CASREF, CLOSED, ECF, MEMBER

U.S. District Court
Southern District of New York (Foley Square)
CIVIL DOCKET FOR CASE #: 1:08-cv-08235-RJH-DFE

Yu v. State Street Corp.
Assigned to: Judge Richard J. Holwell
Referred to: Magistrate Judge Douglas F. Eaton
Lead case: 1:08-md-01945-RJH
Member cases:

1:08-cv-08920-RJH-DFE

1:08-cv-08235-RJH-DFE

1:09-cv-01241-RJH

1:09-cv-01899-RJH

1:07-cv-08488-RJH-JLC

1:08-cv-05440-RJH-JLC

1:09-cv-03487-RJH

1:08-cv-05442-RJH-JLC

1:07-cv-09319-RJH-DFE

1:07-cv-09687-RJH-DFE

1:08-cv-00265-RJH-DFE

Case in other court:

USDC-DMA, 1:08-cv-11108

Cause: 28:1331 Fed. Question: Other

Date Filed: 09/25/2008
Date Terminated: 03/03/2010
Jury Demand: None
Nature of Suit: 791 Labor: E.R.I.S.A.
Jurisdiction: Federal Question

Plaintiff
Ning Yu	represented by	David Avi Rosenfeld Coughlin Stoia Geller Rudman & Robbins, LLP (LI) 58 South Service Road Suite 200 Melville , NY 11747 631-367-7100 Fax: 631-367-1173 Email: drosenfeld@csgrr.com LEAD ATTORNEY ATTORNEY TO BE NOTICED Evan Jay Kaufman Coughlin Stoia Geller Rudman & Robbins, LLP (LI) 58 South Service Road Suite 200 Melville , NY 11747 (631) 367-7100 Fax: (631) 367-1173 Email: ekaufman@csgrr.com LEAD ATTORNEY ATTORNEY TO BE NOTICED Samuel Howard Rudman Coughlin Stoia Geller Rudman & Robbins, LLP (LI) 58 South Service Road Suite 200 Melville , NY 11747 (631) 367-7100 Fax: (631) 367-1173 Email: srudman@csgrr.com LEAD ATTORNEY ATTORNEY TO BE NOTICED Thomas G. Shapiro Shapiro, Haber & Urmy, L.L.P. 53 State Street Boston , MA 02109 (617) 439-3939 Fax: (617) 439-0134 Email: tshapiro@shulaw.com LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Jeffrey A. Berens Dyer & Berens L.L.P. (CO) 303 East 17th, Avenue Suite 300 Denver , CO 80203 (303) 861-1764 Fax: (303) 395-0393 Email: jeff@dyerberens.com ATTORNEY TO BE NOTICED Robert J. Dyer Dyer & Berens, L.L.P. 682 Grant Street Denver , CO 80203 (303) 861-1764 Fax: (303) 395-0393 ATTORNEY TO BE NOTICED
V.
Defendant
State Street Corp.	represented by	Christopher G. Green Ropes & Gray LLP (MA) One International Place Boston , MA 02110 (617)-951-7000 Fax: (617)-951-7050 Email: christopher.green@ropesgray.com ATTORNEY TO BE NOTICED Harvey J. Wolkoff Ropes & Gray LLP (MA) One International Place Boston , MA 02110 (617) 951-7000 Fax: (617) 951-7050 Email: hwolkoff@ropesgray.com PRO HAC VICE ATTORNEY TO BE NOTICED John D. Donovan , Jr. Ropes & Gray LLP (MA) One International Place Boston , MA 02110 (617) 951-7000 Fax: (617) 951-7050 Email: jdonovan@ropesgray.com ATTORNEY TO BE NOTICED Olivia S. Choe Ropes & Gray LLP (MA) One International Place Boston , MA 02110 (617)-951-7000 Fax: (617)-951-7050 Email: olivia.choe@ropesgray.com ATTORNEY TO BE NOTICED Robert A. Skinner Ropes & Gray LLP (MA) One International Place Boston , MA 02110 617 951 7000 Fax: 617 951 7050 Email: rskinner@ropesgray.com ATTORNEY TO BE NOTICED
Defendant
Agustin J Fleites	represented by	Christopher G. Green (See above for address) ATTORNEY TO BE NOTICED Harvey J. Wolkoff (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED John D. Donovan , Jr. (See above for address) ATTORNEY TO BE NOTICED Olivia S. Choe (See above for address) ATTORNEY TO BE NOTICED Robert A. Skinner (See above for address) ATTORNEY TO BE NOTICED
Defendant
Peter G. Leahy	represented by	Christopher G. Green (See above for address) ATTORNEY TO BE NOTICED Harvey J. Wolkoff (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED John D. Donovan , Jr. (See above for address) ATTORNEY TO BE NOTICED Olivia S. Choe (See above for address) ATTORNEY TO BE NOTICED Robert A. Skinner (See above for address) ATTORNEY TO BE NOTICED
Defendant
Mark E. Swanson	represented by	Christopher G. Green (See above for address) ATTORNEY TO BE NOTICED Harvey J. Wolkoff (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED John D. Donovan , Jr. (See above for address) ATTORNEY TO BE NOTICED Olivia S. Choe (See above for address) ATTORNEY TO BE NOTICED Robert A. Skinner (See above for address) ATTORNEY TO BE NOTICED
Defendant
Donald A Gignac	represented by	Christopher G. Green (See above for address) ATTORNEY TO BE NOTICED Harvey J. Wolkoff (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED John D. Donovan , Jr. (See above for address) ATTORNEY TO BE NOTICED Olivia S. Choe (See above for address) ATTORNEY TO BE NOTICED Robert A. Skinner (See above for address) ATTORNEY TO BE NOTICED
Defendant
Karen D Gillogly	represented by	Christopher G. Green (See above for address) ATTORNEY TO BE NOTICED Harvey J. Wolkoff (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED John D. Donovan , Jr. (See above for address) ATTORNEY TO BE NOTICED Olivia S. Choe (See above for address) ATTORNEY TO BE NOTICED Robert A. Skinner (See above for address) ATTORNEY TO BE NOTICED
Defendant
James E. Ross	represented by	Christopher G. Green (See above for address) ATTORNEY TO BE NOTICED Harvey J. Wolkoff (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED John D. Donovan , Jr. (See above for address) ATTORNEY TO BE NOTICED Olivia S. Choe (See above for address) ATTORNEY TO BE NOTICED Robert A. Skinner (See above for address) ATTORNEY TO BE NOTICED
