culeton, Jason Lozier, Oswego County Laborers' Local 214 Pension Fund, Carl Hibbard, Jr., Donald H. Morgan, Marilyn M. Oppedisano, David Waby.(Jakoby, Arthur) (Entered: 12/20/2010)

12/20/2010

211 

ANSWER to Amended Complaint. Document filed by Ivy Asset Management LLC. Related document: 126 Amended Complaint,,,,,,,,,,, filed by James Engler, Dennis J. McDermott, Phyllis Cacoulidis, John Cacoulidis, M. Raubvogel Co. Trust, James Fredenburg, James Rounds, Bradley Ward, Eric Saunders, Patrick Bonnell, Earl R. Hall, The U.A. of Journeymen & Apprentices Local 73 Fund, Paul A. Castaldo, William F. Shannon, Kevin J. Crawford, Lyle D. Fassett, James Rood, Patrick J. Costello, Patrick Carroll, Plumbers Local 112 Health Fund, Frederick J. Volkomer, The Local 73 Retirement Fund, Gregory Lancette, The Pipe Trades Group, Daniel Hickey, Mark Maniccia, Grand Metro Builders of NY Corp. Defined Benefit Plan, The Plumbers & Steamfitters Local 267, Jay Raubvogal IRA, David Henderson, Jr., Bryan Allen, James Culeton, John S. Kogut, Frederick J. Volkomer, II, Michael Blasczienski, Timothy Donovan, Tom Metcalf, Jr., Marc Stevens, Timothy Rice, James Donovan, Donald Beckley, Earl N. Hall, I.B.E.W. Local 43 and Electrical Contractors Welfare Fund, Donald A. Little, Jr., Peter Lauze, Dominick Mancini, Thomas Culeton, Jason Lozier, Oswego County Laborers' Local 214 Pension Fund, Carl Hibbard, Jr., Donald H. Morgan, Marilyn M. Oppedisano, David Waby.(Liman, Lewis) (Entered: 12/20/2010)

12/20/2010

212 

ANSWER to Amended Complaint. Document filed by Lawrence Simon. Related document: 126 Amended Complaint,,,,,,,,,,, filed by James Engler, Dennis J. McDermott, Phyllis Cacoulidis, John Cacoulidis, M. Raubvogel Co. Trust, James Fredenburg, James Rounds, Bradley Ward, Eric Saunders, Patrick Bonnell, Earl R. Hall, The U.A. of Journeymen & Apprentices Local 73 Fund, Paul A. Castaldo, William F. Shannon, Kevin J. Crawford, Lyle D. Fassett, James Rood, Patrick J. Costello, Patrick Carroll, Plumbers Local 112 Health Fund, Frederick J. Volkomer, The Local 73 Retirement Fund, Gregory Lancette, The Pipe Trades Group, Daniel Hickey, Mark Maniccia, Grand Metro Builders of NY Corp. Defined Benefit Plan, The Plumbers & Steamfitters Local 267, Jay Raubvogal IRA, David Henderson, Jr., Bryan Allen, James Culeton, John S. Kogut, Frederick J. Volkomer, II, Michael Blasczienski, Timothy Donovan, Tom Metcalf, Jr., Marc Stevens, Timothy Rice, James Donovan, Donald Beckley, Earl N. Hall, I.B.E.W. Local 43 and Electrical Contractors Welfare Fund, Donald A. Little, Jr., Peter Lauze, Dominick Mancini, Thomas Culeton, Jason Lozier, Oswego County Laborers' Local 214 Pension Fund, Carl Hibbard, Jr., Donald H. Morgan, Marilyn M. Oppedisano, David Waby.(Liman, Lewis) (Entered: 12/20/2010)

12/20/2010

213 

ANSWER to Amended Complaint. Document filed by Howard Wohl. Related document: 126 Amended Complaint,,,,,,,,,,, filed by James Engler, Dennis J. McDermott, Phyllis Cacoulidis, John Cacoulidis, M. Raubvogel Co. Trust, James Fredenburg, James Rounds, Bradley Ward, Eric Saunders, Patrick Bonnell, Earl R. Hall, The U.A. of Journeymen & Apprentices Local 73 Fund, Paul A. Castaldo, William F. Shannon, Kevin J. Crawford, Lyle D. Fassett, James Rood, Patrick J. Costello, Patrick Carroll, Plumbers Local 112 Health Fund, Frederick J. Volkomer, The Local 73 Retirement Fund, Gregory Lancette, The Pipe Trades Group, Daniel Hickey, Mark Maniccia, Grand Metro Builders of NY Corp. Defined Benefit Plan, The Plumbers & Steamfitters Local 267, Jay Raubvogal IRA, David Henderson, Jr., Bryan Allen, James Culeton, John S. Kogut, Frederick J. Volkomer, II, Michael Blasczienski, Timothy Donovan, Tom Metcalf, Jr., Marc Stevens, Timothy Rice, James Donovan, Donald Beckley, Earl N. Hall, I.B.E.W. Local 43 and Electrical Contractors Welfare Fund, Donald A. Little, Jr., Peter Lauze, Dominick Mancini, Thomas Culeton, Jason Lozier, Oswego County Laborers' Local 214 Pension Fund, Carl Hibbard, Jr., Donald H. Morgan, Marilyn M. Oppedisano, David Waby.(Liman, Lewis) (Entered: 12/20/2010)

12/20/2010

214 

ANSWER to Amended Complaint. Document filed by Adam L. Geiger. Related document: 126 Amended Complaint,,,,,,,,,,, filed by James Engler, Dennis J. McDermott, Phyllis Cacoulidis, John Cacoulidis, M. Raubvogel Co. Trust, James Fredenburg, James Rounds, Bradley Ward, Eric Saunders, Patrick Bonnell, Earl R. Hall, The U.A. of Journeymen & Apprentices Local 73 Fund, Paul A. Castaldo, William F. Shannon, Kevin J. Crawford, Lyle D. Fassett, James Rood, Patrick J. Costello, Patrick Carroll, Plumbers Local 112 Health Fund, Frederick J. Volkomer, The Local 73 Retirement Fund, Gregory Lancette, The Pipe Trades Group, Daniel Hickey, Mark Maniccia, Grand Metro Builders of NY Corp. Defined Benefit Plan, The Plumbers & Steamfitters Local 267, Jay Raubvogal IRA, David Henderson, Jr., Bryan Allen, James Culeton, John S. Kogut, Frederick J. Volkomer, II, Michael Blasczienski, Timothy Donovan, Tom Metcalf, Jr., Marc Stevens, Timothy Rice, James Donovan, Donald Beckley, Earl N. Hall, I.B.E.W. Local 43 and Electrical Contractors Welfare Fund, Donald A. Little, Jr., Peter Lauze, Dominick Mancini, Thomas Culeton, Jason Lozier, Oswego County Laborers' Local 214 Pension Fund, Carl Hibbard, Jr., Donald H. Morgan, Marilyn M. Oppedisano, David Waby.(Liman, Lewis) (Entered: 12/20/2010)

12/20/2010

215 

ANSWER to Complaint. Document filed by Fred P Sloan.(Liman, Lewis) (Entered: 12/20/2010)

