|
Cause:
15:78m(a) Securities Exchange Act |
|
|
Lead
Plaintiff |
|
|
|
Edward
Wahl |
represented by |
Christopher
J. Keller |
|
Plaintiff
|
||
|
Steve
Button |
represented by |
Samuel
Howard Rudman |
|
Plaintiff
|
||
|
Steve
Button |
represented by |
Samuel
Howard Rudman |
|
|
||
|
Consolidated
Plaintiff |
||
|
Gary
A. Thompson
|
represented by |
Ralph
M. Stone |
|
Consolidated
Plaintiff |
||
|
Frank
Vinciguerra |
represented by |
Eduard
Korsinsky |
|
Consolidated
Plaintiff |
||
|
David
Struck |
represented by |
D.
Seamus Kaskela |
|
Consolidated
Plaintiff |
||
|
Scott
Hoch |
represented by |
Christopher
Steven Jones |
|
Consolidated
Plaintiff |
||
|
Scott
Hoch |
represented by |
Christopher
Steven Jones |
|
Consolidated
Plaintiff |
||
|
Audrey
Atlas |
represented by |
Ralph
M. Stone |
|
Consolidated
Plaintiff |
||
|
Richard
C. Furst |
represented by |
Catherine
A. Torell |
|
Consolidated
Plaintiff |
||
|
Agnes
Furst |
represented by |
Catherine
A. Torell |
|
|
||
|
Defendant
|
||
|
Britannia
Bulk Holdings Inc.
|
represented by |
Justina Louise Geraci |
|
Defendant
|
||
|
Arvid Tage |
represented by |
Kathryn
Lynne Barcroft |
|
Defendant
|
||
|
Fariyal Khanbabi |
represented by |
Justina Louise Geraci |
|
Defendant
|
||
|
John
Sinders |
represented by |
Justina Louise Geraci |
|
Defendant
|
||
|
Jens
Fehrn-Christensen |
represented by |
Justina Louise Geraci |
|
Defendant
|
||
|
Soren Halsted |
represented by |
Justina Louise Geraci |
|
Defendant
|
||
|
Goldman,
Sachs & Co.
|
represented by |
Peter
L Simmons |
|
Defendant
|
||
|
Banc
of America Securities LLC |
represented by |
Peter
L Simmons |
|
Defendant
|
||
|
Dahlman Rose & Company, LLC |
represented by |
Peter
L Simmons |
|
Defendant
|
||
|
Oppenheimer
& CO. Inc.
|
represented by |
Peter
L Simmons |
|
Movant |
||
|
The
Pollak Group |
represented by |
Evan
J. Smith |
|
Movant |
||
|
John
Laskey |
represented by |
Catherine
A. Torell |
|
Movant |
||
|
Sheriff
James Garvey
|
represented by |
David
Avi Rosenfeld |
|
Movant |
||
|
WLC
Lead Plaintiff Group
|
represented by |
Thomas
George Ciarlone , Jr |
|
Date
Filed |
# |
Docket
Text |
|
11/06/2008 |
COMPLAINT
against Britannia Bulk Holdings Inc., Arvid Tage, Fariyal Khanbabi, John Sinders, Jens Fehrn-Christensen, Soren
Halsted, Goldman, Sachs & Co., Banc of America Securities LLC, Dahlman Rose & Company, LLC, Oppenheimer & CO.
Inc. (Filing Fee $ 350.00, Receipt Number 668188)Document filed by Steve
Button(Individually), Steve Button(on behalf of all others similarly
situated).(ama) (mbe).
(Entered: 11/10/2008) |
|
|
11/06/2008 |
|
SUMMONS
ISSUED as to Britannia Bulk Holdings Inc., Arvid Tage, Fariyal Khanbabi, John Sinders, Jens Fehrn-Christensen, Soren
Halsted, Goldman, Sachs & Co., Banc of America Securities LLC, Dahlman Rose & Company, LLC, Oppenheimer & CO.