Defendant
Gary L. French	represented by	Christopher G. Green (See above for address) ATTORNEY TO BE NOTICED Harvey J. Wolkoff (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED John D. Donovan , Jr. (See above for address) ATTORNEY TO BE NOTICED Olivia S. Choe (See above for address) ATTORNEY TO BE NOTICED Robert A. Skinner (See above for address) ATTORNEY TO BE NOTICED
Defendant
William L. Boyan	represented by	Christopher G. Green (See above for address) ATTORNEY TO BE NOTICED Harvey J. Wolkoff (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED John D. Donovan , Jr. (See above for address) ATTORNEY TO BE NOTICED Olivia S. Choe (See above for address) ATTORNEY TO BE NOTICED Robert A. Skinner (See above for address) ATTORNEY TO BE NOTICED
Defendant
Michael F. Holland	represented by	Christopher G. Green (See above for address) ATTORNEY TO BE NOTICED Harvey J. Wolkoff (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED John D. Donovan , Jr. (See above for address) ATTORNEY TO BE NOTICED Olivia S. Choe (See above for address) ATTORNEY TO BE NOTICED Robert A. Skinner (See above for address) ATTORNEY TO BE NOTICED
Defendant
Rina K. Spence	represented by	Christopher G. Green (See above for address) ATTORNEY TO BE NOTICED Harvey J. Wolkoff (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED John D. Donovan , Jr. (See above for address) ATTORNEY TO BE NOTICED Olivia S. Choe (See above for address) ATTORNEY TO BE NOTICED Robert A. Skinner (See above for address) ATTORNEY TO BE NOTICED
Defendant
Douglas T Williams	represented by	Christopher G. Green (See above for address) ATTORNEY TO BE NOTICED Harvey J. Wolkoff (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED John D. Donovan , Jr. (See above for address) ATTORNEY TO BE NOTICED Olivia S. Choe (See above for address) ATTORNEY TO BE NOTICED Robert A. Skinner (See above for address) ATTORNEY TO BE NOTICED
Defendant
State Street Global Advisors	represented by	Daniel J. Maher Ropes & Gray LLP (MA) One International Place Boston , MA 02110 (617) 951-7000 Fax: (617) 951-7050 Email: djmaher@ropesgray.com LEAD ATTORNEY ATTORNEY TO BE NOTICED Lila A. Palmer Ropes & Gray LLP (MA) One International Place Boston , MA 02110 (617) 951-7000 Fax: (617) 951-7050 Email: lila.palmer@ropesgray.com LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Christopher G. Green (See above for address) ATTORNEY TO BE NOTICED Harvey J. Wolkoff (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED John D. Donovan , Jr. (See above for address) ATTORNEY TO BE NOTICED Olivia S. Choe (See above for address) ATTORNEY TO BE NOTICED Robert A. Skinner (See above for address) ATTORNEY TO BE NOTICED
Defendant
Lynn L. Anderson	represented by	Michael S. Hines Skadden, Arps, Slate, Meagher & Flom LLP (MA) One Beacon Street Boston , MA 02108 (617) 573-4800 x4863 Fax: (617) 305-4863 Email: michael.hines@skadden.com LEAD ATTORNEY ATTORNEY TO BE NOTICED Peter Simshauser Skadden, Arps, Slate, Meagher & Flom One Beacon Street 31st floor Boston , MA 02108 (617) 573-4800 LEAD ATTORNEY ATTORNEY TO BE NOTICED Thomas James Dougherty Skadden, Arps, Slate, Meagher & Flom LLP (MA) One Beacon Street Boston , MA 02108 (617) 573-4820 Fax: (617) 573-4822 Email: dougherty@skadden.com LEAD ATTORNEY ATTORNEY TO BE NOTICED
Defendant
Steven J. Mastrovich	represented by	Peter Simshauser (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Thomas James Dougherty (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED
Defendant
William L. Marshall	represented by	Peter Simshauser (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Thomas James Dougherty (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED
Defendant
Patrick J. Riley	represented by	Peter Simshauser (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Thomas James Dougherty (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED
Defendant
Bruce D. Taber	represented by	Peter Simshauser (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Thomas James Dougherty (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED
Defendant
Richard D. Shirk	represented by	Peter Simshauser (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Thomas James Dougherty (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED
Defendant
Henry W. Todd	represented by	Peter Simshauser (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Thomas James Dougherty (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED
Movant
Anatoly Alexander	represented by	Thomas G. Shapiro (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Carolina Cecilia Torres Coughlin Stoia Geller Rudman & Robbins, LLP (LI) 58 South Service Road Suite 200 Melville , NY 11747 (631)-367-7100 Fax: (631)-367-1173 Email: ctorres@csgrr.com ATTORNEY TO BE NOTICED
ADR Provider
Agustin J Fleites