12/20/2010

216 

ANSWER to Amended Complaint with JURY DEMAND. Document filed by Beacon Associates Management Corp., Joel Danziger, Harris Markhoff. Related document: 126 Amended Complaint,,,,,,,,,,, filed by James Engler, Dennis J. McDermott, Phyllis Cacoulidis, John Cacoulidis, M. Raubvogel Co. Trust, James Fredenburg, James Rounds, Bradley Ward, Eric Saunders, Patrick Bonnell, Earl R. Hall, The U.A. of Journeymen & Apprentices Local 73 Fund, Paul A. Castaldo, William F. Shannon, Kevin J. Crawford, Lyle D. Fassett, James Rood, Patrick J. Costello, Patrick Carroll, Plumbers Local 112 Health Fund, Frederick J. Volkomer, The Local 73 Retirement Fund, Gregory Lancette, The Pipe Trades Group, Daniel Hickey, Mark Maniccia, Grand Metro Builders of NY Corp. Defined Benefit Plan, The Plumbers & Steamfitters Local 267, Jay Raubvogal IRA, David Henderson, Jr., Bryan Allen, James Culeton, John S. Kogut, Frederick J. Volkomer, II, Michael Blasczienski, Timothy Donovan, Tom Metcalf, Jr., Marc Stevens, Timothy Rice, James Donovan, Donald Beckley, Earl N. Hall, I.B.E.W. Local 43 and Electrical Contractors Welfare Fund, Donald A. Little, Jr., Peter Lauze, Dominick Mancini, Thomas Culeton, Jason Lozier, Oswego County Laborers' Local 214 Pension Fund, Carl Hibbard, Jr., Donald H. Morgan, Marilyn M. Oppedisano, David Waby.(Kaplan, Steven) (Entered: 12/20/2010)

12/20/2010

217 

TRANSCRIPT of proceedings held on 12/1/10, 2:20 p.m. before Magistrate Judge Andrew J. Peck. (rjm) (Entered: 12/21/2010)

12/20/2010

218 

TRANSCRIPT of proceedings held on 12/6/10, 2:15 p.m. before Judge Leonard B. Sand. (rjm) (Entered: 12/21/2010)

12/22/2010

219 

CERTIFICATE OF SERVICE of Richard V. Conza re 211 , 212 , 213 , 214 and 215 on December 20, 2010. Service was made by Electronic Filing. Document filed by Adam L. Geiger, Ivy Asset Management LLC, Lawrence Simon, Fred P Sloan, Howard Wohl. (Liman, Lewis) (Entered: 12/22/2010)

12/29/2010

220 

STIPULATION AND ORDER, that Defendants' time to answer, move or otherwise respond to the Complaint is hereby extended to on or before February 2, 2011, and Defendants will all answer, move or otherwise respond on the same day. Additional relief as set forth in this Order. (Signed by Magistrate Judge Andrew J. Peck on 12/29/10) (pl) Modified on 12/29/2010 (pl). Copies Sent By ECF. (Entered: 12/29/2010)

01/05/2011

221 

MOTION for Nowell D. Bamberger to Appear Pro Hac Vice. Document filed by Adam L. Geiger, Ivy Asset Management LLC, Lawrence Simon, Fred P Sloan, Howard Wohl, Ivy Asset Management Corporation, Ivy Asset Management.Filed In Associated Cases: 1:09-cv-00777-LBS -AJP, 1:09-cv-02401-LBS, 1:09-cv-03202-LBS(mro) (Entered: 01/07/2011)

01/10/2011

222 

ORDER: ERISA cases 09cv3907, 09cv8278 and 09cv8362, as transferred by Judge McMahon to Judge Sand, are consolidated with master case 09 civ. 0777 for discovery and other pretrial management purposes. Counsel on these cases are to appear at the January 13, 2011 at 2:00 pm conference, previously scheduled in the Beacon 09cv0777 case. (Status Conference set for 1/13/2011 at 02:00 PM before Magistrate Judge Andrew J. Peck.) (Signed by Magistrate Judge Andrew J. Peck on 1/10/11) (db) (Entered: 01/10/2011)

01/11/2011

  

CASHIERS OFFICE REMARK on 221 Motion to Appear Pro Hac Vice, in the amount of $25.00, paid on 01/05/2011, Receipt Number 924967. (jd) (Entered: 01/11/2011)

01/13/2011

  

Minute Entry for proceedings held before Magistrate Judge Andrew J. Peck: Status Conference held on 1/13/2011. Status Conference set for 3/2/2010 at 03:00 PM before Magistrate Judge Andrew J. Peck. Associated Cases: 1:09-cv-00777-LBS -AJP, 1:09-cv-03907-CM -AJP, 1:09-cv-08278-CM, 1:09-cv-08362-LBS(mro) (Entered: 01/18/2011)

01/25/2011

223 

STIPULATION AND ORDER: Now therefore, it is hereby stipulated and agreed that: 1. The Ivy Defendants' time to move for reconsideration of Judge McMahon's order of January 3, 2011 in the IN re Jeanneret ERISA Action is extended to February 2, 2011, to coincide with the Ivy Defendants' deadline to move to dismiss the claims asserted in Solis: The Ivy Defendants shall answer the complaint in the In re Jeanneret ERISA Action on or before March 3, 2011. All other deadlines as further set forth in this order. So Ordered (Signed by Magistrate Judge Andrew J. Peck on 1/25/11) (js) Modified on 1/25/2011 (js). Copies by ECF (Entered: 01/25/2011)

01/25/2011

224 

ORDER ON MOTION TO ADMIT NOWELL D. BAMBERGER AS COUNSEL PRO HAC VICE granting 221 Motion for Nowell D. Bamberger to Appear Pro Hac Vice. Endorsement: All counsel are reminded that my Chamber Rules require courtesy copies to be provided to my chambers. (Signed by Magistrate Judge Andrew J. Peck on 1/25/2011) (jar) (Entered: 01/25/2011)

01/31/2011

225 

ENDORSED LETTER addressed to Magistrate Judge Andrew J. Peck from Jeffrey A. Rosenthal dated 1/31/2011 re: Requesting that the Court schedule a telephonic conference for tomorrow to address Plaintiff's contemplated amendment of her complaint. In the event the Solis deadline is adjourned until after the amended complaint is filed, we respectfully request that the Buffalo Laborers and Hartman deadlines be adjourned to the same date. ENDORSEMENT: Solis amended complaint due no later than 2/4/2011. The time for the Ivy defendants to respond to the Solis, Buffalo and Hartman complaint extended to 2/14. Discovery deadlines remain unchanged. (Signed by Magistrate Judge Andrew J. Peck on 1/31/2011) (jpo) (Entered: 02/01/2011)

02/01/2011

226 

ENDORSED LETTER addressed to Judge Leonard B. Sand from Jeffrey A. Rosenthal dated 1/31/11 re: We write on behalf of the Ivy Defendants in connection with this Wednesday's deadline for the defendants to answer, move or otherwise respond to Plaintiff's complaint in the Solis action. In the event the Solis deadline is adjourned until after the amended complaint is filed, we respectfully request that the Buffalo Laborers and Hartman deadlines be adjourned to the same date so that these entirely interrelated motions will be on the same track. ENDORSEMENT: Referred to Magistrate Judge Andrew J. Peck. So Ordered. (Signed by Judge Leonard B. Sand on 2/1/11) (db) (Entered: 02/01/2011)

02/02/2011

227 

ENDORSED LETTER addressed to Magistrate Judge Andrew J. Peck from Robert Furst dated 2/1/2011 re: Requesting that the Court reconsider and withdraw your endorsement of the Ivy Defendants' letter motion. ENDORSEMENT: Approved. (Signed by Magistrate Judge Andrew J. Peck on 2/2/2011) (jpo) (Entered: 02/02/2011)

02/02/2011

228 

STIPULATION AND ORDER: The Beacon/Andover Defendants shall file their Answers no later than February 16, 2011. (Signed by Magistrate Judge Andrew J. Peck on 2/2/2011) (jpo) (Entered: 02/02/2011)

02/02/2011

229 

STIPULATION AND ORDER: It is hereby stipulated and agreed by and between the parties that The Beacon Defendants and all other defendants shall file their answer no later than February 16, 2011. (Signed by Magistrate Judge Andrew J. Peck on 2/2/2011) (jpo) (Entered: 02/02/2011)

