CLOSED, ECF

U.S. District Court
United States District Court for the Southern District of New York (Foley Square)
CIVIL DOCKET FOR CASE #: 1:08-cv-08057-VM

Aimis Art Corporation v. Northern Trust Securities, Inc et al Assigned to: Judge Victor Marrero Cause: 28:1331 Fed. Question

Date Filed: 09/17/2008 Date Terminated: 08/07/2009 Jury Demand: Plaintiff Nature of Suit: 850 Securities/Commodities Jurisdiction: Federal Question

Lead Plaintiff
Aimis Art Corporation and all others Similarly Situated	represented by	Jeffrey Philip Campisi Kaplan Fox & Kilsheimer LLP (NYC) 850 Third Avenue 14th Floor New York , NY 10022 212-687-1980 Fax: 212-687-1980 Email: jcampisi@kaplanfox.com LEAD ATTORNEY ATTORNEY TO BE NOTICED Linda P. Nussbaum Kaplan Fox & Kilsheimer LLP (NYC) 850 Third Avenue 14th Floor New York , NY 10022 (212) 687-1980 Fax: (212) 687-7714 Email: lnussbaum@kaplanfox.com LEAD ATTORNEY ATTORNEY TO BE NOTICED Matthew L. Dameron Stueve Siegel Hanson, L.L.P. 460 Nichols Road Suite 200 Kansas City , MO 64112 (816)-714-7137 Fax: (816)-714-7101 Email: dameron@stuevesiegel.com LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Melinda D. Rodon Kaplan Fox & Kilsheimer LLP (NYC) 850 Third Avenue 14th Floor New York , NY 10022 (212) 687 1980 Fax: (212)-687-7714 Email: mrodon@kaplanfox.com LEAD ATTORNEY ATTORNEY TO BE NOTICED Norman E. Siegel Stueve Siegel Hanson LLP 460 Nichols Road, Suite 200 Kansas City , MO 64112 (816) 714-7112 Fax: (816) 714-7101 Email: siegel@stuevesiegel.com LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Robert N. Kaplan Kaplan Fox & Kilsheimer LLP (NYC) 850 Third Avenue 14th Floor New York , NY 10022 (212) 687-1980 Fax: (212) 687-7714 Email: rkaplan@kaplanfox.com LEAD ATTORNEY ATTORNEY TO BE NOTICED
Defendant
Northern Trust Securities, Inc	represented by	Andrew Weissmann Jenner & Block LLP (NYC ) 919 Third Avenue, 37th Floor New York , NY 10022 (212)-891-1650 Fax: (212)-891-1699 Email: aweissmann@jenner.com LEAD ATTORNEY ATTORNEY TO BE NOTICED Brian Jason Fischer Jenner & Block LLP (LA) 633 West 5th Street, Suite 3500 Los Angeles , CA 90071 (212) 891-1629 Fax: (212) 891-1699 Email: bfischer@jenner.com LEAD ATTORNEY ATTORNEY TO BE NOTICED David J. Bradford Jenner & Block LLP (Chicago) 330 North Wabash Avenue Chicago , IL 60611 (312) 222-9350 Fax: (312) 840-7375 Email: dbradford@jenner.com LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED David C. Layden Jenner & Block LLP (Chicago) 330 North Wabash Avenue Chicago , IL 60611 (312) 222-9350 Fax: (312) 840-7796 Email: dlayden@jenner.com LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED
Defendant
Northern Trust Corporation	represented by	Andrew Weissmann (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Brian Jason Fischer (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED David J. Bradford (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED David C. Layden (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED
Defendant
Northern Trust Company	represented by	Andrew Weissmann (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Brian Jason Fischer (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED David J. Bradford (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED David C. Layden (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED

Date Filed	#	Docket Text
09/17/2008	1	COMPLAINT against Northern Trust Securities, Inc, Northern Trust Corporation, Northern Trust Company. (Filing Fee $ 350.00, Receipt Number 663514)Document filed by Aimis Art Corporation.(rdz) (Entered: 09/19/2008)