Date Filed	#	Docket Text
09/25/2008	1	CERTIFIED TRUE COPY OF CONDITIONAL MDL TRANSFER IN ORDER FROM THE MDL PANEL... transferring this action from the United States District Court - Southern District of New York, Case Number: 1:08-cv-11108, MDL Number: MDL 1945. (Signed by Judge Richard J. Holwell on 9/4/8) (laq) (Entered: 09/26/2008)
09/25/2008		Magistrate Judge Douglas F. Eaton is so designated. (laq) (Entered: 09/26/2008)
09/25/2008		Case Designated ECF. (laq) (Entered: 09/26/2008)
10/07/2008	2	NOTICE OF APPEARANCE by Evan Jay Kaufman on behalf of Ning Yu (Kaufman, Evan) (Entered: 10/07/2008)
10/07/2008	3	NOTICE OF APPEARANCE by Samuel Howard Rudman on behalf of Ning Yu (Rudman, Samuel) (Entered: 10/07/2008)
10/07/2008	4	NOTICE OF APPEARANCE by David Avi Rosenfeld on behalf of Ning Yu (Rosenfeld, David) (Entered: 10/07/2008)
10/22/2008	20	MDL TRANSFER IN: Received certified copy of docket entries and from the United States District Court - District of Massachusettes. Case Number: 1:08-cv-11108 (JLT), MDL Number: MDL 1945. (laq) (Additional attachment(s) added on 1/12/2009: # 1 doc 2, # 2 doc 3, # 3 doc 4, # 4 doc 5, # 5 doc 6, # 6 doc 7, # 7 doc 8, # 8 doc 9, # 9 doc 10, # 10 doc 11, # 11 doc 12, # 12 doc 13, # 13 doc 14, # 14 doc 15, # 15 doc 16, # 16 dpc 17, # 17 doc 18, # 18 doc 19, # 19 doc 20) (laq). (Entered: 01/08/2009)
10/22/2008		CONSOLIDATED MEMBER CASE: Create association to 1:08-md-01945-RJH. (rjm) (Entered: 02/03/2009)
10/24/2008	5	ORDER that the Court's Order of October 9, 2008 in 08 Civ. 7934 5 is vacated; and it is further ORDERED that case number 08 Civ. 7934 be coordinated with Multidistrict Litigation No. 1945 for pretrial purposes only; and it is further ORDERED that case number 08 Civ. 8235 be coordinated with Multidistrict Litigation No. 1945 for pretrial purposes only. This Document relates to MDL 1945, 07-8488, 08-7934, 08-8235. (Signed by Judge Richard J. Holwell on 10/22/08) (rjm) (Entered: 10/27/2008)
10/28/2008	6	NOTICE of Non-Opposition. Document filed by Ning Yu. (Attachments: # 1 Exhibit 1 - Proposed Order)(Kaufman, Evan) (Entered: 10/28/2008)
10/28/2008	7	DECLARATION of Evan J. Kaufman in Support. Document filed by Ning Yu. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4, # 5 Exhibit 5)(Kaufman, Evan) (Entered: 10/28/2008)
10/31/2008	8	NOTICE OF APPEARANCE by Harvey J. Wolkoff on behalf of Agustin J Fleites, Peter G. Leahy, Mark E. Swanson, Donald A Gignac, Karen D Gillogly, James E. Ross, Gary L. French, William L. Boyan, Michael F. Holland, Rina K. Spence, Douglas T Williams, State Street Global Advisors, State Street Corp. (Wolkoff, Harvey) (Entered: 10/31/2008)
10/31/2008	9	NOTICE OF APPEARANCE by John D. Donovan, Jr on behalf of Agustin J Fleites, Peter G. Leahy, State Street Corp., Mark E. Swanson, Donald A Gignac, Karen D Gillogly, James E. Ross, Gary L. French, William L. Boyan, Michael F. Holland, Rina K. Spence, Douglas T Williams, State Street Global Advisors (Donovan, John) (Entered: 10/31/2008)
10/31/2008	10	NOTICE OF APPEARANCE by Robert A. Skinner on behalf of Agustin J Fleites, Peter G. Leahy, State Street Corp., Mark E. Swanson, Donald A Gignac, Karen D Gillogly, James E. Ross, Gary L. French, William L. Boyan, Michael F. Holland, Rina K. Spence, Douglas T Williams, State Street Global Advisors (Skinner, Robert) (Entered: 10/31/2008)