02/02/2011

230 

ENDORSED LETTER addressed to Magistrate Judge Andrew J. Peck from Demet Basar dated 2/1/2011 re: Requesting leave to submit a response to address the issues raised in the Maxam Defendants' sur-reply. ENDORSEMENT: Approved. (Signed by Magistrate Judge Andrew J. Peck on 2/2/2011) (jpo) (Entered: 02/02/2011)

02/03/2011

231 

STIPULATION AND ORDER. All claims asserted against the Ivy Defendants in Plaintiffs' Second Amended Complaint for Violations of the Employee Retirement Income Security Act (ERISA), dated May 21, 2010 (the "SAC"), are hereby dismissed for the reasons set forth in the January 4 Decision, with the exception of Plaintiffs' First, Second, Third, Fourth, Fifth, Sixth, and Eighth Claims for Relief against Defendants Ivy Asset Management LLC, Lawrence Simon, Howard, Wohl and Adam Geiger (the "Remaining Claims"). The dismissal shall have the same effect as if it were contained in an order of the Court granting motions to dismiss filed by these, Defendants. The Remaining Claims shall not be dismissed for the reasons set forth in the January 4 Decision. The parties agree that their consent to the provisions of this paragraph shall not impede in any way their rights to appeal from, or otherwise seek reversal of, the January 4 Decision as herein applied to the SAC. (Signed by Judge Leonard B. Sand on 2/3/11); (djc) Modified on 2/8/2011 (djc). (Entered: 02/03/2011)

02/03/2011

232 

ENDORSED LETTER addressed to Magistrate Judge Andrew J. Peck from Jeffrey A. Rosenthal dated 2/2/11 re: We write on behalf of the Ivy Defendants to seek clarification of the attached Order entered by the Court this afternoon setting the deadline for all defendants to answer the Solis complaint at February 16, 2011. ENDORSEMENT: Approved. SO ORDERED. (Signed by Magistrate Judge Andrew J. Peck on 2/3/11) (db) (Entered: 02/03/2011)

02/03/2011

233 

ORDER: All claims asserted against the Ivy Defendants in Plaintiffs' Second Amended Complaint for Violations of the Employee Retirement Income Security Act (ERISA),dated May 21, 2010 (the "SAC"), are hereby dismissed for reasons set forth in the January 4 Decision, with the exception of Plaintiffs' First, Second, Third, Fourth, Forth, Sixth, and Eighth Claims for Relief against Defendants Ivy Asset Management LLC, Lawrence Simon, Howard Wohl and Adam Geiger (the "Remaining Claims"). The dismissal shall have the same effect as if it were contained in an order of the Court granting motions to dismiss filed by these defendants. the Remaining Claims shall not be dismissed for the reasons set forth in the January 4 Decision. The parties agree that their consent to the provisions of this paragraph shall not impede in any way their rights to appeal from, or otherwise seek reversal of, the January 4 Decision as herein applied to the SAC. All Defendants shall answer the complaint in this case on or before March 3, 2011. Plaintiffs and Defendants shall endeavor in good faith to serve their initial disclosures pursuant to Fed. R. Civ. P. 26 and the Pre-Trial Scheduling Order on or before February 28, 2011; and in any case such initial disclosures shall be completed on or before March 15, 2011 So Ordered (Signed by Magistrate Judge Andrew J. Peck on 2/3/11) (js) (Entered: 02/03/2011)

02/04/2011

234 

ORDER FOR ADMISSION PRO HAC VICE ON WRITTEN MOTION, that Carolyn A. Marcotte is admitted to practice pro hac vice for defendants J.P. Jeanneret Associates, Inc., John P. Jeanneret, and Paul L. Perry in the above- captioned case in the United States District Court for the Southern District of New York. (Signed by Magistrate Judge Andrew J. Peck on 2/4/11) Copies Sent By ECF. (pl) Modified on 2/4/2011 (pl). (Entered: 02/04/2011)

02/04/2011

235 

ORDER FOR ADMISSION PRO HAC VICE ON WRITTEN MOTION, that Brian E. Whiteley is admitted to practice pro hac vice for defendants J.P. Jeanneret Associates, Inc., John P. Jeanneret, and Paul L. Perry in the above- captioned case in the United States District Court for the Southern District of New York. (Signed by Magistrate Judge Andrew J. Peck on 2/4/11) (pl) (Entered: 02/04/2011)

02/08/2011

236 

STIPULATION OF THE EXTENSION OF TIME FOR THE SECRETARY OF LABOR'S RULE 26(a)(1) SUPPLEMENTAL DISCLOSURES AND ORDER: The Secretary shall serve her supplemental initial disclosures no later than February 4, 2011. ENDORSEMENT: All filings in 10-8000 should also be filed under the Master Case # of 09-777. (Signed by Magistrate Judge Andrew J. Peck on 2/8/2011) Copies Mailed By Chambers. (jpo) (Entered: 02/08/2011)

02/11/2011

237 

RESPONSE re: 210 Answer to Amended Complaint,,,,, /Answer and Affirmative Defenses of Lawrence Simon to the Cross-Claims of Beacon Associates LLC I and Beacon Associates LLC II, dated February 11, 2011. Document filed by Lawrence Simon. (Rosenthal, Jeffrey) (Entered: 02/11/2011)

02/11/2011

238 

RESPONSE re: 210 Answer to Amended Complaint,,,,, /Answer and Affirmative Defenses of Howard Wohl to the Cross-Claims of Beacon Associates LLC I and Beacon Associates LLC II, dated February 11, 2011. Document filed by Howard Wohl. (Rosenthal, Jeffrey) (Entered: 02/11/2011)

02/11/2011

239 

RESPONSE re: 210 Answer to Amended Complaint,,,,, /Answer and Affirmative Defenses of Ivy Asset Management LLC to the Cross-Claims of Beacon Associates LLC I and Beacon Associates LLC II, dated February 11, 2011. Document filed by Ivy Asset Management LLC. (Rosenthal, Jeffrey) (Entered: 02/11/2011)

02/11/2011

240 

CERTIFICATE OF SERVICE of Richard V. Conza re 237 , 238 and 239 on February 11, 2011. Service was made by Electronic Filing. Document filed by Ivy Asset Management LLC, Lawrence Simon, Howard Wohl. (Rosenthal, Jeffrey) (Entered: 02/11/2011)

02/14/2011

241 

STIPULATION AND ORDER the date by which the Management Defendants shall file and serve their answer or response to the cross-claims of the Beacon Fund shall be on or before 3/25/11. (Signed by Magistrate Judge Andrew J. Peck on 2/14/11) Filed In Associated Cases: 1:09-cv-00777-LBS -AJP et al. Copies sent by ECF(cd) (Entered: 02/14/2011)

02/14/2011

242 

ENDORSED LETTER addressed to Judge Colleen McMahon from Barbara Hart, dated 2/11/2011, re: Counsel for Lead Securities writes to request that Your Honor refer this matter to Magistrate Judge Peck for coordinated pre-trial purposes with the Beacon matter (which also encompasses the ERISA claims asserted by DOL and private plaintiffs relating to Income Plus). ENDORSEMENT: I thought I had already so referred the matter - if not, I shall do so promptly. (Signed by Judge Colleen McMahon on 2/14/2011) (lnl) (Entered: 02/14/2011)

02/15/2011

248 

TRANSCRIPT of proceedings held on 1/13/2011, 2:00 p.m. before Magistrate Judge Andrew J. Peck. (rjm) (Entered: 02/17/2011)

02/16/2011

243 

TRANSCRIPT of proceedings held on 1/13/11 before Magistrate Judge Andrew J. Peck. (cd) (Entered: 02/16/2011)

02/16/2011

244 

MOTION to Dismiss / Notice of Motion to Dismiss and for Reconsideration, dated February 16, 2011. Document filed by Ivy Asset Management LLC, Adam Geiger, Lawrence Simon, Howard Wohl. Responses due by 3/2/2011Filed In Associated Cases: 1:09-cv-00777-LBS -AJP, 1:09-cv-08278-CM(Liman, Lewis) (Entered: 02/16/2011)