Inc. (ama) (Entered: 11/10/2008) |
|
11/06/2008 |
|
Magistrate
Judge Michael H. Dolinger is so designated. (ama) (Entered: 11/10/2008) |
|
11/06/2008 |
|
Case
Designated ECF. (ama) (Entered: 11/10/2008) |
|
11/12/2008 |
INITIAL
PRETRIAL CONFERENCE:... Initial Pretrial Conference
set for 3/5/2009 at 9:30 AM in Courtroom 15D, 500 Pearl Street, New York, NY
10007 before Judge George B. Daniels. (Signed by Judge George B. Daniels on
11/12/2008) (kkc) (Entered: 11/13/2008) |
|
|
12/11/2008 |
NOTICE
OF CASE REASSIGNMENT to Judge Denise L. Cote. Judge George B. Daniels is no
longer assigned to the case. (laq) (Entered:
12/11/2008) |
|
|
12/12/2008 |
ORDER:
It is hereby ORDERED that a conference shall be held at 4 p.m. on Friday,
February 13, 2009 to consider any motions for appointment of lead plaintiff
and lead counsel and for consolidation. IT IS FURTHER ORDERED that opposition
to any motion for appointment of lead plaintiff shall be filed by February 6,
2009. IT IS FURTHER ORDERED that the named plaintiffs shall promptly serve a
copy of this Order on each of the defendants. (Signed by Judge Denise L. Cote
on 12/12/2008) (jfe) (Entered: 12/12/2008) |
|
|
01/05/2009 |
MOTION
to Consolidate Cases 08-10069, 08-10081 and To Appoint Lead Plaintiff and
Lead Counsel. Document filed by The Pollak
Group. Return Date set for 2/13/2009 at 04:00 PM. (Attachments: # 1 Exhibit A)(Smith,
Evan) (Entered: 01/05/2009) |
|
|
01/05/2009 |
MOTION
to Appoint John Laskey to serve as lead
plaintiff(s)., MOTION to Appoint Counsel., MOTION to Consolidate Cases
1:08-cv-9554; 1:08-cv-9690; 1:08-cv-09623;1:08-cv-10069;1:08-cv-10081;
1:08-cv-10368; 1:08-cv-11003. Document filed by John Laskey.
(Attachments: # 1
Text of Proposed Order Proposed Order)(Torell,
Catherine) (Entered: 01/05/2009) |
|
|
01/05/2009 |
MEMORANDUM
OF LAW in Support re: 5
MOTION to Consolidate Cases 08-10069, 08-10081 and To Appoint Lead
Plaintiff and Lead Counsel.. Document filed by
The Pollak Group. (Smith, Evan) (Entered:
01/05/2009) |
|
|
01/05/2009 |
DECLARATION
of Evan J. Smith, Esquire in Support re: 5 MOTION to
Consolidate Cases 08-10069, 08-10081 and To Appoint Lead Plaintiff and
Lead Counsel.. Document filed by The Pollak Group. (Smith, Evan) (Entered: 01/05/2009) |
|
|
01/05/2009 |
MEMORANDUM
OF LAW in Support re: 6
MOTION to Appoint John Laskey to serve as lead
plaintiff(s). MOTION to Appoint Counsel. MOTION to Consolidate Cases
1:08-cv-9554; 1:08-cv-9690; 1:08-cv-09623;1:08-cv-10069;1:08-cv-10081;
1:08-cv-10368; 1:08-cv-11003. MOTION to Appoint John Laskey
to serve as lead plaintiff(s).. Document filed by
John Laskey. (Torell,
Catherine) (Entered: 01/05/2009) |
|
|
01/05/2009 |
CERTIFICATE
OF SERVICE of Motion to Consolidate, Appoint Lead Plaintiff and Lead Counsel,
Memo in Support thereof, Declaration in Support thereof and Proof of Service
served on All Counsel of Record on 01-05-09. Service was made by ECF.
Document filed by The Pollak Group. (Smith, Evan)
(Entered: 01/05/2009) |
|
|
01/05/2009 |
DECLARATION
of Catherine A. Torell in Support re: 6 MOTION to Appoint
John Laskey to serve as lead plaintiff(s). MOTION
to Appoint Counsel. MOTION to Consolidate Cases 1:08-cv-9554; 1:08-cv-9690;
1:08-cv-09623;1:08-cv-10069;1:08-cv-10081; 1:08-cv-10368; 1:08-cv-11003.
MOTION to Appoint John Laskey to serve as lead
plaintiff(s).. Document filed by John Laskey. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C)(Torell, Catherine) (Entered: 01/05/2009) |
|
|
01/05/2009 |
NOTICE
OF APPEARANCE by Michael G. Bongiorno on behalf of
Britannia Bulk Holdings Inc., Fariyal Khanbabi, John Sinders, Jens Fehrn-Christensen, Soren
Halsted (Bongiorno, Michael) (Entered: 01/05/2009) |
|
|
01/05/2009 |
MOTION
to Consolidate Cases 08-cv-09554; 08-cv-09623; 08-cv-09690; 08-cv-10069;
08-cv-10081; 08-cv-10368; 08-cv-11003., MOTION to Appoint James Garvey to
serve as lead plaintiff(s)., MOTION to Appoint Counsel. Document filed by
James Garvey. Return Date set for 2/13/2009 at 04:00 PM.(Rosenfeld, David)
(Entered: 01/05/2009) |
|
|
01/05/2009 |
MEMORANDUM
OF LAW in Support re: 13
MOTION to Consolidate Cases 08-cv-09554; 08-cv-09623; 08-cv-09690;
08-cv-10069; 08-cv-10081; 08-cv-10368; 08-cv-11003. MOTION to Appoint James
Garvey to serve as lead plaintiff(s). MOTION to Appoint Counsel. MOTION to
Appoint James Garvey to serve as lead plaintiff(s)..