10/31/2008	11	NOTICE OF APPEARANCE by Olivia S. Choe on behalf of Agustin J Fleites, Peter G. Leahy, State Street Corp., Mark E. Swanson, Donald A Gignac, Karen D Gillogly, James E. Ross, Gary L. French, William L. Boyan, Michael F. Holland, Rina K. Spence, Douglas T Williams, State Street Global Advisors (Choe, Olivia) (Entered: 10/31/2008)
10/31/2008	12	RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by State Street Corp., State Street Global Advisors.(Skinner, Robert) (Entered: 10/31/2008)
10/31/2008	13	NOTICE OF APPEARANCE by Christopher G. Green on behalf of Agustin J Fleites, Peter G. Leahy, State Street Corp., Mark E. Swanson, Donald A Gignac, Karen D Gillogly, James E. Ross, Gary L. French, William L. Boyan, Michael F. Holland, Rina K. Spence, Douglas T Williams, State Street Global Advisors (Green, Christopher) (Entered: 10/31/2008)
11/06/2008	14	MOTION for Jeffrey A. Berens to Appear Pro Hac Vice. Document filed by Ning Yu.(dle) (Entered: 11/07/2008)
11/06/2008	15	MOTION for Robert J. Dyer to Appear Pro Hac Vice. Document filed by Ning Yu.(dle) (Entered: 11/07/2008)
11/07/2008	16	NOTICE OF APPEARANCE by Thomas James Dougherty on behalf of Lynn L. Anderson, Steven J. Mastrovich, William L. Marshall, Patrick J. Riley, Bruce D. Taber, Richard D. Shirk, Henry W. Todd (Dougherty, Thomas) (Entered: 11/07/2008)
11/11/2008	17	ORDER FOR ADMISSION PRO HAC VICE ON WRITTEN MOTION: It is hereby ordered that Robert J. Dyer is admitted to practice pro hac vice in this action. (Signed by Judge Richard J. Holwell on 11/10/2008) (jpo) (Entered: 11/12/2008)
11/11/2008	18	ORDER FOR ADMISSION PRO HAC VICE: It is hereby ordered that Jeffrey A. Berens is admitted to practice pro hac vice in this action. (Signed by Judge Richard J. Holwell on 11/10/2008) (jpo) (Entered: 11/12/2008)
11/11/2008		Transmission to Attorney Admissions Clerk. Transmitted re: 17 Order on Motion to Appear Pro Hac Vice, 18 Order on Motion to Appear Pro Hac Vice, to the Attorney Admissions Clerk for updating of Attorney Information. (jpo) (Entered: 11/12/2008)
11/20/2008		CASHIERS OFFICE REMARK on 17 Order on Motion to Appear Pro Hac Vice, 18 Order on Motion to Appear Pro Hac Vice in the amount of $50.00, paid on 11/06/2008, Receipt Number 668189. (jd) (Entered: 11/20/2008)
12/15/2008	19	SCHEDULING ORDER: Status Conference set for 1/15/2009 at 10:30 AM in Courtroom 17B, 500 Pearl Street, New York, NY 10007 before Judge Richard J. Holwell. Status Report due by 1/8/2009. (Signed by Judge Richard J. Holwell on 12/12/08) (cd) (Entered: 12/15/2008)
01/06/2009	23	NOTICE OF MOTION for ADMISSION PRO HAC VICE OF Michael S. Hines. Document filed by Lynn L. Anderson, Steven J. Mastrovich, William L. Marshall, Patrick J. Riley, Bruce D. Taber, Richard D. Shirk, Henry W. Todd. Filed In Associated Cases: 1:08-md-01945-RJH, 1:08-cv-08235-RJH(rjm) (Entered: 02/03/2009)
01/06/2009	24	NOTICE OF MOTION FOR ADMISSION PRO HAC VICE OF Peter Simshauser. Document filed by Lynn L. Anderson, Steven J. Mastrovich, William L. Marshall, Patrick J. Riley, Bruce D. Taber, Richard D. Shirk, Henry W. Todd. Filed In Associated Cases: 1:08-md-01945-RJH, 1:08-cv-08235-RJH(rjm) (Entered: 02/03/2009)
01/12/2009	21	ORDER FOR ADMISSION of Michael S. Hines PRO HAC VICE ON WRITTEN MOTION for Lynn L. Anderson et al. (Signed by Judge Richard J. Holwell on 1/8/09) (cd) (Entered: 01/12/2009)