02/16/2011

245 

MOTION for Reconsideration Dated February 16, 2011. Document filed by Adam Geiger, Ivy Asset Management LLC, Lawrence Simon, Howard Wohl.Filed In Associated Cases: 1:09-cv-00777-LBS -AJP, 1:09-cv-08362-LBS(Liman, Lewis) (Entered: 02/16/2011)

02/16/2011

246 

MEMORANDUM OF LAW in Support re: (25 in 1:09-cv-08362-LBS, 245 in 1:09-cv-00777-LBS -AJP) MOTION for Reconsideration Dated February 16, 2011., (68 in 1:09-cv-08278-CM, 244 in 1:09-cv-00777-LBS -AJP) MOTION to Dismiss / Notice of Motion to Dismiss and for Reconsideration, dated February 16, 2011.. Document filed by Adam Geiger, Ivy Asset Management LLC, Lawrence Simon, Howard Wohl. Filed In Associated Cases: 1:09-cv-00777-LBS -AJP, 1:09-cv-08278-CM, 1:09-cv-08362-LBS(Liman, Lewis) (Entered: 02/16/2011)

02/16/2011

247 

DECLARATION of Jeffrey A. Rosenthal in Support re: (25 in 1:09-cv-08362-LBS, 245 in 1:09-cv-00777-LBS -AJP) MOTION for Reconsideration Dated February 16, 2011., (68 in 1:09-cv-08278-CM, 244 in 1:09-cv-00777-LBS -AJP) MOTION to Dismiss / Notice of Motion to Dismiss and for Reconsideration, dated February 16, 2011.. Document filed by Adam Geiger, Ivy Asset Management LLC, Lawrence Simon, Howard Wohl. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D)Filed In Associated Cases: 1:09-cv-00777-LBS -AJP, 1:09-cv-08278-CM, 1:09-cv-08362-LBS(Liman, Lewis) (Entered: 02/16/2011)

02/17/2011

249 

CERTIFICATE OF SERVICE of Richard V. Conza re Docket Items 244, 246 and 247 in case 09cv777 on February 16, 2011. Document filed by Adam Geiger, Ivy Asset Management LLC, Lawrence Simon, Howard Wohl. Filed In Associated Cases: 1:09-cv-00777-LBS -AJP, 1:09-cv-08278-CM(Rosenthal, Jeffrey) (Entered: 02/17/2011)

02/17/2011

250 

CERTIFICATE OF SERVICE of Richard V. Conza re Docket Items 245, 246 and 247 in case 09cv777 on February 16, 2011. Document filed by Adam Geiger, Ivy Asset Management LLC, Lawrence Simon, Howard Wohl. Filed In Associated Cases: 1:09-cv-00777-LBS -AJP, 1:09-cv-08362-LBS(Rosenthal, Jeffrey) (Entered: 02/17/2011)

02/22/2011

251 

STIPULATION AND ORDER DISMISSING CLAIMS AGAINST PAUL MYNERS: It is hereby stipulated and agreed by and between the parties that the October 5 Decision shall apply to the claims asserted against Mr. Myners as if he had joined in the BNY Mellon Directors' August 20, 2010 motion to dismiss, and all claims against him in the SAC are accordingly dismissed. The dismissal shall have the same effect as the October 5 Decision dismissing the claims asserted against the other BNY Mellon Directors, as set forth in this Stipulation. (Signed by Judge Leonard B. Sand on 2/22/2011) (jpo) (Entered: 02/22/2011)

03/02/2011

  

Minute Entry for proceedings held before Magistrate Judge Andrew J. Peck: Status Conference held on 3/2/2011, ( Status Conference set for 4/4/2011 at 03:00 PM before Magistrate Judge Andrew J. Peck.). Administrative issues discussed & resolved-see transcript. Parties to try to agree on a private mediator and coordinate same wit SRC Trustee (Picata) and state court action and AG's office. AJP strongly endorses using mediation. Parties can serve doc. requests (except, for now, on DOC) but responses not due until the time set in the master scheduling stip. Related to 09cv6910, 08cv11215, 09cv1540, 10cv964, 10cv8000, 09cv3907, 09cv8278 and 09cv8362. (mbe) (Entered: 03/03/2011)

03/03/2011

252 

STIPULATION AND ORDER defendants in the Hartman and Buffalo Laboreres actions shall file their Answers to the complaints in those actions on or before 3/18/11. Defendants shall have until 4/8/11 to answer or move with respect to the Secretary of Labor's amended complaint in Solis. Plaintiff in the Solis action shall file its opposition to Defendants' motion to dismiss, if any, on or before 5/6/11. Plaintiffs in the Buffalo Laborers and Hartman actions shall file their oppositions to the 2/16 Motion for Reconsideration and the 2/16 Motion for Reconsideration and to Dismiss, respectively, on or before 5/6/11. Defendants' replies to Plaintiffs' opposition in Hartman, Buffalo Laborers, and Solis shall be filed on or before 6/3/11. (Motions due by 4/8/2011. Responses due by 5/6/2011, Replies due by 6/3/2011.) (Signed by Magistrate Judge Andrew J. Peck on 3/3/11) Filed In Associated Cases: 1:09-cv-00777-LBS -AJP, 1:09-cv-08278-CM, 1:09-cv-08362-LBS Copies sent by ECF(cd) (Entered: 03/03/2011)

03/08/2011

254 

AMENDED COMPLAINT amending [1 in 1:10-cv-8000-LBS] Andover Associates LLC I, Andover Associates Management Corp., Beacon Associates LLC I, Beacon Associates LLC II, Beacon Associates Management Corp., Joel Danziger, Income Plus Investment Fund, Ivy Asset Management LLC, J.P. Jeanneret Associates, Inc., John Jeanneret, Harris Markhoff, Paul Perry, Lawrence Simon, Howard Wohl. Document filed by Hilda L. Solis..Document filed by Hilda L. Solis. ***Relates to 10-cv-8000.(mro) (tro). Modified on 5/4/2011 (tro). (Entered: 03/16/2011)

03/09/2011

253 

ENDORSED LETTER addressed to Magistrate Judge Andrew J. Peck from Daniel Tepper dated 3/9/2011 re: Counsel writes to advise the Court upon Justice Bucaria's entry of the stipulation and Order. ENDORSEMENT: The stay of the Hecht case is lifted. Discovery in this case and the parallel state court actions, including Hecht, are to be coordinated, and discovery in these cases and the state cases may be used as discovery in all the cases. So Ordered. (Signed by Magistrate Judge Andrew J. Peck on 3/9/2011) (jfe) (Entered: 03/09/2011)

03/16/2011

255 

NOTICE OF APPEARANCE by Elizabeth Goldberg on behalf of Secretary of Labor, U.S. Dept. of Labor (Goldberg, Elizabeth) (Entered: 03/16/2011)

03/18/2011

256 

ANSWER to Complaint. Document filed by Adam L. Geiger.(Rosenthal, Jeffrey) (Entered: 03/18/2011)

03/18/2011

257 

ANSWER to Complaint. Document filed by Lawrence Simon. (Attachments: # 1 Certificate of Service)(Rosenthal, Jeffrey) (Entered: 03/18/2011)

03/18/2011

258 

ANSWER to Complaint. Document filed by Howard Wohl. (Attachments: # 1 Certificate of Service)(Rosenthal, Jeffrey) (Entered: 03/18/2011)

03/18/2011

259 

ANSWER to Complaint. Document filed by Ivy Asset Management LLC. (Attachments: # 1 Certificate of Service)(Rosenthal, Jeffrey) (Entered: 03/18/2011)