Document filed by James Garvey. (Rosenfeld, David) (Entered: 01/05/2009) |
|
|
01/05/2009 |
DECLARATION
of David A. Rosenfeld in Support re: 13 MOTION to
Consolidate Cases 08-cv-09554; 08-cv-09623; 08-cv-09690; 08-cv-10069;
08-cv-10081; 08-cv-10368; 08-cv-11003. MOTION to Appoint James Garvey to
serve as lead plaintiff(s). MOTION to Appoint Counsel. MOTION to Appoint
James Garvey to serve as lead plaintiff(s)..
Document filed by James Garvey. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit
D)(Rosenfeld, David) (Entered: 01/05/2009) |
|
|
01/05/2009 |
MOTION
to Appoint WLC Lead Plaintiff Group to serve as lead plaintiff(s) and to
approve selection of lead counsel. Document filed by WLC Lead Plaintiff
Group. Return Date set for 2/13/2009 at 04:00 PM.(Ciarlone,
Thomas) (Entered: 01/05/2009) |
|
|
01/05/2009 |
MEMORANDUM
OF LAW in Support re: 16
MOTION to Appoint WLC Lead Plaintiff Group to serve as lead plaintiff(s) and
to approve selection of lead counsel.. Document
filed by WLC Lead Plaintiff Group. (Ciarlone,
Thomas) (Entered: 01/05/2009) |
|
|
01/05/2009 |
AFFIRMATION
of Thomas G. Ciarlone, Jr. in Support re: 16 MOTION to
Appoint WLC Lead Plaintiff Group to serve as lead plaintiff(s) and to
approve selection of lead counsel.. Document
filed by WLC Lead Plaintiff Group. (Ciarlone,
Thomas) (Entered: 01/05/2009) |
|
|
01/05/2009 |
CERTIFICATE
of Counsel by Thomas George Ciarlone, Jr on behalf of WLC Lead Plaintiff Group. (Ciarlone, Thomas) (Entered: 01/05/2009) |
|
|
01/05/2009 |
MOTION
to Consolidate Cases 08-9554, 08-9623, 08-9690, 08-10069, 08-10081, 08-10368,
08-11003., MOTION to Appoint Edward Wahl to serve as lead plaintiff(s).,
MOTION to Appoint Counsel. Document filed by Edward Wahl. Return Date set for
2/13/2009 at 04:00 PM. (Attachments: # 1 Text of Proposed
Order)(Keller, Christopher) (Entered: 01/05/2009) |
|
|
01/05/2009 |
MEMORANDUM
OF LAW in Support re: 20
MOTION to Consolidate Cases 08-9554, 08-9623, 08-9690, 08-10069, 08-10081,
08-10368, 08-11003. MOTION to Appoint Edward Wahl to serve as lead
plaintiff(s). MOTION to Appoint Counsel. MOTION to Appoint Edward Wahl to
serve as lead plaintiff(s).. Document filed by
Edward Wahl. (Keller, Christopher) (Entered: 01/05/2009) |
|
|
01/05/2009 |
FILING
ERROR - DEFICENT DOCKET ENTRY - (SEE DOCUMENY # 38) - DECLARATION of Sharan Nirmul in Support re: 20 MOTION to
Consolidate Cases 08-9554, 08-9623, 08-9690, 08-10069, 08-10081, 08-10368,
08-11003. MOTION to Appoint Edward Wahl to serve as lead plaintiff(s). MOTION
to Appoint Counsel. MOTION to Appoint Edward Wahl to serve as lead
plaintiff(s).. Document filed by Edward Wahl.