01/12/2009		Transmission to Attorney Admissions Clerk. Transmitted re: 21 Order Admitting Attorney Pro Hac Vice, to the Attorney Admissions Clerk for updating of Attorney Information. (cd) (Entered: 01/12/2009)
01/12/2009	22	ORDER FOR ADMISSION OF Peter Simshauser PRO HAC VICE ON WRITTEN MOTION for Lynn L. Anderson et al. (Signed by Judge Richard J. Holwell on 1/8/08) (cd) (Entered: 01/12/2009)
01/12/2009		Transmission to Attorney Admissions Clerk. Transmitted re: 22 Order Admitting Attorney Pro Hac Vice, to the Attorney Admissions Clerk for updating of Attorney Information. (cd) (Entered: 01/12/2009)
01/26/2009		TRANSCRIPT of proceedings held on 1/15/09 before Judge Richard J. Holwell. Associated Cases: 1:07-cv-08488-RJH-DFE et al. Original document filed under civil case no. 1:07-cv-08488-RJH-DFE, document #133. (tro) (Entered: 03/12/2009)
01/27/2009		CASHIERS OFFICE REMARK on 21 Order Admitting Attorney Pro Hac Vice, 22 Order Admitting Attorney Pro Hac Vice in the amount of $50.00, paid on 1/6/09, Receipt Number 673924. (Quintero, Marcos) (Entered: 01/27/2009)
02/10/2009	25	STIPULATION AND ORDER EXTENDING TIME TO FILE AMENDED COMPLAINT, MOTION TO DISMISS AND RELATED BRIEFING: ( Amended Complaint due by 2/13/2009. Motion due by 3/6/2009. Reply due by 4/10/2009. Response due by 3/27/2009) (Signed by Judge Richard J. Holwell on 2/10/09) (cd) (Entered: 02/10/2009)
02/10/2009	26	ORDER REFERRING CASE TO MAGISTRATE JUDGE. Order that case be referred to the Clerk of Court for assignment to a Magistrate Judge for General Pretrial (includes scheduling, discovery, non-dispositive pretrial motions, and settlement). Referred to Magistrate Judge Douglas F. Eaton. (Signed by Judge Richard J. Holwell on 2/4/2009) (jfe) (Entered: 02/10/2009)
02/13/2009	29	AMENDED COMPLAINT FOR VIOLATION OF THE FEDERAL SECURITIES LAWS against Steven J. Mastrovich, William L. Marshall, Patrick J. Riley, Richard D. Shirk, Henry W. Todd, Anatoly Alexander, Peter G. Leahy, SSGA Funds, State Street Corp., Mark E. Swanson, James E. Ross, State Street Global Advisors.Document filed by Ning Yu.(ae) (Entered: 02/17/2009)
02/13/2009	30	MOTION for Jerome C. Katz to Appear Pro Hac Vice. Document filed by State Street Bank and Trust Co. Fixed Income Funds Investment Litigation, State Street Global Advisors, State Street Corp., State Street Bank and Trust Company, State Street Global Advisors, Inc..Filed In Associated Cases: 1:08-md-01945-RJH, 1:08-cv-08235-RJH-DFE, 1:08-cv-08920-RJH-DFE(jmi) (Entered: 02/20/2009)
02/17/2009	27	NOTICE of Withdrawal of Olivia S. Choe in all related cases. Document filed by State Street Bank and Trust Co. Fixed Income Funds Investment Litigation, State Street Corp., State Street Global Advisors, State Street Bank and Trust Company, State Street Global Advisors, Inc.. Filed In Associated Cases: 1:08-md-01945-RJH, 1:08-cv-08235-RJH, 1:08-cv-08920-RJH, 1:09-cv-01241-RJH(Choe, Olivia) (Entered: 02/17/2009)
02/17/2009	28	STIPULATION AND ORDER EXTENDING TIME TO FILE AMENDED COMPLAINT, MOTION TO DISMISS AND RELATED BRIEFING; Lead Plaintiff shall file his Amended complaint on or before February 13, 2009; Defendants shall file their Motions to Dismiss on or before March 6, 2009; Lead Plaintiff shall file his Opposition to Defendants' Motions to Dismiss on or before March 27, 2009; and Defendants shall file their Reply briefs on or before April 10, 2009. (Signed by Judge Richard J. Holwell on 2/16/09) (djc) (Entered: 02/17/2009)