03/18/2011

260 

ANSWER to Complaint. Document filed by Adam L. Geiger. (Attachments: # 1 Certificate of Service (09 Civ. 8278))(Rosenthal, Jeffrey) (Entered: 03/18/2011)

03/18/2011

261 

ANSWER to Complaint. Document filed by Lawrence Simon. (Attachments: # 1 Certificate of Service (09 Civ. 8278))(Rosenthal, Jeffrey) (Entered: 03/18/2011)

03/18/2011

262 

ANSWER to Complaint. Document filed by Howard Wohl. (Attachments: # 1 Certificate of Service (09 Civ. 8278))(Rosenthal, Jeffrey) (Entered: 03/18/2011)

03/18/2011

263 

ANSWER to Complaint. Document filed by Ivy Asset Management LLC. (Attachments: # 1 Certificate of Service (09 Civ. 8278))(Rosenthal, Jeffrey) (Entered: 03/18/2011)

03/18/2011

265 

TRANSCRIPT of proceedings (Teleconference) held on 3/2/2011 before Magistrate Judge Andrew J. Peck. (ja) (Entered: 03/23/2011)

03/21/2011

264 

CERTIFICATE OF SERVICE of Richard V. Conza re 256 on March 18, 2011. Service was made by Electronic Filing. Document filed by Adam L. Geiger. (Rosenthal, Jeffrey) (Entered: 03/21/2011)

03/28/2011

266 

STIPULATION AND ORDER REGARDING TIME TO RESPOND TO CROSS-CLAIMS. The date by which the Management Defendants shall file and serve their answer or response to the cross-claims of the Beacon Fund shall be on or before April 8, 2011; This Stipulation my be executed in counterparts, and electronic or facsimile signatures shall be deemed to be original signatures. Beacon Associates Management Corp. answer due 4/8/2011; Joel Danziger answer due 4/8/2011; Harris Markhoff answer due 4/8/2011. (Signed by Magistrate Judge Andrew J. Peck on 3/25/11) Filed In Associated Cases: 1:09-cv-00777-LBS -AJP et al.(rjm) (Entered: 03/28/2011)

03/28/2011

267 

ENDORSED LETTER addressed to Judge Leonard B. Sand from Margo Hasselman, David S. Preminger, dated 3/23/2011, re: Counsel writes on behalf of the Plaintiffs to request that the Court either (1) disregard the moot Solis memorandum in deciding the motion to dismiss and for reconsideration in Hartman, or (2) extend to 40 pages the page limit for the Hartman Plaintiffs' opposition to the Ivy Defendants' motion to dismiss and for reconsideration. ENDORSEMENT: Referred to Magistrate Judge Peck. SO ORDERED. (Signed by Judge Leonard B. Sand on 3/28/2011) Filed In Associated Cases: 1:09-cv-00777-LBS -AJP, 1:09-cv-08278-CM (lnl) (Entered: 03/28/2011)

03/29/2011

268 

MEMO ENDORSEMENT on: 27 ENDORSEMENT: The Hartman plaintiffs may file a 40 page brief (but should file as short a brief as possible.) (Signed by Magistrate Judge Andrew J. Peck on 3/29/11); Copies by ECF to all Counsel. (djc) Modified on 3/29/2011 (djc). Modified on 4/20/2011 (djc). (Entered: 03/29/2011)

03/29/2011

269 

Letter addressed to Magistrate Judge Andrew J. Peck from Daniel Tepper dated 3/28/2011 re: We write on behalf of the plaintiff in Hecht v. Andover Associates Management Corp., pending in the Supreme Court of the State of New York, Nassau County (Case # 6110-09). Enclosed herewith is a fully-executed copy of the stipulation and order coordinating discovery with this case that has been so-ordered by Justice Stephen A. Bucaria of the Supreme Court of the State of New York, Nassau County. (mbe) (Entered: 03/31/2011)

04/01/2011

270 

TRANSCRIPT of proceedings held on 3/2/11, 3:10 p.m. before Magistrate Judge Andrew J. Peck. (rjm) (Entered: 04/05/2011)

04/04/2011

  

Minute Entry for proceedings held before Magistrate Judge Andrew J. Peck: Status Conference held on 4/4/2011. (Status Conference set for 5/17/2011 at 10:30 AM before Magistrate Judge Andrew J. Peck) Associated Cases: 1:09-cv-00777-LBS -AJP et al. (lnl) (Entered: 04/08/2011)

04/08/2011

271 

ANSWER to Complaint. Document filed by Ivy Asset Management LLC.(Liman, Lewis) (Entered: 04/08/2011)

04/08/2011

272 

ANSWER to Amended Complaint. Document filed by Lawrence Simon. Related document: 254 Amended Complaint,.(Liman, Lewis) (Entered: 04/08/2011)

04/08/2011

273 

ANSWER to Amended Complaint. Document filed by Howard Wohl. Related document: 254 Amended Complaint,.(Liman, Lewis) (Entered: 04/08/2011)

04/08/2011

274 

ANSWER to Complaint with JURY DEMAND. Document filed by JP Jeanneret & Associates, John P. Jeanneret, Paul L. Perry.(Whiteley, Brian) (Entered: 04/08/2011)

04/11/2011

275 

STIPULATION AND ORDER REGARDING TIME TO RESPOND TO CROSS-CLAIMS: Now therefore, the undersigned parties hereby stipulate and agree as follows: The date by which the Management Defendants shall file and serve their answer or response to the cross claims of the Beacon Fund shall be on or before April 18, 2011. So Ordered (Signed by Magistrate Judge Andrew J. Peck on 4/11/2011) (js) (Entered: 04/11/2011)

04/11/2011

276 

ORDER ON MOTION TO ADMIT STEVEN J. KAISER AS COUNSEL PRO HAC VICE in case 1:09-cv-00777-LBS -AJP; Granting (48) Motion for Steven J. Kaiser to Appear Pro Hac Vice in case 1:09-cv-07584-CM; Granting (61) Motion for Steven J. Kaiser to Appear Pro Hac Vice in case 1:09-cv-08278-CM; Granting (18) Motion for Steven J. Kaiser to Appear Pro Hac Vice in case 1:09-cv-08362-LBS. (Signed by Judge Colleen McMahon on 4/11/11) Filed In Associated Cases: 1:09-cv-00777-LBS -AJP et al.(rjm) (Entered: 04/11/2011)

04/11/2011

277 

ORDER ON MOTION TO ADMIT NOWELL D. BAMBERGER AS COUNSEL PRO HAC VICE in case 1:09-cv-00777-LBS -AJP; Granting (72) Motion for Nowell D. Bamberger to Appear Pro Hac Vice in case 1:09-cv-02401-LBS; Granting (51) Motion for Nowell D. Bamberger to Appear Pro Hac Vice in case 1:09-cv-03202-LBS; Granting (49) Motion for Nowell D. Bamberger to Appear Pro Hac Vice in case 1:09-cv-07584-CM; Granting (62) Motion for Nowell D. Bamberger to Appear Pro Hac Vice in case 1:09-cv-08278-CM; Granting (19) Motion for Nowell D. Bamberger to Appear Pro Hac Vice in case 1:09-cv-08362-LBS. (Signed by Judge Colleen McMahon on 4/11/11) Filed In Associated Cases: 1:09-cv-00777-LBS -AJP et al.(rjm) (Entered: 04/11/2011)

04/11/2011

278 

CERTIFICATE OF SERVICE of Richard V. Conza, dated April 11, 2011 271 272 273 . Document filed by Ivy Asset Management LLC, Lawrence Simon, Howard Wohl. (Liman, Lewis) (Entered: 04/11/2011)

04/18/2011

279 

RESPONSE re: 210 Answer to Amended Complaint,,,,, Answer to Cross-Claims of Nominal Defendants Beacon Associates LLC I and Beacon Associates LLC II. Document filed by Beacon Associates Management Corp., Joel Danziger, Harris Markhoff. (Rosenfeld, Tab) (Entered: 04/18/2011)