(Attachments: # 1
Exhibit A, # 2
Exhibit B, # 3
Exhibit C, # 4
Exhibit D, # 5
Exhibit E, # 6
Exhibit F, # 7
Exhibit G, # 8
Certificate of Service)(Keller, Christopher) Modified on 2/17/2009 (gp). (Entered: 01/05/2009) |
|
|
01/06/2009 |
NOTICE
OF APPEARANCE by Peter L Simmons on behalf of Goldman, Sachs & Co., Banc
of America Securities LLC, Dahlman Rose &
Company, LLC, Oppenheimer & CO. Inc. (Simmons, Peter) (Entered:
01/06/2009) |
|
|
01/06/2009 |
NOTICE
OF APPEARANCE by Justina Louise Geraci
on behalf of Britannia Bulk Holdings Inc., Fariyal Khanbabi, John Sinders, Jens Fehrn-Christensen, Soren
Halsted (Geraci, Justina)
(Entered: 01/06/2009) |
|
|
01/06/2009 |
NOTICE
of Correction re: 9
Memorandum of Law in Support of Motion,. Document
filed by John Laskey. (Attachments: # 1 Errata Page 1, # 2 Errata Page 6)(Torell, Catherine) (Entered: 01/06/2009) |
|
|
01/22/2009 |
RULE
7.1 CORPORATE DISCLOSURE STATEMENT. Document filed
by Goldman, Sachs & Co., Banc of America Securities LLC, Dahlman Rose & Company, LLC, Oppenheimer & CO. Inc..(Simmons, Peter) (Entered: 01/22/2009) |
|
|
02/06/2009 |
NOTICE
of Withdrawal of Motion of John Laskey for
Appointment as Lead Plaintiff and Appointment of Lead Counsel re: 6 MOTION to Appoint
John Laskey to serve as lead plaintiff(s). MOTION
to Appoint Counsel. MOTION to Consolidate Cases 1:08-cv-9554; 1:08-cv-9690;
1:08-cv-09623;1:08-cv-10069;1:08-cv-10081; 1:08-cv-10368; 1:08-cv-11003.
MOTION to Appoint John Laskey to serve as lead
plaintiff(s).. Document filed by John Laskey. (Torell, Catherine)
(Entered: 02/06/2009) |
|
|
02/06/2009 |
RULE
7.1 CORPORATE DISCLOSURE STATEMENT. Identifying
Creative Communities LLC and the Cerone Revocable
Trust as Corporate Parent. Document filed by WLC Lead Plaintiff Group.(Ciarlone, Thomas) (Entered: 02/06/2009) |
|
|
02/06/2009 |
RULE
7.1 CORPORATE DISCLOSURE STATEMENT. Identifying
Creative Communities LLC and the Cerone Revocable
Trust as Corporate Parent. Document filed by WLC Lead Plaintiff Group.(Ciarlone, Thomas) (Entered: 02/06/2009) |
|
|
02/06/2009 |
NOTICE
OF APPEARANCE by Joseph Alberto Fonti on behalf of
Edward Wahl (Fonti, Joseph) (Entered: 02/06/2009) |
|
|
02/06/2009 |
MEMORANDUM
OF LAW in Opposition re: 20 MOTION to
Consolidate Cases 08-9554, 08-9623, 08-9690, 08-10069, 08-10081, 08-10368,
08-11003. MOTION to Appoint Edward Wahl to serve as lead plaintiff(s). MOTION
to Appoint Counsel. MOTION to Appoint Edward Wahl to serve as lead
plaintiff(s). and in opposition to other
competing lead plaintiff motions. Document filed by WLC Lead Plaintiff
Group. (Ciarlone, Thomas) (Entered: 02/06/2009) |
|
|
02/06/2009 |
DECLARATION
of the members of the WLC Lead Plaintiff Group in Opposition re: 20 MOTION to
Consolidate Cases 08-9554, 08-9623, 08-9690, 08-10069, 08-10081, 08-10368,
08-11003. MOTION to Appoint Edward Wahl to serve as lead plaintiff(s). MOTION
to Appoint Counsel. MOTION to Appoint Edward Wahl to serve as lead
plaintiff(s).. Document filed by WLC Lead Plaintiff
Group. (Ciarlone, Thomas) (Entered: 02/06/2009) |
|
|
02/06/2009 |
RESPONSE
to Motion re: 5
MOTION to Consolidate Cases 08-10069, 08-10081 and To Appoint Lead
Plaintiff and Lead Counsel.,
16 MOTION to
Appoint WLC Lead Plaintiff Group to serve as lead plaintiff(s) and to
approve selection of lead counsel., 6 MOTION to Appoint
John Laskey to serve as lead plaintiff(s). MOTION
to Appoint Counsel. MOTION to Consolidate Cases 1:08-cv-9554; 1:08-cv-9690;
1:08-cv-09623;1:08-cv-10069;1:08-cv-10081; 1:08-cv-10368; 1:08-cv-11003.