03/11/2009	31	NOTICE OF APPEARANCE by Carolina Cecilia Torres on behalf of Anatoly Alexander (Torres, Carolina) (Entered: 03/11/2009)
03/11/2009	32	MOTION to Dismiss Class Action Securities Complaints. Document filed by Mark E. Swanson, SSGA Funds, Peter G. Leahy, State Street Corp., James E. Ross, State Street Global Advisors.Filed In Associated Cases: 1:08-md-01945-RJH, 1:08-cv-08235-RJH-DFE(Donovan, John) (Entered: 03/11/2009)
03/11/2009	33	DECLARATION of Robert A. Skinner in Support re: (32 in 1:08-cv-08235-RJH-DFE) MOTION to Dismiss.. Document filed by SSGA Funds, Peter G. Leahy, State Street Corp., Mark E. Swanson, James E. Ross, State Street Global Advisors. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F, # 7 Exhibit G)Filed In Associated Cases: 1:08-md-01945-RJH, 1:08-cv-08235-RJH-DFE(Donovan, John) (Entered: 03/11/2009)
03/11/2009	34	MEMORANDUM OF LAW in Support re: (32 in 1:08-cv-08235-RJH-DFE, 24 in 1:08-md-01945-RJH) MOTION to Dismiss.. Document filed by SSGA Funds, Peter G. Leahy, State Street Corp., Mark E. Swanson, James E. Ross, State Street Global Advisors. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2)Filed In Associated Cases: 1:08-md-01945-RJH, 1:08-cv-08235-RJH-DFE(Donovan, John) (Entered: 03/11/2009)
03/11/2009	35	STIPULATION AND ORDER REGARDING BRIEFING SCHEDULE FOR DEFENDANTS' MOTION TO DISMISS CLASS ACTION SECURITIES COMPLAINTS: Motions to dismiss due by 3/11/2009. Replies due by 4/20/2009, Responses due by 4/6/2009. (Signed by Judge Richard J. Holwell on 3/10/2009) (jpo) (Entered: 03/11/2009)
03/11/2009	36	MOTION to Dismiss Amended Complaints. Document filed by Patrick J. Riley, Richard D. Shirk, Bruce D. Taber, Henry W. Todd, Lynn L. Anderson, William L. Marshall, Steven J. Mastrovich.Filed In Associated Cases: 1:08-md-01945-RJH, 1:08-cv-08235-RJH-DFE(Dougherty, Thomas) (Entered: 03/11/2009)
03/11/2009	37	MEMORANDUM OF LAW in Support re: (27 in 1:08-md-01945-RJH, 36 in 1:08-cv-08235-RJH-DFE) MOTION to Dismiss Amended Complaints.. Document filed by Patrick J. Riley, Richard D. Shirk, Bruce D. Taber, Henry W. Todd, Lynn L. Anderson, William L. Marshall, Steven J. Mastrovich. (Attachments: # 1 Exhibit A, # 2 Exhibit B)Filed In Associated Cases: 1:08-md-01945-RJH, 1:08-cv-08235-RJH-DFE(Dougherty, Thomas) (Entered: 03/11/2009)
03/17/2009	38	ORDER GRANTING MOTION FOR ADMISSION PRO HAC VICE. Upon the motion of defendants State Street Bank and Trust Company and State Street Global Advisors, Inc. ("State Street") pursuant to Rule l.3 of the Local Civil Rules, for an order admitting Daniel J. Maher and Lila A. Palmer pro hac vice for all purposes on behalf of State Street in these actions, and for good cause shown, it is hereby ORDERED that the motion is GRANTED in all respects. Relates to 08md1945, 07-8488, 08-8920, 08-8235. Attorney Daniel J. Maher for State Street Bank and Trust Co. Fixed Income Funds Investment Litigation, State Street Global Advisors, State Street Bank and Trust Company and State Street Global Advisors, Inc., Lila A. Palmer for State Street Bank and Trust Co. Fixed Income Funds Investment Litigation, State Street Global Advisors, State Street Bank and Trust Company and State Street Global Advisors, Inc. admitted Pro Hac Vice. (Signed by Judge Richard J. Holwell on 3/16/09) Filed In Associated Cases: 1:08-md-01945-RJH, 1:08-cv-08235-RJH-DFE, 1:08-cv-08920-RJH-DFE(rjm) (Entered: 03/17/2009)