04/25/2011

  

Minute Entry for proceedings held before Magistrate Judge Andrew J. Peck: Status Conference held on 4/25/2011. (jpo) (Entered: 05/05/2011)

05/02/2011

280 

STIPULATION AND ORDER: 1) The Secretary shall have until May 6, 2011 to file her Rule 12(f) motion; 2) Defendants shall have until June 17, 2011 to file their oppositions to the Secretary's Rule 12(f) motion; 3)The Secretary shall have until July 8, 2011 to file a reply in support of her Rule 12(f) motion; 4)This Stipulation and [Proposed] Order may be signed in any number of counter parts and a facsimile or electronic signature shall be effective as an original signature. (Signed by Judge Leonard B. Sand on 5/2/2011) (js) (Entered: 05/02/2011)

05/06/2011

281 

MEMORANDUM OF LAW in Opposition re: (25 in 1:09-cv-08362-LBS, 245 in 1:09-cv-00777-LBS -AJP) MOTION for Reconsideration Dated February 16, 2011.. Document filed by Board of Trustees of the Buffalo Laborers Security Fund, Board of Trustees of the Buffalo Laborers Welfare Fund, Board of Trustees of the Buffalo Laborers Welfare Staff Fund, in their capacity as fidu, Board Of Trustees of The Buffalo Laborers Welfare Staff Fund, Board Of Trustees of The Buffalo Laborers Welfare Staff Fund, Board of Trustees of The Buffalo Laborers Security Fund, Board of Trustees of The Buffalo Laborers Security Fund, Board of Trustees of The Buffalo Laborers Welfare Fund, Board of Trustees of The Buffalo Laborers Welfare Fund, Board of Trustees of The Buffalo Laborers Security Fund. Filed In Associated Cases: 1:09-cv-00777-LBS -AJP et al.(LeVan, Peter) (Entered: 05/06/2011)

05/06/2011

282 

DECLARATION of Peter H. LeVan, Jr. in Opposition re: (25 in 1:09-cv-08362-LBS, 245 in 1:09-cv-00777-LBS -AJP) MOTION for Reconsideration Dated February 16, 2011.. Document filed by Board of Trustees of the Buffalo Laborers Security Fund, Board of Trustees of the Buffalo Laborers Welfare Fund, Board of Trustees of the Buffalo Laborers Welfare Staff Fund, in their capacity as fidu, Board Of Trustees of The Buffalo Laborers Welfare Staff Fund, Board Of Trustees of The Buffalo Laborers Welfare Staff Fund, Board of Trustees of The Buffalo Laborers Security Fund, Board of Trustees of The Buffalo Laborers Security Fund, Board of Trustees of The Buffalo Laborers Welfare Fund, Board of Trustees of The Buffalo Laborers Welfare Fund, Board of Trustees of The Buffalo Laborers Security Fund. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C)Filed In Associated Cases: 1:09-cv-00777-LBS -AJP et al.(LeVan, Peter) (Entered: 05/06/2011)

05/06/2011

283 

MEMORANDUM OF LAW in Opposition re: (68 in 1:09-cv-08278-LBS) MOTION to Dismiss / Notice of Motion to Dismiss and for Reconsideration, dated February 16, 2011., (245 in 1:09-cv-00777-LBS -AJP) MOTION for Reconsideration Dated February 16, 2011.. Document filed by All Plaintiffs in 1:09-cv-08278-CM. Filed In Associated Cases: 1:09-cv-00777-LBS -AJP, 1:09-cv-08278-LBS(Hasselman, Margaret) (Entered: 05/06/2011)

05/17/2011

  

Minute Entry for proceedings held before Magistrate Judge Andrew J. Peck: Status Conference held on 5/17/2011, ( Status Conference set for 6/28/2011 at 10:30 AM before Judge Leonard B. Sand.)Defendants' can serve 10 more non-party subpoenas re pension funds to DOL is serving on behalf of- see transcript. Issue re confid. order resolved-see transcript. (mbe) (Entered: 05/23/2011)

05/19/2011

284 

TRANSCRIPT of Proceedings re: conference held on 4/25/2011 before Magistrate Judge Andrew J. Peck. Court Reporter/Transcriber: Eve Giniger, (212) 805-0300. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 6/13/2011. Redacted Transcript Deadline set for 6/23/2011. Release of Transcript Restriction set for 8/22/2011.(McGuirk, Kelly) (Entered: 05/19/2011)

05/19/2011

285 

NOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a CONFERENCE proceeding held on 4/25/11 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days...(McGuirk, Kelly) (Entered: 05/19/2011)

05/25/2011

286 

ORDER, that after considering the parties' submissions, the Court sets the deadline for the motion(s) for class certification in all of these cases, including In re Jeanneret, for September 15, 2011. Counsel should work out the rest of the briefing schedule and submit a stipulation (or, if there is no agreement, two proposals for my consideration) as to the briefing schedule (and any other issues that may impact the class certification motion). ( Motions due by 9/15/2011.) (Signed by Magistrate Judge Andrew J. Peck on 5/25/11) Filed In Associated Cases: 1:09-cv-00777-LBS -AJP et al. Copies Sent By Chambers. (pl) (Entered: 05/25/2011)

05/27/2011

287 

PROTECTIVE ORDER regarding procedures to be followed that shall govern the handling of confidential material. (Signed by Magistrate Judge Andrew J. Peck on 5/27/11) Filed In Associated Cases: 1:09-cv-00777-LBS -AJP et al. Copies Sent By Chambers via ECF. (rjm) (Entered: 05/27/2011)

05/31/2011

288 

ENDORSED LETTER addressed to Magistrate Judge Andrew J. Peck from Jeffrey A. Rosenthal dated 5/30/2011 re: If the Court is inclined to disregard Plaintiffs' failure to file a motion on notice, we will submit a substantive response promptly. ENDORSEMENT: Submit a substantive reply ASAP (hopefully by end of business today). (Signed by Magistrate Judge Andrew J. Peck on 5/31/2011) Filed In Associated Cases: 1:09-cv-00777-LBS -AJP, 1:09-cv-08278-LBS(jpo) (Entered: 05/31/2011)

06/02/2011

289 

ENDORSED LETTER addressed to Magistrate Judge Andrew J. Peck from Jeffrey Rosenthal dated 6/1/11 re: Defendants request that any substitution be conditioned upon the decision-makers who commenced this lawsuit as named plaintiffs being subject to the continuing jurisdiction of the Court in which they sued. ENDORSEMENT: The Court agrees with defendants that Trustees Bautista, Collins, Hall and Serrett should be subject to document requests and depositions (but not interrogatories or RFAs) as "parties" to the extent necessary. On that condition, plaintiffs may amend the Hartman complaint as proposed. Counsel shall prepare the necessary order (and/or stip) in accordance with this endorsement. (Signed by Magistrate Judge Andrew J. Peck on 6/2/11) Copies Sent By By ECF Chambers. (cd) (Entered: 06/02/2011)

06/02/2011

290 

ENDORSED LETTER addressed to Magistrate Judge Andrew J. Peck from Leonard Rodes dated 5/31/11 re: Request for the approval of Trachtenberg Rodes & Friedberg LLP's withdrawal from this case. ENDORSEMENT: So Ordered. (Signed by Magistrate Judge Andrew J. Peck on 6/1/11) Copies Sent By ECF By Chambers. (cd) (Entered: 06/02/2011)

06/02/2011

291 

TRANSCRIPT of Proceedings re: Conference held on 5/17/2011 before Magistrate Judge Andrew J. Peck. Court Reporter/Transcriber: Andrew Walker, (212) 805-0300. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 6/27/2011. Redacted Transcript Deadline set for 7/8/2011. Release of Transcript Restriction set for 9/5/2011.(McGuirk, Kelly) (Entered: 06/02/2011)