MOTION to Appoint John Laskey to serve as lead
plaintiff(s)., 20
MOTION to Consolidate Cases 08-9554, 08-9623, 08-9690, 08-10069, 08-10081,
08-10368, 08-11003. MOTION to Appoint Edward Wahl to serve as lead
plaintiff(s). MOTION to Appoint Counsel. MOTION to Appoint Edward Wahl to
serve as lead plaintiff(s).. Document filed by James
Garvey. (Attachments: # 1 Exhibit
A)(Rosenfeld, David) (Entered: 02/06/2009) |
|
|
02/06/2009 |
MEMORANDUM
OF LAW in Opposition re: 5 MOTION to
Consolidate Cases 08-10069, 08-10081 and To Appoint Lead Plaintiff and
Lead Counsel., 16
MOTION to Appoint WLC Lead Plaintiff Group to serve as lead plaintiff(s) and
to approve selection of lead counsel., 13 MOTION to
Consolidate Cases 08-cv-09554; 08-cv-09623; 08-cv-09690; 08-cv-10069;
08-cv-10081; 08-cv-10368; 08-cv-11003. MOTION to Appoint James Garvey to
serve as lead plaintiff(s). MOTION to Appoint Counsel. MOTION to Appoint
James Garvey to serve as lead plaintiff(s)..
Document filed by Edward Wahl. (Fonti, Joseph)
(Entered: 02/06/2009) |
|
|
02/06/2009 |
DECLARATION
of Sharan Nirmul in
Opposition re: 5
MOTION to Consolidate Cases 08-10069, 08-10081 and To Appoint Lead
Plaintiff and Lead Counsel., 16 MOTION to
Appoint WLC Lead Plaintiff Group to serve as lead plaintiff(s) and to
approve selection of lead counsel., 20 MOTION to
Consolidate Cases 08-9554, 08-9623, 08-9690, 08-10069, 08-10081, 08-10368,
08-11003. MOTION to Appoint Edward Wahl to serve as lead plaintiff(s). MOTION
to Appoint Counsel. MOTION to Appoint Edward Wahl to serve as lead
plaintiff(s)., 13
MOTION to Consolidate Cases 08-cv-09554; 08-cv-09623; 08-cv-09690;
08-cv-10069; 08-cv-10081; 08-cv-10368; 08-cv-11003. MOTION to Appoint James
Garvey to serve as lead plaintiff(s). MOTION to Appoint Counsel. MOTION to
Appoint James Garvey to serve as lead plaintiff(s)..
Document filed by Edward Wahl. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Certificate of
Service)(Fonti, Joseph) (Entered: 02/06/2009) |
|
|
02/06/2009 |
MOTION
for Stuart Berman to Appear Pro Hac Vice. Document
filed by Edward Wahl.(dle) (Entered: 02/09/2009) |
|
|
02/11/2009 |
MOTION
to Withdraw 5
MOTION to Consolidate Cases 08-10069, 08-10081 and To Appoint Lead
Plaintiff and Lead Counsel., 8 Declaration in
Support of Motion, 7
Memorandum of Law in Support of Motion, 10 Certificate of
Service Other,. Document filed by The Pollak
Group.(Smith, Evan) (Entered: 02/11/2009) |
|
|
02/11/2009 |
DECLARATION
of Sharan Nirmul in
Support re: 20 MOTION
to Consolidate Cases 08-9554, 08-9623, 08-9690, 08-10069, 08-10081, 08-10368,
08-11003. MOTION to Appoint Edward Wahl to serve as lead plaintiff(s). MOTION
to Appoint Counsel. MOTION to Appoint Edward Wahl to serve as lead
plaintiff(s).. Document filed by Edward Wahl.
(Attachments: # 1
Exhibit A, # 2
Exhibit B, # 3
Exhibit C, # 4
Exhibit D, # 5
Exhibit E, # 6
Exhibit F, # 7
Exhibit G, # 8
Certificate of Service)(Fonti, Joseph) (Entered:
02/11/2009) |
|
|
02/12/2009 |
MEMO
ENDORSED granting 36
Motion for Stuart Berman to Appear Pro Hac Vice for
Edward Wahl. (Signed by Judge Denise L. Cote on 2/12/2009) (jmi) Modified on 2/13/2009 (jmi).
(Entered: 02/13/2009) |
|
|
02/12/2009 |
|
Transmission
to Attorney Admissions Clerk. Transmitted re: 39 Order on Motion
to Appear Pro Hac Vice, to the Attorney Admissions
Clerk for updating of Attorney Information. (jmi)
(Entered: 02/13/2009) |
|
02/18/2009 |
CASE
MANAGEMENT ORDER: The action listed on the annexed schedule
are consolidated for all purposes pursuant to Rule 42(a), F.R.C.P.
They shall be referred to collectively as In re Britannia Bulk Holdings Inc.
Securities Litigation, Master File No. 08-cv-09554 (DLC). The Clerk shall
file a copy of this Order in each of such separate file. The Clerk shall mail
a copy of this Order to counsel of record in each of the Consolidated
Actions. Edward Wahl is appointed Lead Plaintiff. Barroway
Topaz Kessler Meltzer & Check, LLP shall serve as Lead Counsel for all
plaintiffs in the Consolidated Actions and the Class. Labaton
Sucharow LLP shall serve as Liaison Counsel for all
plaintiffs in the Consolidated Actions and the Class. Lead Plaintiff shall
file a consolidated complaint for the Consolidated Actions and any actions
subsequently consolidated with them on or before 4/17/09. Pending filing and
service of the consolidated complaint, defendants shall have no obligation to
move, answer, or otherwise respond to any of the complaint in the actions
consolidated herein or any actions subsequently consolidated with them.