03/17/2009		Transmission to Attorney Admissions Clerk. Transmitted re: (38 in 1:08-cv-08235-RJH-DFE, 8 in 1:08-cv-08920-RJH-DFE, 31 in 1:08-md-01945-RJH) Order Admitting Attorney Pro Hac Vice,,,,, to the Attorney Admissions Clerk for updating of Attorney Information. Filed In Associated Cases: 1:08-md-01945-RJH, 1:08-cv-08235-RJH-DFE, 1:08-cv-08920-RJH-DFE(rjm) (Entered: 03/17/2009)
03/17/2009	39	SCHEDULING ORDER: The status conference scheduled for Friday, April 3, 2009, at 11 :00 a.m., is adjourned sine die. SO ORDERED. (Signed by Judge Richard J. Holwell on 3/17/2009) Filed In Associated Cases: 1:08-md-01945-RJH, 1:08-cv-08235-RJH-DFE, 1:08-cv-08920-RJH-DFE, 1:09-cv-01241-RJH, 1:09-cv-01899-RJH(jmi) (Entered: 03/18/2009)
03/20/2009	40	NOTICE OF APPEARANCE by Lila A. Palmer on behalf of State Street Global Advisors, Inc., State Street Bank and Trust Company Filed In Associated Cases: 1:08-md-01945-RJH, 1:08-cv-08235-RJH-DFE, 1:08-cv-08920-RJH-DFE, 1:09-cv-01241-RJH, 1:09-cv-01899-RJH(Palmer, Lila) (Entered: 03/20/2009)
03/24/2009	41	NOTICE OF APPEARANCE by Daniel J. Maher on behalf of State Street Bank and Trust Co. Fixed Income Funds Investment Litigation, State Street Global Advisors Filed In Associated Cases: 1:08-md-01945-RJH, 1:08-cv-08235-RJH-DFE, 1:08-cv-08920-RJH-DFE, 1:09-cv-01241-RJH, 1:09-cv-01899-RJH(Maher, Daniel) (Entered: 03/24/2009)
04/06/2009	46	ORDER. It is hereby ordered that attorneys admitted to practice and in good standing in any United States District Court are admitted pro hac vice in this litigation. Association of local co-counsel is not required. (Signed by Judge Richard J. Holwell on 4/3/09) Filed In Associated Cases: 1:08-md-01945-RJH et al.(rjm) (Entered: 04/06/2009)
04/06/2009	47	MEMORANDUM OF LAW in Opposition re: (32 in 1:08-cv-08235-RJH-DFE, 24 in 1:08-md-01945-RJH) MOTION to Dismiss., (27 in 1:08-md-01945-RJH, 36 in 1:08-cv-08235-RJH-DFE) MOTION to Dismiss Amended Complaints.. Document filed by Plumbers and Steamfitters Union Local No. 10 Health & Welfare Fund, Anatoly Alexander. Filed In Associated Cases: 1:08-md-01945-RJH, 1:08-cv-08235-RJH-DFE(Kaufman, Evan) (Entered: 04/06/2009)
04/06/2009	48	DECLARATION of Evan J. Kaufman in Opposition re: (32 in 1:08-cv-08235-RJH-DFE, 24 in 1:08-md-01945-RJH) MOTION to Dismiss., (27 in 1:08-md-01945-RJH, 36 in 1:08-cv-08235-RJH-DFE) MOTION to Dismiss Amended Complaints.. Document filed by Plumbers and Steamfitters Union Local No. 10 Health & Welfare Fund, Anatoly Alexander. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F, # 7 Exhibit G)Filed In Associated Cases: 1:08-md-01945-RJH, 1:08-cv-08235-RJH-DFE(Kaufman, Evan) (Entered: 04/06/2009)
04/07/2009	49	MEMORANDUM OF LAW in Opposition re: (124 in 1:07-cv-08488-RJH-DFE) MOTION to Dismiss PLAINTIFF PLAN TRUSTEE/TRUSTEE COUNTERCLAIM DEFENDANTS MOTION TO DISMISS SSGAS COUNTERCLAIMS.. Document filed by State Street Bank and Trust Company, State Street Global Advisors, Inc.. Filed In Associated Cases: 1:08-md-01945-RJH et al.(Wolkoff, Harvey) (Entered: 04/07/2009)