06/02/2011

292 

NOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a Conference proceeding held on 5/17/2011 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days...(McGuirk, Kelly) (Entered: 06/02/2011)

06/03/2011

293 

ORDER PERMITTING TODD S. GARBER TO WITHDRAW AS COUNSEL FOR PLAINTIFFS: The Motion to Withdraw Todd S. Garber as Counsel for Plaintiffs, having been duly considered, it is so ORDERED that the Motion is granted and Todd S. Garber, individually, is permitted to withdraw from the above-captioned matter. Attorney Todd Seth Garber terminated. (Signed by Magistrate Judge Andrew J. Peck on 6/3/2011) Filed In Associated Cases: 1:09-cv-00777-LBS -AJP et al.(lnl) (Entered: 06/03/2011)

06/07/2011

294 

ORDER: Schott v. Ivy Asset Management, 10 Civ. 8077, is consolidated with the In re Beacon master file (09 Civ. 0777) for purposes of pretrial discovery and scheduling. All scheduling, protective and similar orders in 09 Civ. 0777 will apply in 10 Civ. 8077. (Signed by Magistrate Judge Andrew J. Peck on 6/7/2011) Filed In Associated Cases: 1:09-cv-00777-LBS -AJP, 1:10-cv-08077-LBS -AJPCopies by ECF(js) (Entered: 06/07/2011)

06/13/2011

295 

ENDORSED LETTER addressed to Magistrate Judge Andrew J. Peck from Jeffrey A. Rosenthal dated 6/9/11 re: counsel for The Bank of New York Mellon ("BNY Mellon") writes in response to Plaintiffs' letter dated yesterday regarding BNY Mellon's "quick peek" production last December of documents previously produced to the Securities and Exchange Commission (the "SEC") and the Securities: Investor Protection Corporation ("SIPC"). ENDORSEMENT: Plaintiffs may show the Bank of N.Y. documents in issue to their experts, as per BONY's consent (p. 2 of Mr. Rosenthal's letter). (Signed by Magistrate Judge Andrew J. Peck on 6/13/11) Copies Sent By ECF. (pl) (Entered: 06/13/2011)

06/14/2011

296 

STIPULATION AND ORDER: As reflected in the attached Exhibit 1, the following parties will be substituted and the action will proceed as if it had been originally commenced by the following individuals and entities: With respect to I.B.E.W. Local 139 Pension Fund, Kimberly A. Bautista will be replaced by Bruce Condie as a Plaintiff in this action; With respect to I.B.E.W. Local 241 Pension Fund, Kimberly A. Bautista will be replaced by Bruce Condie as a Plaintiff in this action; With respect to I.B.E.W. Local 325 Pension Fund, I.B.E.W. Local 325 Annuity Fund, and I.B.E.W. Local 325 Joint Trust Fund, Kimberly Bautista will be replaced by Matthew Labosky and James F. Collins will be replaced by Thomas; E. Spicer as Plaintiffs; Earl R. Hall and Carmen A. Serrett, Sr. will be replaced by Robert Brown as Plaintiff. (Signed by Judge Leonard B. Sand on 6/14/2011) Filed In Associated Cases: 1:09-cv-00777-LBS -AJP, 1:09-cv-08278-LBS(jpo) Modified on 6/15/2011 (jpo). (Entered: 06/14/2011)

06/15/2011

297 

ORDER SCHEDULING DISCOVERY CONFERENCE Conference set for 6/17/2011 at 02:30 PM in Courtroom 20D, 500 Pearl Street, New York, NY 10007 before Magistrate Judge Andrew J. Peck. (Signed by Magistrate Judge Andrew J. Peck on 6/15/11) Copies sent by Chambers(cd) (Entered: 06/15/2011)

06/17/2011

298 

DECLARATION of Nathaniel E. Jedrey, dated June 17, 2011 in Support re: (25 in 1:09-cv-08362-LBS, 245 in 1:09-cv-00777-LBS -AJP) MOTION for Reconsideration Dated February 16, 2011., (68 in 1:09-cv-08278-LBS, 244 in 1:09-cv-00777-LBS -AJP) MOTION to Dismiss / Notice of Motion to Dismiss and for Reconsideration, dated February 16, 2011.. Document filed by Adam Geiger, Ivy Asset Management LLC, Lawrence Simon, Howard Wohl, Adam L. Geiger, Ivy Asset Management L.L.C.. (Attachments: # 1 Exhibits A through C, # 2 Exhibit D)Filed In Associated Cases: 1:09-cv-00777-LBS -AJP, 1:09-cv-08278-LBS, 1:09-cv-08362-LBS(Rosenthal, Jeffrey) (Entered: 06/17/2011)

06/17/2011

299 

REPLY MEMORANDUM OF LAW in Support re: (25 in 1:09-cv-08362-LBS, 245 in 1:09-cv-00777-LBS -AJP) MOTION for Reconsideration Dated February 16, 2011., (68 in 1:09-cv-08278-LBS, 244 in 1:09-cv-00777-LBS -AJP) MOTION to Dismiss / Notice of Motion to Dismiss and for Reconsideration, dated February 16, 2011.. Document filed by Adam Geiger, Ivy Asset Management LLC, Lawrence Simon, Howard Wohl, Adam L. Geiger, Ivy Asset Management L.L.C.. Filed In Associated Cases: 1:09-cv-00777-LBS -AJP, 1:09-cv-08278-LBS, 1:09-cv-08362-LBS(Rosenthal, Jeffrey) (Entered: 06/17/2011)

06/17/2011

300 

CERTIFICATE OF SERVICE of Brendan Cyr re (298) and (299) in case 09cv777 on June 17, 2011. Service was made by Electronic Filing. Document filed by Adam L. Geiger, Ivy Asset Management LLC, Lawrence Simon, Howard Wohl. Filed In Associated Cases: 1:09-cv-00777-LBS -AJP, 1:09-cv-08278-LBS, 1:09-cv-08362-LBS(Rosenthal, Jeffrey) (Entered: 06/17/2011)

06/17/2011

  

Minute Entry for proceedings held before Magistrate Judge Andrew J. Peck: Status Conference held on 6/17/2011 Re: Class certification. Plaintiffs' don't get deposition of defendant without specifying what they want it to show. Magistrate Judge Andrew J. Peck rejects plaintiff's list of keywords and tells parties to coordinate/cooperate and test keywords. Associated Cases: 1:09-cv-00777-LBS -AJP et al. (ft) (Entered: 06/20/2011)

06/24/2011

301 

STIPULATION AND ORDER: NOW THEREFORE, it is hereby STIPULATED AND AGREED that: The Beacon Defendants shall file their opposition to the Motion no later than July 1, 2011. The time for the Plaintiff to file any reply to the Beacon Defendants' opposition shall be July 15, 2011. (Signed by Magistrate Judge Andrew J. Peck on 6/24/2011) Filed In Associated Cases: 1:09-cv-00777-LBS -AJP, 1:10-cv-08000-LBS -AJP(jfe) Modified on 6/29/2011 (jfe). (Entered: 06/24/2011)

06/24/2011

302 

MEMORANDUM OF LAW in Opposition re: (51 in 1:10-cv-08000-LBS -AJP) MOTION to Strike Affirmative Defenses Pled by the Ivy, Beacon, and Jeanneret Defendants.. Document filed by Ivy Asset Management LLC, Lawrence Simon, Howard Wohl. Filed In Associated Cases: 1:09-cv-00777-LBS -AJP, 1:10-cv-08000-LBS -AJP(Liman, Lewis) (Entered: 06/24/2011)