09/17/2008		SUMMONS ISSUED as to Northern Trust Securities, Inc, Northern Trust Corporation, Northern Trust Company. (rdz) (Entered: 09/19/2008)
09/17/2008		Magistrate Judge Gabriel W. Gorenstein is so designated. (rdz) (Entered: 09/19/2008)
09/17/2008		Case Designated ECF. (rdz) (Entered: 09/19/2008)
09/17/2008	2	RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by Aimis Art Corporation.(rdz) (Entered: 09/19/2008)
10/08/2008	3	ENDORSED LETTER addressed to Judge Victor Marrero from David C. Layden dated 10/7/2008 re: Requesting an extension of time to answer, move or otherwise respond to the complaint to November 10, 2008. ENDORSEMENT: Request Granted. The time for defendants to answer or otherwise move with respect to the complaint in this action is extended to 11/10/2008. (Signed by Judge Victor Marrero on 10/8/2008) (jpo) (Entered: 10/08/2008)
10/09/2008	4	NOTICE OF INITIAL CONFERENCE: Initial Case Management Conference set for 11/7/2008 at 02:30 PM in Courtroom 21B, 500 Pearl Street, New York, NY 10007 before Judge Victor Marrero. (Signed by Judge Victor Marrero on 10/9/2008) (jpo) (Entered: 10/09/2008)
11/07/2008	5	NOTICE OF APPEARANCE by Andrew Weissmann on behalf of Northern Trust Securities, Inc, Northern Trust Corporation, Northern Trust Company (Weissmann, Andrew) (Entered: 11/07/2008)
11/07/2008	6	RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by Northern Trust Corporation.(Weissmann, Andrew) (Entered: 11/07/2008)
11/07/2008	7	RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Nothern Trust Corporation as Corporate Parent. Document filed by Northern Trust Securities, Inc.(Weissmann, Andrew) (Entered: 11/07/2008)
11/07/2008	8	RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Northern Trust Corporation as Corporate Parent. Document filed by Northern Trust Company.(Weissmann, Andrew) (Entered: 11/07/2008)
11/07/2008	9	MOTION to Dismiss / Defendants' Motion to Dismiss. Document filed by Northern Trust Securities, Inc, Northern Trust Corporation, Northern Trust Company.(Weissmann, Andrew) (Entered: 11/07/2008)
11/07/2008	10	MEMORANDUM OF LAW in Support re: 9 MOTION to Dismiss / Defendants' Motion to Dismiss.. Document filed by Northern Trust Securities, Inc, Northern Trust Corporation, Northern Trust Company. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4, # 5 Exhibit 5, # 6 Exhibit 6, # 7 Exhibit 7, # 8 Exhibit 8, # 9 Exhibit 9, # 10 Exhibit 10, # 11 Exhibit 11, # 12 Exhibit 12, # 13 Exhibit 13, # 14 Exhibit 14, # 15 Exhibit 15)(Weissmann, Andrew) (Entered: 11/07/2008)
11/07/2008	11	CASE MANAGEMENT PLAN AND SCHEDULING ORDER: This case is to be tried to a jury; Plaintiff anticipates (1) that one or more motions for appointment of lead plaintiff and for appointment of lead counsel will be filed on or before November 17, 2008. (Signed by Judge Victor Marrero on 11/7/08) (mme) (Entered: 11/07/2008)
11/11/2008	12	NOTICE OF APPEARANCE by Brian Jason Fischer on behalf of Northern Trust Securities, Inc, Northern Trust Corporation, Northern Trust Company (Fischer, Brian) (Entered: 11/11/2008)
11/17/2008	13	MOTION to Appoint Aimis Art Corporation to serve as lead plaintiff(s)., MOTION to Appoint Counsel Kaplan Fox & Kilsheimer LLP, Stueve Siegel Hanson LLP, and Criden & Love, P.A. as Co-Lead Counsel. Document filed by Aimis Art Corporation.(Campisi, Jeffrey) (Entered: 11/17/2008)