04/07/2009	50	DECLARATION of Robert A Skinner in Opposition re: (124 in 1:07-cv-08488-RJH-DFE) MOTION to Dismiss PLAINTIFF PLAN TRUSTEE/TRUSTEE COUNTERCLAIM DEFENDANTS MOTION TO DISMISS SSGAS COUNTERCLAIMS.. Document filed by State Street Bank and Trust Company, State Street Global Advisors, Inc.. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3)Filed In Associated Cases: 1:08-md-01945-RJH et al.(Wolkoff, Harvey) (Entered: 04/07/2009)
04/20/2009	51	REPLY MEMORANDUM OF LAW in Support re: (36 in 1:08-cv-08235-RJH-DFE) MOTION to Dismiss.. Document filed by Patrick J. Riley, Richard D. Shirk, Bruce D. Taber, Henry W. Todd, Lynn L. Anderson, William L. Marshall, Steven J. Mastrovich. Filed In Associated Cases: 1:08-md-01945-RJH, 1:08-cv-08235-RJH-DFE(Dougherty, Thomas) (Entered: 04/20/2009)
04/20/2009	52	REPLY MEMORANDUM OF LAW in Support re: (32 in 1:08-cv-08235-RJH-DFE, 24 in 1:08-md-01945-RJH) MOTION to Dismiss.. Document filed by SSGA Funds, Peter G. Leahy, State Street Corp., Mark E. Swanson, James E. Ross, State Street Global Advisors. Filed In Associated Cases: 1:08-md-01945-RJH, 1:08-cv-08235-RJH-DFE(Donovan, John) (Entered: 04/20/2009)
04/24/2009	53	NOTICE OF APPEARANCE by Gordon Eng on behalf of Prudential Retirement Insurance and Annuity Company Filed In Associated Cases: 1:08-md-01945-RJH et al.(Eng, Gordon) (Entered: 04/24/2009)
04/28/2009	54	NOTICE OF APPEARANCE by Jeremy N Klatell on behalf of Prudential Retirement Insurance and Annuity Company Filed In Associated Cases: 1:08-md-01945-RJH et al.(Klatell, Jeremy) (Entered: 04/28/2009)
05/19/2009	55	NOTICE OF APPEARANCE by Felicia H. Ellsworth on behalf of ING Institutional Plan Services LLC Filed In Associated Cases: 1:08-md-01945-RJH, 1:08-cv-08235-RJH-DFE, 1:08-cv-08920-RJH-DFE, 1:09-cv-01241-RJH, 1:09-cv-01899-RJH(rjm) (Entered: 05/22/2009)
12/09/2009	56	NOTICE OF CHANGE OF ADDRESS by Mark Samuel Reich on behalf of Anatoly Alexander. New Address: Dyer & Berens LLP, 303 East 17th Avenue, Suite 300, Denver, Colorado, USA 80203, 303-861-1764. (Reich, Mark) (Entered: 12/09/2009)
02/25/2010	57	MEMORANDUM OPINION AND ORDER: #98607 For the reasons stated, defendants' motions to dismiss [32, 36] the Complaint are granted. Because plaintiffs have not requested leave to re plead, and because they amended the Complaint once already after receiving notice of the grounds for these motions to dismiss, the claims are dismissed with prejudice. See Landmen, 659 F. Supp 2d at 547 (citing Nwaokocha v. Sadowski, 369 F. Supp. 2d 362, 372 (E.D.N.Y. 2005) ("A court... has discretion to dismiss with prejudice if it believes that [the] amendment would be futile or would unnecessarily expend judicial resources.")). The Clerk of the Court is requested to close this case (08 Civ. 8235). So Ordered (Signed by Judge Richard J. Holwell on 2/22/2010) (js) Modified on 2/25/2010 (js). Modified on 3/3/2010 (ajc). (Entered: 02/25/2010)
03/02/2010		Transmission to Judgments and Orders Clerk. Transmitted re: 57 Memorandum & Opinion,,,, to the Judgments and Orders Clerk. (js) (Entered: 03/03/2010)
03/03/2010	58	CLERK'S JUDGMENT That for the reasons stated in the Court's Memorandum Opinion and Order dated February 22, 2010, defendants' motions to dismiss the complaint is granted, and those claims are dismissed with prejudice; accordingly, the case (08 Civ. 8235) is closed. (Signed by J. Michael McMahon, clerk on 3/3/10) (Attachments: # 1 notice of right to appeal)Filed In Associated Cases: 1:08-md-01945-RJH, 1:08-cv-08235-RJH-DFE(ml) (Entered: 03/03/2010)