06/24/2011

303 

DECLARATION of Lewis J. Liman in Opposition re: (51 in 1:10-cv-08000-LBS -AJP) MOTION to Strike Affirmative Defenses Pled by the Ivy, Beacon, and Jeanneret Defendants.. Document filed by Ivy Asset Management LLC, Lawrence Simon, Howard Wohl. (Attachments: # 1 Exhibits A-H)Filed In Associated Cases: 1:09-cv-00777-LBS -AJP, 1:10-cv-08000-LBS -AJP(Liman, Lewis) (Entered: 06/24/2011)

06/24/2011

304 

CERTIFICATE OF SERVICE. Document filed by Ivy Asset Management LLC, Lawrence Simon, Howard Wohl. Filed In Associated Cases: 1:09-cv-00777-LBS -AJP, 1:10-cv-08000-LBS -AJP(Liman, Lewis) (Entered: 06/24/2011)

06/24/2011

305 

MEMORANDUM OF LAW in Opposition re: (51 in 1:10-cv-08000-LBS -AJP) MOTION to Strike Affirmative Defenses Pled by the Ivy, Beacon, and Jeanneret Defendants.. Document filed by J.P. Jeanneret Associates, Inc., John Jeanneret, Paul Perry. Filed In Associated Cases: 1:09-cv-00777-LBS -AJP, 1:10-cv-08000-LBS -AJP(Whiteley, Brian) (Entered: 06/24/2011)

06/28/2011

306 

ENDORSED LETTER addressed to Magistrate Judge Andrew J. Peck from Barbara Hart dated 6/23/2011 re: Counsel requests an extension of fact discovery until 4/16/2012. Should Your Honor approve Plaintiffs' request for an extension of fact discovery, the dates in paragraphs 8, 10, and 11 of the 12/8/2010 Pre-Trial Scheduling Order (Dkt. No. 208) should be extended correspondingly. Assuming the extension is approved, the parties have agreed to a class certification briefing schedule as follows: Plaintiffs to file all motions for class certification by 9/15/2011. Defendants to file oppositions to motions for class certification on or before 10/28/2011. Plaintiffs to file their replies on or before 11/23/2011. Depositions will continue until on or before 10/14/2011. ENDORSEMENT: Extensions approved. ( Deposition due by 10/14/2011. Discovery due by 4/16/2012. Motions due by 9/15/2011. Responses due by 10/28/2011, Replies due by 11/23/2011.) (Signed by Magistrate Judge Andrew J. Peck on 6/28/2011) (tro) (Entered: 06/28/2011)

06/28/2011

307 

STIPULATION AND ORDER SETTING TIME TO RESPOND TO COMPLAINT: Within thirty (30) days of this Court's ruling on the motion for class certification in In re Beacon. Plaintiff will advise the Ivy Defendants as to whether he is withdrawing his Action and proceeding as a member of the class or opting out of the class and proceeding independently. If Plaintiff proceeds independently (either because no class is certified in In re Beacon or Plaintiff opts out), the Ivy Defendants will have sixty (60) days after this Court rules on the motion for class certification in In re Beacon to answer, move or otherwise respond to Plaintiff's complaint; In accordance with the Pre-Trial Scheduling Order, Plaintiff will have the opportunity to participate in discovery in coordination with the Consolidated Cases; Any discovery taken prior to the Court's decision on the In re Beacon plaintiffs' motion for class certification will not be duplicated by Plaintiff after that decision, nor will discovery be re-started in this Action after the class certification issue is decided; The parties reserve all rights and defenses they may have, and entry into this Stipulation and [Proposed] Order shall not impair or otherwise affect any such rights and defenses; and This Stipulation and [Proposed] Order may be executed in facsimile and counterparts. (Signed by Magistrate Judge Andrew J. Peck on 6/28/2011) Filed In Associated Cases: 1:09-cv-00777-LBS -AJP, 1:10-cv-08077-LBS -AJP(tro) (Entered: 06/28/2011)

06/28/2011

  

Minute Entry for proceedings held before Magistrate Judge Andrew J. Peck: Status Conference held on 6/28/2011. Discovery cutoff 4/16/12 fact, 7/16/12 expert. Class certification motion due 9/15/11, defendants opposition due 10/28/11, plaintiffs reply due 11/23/11. Status Conference set for 7/25/2011 at 05:00 PM before Magistrate Judge Andrew J. Peck. (ft) (Entered: 07/05/2011)

06/30/2011

308 

TRANSCRIPT of Proceedings re: Conference held on 6/17/2011 before Magistrate Judge Andrew J. Peck. Court Reporter/Transcriber: Jerry Harrison, (212) 805-0300. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 7/25/2011. Redacted Transcript Deadline set for 8/4/2011. Release of Transcript Restriction set for 10/3/2011.(McGuirk, Kelly) (Entered: 06/30/2011)

06/30/2011

309 

NOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a Conference proceeding held on 6/17/11 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days...(McGuirk, Kelly) (Entered: 06/30/2011)

07/12/2011

310 

NOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a Conference proceeding held on 6/28/2011 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days...(McGuirk, Kelly) (Entered: 07/12/2011)

07/12/2011

311 

NOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a Conference proceeding held on 6/28/2011 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days...(McGuirk, Kelly) (Entered: 07/12/2011)

07/13/2011

312 

JOINT MEMORANDUM OF LAW in Opposition re: (68 in 1:10-cv-08000-LBS -AJP) MOTION to Stay Magistrate Peck's June 28, 2011 Order Requiring Disclosure of documents from Other Investigations and Objections to that Order.. Document filed by Andover Associates Management Corp., Beacon Associates Management Corp., Joel Danziger, Ivy Asset Management LLC, J.P. Jeanneret Associates, Inc., John Jeanneret, Harris Markhoff, Paul Perry, Lawrence Simon, Howard Wohl. Filed In Associated Cases: 1:09-cv-00777-LBS -AJP, 1:10-cv-08000-LBS -AJP(Liman, Lewis) (Entered: 07/13/2011)

07/13/2011

313 

DECLARATION of Lewis J. Liman in Opposition re: (68 in 1:10-cv-08000-LBS -AJP) MOTION to Stay Magistrate Peck's June 28, 2011 Order Requiring Disclosure of documents from Other Investigations and Objections to that Order.. Document filed by Ivy Asset Management LLC, Lawrence Simon, Howard Wohl. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C)Filed In Associated Cases: 1:09-cv-00777-LBS -AJP, 1:10-cv-08000-LBS -AJP(Liman, Lewis) (Entered: 07/13/2011)

07/13/2011

314 

CERTIFICATE OF SERVICE. Document filed by Ivy Asset Management LLC, Lawrence Simon, Howard Wohl. Filed In Associated Cases: 1:09-cv-00777-LBS -AJP, 1:10-cv-08000-LBS -AJP(Liman, Lewis) (Entered: 07/13/2011)

07/20/2011

315 

STIPULATION AND ORDER: Earl N. Hall will be deemed dismissed as a Plaintiff in the above-captioned action, and no Amended Complaint need be filed reflecting that dismissal. Notwithstanding his dismissal as a plaintiff, Earl N. Hall will remain subject to document requests and depositions (but not interrogatories or RFAs) as a party to the above captioned action to the extent necessary. (Signed by Judge Leonard B. Sand on 7/20/2011) (ab) (Entered: 07/20/2011)

07/22/2011

316 

ORDER: The July 25, 2011 conference is rescheduled from 5:00 p.m. to 2:30 p.m. So Ordered (Signed by Magistrate Judge Andrew J. Peck on 7/22/2011) Copies by ECF(js) (Entered: 07/22/2011)

 

Note: Links in this docket are stored in the PACER system (Public Access to Court Electronic Records). PACER is a service of United States Judiciary. To view and retrieve the linked documents from PACER, you must be a registered user. To register, fill out one of the registration forms available on the PACER site. The United States Congress has given the Judicial Conference of the United States, the judicial governing body of the U.S. Federal Courts, authority to impose user fees for electronic access to case information. For more information visit the PACER site at http://pacer.psc.uscourts.gov/pacerdesc.html