11/17/2008	14	MEMORANDUM OF LAW in Support re: 13 MOTION to Appoint Aimis Art Corporation to serve as lead plaintiff(s). MOTION to Appoint Counsel Kaplan Fox & Kilsheimer LLP, Stueve Siegel Hanson LLP, and Criden & Love, P.A. as Co-Lead Counsel. MOTION to Appoint Aimis Art Corporation to serve as lead plaintiff(s).. Document filed by Aimis Art Corporation. (Campisi, Jeffrey) (Entered: 11/17/2008)
11/17/2008	15	DECLARATION of Jeffrey P. Campisi in Support re: 13 MOTION to Appoint Aimis Art Corporation to serve as lead plaintiff(s). MOTION to Appoint Counsel Kaplan Fox & Kilsheimer LLP, Stueve Siegel Hanson LLP, and Criden & Love, P.A. as Co-Lead Counsel. MOTION to Appoint Aimis Art Corporation to serve as lead plaintiff(s).. Document filed by Aimis Art Corporation. (Campisi, Jeffrey) (Entered: 11/17/2008)
12/01/2008	16	MOTION for David C. Layden to Appear Pro Hac Vice. Document filed by Northern Trust Securities, Inc, Northern Trust Corporation, Northern Trust Company.(dle) (Entered: 12/02/2008)
12/01/2008	17	MOTION for David J. Bradford to Appear Pro Hac Vice. Document filed by Northern Trust Securities, Inc, Northern Trust Corporation, Northern Trust Company.(dle) (Entered: 12/02/2008)
12/04/2008	18	ORDER FOR ADMISSION PRO HAC VICE ON WRITTEN MOTION granting 16 Motion for David C. Layden to Appear Pro Hac Vice for defendants Northern Trust Securities, Inc, Northern Trust Corporation, Northern Trust Company. (Signed by Judge Victor Marrero on 12/4/08) (db) Modified on 12/12/2008 (db). (Entered: 12/04/2008)
12/04/2008		Transmission to Attorney Admissions Clerk. Transmitted re: 18 Order on Motion to Appear Pro Hac Vice, to the Attorney Admissions Clerk for updating of Attorney Information. (db) (Entered: 12/04/2008)
12/04/2008	20	ORDER FOR ADMISSION PRO HAC VICE ON WRITTEN MOTION: granting 17 Motion for David J. Bradford to Appear Pro Hac Vice for defendants Northern Trust Securities, Inc., Northern Trust Corporation, and the Northern Trust Company. (Signed by Judge Victor Marrero on 12/4/2008) (tve) Modified on 1/15/2009 (tve). (Entered: 12/11/2008)
12/08/2008		CASHIERS OFFICE REMARK on 16 Motion to Appear Pro Hac Vice, 17 Motion to Appear Pro Hac Vice in the amount of $50.00, paid on 12/01/2008, Receipt Number 671038. (jd) (Entered: 12/08/2008)
12/09/2008	19	SUPPLEMENTAL MEMORANDUM OF LAW in Support re: 13 MOTION to Appoint Aimis Art Corporation to serve as lead plaintiff(s). MOTION to Appoint Counsel Kaplan Fox & Kilsheimer LLP, Stueve Siegel Hanson LLP, and Criden & Love, P.A. as Co-Lead Counsel. MOTION to Appoint Aimis Art Corporation to serve as lead plaintiff(s).. Document filed by Aimis Art Corporation. (Campisi, Jeffrey) (Entered: 12/09/2008)
12/11/2008		Transmission to Attorney Admissions Clerk. Transmitted re: 20 Order on Motion to Appear Pro Hac Vice, to the Attorney Admissions Clerk for updating of Attorney Information. (tve) (Entered: 12/11/2008)
12/22/2008	21	ORDER TO: (1) APPOINT LEAD PLAINTIFF; AND (2) APPROVE LEAD PLAINTIFF'S CHOICE OF CO-LEAD COUNSEL granting 13 Motion to Appoint Aimis Art Corporation as Lead Plaintiff(s); granting 13 Motion to Appoint the law firm of Kaplan Fox & KIlsheimer LLP, Stueve Siegel Hanson LLP and Criden & Love, P.A. are appointed to serve as Co-Counsel. (Signed by Judge Victor Marrero on 12/19/08) (mme) (Entered: 12/22/2008)
01/05/2009	22	AMENDED COMPLAINT amending 1 Complaint against Northern Trust Securities, Inc, Northern Trust Corporation, Northern Trust Company. Document filed by Aimis Art Corporation. Related document: 1 Complaint filed by Aimis Art Corporation.(dle) (Entered: 01/07/2009)