Defendants shall file their Motion(s) to Dismiss the consolidated complaint,
if any, on or before 5/29/09. Lead Plaintiff shall files
its Opposition(s) to the Motion(s) to Dismiss on or before 6/19/09.
Defendants shall file their Replies to the Opposition(s) to the Motion(s) to
Dismiss on or before 7/3/09. ENDORSEMENT: Defendant shall supply two courtesy
copies of the motion(s) at the time this reply is served. (Signed by Judge
Denise L. Cote on 2/18/09) Filed In Associated Cases: 1:08-cv-09554-DLC et
al.(tro) (Entered: 02/18/2009) |
|
|
02/18/2009 |
|
Set
Deadlines/Hearings: Motions to Dismiss due by 5/29/2009. Responses due by
6/19/2009; Replies due by 7/3/2009. Associated Cases: 1:08-cv-09554-DLC et
al.(tro) (Entered: 02/18/2009) |
|
02/19/2009 |
|
Mailed
a copy of 40
Case Management Order to counsel of records: Stuart Berman, Michael G. Bongiorno, Wai Kin Chan, Thomas
George Ciarlone, Jr,
Joseph Alberto Fonti, Justina
Louise Geraci, Lester R. Hooker, Christopher Steven
Jones, D. Seamus Kaskela, Christopher J. Keller,
Eduard Korsinsky, Joseph E. Levi, Darren J.
Robbins, David Avi Rosenfeld, Samuel Howard Rudman,
Peter L Simmons, Evan J. Smith, Daniel S. Sommers,
Ralph M. Stone, Steven Jeffrey Toll, Catherine A. Torell,
Curtis Victor Trinko, David C. Walton, Joseph E.
White. (mro) (Entered: 02/19/2009) |
|
02/24/2009 |
42 |
TRANSCRIPT
of proceedings held on 2/13/09 before Judge Denise L. Cote. (tro) (Entered: 03/12/2009) |
|
02/26/2009 |
NOTICE
OF APPEARANCE by Karen E. Reilly on behalf of Edward Wahl (Reilly, Karen)
(Entered: 02/26/2009) |
|
|
02/27/2009 |
|
CASHIERS
OFFICE REMARK on 36
Motion to Appear Pro Hac Vice in the amount of
$25.00, paid on 02/06/2009, Receipt Number 677330. (jd)
(Entered: 02/27/2009) |
|
03/16/2009 |
MOTION
for Micheal K. Yarnoff to
Appear Pro Hac Vice, w/ attch.
aff. in
support. Document filed by Edward Wahl.(pl) (Entered: 03/17/2009) |
|
|
03/16/2009 |
MOTION
for Emily B. Rubin to Appear Pro Hac Vice; w/ attch. aff.
in support. Document filed by Edward Wahl.(pl)
(Entered: 03/17/2009) |
|
|
03/20/2009 |
MEMO
ENDORSEMENT granting (44) Motion for Emily B. Rubin to Appear Pro Hac Vice in case 1:08-cv-09554-DLC. ENDORSEMENT: Granted.
(Signed by Judge Denise L. Cote on 3/19/09) Filed In Associated Cases:
1:08-cv-09554-DLC et al.(tro) (Entered: 03/20/2009) |
|
|
03/20/2009 |
MEMO
ENDORSEMENT granting (43) Motion for Michael K. Yarnoff
to Appear Pro Hac Vice in case 1:08-cv-09554-DLC.
ENDORSEMENT: Granted. (Signed by Judge Denise L. Cote on 3/19/09) Filed In
Associated Cases: 1:08-cv-09554-DLC et al.(tro)
(Entered: 03/20/2009) |
|
|
03/20/2009 |
|
Transmission
to Attorney Admissions Clerk. Transmitted re: (18 in 1:08-cv-10081-DLC, 45 in
1:08-cv-09554-DLC, 14 in 1:08-cv-11003-DLC, 19 in 1:08-cv-10069-DLC, 14 in
1:08-cv-09690-DLC, 25 in 1:08-cv-09623-DLC, 17 in 1:08-cv-10368-DLC) Order on
Motion to Appear Pro Hac Vice, (19 in
1:08-cv-10081-DLC, 46 in 1:08-cv-09554-DLC, 15 in 1:08-cv-11003-DLC, 26 in
1:08-cv-09623-DLC, 18 in 1:08-cv-10368-DLC, 15 in 1:08-cv-09690-DLC, 20 in
1:08-cv-10069-DLC) Order on Motion to Appear Pro Hac
Vice, to the Attorney Admissions Clerk for updating of Attorney Information.
Filed In Associated Cases: 1:08-cv-09554-DLC et al.(tro)
(Entered: 03/20/2009) |
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03/20/2009 |
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CASHIERS
OFFICE REMARK on 43
Motion to Appear Pro Hac Vice, 44 Motion to Appear
Pro Hac Vice in the amount of $50.00, paid on
03/16/2009, Receipt Number 681390. (jd) (Entered:
03/20/2009) |
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04/16/2009 |
MOTION
for Extension of Time to File Consolidated Class Action Complaint
(Unopposed). Document filed by Edward Wahl. (Attachments: # 1 [Proposed]
Revised Case Management Order, # 2 Certificate of
Service)(Fonti, Joseph) (Entered: 04/16/2009) |
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04/20/2009 |
ENDORSED
LETTER addressed to Judge Denise L. Cote from Joseph A. Fonti
dated 4/16/2009 re: We are Liaison counsel for Lead Plaintiff in the
above-referenced action (the "Action"), and write together with Barroway Topaz Kessler Meltzer & Check, LLP, Lead Counsel
for the Action. Further to communications between Your Honor's chambers and
Karen Reilly of the Barroway Topaz firm, we enclose
two courtesy copies of the Unopposed Motion For Enlargement Of Time To File
Consolidated Class Action Complaint and the [proposed] Revised Case
Management Order, both of which were filed via ECF with the Court today. As
Your Honor's chambers has been advised, the current deadline for filing the
consolidated complaint in the Action is tomorrow, Friday, April 17, 2009, and
the enclosed motion seeks an extension through Monday, May 18, 2009.
ENDORSEMENT: scheduling matters should be addressed through a latter
application; not a motion. The application to extend the April 17 deadline
should have been brought earlier, in the event it were
denied. The complaint shall be filed May 1. The other corresponding dates are
extended by two weeks. (Signed by Judge Denise L. Cote on 4/20/2009) (jmi) (Entered: 04/21/2009) |
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05/01/2009 |
49 |
CONSOLIDATED
CLASS ACTION COMPLAINT amending 1 Complaint,
against Britannia Bulk Holdings Inc., Arvid Tage, Fariyal Khanbabi, John Sinders, Jens Fehrn-Christensen, Soren
Halsted, Goldman, Sachs & Co., Banc of America Securities LLC, Dahlman Rose & Company, LLC, Oppenheimer & CO. Inc.. Document filed by Edward Wahl. Related document: 1 Complaint, filed
by Steve Button.(dle) (Entered: 05/06/2009) |
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06/01/2009 |
NOTICE
OF APPEARANCE by Mark S. Cohen on behalf of Arvid Tage (Cohen, Mark) (Entered: 06/01/2009) |
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06/01/2009 |
NOTICE
OF APPEARANCE by Sandra C. McCallion on behalf of Arvid Tage (McCallion,
Sandra) (Entered: 06/01/2009) |
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06/01/2009 |
NOTICE
OF APPEARANCE by Kathryn Lynne Barcroft on behalf
of Arvid Tage (Barcroft, Kathryn) (Entered: 06/01/2009) |
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06/12/2009 |
MOTION
to Dismiss. Document filed by Goldman, Sachs & Co., Banc of America
Securities LLC, Dahlman Rose & Company, LLC,
Oppenheimer & CO. Inc..(Simmons, Peter)
(Entered: 06/12/2009) |
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06/12/2009 |
MEMORANDUM
OF LAW in Support re: 53
MOTION to Dismiss.. Document filed by Goldman, Sachs
& Co., Banc of America Securities LLC, Dahlman
Rose & Company, LLC, Oppenheimer & CO. Inc..
(Simmons, Peter) (Entered: 06/12/2009) |
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06/12/2009 |
DECLARATION
of Peter L. Simmons in Support re: 53 MOTION to
Dismiss.. Document filed by Goldman, Sachs &
Co., Banc of America Securities LLC, Dahlman Rose
& Company, LLC, Oppenheimer & CO. Inc..