01/22/2009	23	STIPULATION: It is hereby stipulated and agreed by and between the parties that Defendants' time to move, answer, or otherwise respond to the Amended Complaint is extended to 2/6/2009. Plaintiff shall until 3/9/2009 to file an opposition to a motion to dismiss. Defendants shall have until 3/23/2009 to file a reply in support of a motion to dismiss. (Signed by Judge Victor Marrero on 1/22/2009) (jpo) (Entered: 01/22/2009)
02/06/2009	24	MOTION to Dismiss Amended Complaint. Document filed by Northern Trust Securities, Inc, Northern Trust Corporation, Northern Trust Company.(Layden, David) Modified on 2/27/2009 (dle). (Entered: 02/06/2009)
02/06/2009	25	MEMORANDUM OF LAW in Support re: 24 MOTION to Dismiss Amended Complaint.. Document filed by Northern Trust Securities, Inc, Northern Trust Corporation, Northern Trust Company. (Attachments: # 1 Exhibit 1)(Layden, David) (Entered: 02/06/2009)
02/25/2009	27	MOTION for Norman E. Siegel and Matthew L. Dameron to Appear Pro Hac Vice. Document filed by Aimis Art Corporation.(dle) (Entered: 02/27/2009)
02/26/2009	26	ORDER ADMITTING ATTORNEY PRO HAC VICE ON WRITTEN MOTION. Attorney Norman E. Siegel for Aimis Art Corporation, Matthew L. Dameron for Aimis Art Corporation admitted Pro Hac Vice. (Signed by Judge Victor Marrero on 2/26/09) (cd) (Entered: 02/26/2009)
02/26/2009		Transmission to Attorney Admissions Clerk. Transmitted re: 26 Order Admitting Attorney Pro Hac Vice, to the Attorney Admissions Clerk for updating of Attorney Information. (cd) (Entered: 03/18/2009)
03/04/2009	28	ORDER FOR ADMISSION PRO HAC VICE ON WRITTEN MOTION: IT IS HEREBY ORDERED that NORMAN E. SIEGEL & MATTHEW L. DAMERON are admitted to practice pro hac vice as counsel for Movant Plaintiff Aimis Art Corporation in the above captioned case in the United States District for the Southern District of New York. (Signed by Judge Victor Marrero on 2/4/2009) (jfe) (Entered: 03/04/2009)
03/06/2009		CASHIERS OFFICE REMARK on 27 Motion to Appear Pro Hac Vice in the amount of $50.00, paid on 02/25/2009, Receipt Number 678787. (jd) (Entered: 03/06/2009)
03/09/2009	29	MEMORANDUM OF LAW in Opposition re: 24 MOTION to Dismiss Amended Complaint.. Document filed by Aimis Art Corporation. (Attachments: # 1 Exhibit A)(Kaplan, Robert) (Entered: 03/09/2009)
03/23/2009	30	REPLY MEMORANDUM OF LAW in Support re: 24 MOTION to Dismiss Amended Complaint.. Document filed by Northern Trust Securities, Inc, Northern Trust Corporation, Northern Trust Company. (Layden, David) (Entered: 03/23/2009)
08/06/2009	31	DECISION AND ORDER: For the reasons discussed above, it is hereby ORDERED that the motion (Docket No. 24) of defendants Northern Trust Securities, Inc, Northern Trust Corporation, and Northern Trust Company, to dismiss the amended complaint is GRANTED, and the amended complaint is dismissed with prejudice. The Clerk of the Court is directed to withdraw any pending motions and to close this case. (Signed by Judge Victor Marrero on 8/6/2009) (jpo) (Entered: 08/06/2009)
08/06/2009		Transmission to Judgments and Orders Clerk. Transmitted re: 31 Order, to the Judgments and Orders Clerk. (jpo) (Entered: 08/06/2009)
08/07/2009	32	CLERK'S JUDGMENT That for the reasons stated in the Court's Decision and Order dated August 6, 2009, defendants' motion to dismiss the amended complaint is granted, and the amended complaint is dismissed with prejudice; accordingly, any pending motions are withdrawn, and the case is closed. (Signed by J. Michael McMahon, clerk on 8/7/09) (Attachments: # 1 notice of right to appeal)(ml) (Entered: 08/07/2009)