(Attachments: # 1
Exhibit A, # 2
Exhibit B, # 3
Exhibit C)(Simmons, Peter) (Entered: 06/12/2009) |
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06/12/2009 |
MOTION
to Dismiss. Document filed by Fariyal Khanbabi, John Sinders, Jens Fehrn-Christensen, Soren
Halsted.(Bongiorno, Michael) (Entered: 06/12/2009) |
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06/12/2009 |
MEMORANDUM
OF LAW in Support re: 56
MOTION to Dismiss.. Document filed by Fariyal Khanbabi, John Sinders, Jens Fehrn-Christensen,
Soren Halsted. (Bongiorno,
Michael) (Entered: 06/12/2009) |
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06/12/2009 |
DECLARATION
of Michael G. Bongiorno in Support re: 56 MOTION to
Dismiss.. Document filed by Fariyal
Khanbabi, John Sinders,
Jens Fehrn-Christensen, Soren
Halsted. (Attachments: # 1 Exhibit A, # 2 Exhibit B)(Bongiorno, Michael) (Entered: 06/12/2009) |
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06/12/2009 |
CERTIFICATE
OF SERVICE. Document filed by Fariyal Khanbabi, John Sinders, Jens Fehrn-Christensen, Soren
Halsted. (Bongiorno, Michael) (Entered: 06/12/2009) |
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06/12/2009 |
MOTION
to Dismiss the Complaint. Document filed by Arvid
Tage.(Cohen, Mark) (Entered: 06/12/2009) |
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06/12/2009 |
MEMORANDUM
OF LAW in Support re: 60
MOTION to Dismiss the Complaint.. Document
filed by Arvid Tage.
(Cohen, Mark) (Entered: 06/12/2009) |
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06/15/2009 |
AFFIDAVIT
OF SERVICE. Arvid Tage
served on 5/15/2009, answer due 6/4/2009. Service was accepted by Arvid Tage. Document filed by
Edward Wahl. (Reilly, Karen) (Entered: 06/15/2009) |
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07/02/2009 |
ENDORSED
LETTER addressed to Judge Denise L. Cote from Michael Yarnoff
dated 6/22/09 re: Request to file a single brief of no more than 35 pages re
the 3 separate motions to dismiss. ENDORSEMENT: Granted. (Signed by Judge
Denise L. Cote on 7/2/09) (cd) (Entered:
07/02/2009) |
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07/02/2009 |
STIPULATION
AND ORDER FOR EXTENSION OF TIME TO MOVE AGAINST OR ANSWER THE CONSOLIDATED
CLASS ACTION COMPLAINT ONLY WITH REGARD TO BRITANNIA BULK HOLDINGS, granting
a 6 day extension of time to file a Motion to Dismiss, through and including
6/17/09. ( Motion due by 6/17/2009.) (Signed by
Judge Denise L. Cote on 7/2/09) (cd) (Entered:
07/02/2009) |
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07/02/2009 |
MEMORANDUM
OF LAW in Opposition re: (60 in 1:08-cv-09554-DLC) MOTION to Dismiss the Complaint., (53
in 1:08-cv-09554-DLC) MOTION to Dismiss., (56 in 1:08-cv-09554-DLC) MOTION to
Dismiss.. Document filed by Edward Wahl. Filed In Associated Cases:
1:08-cv-09554-DLC et al.(Yarnoff, Michael)
(Entered: 07/02/2009) |
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07/17/2009 |
REPLY
MEMORANDUM OF LAW in Support re: 53 MOTION to
Dismiss.. Document filed by Goldman, Sachs &
Co., Banc of America Securities LLC, Dahlman Rose
& Company, LLC, Oppenheimer & CO. Inc..
(Simmons, Peter) (Entered: 07/17/2009) |
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07/17/2009 |
REPLY
MEMORANDUM OF LAW in Support re: 56 MOTION to
Dismiss.. Document filed by Fariyal
Khanbabi, John Sinders,
Jens Fehrn-Christensen, Soren
Halsted. (Bongiorno, Michael) (Entered: 07/17/2009) |
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07/17/2009 |
REPLY
MEMORANDUM OF LAW in Support re: 60 MOTION to
Dismiss the Complaint.. Document filed by Arvid Tage. (Tabak, Daniel) (Entered: 07/17/2009) |
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10/19/2009 |
OPINION
& ORDER: For the foregoing reasons, the Defendants' June 12, 2009 motions
to dismiss the Complaint are granted except for the Section 15 claims against
Tage and Khanbabi.
(Signed by Judge Denise L. Cote on 10/19/2009) (jpo)
(Entered: 10/19/2009) |
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10/19/2009 |
ORDER:
It is hereby ordered that the Plaintiff shall show cause
in writing by November 20, 2009, why his remaining Section 11 claim against
Britannia and Section 15 claims against Fariyal Khanbabi and Arvid Tage should not be voluntarily dismissed. IT IS FURTHER
ORDERED that Plaintiff shall provide two courtesy copies of his response to
Chambers by delivering them to the Courthouse Mailroom, 8th Floor, United
States Courthouse, 500 Pearl Street, New York, New
York. (Signed by Judge Denise L. Cote on 10/19/2009) (jpo)
(Entered: 10/19/2009) |